The holding in the court’s own words
Because we conclude that the district court’s decision to deny the new trial motion was not an abuse of discretion, we do not reach this issue.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Bauer 310 Minn. 103
- State v. Ganpat 732 N.W.2d 232
- State v. Ahmed 708 N.W.2d 574
- State v. Hawes 801 N.W.2d 659
- Holton v. MARATHON PETROLEUM COMPANY 747 N.W.2d 912
- State v. Bertsch 707 N.W.2d 660
- State v. Pegel 795 N.W.2d 251
- State v. Kindem 313 N.W.2d 6
- State v. Johnson 831 N.W.2d 917
- State v. Van Ruler 378 N.W.2d 77
- State v. Trog 323 N.W.2d 28
- State of Minnesota v. Jose Arriage Soto, Jr. 855 N.W.2d 303
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2016).
STATE OF MINNESOTA
IN COURT OF APPEALS
A16-0376
State of Minnesota,
Respondent,
vs.
Cory James Bebeau,
Appellant.
Filed March 6, 2017
Affirmed
Jesson, Judge
Itasca County District Court
File No. 31-CR-15-981
Lori Swanson, Attorney General, Michael Everson, Assistant Attorney General, St. Paul,
Minnesota; and
John J. Muhar, Itasca County Attorney, Grand Rapids, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, St. Paul, Minnesota; and
Kate M. Baxter -Kauf, Special Assistant Public Defender, Lockridge Grindal Nauen
P.L.L.P., Minneapolis, Minnesota (for appellant)
Considered and decided by Jesson, Presiding Judge; Ross, Judge; and Schellhas,
Judge.
2
U N P U B L I S H E D O P I N I O N
JESSON, Judge
During an argument at his home, appellant Cory James Bebeau picked up a folding
knife and stabbed R.L.J. On appeal from his conviction of second-degree assault, Bebeau
argues that he was not competent to stand trial and that the district c ourt abused its
discretion when it denied his motion for a new trial and his motion for a downward
dispositional departure. We affirm.
FACTS
On April 6, 2015, Bebeau and R.L.J. began a loud argument in Bebeau’s home in
the town of Ball Club, where he lived with his mother. R.L.J. was spending a few days at
the home. During the course of the argument, Bebeau picked up a folding knife and stabbed
R.L.J. a total of eight times. Bebeau’s mother witnessed the fight. R.L.J. fled the house
when she saw blood dripping off her neck.1 Bebeau left the home as well, threw the knife
in the woods and called his aunt, telling her he was “in trouble, I stabbed [R.L.J.].” His
aunt called the police.
A police officer found Bebeau with a small cut on his hand . Bebeau explained to
the officer that he drew the folding knife in self-defense and showed the officer where he
threw it in the woods. His mother denied that a stabbing occurred, claiming instead that
1 R.L.J testified that she did not seek immediate medical attention because she had an
outstanding warrant for her arrest. However, the next day, she went to the emergency room
due to pain in her neck and shoulders.
3
R.L.J. attacked Bebeau. The following day, Bebeau was arrested and charged with felony
second-degree assault.
Later that month , t he district court granted defense counsel’s motion for a
competency evaluation under Minnesota Rules of Criminal Procedure 20.01 and 21.02. A
court-appointed psychologist, Dr. Char les Chmielewski, conducted the evaluation by
administering two tests: the Wechsler Adult Intelligence Scale (WAIS -IV), which is the
most commonly used IQ test, and the Rorschach test, administered to discern personality
traits and how an individual processes information. Dr. Chmielewski concluded that
Bebeau was not competent to stand trial because his understanding of his legal situation
was too limited, despite his graduating from high school, obtaining a driver’s license, and
a history of employment. Dr. Chmielewski noted that Bebeau understood that assaulting
someone is wrong, but concluded:
With regard to [r]ule 20.01, it is perhaps a rather close call, but
I would have much difficulty suggesting that someone with an
IQ at the 0.02 percentile is comp etent to stand trial. He is not
going to be able to process his options with any degree of
sophistication.
The report further stated that Bebeau’s “IQ is not going to change, and so I don’t believe
that there is any way to restore competency.” Based on this recommendation and the
agreement of the parties , t he district court found Bebeau not competent to stand trial ,
suspended the criminal proceedings, and referred Bebeau for civil commitment.
As part of the civil commitment proceeding, the district cou rt ordered Bebeau to
submit to a psychological evaluation to assess his suitability for civil commitment. The
court-appointed psychologist, Dr. Craig Stevens, administered the Independent Living
4
Scales test, used to assess a person’s ability to perform sk ills and behaviors typical of
individual living. While opining that Bebeau was chemically dependent, Dr. Stevens
concluded that Bebeau did not meet criteria for commitment as a person with
developmental disabilities or mental illness. According to Dr. St evens, Bebeau’s scores
on the Independent Living Scales “did not indicate any areas of significant deficit” and
were “somewhat incongruous” with the low IQ score obtained during the rule-20
evaluation. The district court found Bebeau to be chemically depe ndent and committed
him to treatment at a halfway house.
In light of Dr. Stevens’s report and the commitment proceedings , the district court
granted the state’s motion for another competency evaluation. The court -appointed
examiner, Dr. Jay Lucas, administered several tests designed to assess a person’s ability to
concentrate, recall words, engage in abstract thinking, react to social problems, and spatial
abilities. After synthesizing the varied results, Dr. Lucas concluded that Bebeau fell into
the mildly impaired range on abstract tests, but that he functioned in the low-average to
average range on straightforward testing. From the test results and the interview, Dr. Lucas
concluded that Bebeau has a “fairly good understanding of courtroom functioning and the
role of the various people involved. ” In addition, Bebeau appeared to appreciate the
wrongfulness of stabbing or assaulting someone. Dr. Lucas ultimately concluded that
Bebeau was competent to stand trial.
In early July 2015, t he district court held a contested competency hearing, which
included testimony from each psychologist. After the hearing, t he district court found
Bebeau competent to stand trial. Bebeau pleaded not guilty to felony second -degree
5
assault, asserting self-defense. After a court trial in October 2015, the district court found
Bebeau guilty of felony second-degree assault with a dangerous weapon. See Minn. Stat.
§ 609.222, subd. 1 (2014). The district court denied Bebeau’s motion for a new trial and
motion for a downward dispositional departure, sentencing him to 21 months in prison.
This appeal follows.
D E C I S I O N
A cornerstone of our American legal system is the understanding that someone who
cannot consult with counsel and understand the nature of criminal proceedings may not be
subject to criminal prosecution. Drope v. Missouri, 420 U.S. 162, 171 -72, 95 S. Ct. 896,
903-04 (1975). Incumbent on the district court is the duty to remain vigilant in “ensuring
that the defendant is competent to stand trial.” State v. Bauer , 310 Minn. 103, 114, 245
N.W.2d 848, 854 (1976). When evidence of mental illness or other mental deficiencies
comes to light, the district court must conduct a competency hearing . Id.; see also Minn.
R. Crim. P. 20.01. Here, the district court held a competency hearing and found Bebeau
competent to stand trial. Because the competency finding is well supported and the
decisions to deny the motions for a new trial and for a downward dispositional departure
are within the district court’s discretion, we affirm.
I. The district court’s competency finding is supported by the record.
Bebeau contends that he was not competent to stand trial and that the district court’s
finding of competency does not reflect proper consideration of the evidence in the record.
A criminal defendant is not competent to stand trial if the defendant lacks ability to
(1) “rationally consult with counsel ” or (2) “understand the proceedings or participate in
6
the defense due to mental illness or deficiency.” Minn. R. Crim. P. 20.01, subd. 2; see also
State v. Ganpat, 732 N.W.2d 232, 238 (Minn. 2007). If the court finds that the defendant
is competent, the district court’s finding must be supported by the “greater weight of the
evidence.” Minn. R. Crim. P . 20.01, subd. 5(f). We independently review the record to
determine if the district court gave proper weight to the evidence produced and if its
findings are adequately supported by the record. Ganpat, 732 N.W.2d at 238 (quotation
omitted).
Our indepe ndent review in this case begins with an extensive record. Bebeau
submitted to three psychological evaluations, which were based on his performance on
psychological tests and in -person interviews. After receiving conflicting expert reports,
the district court held a contested competency hearing. At that hearing, each psychologist
testified about his methodology and conclusions. Based on the reports submitted in
evidence and testimony at the hearing, the district court found Bebeau competent to stand
trial.
To reach this decision, the district court explained that Dr. Chmielewski’s
evaluation was of limited persuasive value based on his “over reliance on [Bebeau’s] IQ
score . . . to the exclusion of other factors.” While noting that Dr. Stevens did not conduct
a rule-20 examination, the district court explained that Dr. Stevens’s report was relevant to
suggest that Bebeau’s low IQ score was not an accurate or complete measure of his
intelligence or ability to function. The district court found Dr. Lucas’ s recommendation
compelling because Dr. Lucas spent the most time with Bebeau and administered a battery
7
of tests in a manner designed to mitigate testing irregularities, including stress, anxiety, or
learning disabilities, which could deflate Bebeau’s scores.
Bebeau argues that the district court improperly weighed the evidence in three ways.
First, he contends Dr. Stevens’s testimony and report should not be accorded any weight
because Dr. Stevens did not administer a rule-20 examination. But the rules of criminal
procedure do not limit evidence in competency proceedings to rule-20 evaluations. Minn.
R. Crim. P. 20.01, subd. 5(c). Rather, they broadly provide that “ [e]vidence of the
defendant’s mental condition may be admitted. ” Id. Dr. Stevens ’s report directly
addressed Bebeau’s mental condition. And Bebeau did not object to the report or
Dr. Stevens’s testimony at the hearing. The district court appropriately considered
Dr. Stevens’s testimony.
Next, Bebeau argues that the district court improperly ordered a second rule-20
evaluation by Dr. Lucas. But the district court has a duty to review a defendant’s
competency upon the request of a party. Minn. R. Crim. P. 20.01, subd. 3; see Bauer, 310
Minn. at 114, 245 N.W.2d at 854 (imposing a duty on the district courts to ensure a
defendant’s competence to stand trial) . Indeed, that is what the court did when it ordered
the initial competency evaluation at the request of defense counsel. And the district court’s
decision to obtain a second rule-20 evaluation is supported both by the inconsistencies
between the Chmielews ki and Stevens reports and by the equivocal nature of
Dr. Chmielewski’s initial finding of incompetence. Further, the fact that Bebeau was not
civilly committed as mentally ill or developmentally disabled justifie d further evaluation.
Given the request by the state, the failure to meet commitment standards , and
8
Dr. Chmielewski’s initial observation that competency was “perhaps a rather close call,”
the district court’s decision to order a second rule-20 evaluation was appropriate.
Finally, Bebeau maintains that the tr ial court misconstrued Dr. Chmielewski’s
testimony and report. We disagree. Faced with conflicting opinions, the district court gave
greater weight to the conclusions of Dr. Lucas. It explained its reasoning in a well-crafted
opinion noting that Dr. Chmielewski placed too much emphasis on IQ scores, to the
exclusion of other fac tors. Moreover, as the district court noted, Dr. Lucas administered
several tests “in a manner designed to address potential testing irregularities” and fully
considered Bebeau’s background, beha viors, and interview responses in reaching the
competency conclusion.
Our independent review of the record convinces us that the record supports the
district court’s finding that Bebeau was competent to stand trial. Bebeau was able to
describe his version of the offense and understood the role of the judge, the prosecutor, and
his own counsel. As Dr. Luc as explained, he has a “fairly good” understanding of
courtroom functioning. He understands the nature of pleadings, plea bargaining , and
possible sentences. As a result, the district court’s conclusion that he is competent, that he
is able to rationally consult with counsel and understand or participate in his defense, is
well supported by the record.
II. The district court did not abuse its discretion by denying Bebeau’s motion
for a new trial.
Bebeau argues that the district court abused its discretion by denying his motion for
a new trial based on newly discovered material evidence and the interests of justice. In his
9
post-trial motion and argument, Bebeau argued that three witnesses had material evidence
that was not known to him at the time of trial. The district court denied the motion. We
review the denial of a motion for a new trial for abuse of discretion. State v. Ahmed, 708
N.W.2d 574, 585 (Minn. App. 2006).
A new trial based on newly discovere d material evidence may be granted if the
defendant establishes that: (1) the evidence was not known to him or counsel at the time of
trial; (2) the failure to discover the evidence was not due to a lack of diligence; (3) the
evidence is material; and (4) admission of the evidence will probably produce either an
acquittal or a more favorable result. State v. Hawes, 801 N.W.2d 659, 675 (Minn. 2011).
Bebeau argues that a new trial is warranted because of newly discovered evidence
from N.B., who spoke t o the victim before the incident, and A.G., who would testify that
the victim a ttempted to sell him illegal substances the morning following the stabbing. 2
Bebeau claims that both N.B. and A.G. were incarcerated for portions of the relevant time
period so that he was not previously aware of these testimony. But Bebeau provided no
details about what information N.B. possessed so that the district court could assess
whether the evidence was material and probably would have impacted the verdict.
Similarly, he presented no evidence to the district court about how A.G.’s testimony that
the victim tried to sell him an illegal substance would impact the verdict. The issue at trial
was whether Bebeau stabbed the victim, not whether she later tried to sell drugs.
2 In his motion for a new trial, Bebeau also argued that his grandmother was a third new
witness, who would describe his early head injuries. He does not address this on appeal.
10
This lack of detail, and the corresponding inability to ascertain how, if at all, the
testimony of these two witnesses might produce a more favorable result for Bebeau,
convinces us that this proffered evidence does not meet the standard for “newly discovered
material evidence” required in Hawes. Nor does this cursory information demonstrate an
extraordinary situation so that the interests of justice require a new trial. State v. Green,
747 N.W.2d 912, 917-18 (Minn. 2008). The district court properly exercised its discretion
when denying the motion for a new trial.3
III. The district court appropriately exercised its discretion by denying
Bebeau’s motion for a downward dispositional departure from his
sentence.
Bebeau argues that the district court abused its discretion by denying his request for
a downward dispositional departure, asserting that he is particularly amenable to probation
and that he is a vulnerable adult. This court applies a deferential standard of review to a
district court’s denial of a defendant’s motion for a downward dispositional departure. See
State v. Bertsch, 707 N.W.2d 660, 668 (Minn. 2006). We will reverse such a decision only
if the district court abused its discretion. State v. Pegel, 795 N.W.2d 251, 253 (Minn. App.
2011).
The Minnesota Sentencing Guidelines provide for a presumptive sentence for a
felony offense. Minn. Sent. Guidelines 2.C (201 4). The presumptive sentence is
“presumed to be appropriate for all typical cases sharing criminal history and offense
3 When denying the motion for a new trial, the district court also questioned whether the
motion was timely. Because we conclude that the district court’s decision to deny the new
trial motion was not an abuse of discretion, we do not reach this issue.
11
severity characteristics.” Minn. Sent. Guidelines 1.B.13. Accordingly, a district court must
pronounce a sentence “within the applicable [presumptive] range unless there exist
identifiable, substantial, and compelling circumstances to support a departure. ” Minn.
Sent. Guidelines 2.D.1 ; see also S tate v. Kindem , 313 N.W.2d 6, 7 (Minn. 1981). If the
district court departs from the presumptive guidelines range, it is required to state the
reason or reasons for the departure. Minn. Sent. Guidelines 2.D.1.c. But if the district
court does not depart, it not required to state reasons for imposing a guidelines sentence.
State v. Johnson, 831 N.W.2d 917, 926 (Minn. App. 2013), review denied (Minn. Sept. 17,
2013); State v. Van Ruler, 378 N.W.2d 77, 80 (Minn. App. 1985).
A district court may grant a downward dispositional departure from the presumptive
guidelines range if a defendant has a “particular amenability to individualized treatment in
a probationary setting.” State v. Trog, 323 N.W.2d 28, 31 (Minn. 1982); State v. Soto, 855
N.W.2d 303, 309 (Minn. 2014) (requiring a defendant be “particularly” amenable to
probation). In considering whether a defendant is particularly amenable to probation so as
to justify a downward dispositional departure, a district court may consider, among other
factors, “the defendant’s age, his prior record, his remorse, his cooperation, his attitude
while in court, and the support of friends and/or family.” Trog, 323 N.W.2d at 31. If the
defendant requests a downward dispositional d eparture, the district court must
“deliberately consider[]” the factors that are urged by a defendant in support of the motion.
Pegel, 795 N.W.2d at 253. “[T]he mere fact that a mitigating factor is present . . . does not
obligate the court to place [a] defendant on probation.” Id. (quotation omitted).
12
In this case, the district court received testimony from Bebeau’s mother, aunt, and
grandmother, as well as oral argument from Bebeau’s attorney. The court then explained
that it did not find any mitigating factors in this case. Although the district court noted that
Bebeau’s IQ was on the lower end of the spectrum and that he was somewhat vulnerable,
the court also noted that Bebeau was found competent to stand trial and that he understood
that assaulting someone is wrong. Despite this, Bebeau had not accepted responsibility for
what happened and continued to maintain that he had done nothing wrong. The court found
that he had not established any of the Trog factors. Finally, the court referenced an active
arrest warrant for Bebeau in a neighboring county. In sum, the district court found that the
facts of this case did not present substantial or compelling circumstances, which would
demonstrate a “particular amenability to individualized trea tment in a probationary
setting.” Trog, 323 N.W.2d at 31.
The district court deliberately considered the relevant factors, including those
argued by Bebeau, and exercised its discretion when it denied Bebeau’s motion and
sentenced him to the presumptive sentence. The district court did not abuse its discretion
by denying Bebeau’s motion for a downward dispositional departure.
Affirmed.