The holding in the court’s own words
We conclude that the prosecutor did not misstate the state’s burden of proof. Therefore, we conclude that the prosecutor did not impermissibly shift the burden of proof. 10 Given the witness testimony presented by the state, we conclude that any prosecutorial misconduct rel ated to Andersen’s propensity for fleeing the scene did not have a significant effect on the jury verdict.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Yang 774 N.W.2d 539
- State v. Ramey 721 N.W.2d 294
- State v. Bauer 189 Minn. 280
- State v. Auchampach 540 N.W.2d 808
- In re the Marriage of Covington v. Markes 371 N.W.2d 921
- State v. Fields 306 Minn. 521
- State v. Nissalke 801 N.W.2d 82
- State v. Mayhorn 720 N.W.2d 776
- State v. Redd 310 Minn. 145
- State v. Richardson 514 N.W.2d 573
- State v. Roden 380 N.W.2d 520
- State v. Roden 384 N.W.2d 456
- State v. Jensen 308 Minn. 377
- State v. Young 710 N.W.2d 272
- State v. Duncan 608 N.W.2d 551
- State v. Milton 821 N.W.2d 789
- State v. Swanson 707 N.W.2d 645
- State v. Dobbins 725 N.W.2d 492
- State v. Ihnot 575 N.W.2d 581
- State v. Jones 271 N.W.2d 534
- State v. Hill 801 N.W.2d 646
- State v. Lloyd 345 N.W.2d 240
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2016).
STATE OF MINNESOTA
IN COURT OF APPEALS
A16-0815
State of Minnesota,
Respondent,
vs.
Travis Clay Andersen,
Appellant.
Filed March 20, 2017
Affirmed
Hooten, Judge
Carver County District Court
File No. 10-CR-15-803
Lori Swanson, Attorney General, St. Paul, Minnesota; and
Mark Metz, Carver County Attorney, Angella Erickson, Assistant County Attorney,
Chaska, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public D efender, Steven P. Russett, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Hooten, Presiding Judge; Reilly, Judge; and Smith,
Tracy M., Judge.
U N P U B L I S H E D O P I N I O N
HOOTEN, Judge
In this appeal from his conviction for violati on of an order for protection (OFP),
appellant argues that the prosecutor commi tted multiple reversible errors and that the
2
district court erred by allowing the state to use his prior felony conviction for violation of
an OFP as impeachment evidence. We affirm.
FACTS
In July 2015, after her romantic relationship with a ppellant Travis Clay Andersen
ended, A.A. obtained an OFP that barred Andersen from having any contact with her. The
OFP also barred Andersen from visiting A.A.’s residence.1
On August 1, 2015, at approxi mately 3:55 a.m., A.A. was awakened by loud
knocking on her glass patio door. One of A.A.’s roommates, A.B., opened the blinds and
looked outside. The area outside the patio door was lit, and both A.A. and A.B. recognized
the person knocking as Andersen. A.A. immediately called the police, but by the time
officers responded, Andersen had fled.
Andersen was later charged with one count of felony violation of an OFP. After a
jury trial, Andersen was found guilty of violation of an OFP. The district court imposed a
21-month stayed prison sentence, which included 365 days in jail. Andersen now appeals.
D E C I S I O N
I.
Andersen argues that the prosecutor committed multiple reversible errors during
trial. “[The] standard of review for claims of prosecu torial error depends on whether an
objection was raised at the time of the alleged error.” State v. Yang, 774 N.W.2d 539, 559
(Minn. 2009). Because Andersen did not object to th e prosecutor’s conduct at trial, we
1 Andersen conceded at trial that the OFP was valid and in effect at the time of the incident
in question, and that he was aware of its existence.
3
review under a modified plain error standard. State v. Ramey, 721 N.W.2d 294, 302 (Minn.
2006). This standard requires Andersen to establish that the prosecutor committed an error
and that the error was plain. Id. An error is plain if the prosecutor’s conduct “contravenes
case law, a rule, or a standard of conduct.” Id.
Misstating the State’s Burden of Proof
Andersen first asserts that the prosecutor committed plain error by misstating the
state’s burden of proof. The defendant enjoys a presumption of innocence. State v. Bauer, 189 Minn. 280, 284, 249 N.W. 40, 42 (1933). That presumption is not rebutted unless the
state meets its burden of proving every element of each crime charged beyond a reasonable
doubt. State v. Auchampach, 540 N.W.2d 808, 816 (Minn. 1995).
On multiple occasions during trial, the prosecutor drew an analogy where he equated
the evidence presented by the state to “little blue bricks” which “at the end of the day”
would eventually “add up to make a wall.” Andersen argues that thi s brick wall analo gy
“suggests that reasonable doubt disappears as the state presents more bricks (evidence) and
that the state has met its burden when it presents enough bricks (evidence) to form a wall.”
To support his claim that this argument constitutes plain error, Andersen points to State v.
Trimble as controlling precedent. 371 N.W.2d 921 (Minn. App. 1985), review denied
(Minn. Oct. 11, 1985). However, Trimble is distinguishable.
In Trimble, during closing arguments the prosecutor stated that the “[p]resumption
of innocence is like a blank chalkboard . . . [where] believable evidence is . . . put on a
chalkboard. As more and more evidence against the defendant is found to be credible,
gradually the presumption of innocence disappears.” Id. at 26 (emphasis in original). This
4
court found the prosecutor’s description of the presumption of innocence in Trimble
unacceptable, stating that it “suggests that once a large amount of evidence is presented,
appellant loses the presumption of innocence. That is incorrect.” Id. We identified that
the correct standard for conviction “is proof beyond a reasonable doubt, and that standard
does not depend on quantity. It depends completely on the jury’s evaluation of whatever
is presented.” Id.
Here, the prosecutor did not menti on Andersen’s presumption of innocence
disappearing as a result of the “blue brick wall.” Instead, the prosecutor informed the jury
that the blue bricks would “stack on each other” and “spread out.” Then, the prosecutor
focused on the role of the jury in evaluating the evidence, saying “[a]t the end of this case
I’m going to ask you to think about everything that you’ve heard, see if all the bricks add
up to make a wall, and then convict.” Similarly, during closing arguments, the prosecutor
concluded with:
And I would ask you to determine that there is a brick wall
here. It may not be the highest brick wall or the widest, but yet
there is still the brick wall. There is the evidence to show, . . .
that [Andersen] is guilty beyond a reasonable doubt. And I ask
that you find him guilty.
In this “blue brick wall” analogy, the prosecutor did not imply that Andersen’s
presumption of innocence would vanish, or fall away. Instead, the prosecutor reiterated
that the “wall” of evidence might not be the “highest” or “widest,” but that there would be
a sufficient amount to demonstrate that Andersen was guilty beyond a reasonable doubt.
We conclude that the prosecutor did not misstate the state’s burden of proof.
5
Improperly Shifting the State’s Burden of Proof
Andersen next asserts that the prosecutor committed plain error by improperly
shifting the state’s burden of proof. The state may not shift the burden to the defendant to
disprove an enumerated element of a crime. Auchampach, 540 N.W.2d at 816.
During cr oss-examination, the prosecutor asked Andersen if anyone could
corroborate his claim that he was home the night of the incident. Andersen replied that no
one could. During closing, the prosecutor again mentioned that Andersen could not
corroborate his alibi, stating, “H e has no corroboration for the fact that he was simply at
home that night. How do you weigh that?”
In support of his position, Andersen points to State v. Fields, where the Minnesota
Supreme Court stated that a prosecutor ’s “commenting on [a] defendant’s failure to call
witnesses to corroborate his testimony” is “clearly disapproved of.” 306 Minn. 521, 522,
237 N.W.2d 634, 634 (1976). This is because “such comment might suggest to the jury
that defendant has some duty to produce witnesses or that he bears some burden of proof.”
Id. (quotation omitted). The state points to State v. Nissalke for support of its position that
a prosecutor may comment on “an absence of evidence to support theories that [the
defendant] put[s] before the jury.” 801 N.W.2d 82, 107 (Minn. 2011).
In Fields, the prosecutor made the following statements during closing:
There is no corroborating evidence on this point. The
brother has not been called, the girlfriend has not been
called. There is no evidence, ot her than the defendant’s word
for it, other than his explanation of why he was there that
supports that particular version of the facts.
6
306 Minn. at 522–23, 237 N.W.2d at 635. The supreme court determined that this statement
was prosecutorial misconduct. Id. Further, the supreme court opined that this particularly
“strong language” made it “difficult to affirm,” but concluded that it was able to do so
“only because the evidence is so strong.” Id. at 523, at 635. Yet, in Nissalke, the supreme
court found the prosecutor’s statement that “there’s nobody who can really provide an alibi
for the defendant” during closing argument was not an attempt to shift the burden of proof
and “did not constitute prosecutorial misconduct of any type.” 801 N.W.2d at 106–07.
While Fields and Nissalke appear contradictory, the cases decided between Fields
and Nissalke demonstrate that the touchstone of the misconduct analysis is whether the
prosecutor refers to a defendant’s failure to call a specific witness, not a general lack of
support for an alibi. 2 Viewing the misconduct analysis through this lens allows Nissalke
to be read in harmony with Fields. In Nissalke, the prosecutor commented that there were
no attendees from a party Nissalke had been at “who testified or could testify that they
were there with the defendant the entire night.” 801 N.W.2d at 106. In Fields, the
2 See State v. Mayhorn , 720 N.W.2d 776, 787 (Minn. 2006) (finding misconduct where
prosecutor asked whether defendant knew last name of potential witness and questioned
whether that witness could have helped with defendant’s alibi); State v. Redd, 310 Minn.
145, 146, 245 N.W.2d 257, 258 (1976) (finding misco nduct where prosecutor argued in
closing that defendant failed to call fingerprint expert to challenge state’s fingerprint
expert); State v. Richardson, 514 N.W.2d 573, 578 (Minn. App. 1994) (finding misconduct
where prosecut or questioned defendant about his failure to call potentially helpful
witnesses); State v. Roden, 380 N.W.2d 520, 526 (Minn. App. 1986) (finding misconduct
where prosecutor commented about defendant’s failure to call specific named witness) ,
aff'd as modified, 384 N.W.2d 456 (Minn. 1986) . But cf. State v. Jensen, 308 Minn. 377,
379, 242 N.W.2d 109, 110 –11 (1976) (not finding misconduct where prosecutor referred
to state’s witness testimony as “uncontradicted”).
7
prosecutor noted that “[t]he brother has not been called, the girlfriend has not been called.”
306 Minn. at 522–23, 237 N.W.2d at 635.
This case is more similar to Nissalke. Like in Nissalke, the prosecutor did not
inappropriately shift the burden of proof to Andersen by commenting on Andersen’s failure
to call a specific witness or by explicitly commenting on Andersen’s lack of witnesses.
Instead, t he prosecutor commented that Andersen’s alibi was not corroborated by any
evidence and questioned how his testimony should be weighed. Therefore, we conclude
that the prosecutor did not impermissibly shift the burden of proof.
Arguing Evidence Not in the Record to Demonstrate Propensity
Andersen next argues that the prosecutor committed misconduct by arguing
evidence not in the record during closing, and by urging jurors to use that evidence to
determine if he had the propensity to commit the crime. In a closing argument, a prosecutor
may only use evidence in the record or reasonable inferences drawn from th at evidence.
State v. Young , 710 N.W.2d 272, 281 (Minn. 2006). Using a defendant’s past crimes to
establish that the defendant had a propensity to commit the charged crime constitutes
prosecutorial misconduct. State v. Duncan , 608 N.W.2d 551, 555 (Minn. App. 2000),
review denied (Minn. May 16, 2000).
When questioning Andersen about his prior convictions, the prosecutor attempted
to elicit testimony that Andersen fled the scene of a prior crime, but Andersen denied
having done so. Yet, in his closing argument, the prosecutor stated:
[H]ow do we know that he was actually there? . . . Just because
police did not find him on the premises does not mean that he
was not there. As we heard, in the past Mr. Andersen runs
8
away from the scene when he knows the pol ice are on the
way. . . . I think that’s reasonable to assume that that’s exactly
what he did. He skedaddled, he got out of there.
Because the prosecutor’s statement in closing that Andersen previously fled the scene of a
crime when he knew police were o n the way was not based on evidence in t he record, it
was plainly erroneous.
The state concedes that it was plain error for the prosecutor to argue facts not in the
record, but contends that the prosecutor did not urge the jury to use these facts as evidence
of Andersen’s propensity to commit the crime. The state further argues that because
Andersen was not charged with fleeing a police officer and flight from the scene was not
an element of the charged offense, the prosecutor’s use of the facts not in evidence was not
misconduct.
However, the very words the prosecutor used demonstrate otherwise. The
prosecutor first asked a question: “[H]ow do we know that [Andersen] was actually there?”
Then, the prosecutor answered the question: “Just because police did not find him on the
premises does not mean that he was not there. As we heard, in the past Mr. Andersen runs
away from the scene when he knows the police are on the way.” These statements
constitute improper use of past acts not in evidence to show criminal propensity and were
plainly erroneous.
Once the defendant has established that plain error occurred, the prosecution bears
“the burden of demonstrating that its misconduct did not prejudice the defendant’s
substantial rights.” Ramey, 721 N.W.2d at 299–300. “An error affects a defendant's
substantial rights if there is a reasonable likelihood that the error had a significant effect on
9
the jury's verdict.” State v. Milton, 821 N.W.2d 789, 809 (Minn. 2012) (quotation omitted).
If the state does not meet this burden, “the court then assesses whether the error should be
addressed to ensure fairness and the integrity of the judicial proceedings. ” Ramey, 721
N.W.2d. at 302.
Ultimately, we will reverse a conviction “only if the [prosecutorial] miscond uct,
when considered in light of the whole trial, impaired the defendant’s right to a fair
trial.” State v. Swanson , 707 N.W.2d 645, 658 (Minn. 2006) . When the prosecutor
commits multiple instances of misconduct, we consider the cumulative effect of all
misconduct in order to determine whether the misconduct deprived a defendant of a fair
trial. State v. Dobbins, 725 N.W.2d 492, 506 (Minn. 2006).
The state argues that Andersen was represented by zealous defense counsel, and the
combination of defense c ounsel arguments and instructions by the district court sanitized
any misconduct, so that Andersen’s substantial rights were not affected. However, even if
the conduct of defense counsel and the district court’s instructions were insufficient to
sanitize the misconduct, the state’s evidence of Andersen’s guilt is so strong that any
prosecutorial misconduct did not have a significant effect on the jury’s verdict.
Multiple eyewitnesses testified that Andersen knocked on A.A.’s window on the
night in question, in violation of the OFP. A.A. stated that she was “100 percent sure” that
the person she saw outside her apartment was Andersen. When asked if A.B. was sure the
person outside the apartment was Andersen, A.B. responded, “Yes.” After seeing
Andersen, A.A. immediately called the police. The responding officer testified that when
she arrived shortly after the call, she found A.A. in a distressed state.
10
Given the witness testimony presented by the state, we conclude that any
prosecutorial misconduct rel ated to Andersen’s propensity for fleeing the scene did not
have a significant effect on the jury verdict.
II.
After Andersen chose to testify on his own behalf, the district court permitted the
state to use evidence of Andersen’s four prior felony conviction s for impeachment
purposes. Andersen argues that the district court erred by allowing the state to impeach
him with one of his prior convictions, his 2012 conviction for violation of an OFP. We
disagree.
A witness may be impeached by a prior felony conviction not involving dishonesty
“only if . . . the court determines that the probative value of admitting this evidence
outweighs its prejudicial effect.” Minn. R. Evid. 609(a). We review a district court’s
decision to admit a prior felony for impeachment purposes for an abuse of discretion. State
v. Ihnot, 575 N.W.2d 581, 586 (Minn. 1998).
In weighing whether the probative value of a prior conviction outweighs its potential
prejudicial effect, the district court must weigh the following five factors, co mmonly
known as the Jones3 factors:
(1) the impeachment value of the prior crime, (2) the date of
the conviction and the defendant’s subsequent history, (3) the
similarity of the past crime with the charged crime (the greater
the similarity, the greater the reason for not permitting use of
3 These factors were outlined by the Minnesot a Supreme Court in State v. Jones , 271
N.W.2d 534, 537–38 (Minn. 1978). Though Jones predates rule 609(a), the supreme court
has held that the Jones factors are equally applicable to post -rule 609(a) analysis. Ihnot,
575 N.W.2d at 586.
11
the prior crime to impeach), (4) the importance of defendant’s
testimony, and (5) the centrality of the credibility issue.
Id. A district court should demonstrate on the record that it has weighed the Jones factors.
Swanson, 707 N.W.2d at 655.
For the first Jones factor, a prior crime has impeachment value if it helps the jury
“see the whole person of the defendant and better evaluate his or her truthfulness.” Id.
(quotation omitted). “The mere fact that a witness is a convicted felon holds impeachment
value.” State v. Hill, 801 N.W.2d 646, 652 (Minn. 2011). On this factor, the district court
stated that “all four different felonies, given the felony nature of the different convictions[,]
have impeachment value.”
For the second Jones factor, “even an older conviction can remain probative if later
convictions demonstrate a history of lawlessness.” Swanson, 707 N.W.2d at 655 (quotation
omitted). The district court identified that the convictions were from “2013, 2012, 2012
and 2007.” While the district court was concerned that the 2007 conviction “is a little bit
older,” the district court determined that all four convictions, including the 2007
conviction, “were within a time frame that make them relevant.”
Regarding the third Jones factor, “[t]he more sim ilar the alleged offense and the
crime underlying a past conviction, the more likely it is that the conviction is more
prejudicial than probative.” Id. The district court found that this factor weighed against
admissibility, stating “the similarity issue for number three, the felony [violation of an
OFP] weighs against allowing that in.”
12
The fourth and fifth Jones factors favor admission of the prior convictions “[i]f
credibility is a central issue in the case.” Id. Regarding these factors, the distr ict court
opined “that whether or not Mr. Andersen testifies[,] his credibility will be the main focus
on whether or not the jury determines that he is guilty of the offense.”
Andersen does not dispute that the first, second, fourth, and fifth Jones factors weigh
in favor of admissibility. Instead, he argues that the magnitude of risk on the third Jones
factor was so great as to outweigh an y possible probative value, because the 2012 felony
violation of an OFP “was identical to the offense for which he was being tried.” It is true,
as Andersen suggests, that the district court might have avoided any potential prejudice by
preventing the state from describing his prior violation of an OFP conviction as anything
other than an “unspecified felon y.” See Hill, 801 N.W.2d at 652. Indeed, this could be
considered a best practice where the crimes are as similar as they are here. However, the
district court is not required to limit the state to using an “unspecified felony” for
impeachment purposes , and the decision to do so remains within the district court’s
discretion. Id.
Additionally, the district court gave the jury a limiting instruction, informing the
jury they were to use Andersen’s prior convictions for impeachment purposes only. Such
a limiting instruction “adequately protects [a] defendant against the possibility that the jury
would convict him on the basis of his character rather than his guilt.” State v. Lloyd, 345
N.W.2d 240, 247 (Minn. 1984).
13
Because the district court weighed the Jones factors and gave appropriate limiting
instructions, we conclude that the district court did not abuse its discretion by admitting
Andersen’s prior conviction for violation of an OFP for use as impeachment evidence.
Affirmed.