State of Minnesota v. Rip Wayne Rust

This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2014).

STATE OF MINNESOTA
IN COURT OF APPEALS
A15-0480

State of Minnesota,
Respondent,

vs.

Rip Wayne Rust,
Appellant.

Filed April 4, 2016
Affirmed; motion denied
Reyes, Judge

Hennepin County District Court
File No. 27CR1421675

Lori Swanson, Attorney General, St. Paul, Minnesota; and

Michael O. Freeman, Hennepin County Attorney, Linda M. Freyer, Assistant County
Attorney, Minneapolis, Minnesota (for respondent)

Cathryn Middlebrook, Chief Appellate Public Defender, Jessica Merz Godes, Assistant
Public Defender, St. Paul, Minnesota (for appellant)

Considered and decided by Ross, Presiding Judge; Peterson, Judge; and Reyes,

Judge.
 UNPUBLISHED OPINION

REYES, Judge

On appeal from his conviction of first-degree driving while impaired (DWI),

appellant argues that the prosecutor committed prejudicial misconduct by introducing

inadmissible evidence that deprived him of a fair trial. We affirm.

FACTS

On July 25, 2014, appellant Rip Wayne Rust was arrested for DWI. At his jury

trial, both appellant and the arresting officer testified. Each offered a very different

account of what occurred on the date of the offense.

The officer testified that at approximately 2:50 p.m. on the date of the offense, he

noticed a vehicle with heavy front-end damage and smoke coming from the engine

parked at a green light. The vehicle was stopped in a traffic lane, blocking a vehicle

behind it. As the officer neared the scene, he saw a man flagging him down. The officer

activated his emergency lights and parked in front of the vehicle, which was running

when he arrived. As he approached the vehicle, the officer noticed appellant was

slumped over the steering wheel, sleeping. After waking appellant, the officer and his

partner helped appellant out of the vehicle and had him take a seat on the curb because

appellant was having difficulty standing.

According to the officer, appellant stated that he was coming from work, where he

had consumed some beer. Appellant also stated that he was on Oxycodone and believed

that was why he fell asleep at the wheel. The officer administered field sobriety tests,

which appellant failed. The officer concluded that appellant was under the influence of

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alcohol and placed him under arrest. The officer then took appellant to the police

department, where he was given the opportunity to consult with an attorney. The officer

believed that appellant made three phone calls and received one call back from a lawyer.

Appellant agreed to take a breath test, the results of which indicated that appellant’s

alcohol concentration was 0.12.

Next, appellant testified. Appellant stated that, while at work, he received a phone

call from his son just before noon. He learned that his son had been involved in a hit-

and-run accident, rendering the vehicle inoperable. Appellant left work at noon and took

a bus to the scene of the accident. When he arrived, he looked over the vehicle but could

not get the hood open. He called his friend who owns a tow company, but his friend was

unable to tow the vehicle until later in the day. In exchange for a bottle of liquor, a

gentlemen1 offered to stay with the vehicle while appellant’s son went to work and

appellant went home. Appellant also bought himself a bottle of alcohol, which he drank

while he was at home. He later got a ride back to the vehicle and was texting his friend

who owns the tow company, not sleeping, when the officer arrived.

On cross examination, the following exchange occurred regarding the phone calls

appellant made while at the police department:

[PROSECUTION]: All right. Now, do you recall being at the
Robbinsdale Police Department?
[APPELLANT]: Yes.
[PROSECUTION]: Do you recall getting some phonebooks to
make some phone calls?
[APPELLANT]: Yes.

1
This individual is identified in the record as “Ed.” According to appellant, Ed is not a
friend of his and was simply at the liquor store when appellant got there.

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 ....
[PROSECUTION]: Do you recall actually making some calls?
[APPELLANT]: I do, yes.
[PROSECUTION]: Do you recall telling somebody on one of
those calls that you hit a Cemstone cement truck?
[DEFENSE COUNSEL]: Objection, Your Honor. May we
approach?
[APPELLANT]: I did not say that.
THE COURT: Hang on.
[REPORTER’S NOTE: Whereupon, a brief discuss[ion] was
held at the bench, off the record, and out of the hearing of the
jury.]
THE COURT: I’ll reverse my ruling and overrule the
objection. His answer that he denied making that statement
will stand.
[PROSECUTION]: You did make a couple of phone calls that
afternoon, is that correct, when you were at the Robbinsdale
Police Department?
[APPELLANT]: Yes, ma’am.

The jury found appellant guilty of driving with an alcohol concentration of 0.08 or

more in violation of Minn. Stat. § 169A.20, subd. 1(5) (2012).2 The district court

sentenced appellant to 57 months in prison. This appeal follows.

DECISION

I. The prosecutor did not engage in misconduct.

Appellant argues that the prosecutor’s prejudicial misconduct of questioning

appellant about statements covered by the attorney-client privilege deprived him of a fair

trial and therefore requires reversal. We disagree.

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The elements of this offense are (1) physical control of the vehicle, (2) time and place,
and (3) blood alcohol concentration in excess of 0.08. Throughout his district court
proceedings, appellant disputed the physical control element. Appellant does not dispute
any of these elements on appeal.

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 If a prosecutor engages in misconduct during trial, an appellate court must

determine whether the misconduct denied appellant a fair trial. State v. Dobbins, 725

N.W.2d 492, 506 (Minn. 2006). When reviewing objected-to prosecutorial misconduct,

we utilize a harmless-error test, “the application of which varies based on the severity of

the misconduct.” State v. Carridine, 812 N.W.2d 130, 146 (Minn. 2012).3 In cases

involving unusually serious prosecutorial misconduct, “we require certainty beyond a

reasonable doubt that the misconduct was harmless before we affirm.” Id. at 150. In

cases of less-serious misconduct, we will not reverse unless it is likely that the

misconduct “played a substantial part in influencing the jury to convict.” Id.

When reviewing a claim of prosecutorial misconduct, we must first engage in the

threshold inquiry of determining whether the prosecutor engaged in misconduct. See

State v. Fields, 730 N.W.2d 777, 782 (Minn. 2007). Attempting to or actually eliciting

clearly inadmissible evidence may constitute prosecutorial misconduct. Id. Statements

made by a defendant to counsel over the phone, seeking legal advice, are protected from

disclosure by the attorney-client privilege, even if overheard by the police. See State,

Dep’t of Pub. Safety v. Held, 311 Minn. 74, 76, 246 N.W.2d 863, 864 (1976) (noting that

“driver’s rights are sufficiently safeguarded by a rule which forbids the use in evidence of

any statements made by defendant to his counsel over the telephone which are overheard

by police”). But the party asserting the privilege has the burden to show that it applies.

3
We note, however, that the Minnesota Supreme Court has indicated that the two-tiered
test under State v. Caron, 300 Minn. 123, 127-28, 218 N.W.2d 197, 200 (1974), is of
questionable viability. See, e.g., State v. McDaniel, 777 N.W.2d 739, 749 (Minn. 2010);
State v. McCray, 753 N.W.2d 746, 754 n. 2 (Minn. 2008).

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Kobluk v. Univ. of Minn., 574 N.W.2d 436, 440 (Minn. 1998); see also Sprader v.

Mueller, 265 Minn. 111, 117, 121 N.W.2d 176, 180 (1963) (“The existence of the

privilege is a question of fact which must be proved by the one asserting it.”). “The

availability of a privilege established under statutory or common law is an evidentiary

ruling to be determined by the trial court and reviewed based on an abuse of discretion

standard.” State v. Gianakos, 644 N.W.2d 409, 415 (Minn. 2002).

Here, appellant failed to meet his burden of establishing that the attorney-client

privilege applied. Appellant offered no proof that he was on the phone with an attorney,

nor does anything in the record establish that appellant was speaking to an attorney.

Furthermore, in response to the prosecutor’s question, appellant denied making the

statement in question. The privilege cannot apply to a non-existent communication.

Schwartz v. Wenger, 267 Minn. 40, 42, 124 N.W.2d 489, 491 (1963) (noting that

attorney-client privilege applies to confidential communications). Therefore, the

prosecutor did not commit misconduct by questioning appellant about statements he

denied making while on the phone at the police department.

Even if we were to assume that appellant did make the statement to an attorney,

despite his denial, there is still no indication that the prosecutor engaged in misconduct.

Appellant cites State v. Harris, 521 N.W.2d 348 (Minn. 1994), and State v. Mayhorn, 720

N.W.2d 776 (Minn. 2006), to support his position. But Harris and Mayhorn are

distinguishable. First, in both cases cited, there was a pretrial ruling with respect to the

elicited testimony, so the prosecutors were aware that the testimony sought was

inadmissible. Mayhorn, 720 N.W.2d at 789 (noting that “the state had no good faith

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basis to believe these apparent threats would have been admissible”); Harris, 521

N.W.2d at 354 (discussing the prosecutor’s attempts to introduce evidence of prior bad

acts, something which “the trial court had specifically instructed her not to do”).

Conversely, here, there was no pretrial ruling and therefore no indication that the

prosecutor knew that the inquired-about statements were subject to the attorney-client

privilege. Additionally, the prosecutors’ conduct in Harris and Mayhorn was much more

egregious. Mayhorn, 720 N.W.2d at 791 (discussing the prosecutor’s misconduct as a

“pervasive force at trial”); Harris, 521 N.W.2d at 354 (stating that it seemed to be “the

prosecutor’s single-minded determination to bring in a guilty verdict” even at “the cost of

undermining the value of the trial as a truth-determining process”). The prosecutor in the

instant case made only two inquiries directed at appellant’s telephone conversation at the

police department and moved on.

Moreover, even if we were to assume without deciding that the prosecutor in this

case committed misconduct requiring us to apply the most stringent standard of review,

we would nevertheless affirm because the verdict was “surely unattributable” to the

misconduct. Dobbins, 725 N.W.2d at 506. A new trial generally is not granted if the

misconduct was harmless beyond a reasonable doubt. Carridine, 812 N.W.2d at 146.

Factors to be considered when evaluating the impact of the misconduct are the frequency

of the improper remarks, strength of the state’s other evidence, and whether cautionary

jury instructions were given. Mayhorn, 720 N.W.2d at 786 (discussing number of

references to improperly admitted evidence as affecting the analysis of the impact of the

prosecutor’s misconduct); Caron, 300 Minn. at 128, 218 N.W.2d at 200 (discussing the

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strength of the state’s other evidence); see also State v. Young, 710 N.W.2d 272, 281

(Minn. 2006) (discussing instructions given to the jury).

Here, the prosecutor asked only two questions aimed at the allegedly inadmissible

statements and did not discuss them again. In addition, the state’s other evidence against

appellant was strong. The officer testified to a reasonable series of events that occurred

on the date of the incident. Appellant, on the other hand, provided a story that the jury

did not find credible. Finally, the district court instructed the jury twice that questions

and statements made by the attorneys during trial do not constitute evidence. In

conclusion, even if we were to assume that the prosecutor’s questions were improper, the

misconduct was harmless beyond a reasonable doubt.

II. Respondent’s motion to supplement the record is denied.

Respondent filed a motion to supplement the record on appeal. Appellant opposes

this motion. Minn. R. Civ. App. P. 110.05 provides,

If anything material to either party is omitted from the record
by error or accident or is misstated in it, . . . the appellate court,
on motion by a party or on its own initiative, may direct that
the omission or misstatement be corrected, and if necessary
that a supplemental record be approved and transmitted. All
other questions as to the form and content of the record shall
be presented to the appellate court by motion.

See also Minn. R. Crim. P. 28.01, subd. 2 (instructing that the Minnesota Rules of

Appellate Civil Procedure apply to criminal appeals). Because respondent is not seeking

to introduce evidence that was omitted from the record by error or accident, or to correct

a misstatement, its motion is denied. Furthermore, the proffered evidence is unnecessary,

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as it was appellant’s burden to prove that his statements were covered by attorney-client

privilege. Kobluk, 574 N.W.2d at 440; Sprader, 265 Minn. at 117, 121 N.W.2d at 180.

Affirmed; motion denied.

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