Joseph Anthony Favors v. Lucinda E. Jesson, Commissioner of Human Services

This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2014).

STATE OF MINNESOTA
IN COURT OF APPEALS
A14-2015

Joseph Anthony Favors, petitioner,
Appellant,

vs.

Lucinda E. Jesson,
Commissioner of Human Services,
Respondent.

Filed March 30, 2015
Affirmed
Chutich, Judge

Dakota County District Court
File No. 19-P1-07-030418

David A. Jaehne, West St. Paul, Minnesota (for appellant)

Lori Swanson, Attorney General, Anthony R. Noss, Assistant Attorney General; and

James C. Backstrom, Dakota County Attorney, Donald E. Bruce, Assistant County
Attorney, Hastings, Minnesota (for respondent)

Considered and decided by Chutich, Presiding Judge; Rodenberg, Judge; and

Smith, Judge.

UNPUBLISHED OPINION

CHUTICH, Judge

Appellant Joseph Favors appeals from an order of a judicial appeal panel that

granted motions to dismiss by respondents the Commissioner of the Minnesota
Department of Human Services (the commissioner) and Dakota County concerning

Favors’s petitions for discharge, provisional discharge, or transfer. The panel also denied

Favors’s oral motion for transfer upon completion of his current treatment phase.

Because Favors failed to meet his evidentiary burdens regarding the petitions, we affirm.

FACTS

Favors was civilly committed as a sexually dangerous person and as a person with

a sexual psychopathic personality in 2009, and he has been in treatment at the Minnesota

Sex Offender Program (the program) at Moose Lake since that time. The facts

underlying Favors’s commitment are set forth in In re Civil Commitment of Favors, No.

A09-2306, 2010 WL 2486349 (Minn. App. June 22, 2010), review denied (Minn. Aug.

24, 2010). He is currently in phase II of treatment.

In April 2013, Favors petitioned the special review board for discharge,

provisional discharge, or transfer to Community Preparation Services, the transitional

phase of the program. In March 2014, the special review board recommended denying

the petition. Favors petitioned for rehearing and reconsideration by a judicial appeal

panel later that month.

In June 2014, Dr. James H. Gilbertson, Ph.D., examined Favors. Dr. Gilbertson

submitted a psychological/risk assessment of Favors to the judicial appeal panel that

contained his findings and conclusions based on that examination.

In August 2014, a judicial appeal panel hearing convened. Dr. Gilbertson testified

at this hearing, and his testimony was largely consistent with his report. Dr. Gilbertson

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noted that Favors’s scores on a static risk assessment put his risk of re-offense as

moderate to high risk, and his dynamic risk scores were at a moderate level.

Dr. Gilbertson testified that he did not support either full discharge or provisional

discharge. He said that Favors is not capable of making an acceptable adjustment to

society at this time and that he remains a danger to the public, and no conditions exist to

either provide a reasonable degree of protection to the public or assist Favors in adjusting

to the community. Dr. Gilbertson also said that Favors continues to need inpatient

treatment and supervision.

Dr. Gilbertson also stated that Community Preparation Services offers sufficient

protection if Favors is at a moderate level of risk; assuming some facts, it may be an

option, but if other facts are assumed, Community Preparation Services is not a viable

option. Dr. Gilbertson said that Favors needs to complete phase II before any transfer

can be considered. He also testified that Favors needs a secure environment to

accomplish treatment, has a continuing need for institutionalization at the program, and

needs to remain in residential programming until he completes phase II. Dr. Gilbertson

said that Moose Lake is the facility that best meets Favors’s needs.

Favors testified on his own behalf. He said that he has almost completed phase II

treatment and also noted his participation in group sessions and his support in the

community.

At the close of Favors’s case, the commissioner and Dakota County moved to

dismiss the petition under Minnesota Rule of Civil Procedure 41.02(b) and Minnesota

Statutes section 253D.28, subdivision 2(d) and (e) (2014). They argued that Favors had

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neither met his burden of production regarding discharge and provisional discharge nor

established that transfer was appropriate by a preponderance of the evidence. Favors

requested an order for transfer to Community Preparation Services or, in the alternative,

an order seeking immediate transfer to Community Preparation Services once he

completes phase II.

By written order dated October 19, 2014, the judicial appeal panel granted the

respondents’ motions to dismiss the petitions for discharge, provisional discharge, and

transfer. The panel also denied Favors’s motion for an order of transfer after he

completes phase II of the program. Favors appealed.

DECISION

I. Discharge and Provisional Discharge

We review the dismissal of a petition for discharge or provisional discharge under

Minnesota Rule of Civil Procedure 41.02(b) de novo. Foster v. Jesson, 857 N.W.2d 545,

548 (Minn. App. 2014). At the first-phase hearing, the judicial appeal panel may not

weigh the evidence or make credibility determinations when considering a motion to

dismiss under this rule and instead must view the evidence in a light most favorable to the

committed person. Coker v. Jesson, 831 N.W.2d 483, 490-91 (Minn. 2013).

At the first-phase hearing, the committed person “bears the burden of going

forward with the evidence, which means presenting a prima facie case.” Minn. Stat.

§ 253D.28, subd. 2(d). This burden is the burden of production, which is satisfied with

“‘sufficient, competent evidence that, if proven, would entitle the petitioner to relief.’”

Larson v. Jesson, 847 N.W.2d 531, 535 (Minn. App. 2014) (quoting Coker, 831 N.W.2d

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at 486). Dismissal under rule 41.02(b) is still appropriate if the committed person does

not meet this burden of production. Id.

Favors first argues that the judicial appeal panel erred by granting the motions to

dismiss as to discharge and provisional discharge because he met his burden of

production. We disagree.

The sole evidence regarding discharge was Dr. Gilbertson’s assessment and

testimony. Dr. Gilbertson’s opinions were unequivocal: “I’m very firm in my opinion

regarding that he’s not eligible for direct [or] provisional discharge at this time.” This

opinion is reflected and supported throughout his testimony and report. Favors, in his

own testimony, mentioned only that he wished to be discharged but presented no reasons

to support it. Even drawing “every inference which may fairly be drawn . . . in favor of

the adverse party,” Coker, 831 N.W.2d at 489 (quotation omitted), no competent

evidence supported either discharge or provisional discharge. Given this evidence, the

judicial appeal panel did not err by concluding that Favors failed to meet his burden of

production regarding discharge and provisional discharge.

II. Transfer

Unlike petitions for discharge, “a petition for transfer imposes the burdens of

production and persuasion on the petitioner at the hearing before the judicial appeal

panel.” Foster, 857 N.W.2d at 548; see also Minn. Stat. § 253D.28, subd. 2(e) (“A party

seeking transfer under section 253D.29 must establish by a preponderance of the

evidence that the transfer is appropriate.”). The findings of the judicial appeal panel are

reviewed for clear error. Foster, 857 N.W.2d at 548; see also Jarvis v. Levine, 364

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N.W.2d 473, 474 (Minn. App. 1985) (“The appeal panel will be reversed only if [its]

decision was clearly erroneous.”). “This court will not weigh the evidence as if trying the

matter de novo, but must examine the record to determine whether the evidence as a

whole sustains the appeal panel[’s] findings.” Jarvis, 364 N.W.2d at 474 (quotation

omitted).

“In evaluating whether a petitioner has demonstrated the appropriateness of

transfer by a preponderance of the evidence, the panel must address the statutory factors.”

Foster, 857 N.W.2d at 549 (quotation and alteration omitted). The statutory factors are:

(1) the person’s clinical progress and present treatment needs;

(2) the need for security to accomplish continuing treatment;

(3) the need for continued institutionalization;

(4) which facility can best meet the person’s needs; and

(5) whether transfer can be accomplished with a reasonable
degree of safety for the public.

Minn. Stat. § 253D.29, subd. 1(b) (2014).

Favors contends that the judicial appeal panel erred by determining that he had not

shown by a preponderance of the evidence that transfer was appropriate. We conclude

that, given the state of the record evidence at the close of Favors’s case, the panel did not

err in granting the motion to dismiss.

Dr. Gilbertson opined that he did not believe that transfer would be appropriate

until Favors has completed phase II of the program. He further testified that Favors

needs a secure environment for treatment, that he needs continued institutionalization,

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and that the facility at Moose Lake best meets Favors’s current needs. Dr. Gilbertson

also stated that transfer may be accomplished with a reasonable degree of safety for the

public, but this opinion was qualified and dependent on Favors’s current treatment

engagement. The judicial appeal panel considered the statutory factors and determined

that Favors was unsuitable for transfer. The record as a whole sustains the panel’s

findings and supports no other conclusion. Therefore, the panel did not err in dismissing

the petition for transfer. See Foster, 857 N.W.2d at 549.

Favors finally claims that the judicial appeal panel erred by denying his motion for

immediate transfer when he completes phase II. But the judicial appeal panel may not

consider petitions for relief other than those considered by the special review board.

Minn. Stat. § 253D.28, subd. 3 (2014). It also may not grant a transfer “on terms or

conditions that were not presented to the special review board.” Id. Favors did not

petition the special review board for an automatic transfer upon completion of phase II,

and therefore the panel correctly declined to consider this motion.

The judicial appeal panel also denied the motion for immediate transfer because it

was prospective and not ripe. “If an issue involves only a hypothetical possibility, then

the issue is not justiciable because neither the ripe nor the ripening seeds of a controversy

are present.” In re Civil Commitment of Travis, 767 N.W.2d 52, 58 (Minn. App. 2009)

(quotation and alteration omitted).

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 We note that Favors has made progress in the treatment program. But because he

had not yet completed phase II of the program, the judicial appeal panel did not err by

declining to consider the motion concerning a prospective issue.

Affirmed.

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