Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Griller 583 N.W.2d 736
- State v. Burdick 795 N.W.2d 873
- State v. Zais 805 N.W.2d 32
- State v. Pearson 633 N.W.2d 81
- State v. Willis 332 N.W.2d 180
- State v. McCoy 682 N.W.2d 153
- Kramer v. Commissioner of Public Safety 706 N.W.2d 231
- Kluball v. American Family Mutual Insurance Co. 706 N.W.2d 912
- Jasper v. Commissioner of Public Safety 642 N.W.2d 435
- State v. Underdahl 767 N.W.2d 677
- 816 N.W.2d 525 not in our corpus
- State v. Dille 258 N.W.2d 565
- Fritzke v. Commissioner of Public Safety 373 N.W.2d 649
- State v. Ards 816 N.W.2d 679
- State v. Birk 687 N.W.2d 634
- Bond v. Commissioner of Public Safety 570 N.W.2d 804
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2016).
STATE OF MINNESOTA
IN COURT OF APPEALS
A16-1765
A16-1766
State of Minnesota,
Respondent,
vs.
Lawrence John Mahoney,
Appellant A16-1765,
Edwin James McCarthy,
Appellant A16-1766
Filed July 17, 2017
Affirmed
Jesson, Judge
Ramsey County District Court
File Nos. 62SU-CR-15-6451, 62SU-CR-15-6571
Lori Swanson, Attorney General, St. Paul, Minnesota; and
Mark F. Gaughan, Roseville City Attorney, Erickson, Bell, Beckman & Quinn, P.A.,
Roseville, Minnesota (for respondent)
Robb L. Olson, White Bear Lake City Prosecutor, Heather A. Monnens, Assistant City
Prosecutor, GDO Law, White Bear Lake, Minnesota (for respondent)
Charles A. Ramsay, Daniel J. Koewler, Jay S. Adkins, Ramsay Law Firm, P.L.L.C.,
Roseville, Minnesota (for appellants)
2
Considered and decided by Jesson, Presiding Judge; Rodenberg, Judge; and
Toussaint, Judge.*
U N P U B L I S H E D O P I N I O N
JESSON, Judge
In this consolidated appeal from convictions of driving while impaired , appellants
Lawrence John Mahoney and Edwin James McCarthy challenge the district court’s
decision to admit into evidence their i ndividual breath test results from the DataMaster
DMT-G, a breath alcohol testing device. Because the district court appropriately decided
to admit the evidence at trial pursuant to Minnesota Statutes section 634.16, we affirm.
FACTS
In their respective cases, each appellant provided two breath samples after being
suspected of driving while impaired in 2015. The results were obtained from the
DataMaster DMT-G, a breath-testing instrument approved by the commissioner of public
safety. See Minn. R. 7502.0425 (2015). Mahoney’s breath samples registered at 0.129
and 0.125, with a final value of 0.12 alcohol concentration. He was charged with second-
degree driving while impaired. See Minn. Stat. § 169A.25, subd. 1 (2014). McCarthy’s
breath samples registered at 0.106 and 0.100, with a final value of 0.10 alcohol
concentration. He was charged with fourth-degree driving while impaired, driving with an
alcohol concentration of .08 or more. See Minn. Stat § 169A.20, subd. 1(5) (2014); Minn.
Stat. § 169A.27, subd. 1 (2014).
* Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant to
Minn. Const. art. VI, § 10.
3
Appellants consolidated their cases and moved to suppress the individual test
results, arguing that the results were not scientifically valid or reliable . The district court
held a two-day pretrial hearing on the admissibility of the test results. At the hearing, the
district court received expert testimony from three witnesses : Andreas Stolz, an associate
professor of the Superconducting Cyclotron Laboratory at Michigan State University;
Janine Arvizu, an analytical chemist; and Erik Johnson , a forensic scientist at the
Minnesota Bureau of Criminal Apprehension.
The district court found that the individual breath test results were not
foundationally reliable under Rule of Evidence 702.1 But the district court did not suppress
the test results , concluding that Minnesota Statute s section 634.16 “moves all issues of
reliability from pretrial litigation to the fact -finder at trial,” thus creating “blanket
admissibility.”
After the district court denied appellants’ motions to suppress, the parties agreed to
stipulate to the state’s evidence (including the individual test results) and submit the matter
to the district court for a trial under Minnesota Rule of Criminal Procedure 26.01,
subdivision 4. Appellants’ attorney explained that appellants wished to preserve their right
to challenge the pretrial order on appeal. Appellants waived their right s to a jury trial, to
1 In its reliability determination, the district court distinguished between the fleet -wide
calibration of the DataMaster DMT-G devices and the individual test results. Specifically,
the district court found that the BCA’s fleet -wide calibration of the Data Master DMT-G
was foundationally reliable under Rule of Evidence 702 because of the BCA’s procedures,
which included reporting measurement uncertainty for its calibrations. In contrast, the
district court explained that the BCA failed to report measurement uncertainty for the
individual test results. Accordingly, the district court found that the individual test results
were not foundationally reliable.
4
testify on their own behalf, to have any witnesses testify on their behalf, and to cross -
examine adverse witnesses.
The district court found Mahoney guilty of second -degree driving with an alcohol
concentration of 0.08 or more and stayed execution of a one-year sentence pending appeal.
See Minn. Stat. § 169A.25, subd. 1; Minn. R. Crim. P. 28.02, subd. 7. The district court
found McCarthy guilty of fourth -degree driving with an alcohol concentration of 0 .08 or
more and stayed execution of a 30-day sentence. See Minn. Stat. § 169A.27, subd. 1. This
appeal follows.
D E C I S I O N
Appellants contend that the district court erred by determining, as a matter of law,
that Minnesota Statutes section 634.16 re quires the results of an approved breath test be
admitted into evidence. 2 To construe this statute to dictate admissibility would be an
encroachment by the legislature into judicial functions, appellants argue, raising
separation-of-powers concerns. Ordi narily, we review the district court’s evidentiary
rulings for an abuse of discretion. State v. Griller, 583 N.W.2d 736, 742-43 (Minn. 1998).
2 We note that appellants couch their appeals as a challenge to the denial of their motion to
suppress under Minnesota Rules of Criminal Procedure 26.01, subdivision 4. We question
whether that procedure, which preserves the defendant’s right to obtain review of a pretrial
ruling dispositive of the case, applies here. See Minn. R. Crim. P. 26 cmt. Given that the
district court judge in her pretrial order specifically noted that appellants would be able to
challenge the reliability of the results at trial, it is unclear whether the pretrial order was,
indeed, dispositive. However, because both appellants a nd the state agreed that the issue
was dispositive, we address the issue raised by the district court’s pretrial order. Cf. State
v. Burdick, 795 N.W.2d 873 (Minn. App. 2011) (remand appropriate where parties did not
agree issue was dispositive and favorable appellate ruling was not necessarily dispositive).
5
But where, as here, that ruling is based on the district court’s interpretation of a statute, we
review de novo. State v. Zais, 805 N.W.2d 32, 36 (Minn. 2011).
The D ataMaster DMT -G is a breath -testing instrument approved by the
commissioner of public safety for determining alcohol concentration. 3 According to
Minnesota Statutes section 634.16, the results of an approved breath test are admissible in
evidence without foundational expert testimony. The statute provides as follows:
In any civil or criminal hearing or trial, the results of a breath
test, when performed by a person who has been fully trained in
the use of an infrared or other approved breath -testing
instrument . . . are admissible in evidence without antecedent
expert testimony that an infrared or other approved breath -
testing instrument provides a trustworthy and reliable measure
of the alcohol in the breath.
Minn. Stat. § 634.16.
We do not interpret this language in a vacuum. Rather, as appellants acknowledge,
we are guided by our interpretation of an identical statute, which applies to the admission
of blood-analysis test results, in State v. Pearson. 633 N.W.2d 81, 85 (Minn. App. 2001).
In Pearson, appellant argued that this statute, Minnesota Statutes section 634.15, violated
the separation -of-powers doctrine of the Minnesota Constitution by limiting a party’s
ability to challenge the admissibility of evidence, in contravention of the rules of evidence.
Id. at 84; see Minn. Stat. § 634.15 (2014). This court reiterated that the Minnesota Supreme
Court has the inherent authority to create procedural rules governing the courts. Id. But
3 An approved breath-test instrument is one that has been approved by the commissioner
of public safety for determining alcohol concentration. Minn. Stat. § 169A.03, subd. 11
(2014); see Minn. R. 7502.0425 (stating that the DataMaster DMT -G is approved by the
commissioner).
6
we also clarified that the legislature may enact statutes that shift the burden of proof by
creating rebuttabl e presumptions, which have been upheld as constitutional. Id. at 85.
Accordingly, while the statute in Pearson provided that the evidence “shall be admissible,”
Minn. Stat. § 634.15, this court concluded that the statute “merely establishes a
presumption of reliability that the driver may choose to rebut with live testimony.” Id. at
86 (emphasis added). As the court noted: “A defendant in a criminal case may challenge
the accuracy or reliability of the test by subpoenaing the laboratory assistant or BC A
analyst to testify . . . allowing the court the opportunity to determine if the admission of the
evidence was unfairly prejudicial.” Id. at 85.
Given the ability of a party to refute the presumption of reliability at trial, we held
that the statute doe s not significantly impair the judiciary’s role in ruling on evidentiary
matters. Id. at 85.4
Here, the district court appropriately interpreted the statute consistently with
Pearson. The court found that the commissioner established a prima facie case that the
4 Our conclusion in Pearson is consistent with caselaw governing other potential conflicts
between evidentiary rules and statutes. For example, in State v. Willis , the legislature
enacted a statute that allowed for the admission of evidence explaining the absence of an
alcohol concentration test. 332 N.W.2d 180, 184 (Minn. 1983). The supreme court refused
to declare the statute unconstitutional because it “in no way interferes with the judiciary’s
function of ascertaining facts and applying the law to the facts established.” Id. More
recently, the statute in State v. McCoy allowed for the admission of relationship evidence
in domestic abuse prosecutions without requiring the state to meet the clear -and-
convincing-evidence standard in Rule of Evidence 404(b) . 682 N.W.2d 153, 160 (Minn.
2004) (upholding a legislatively created rule of evidence).
7
DataMaster DMT-G tests are reliable, a finding unchallenged by appellants. 5 The burden
then shifts to petitioners in a license -revocation proceeding to dispute the test’s validity
and trustworthiness. Kramer v. Comm’r of Pub. Safety, 706 N.W.2d 231, 235 (Minn. App.
2005). Whether a party has rebutted a presumption is generally a question of fact. Kluball
v. Am. Family Mut. Ins. Co., 706 N.W.2d 912, 916 (Minn. App. 2005). As such, the district
court’s decision to advance the issue “from pretrial litigation to the fact-finder at trial” was
appropriate and consistent with Pearson. 633 N.W.2d at 85-86.
Since Pearson, Minnesota courts have frequently cited Minnesota Statutes section
634.16 with approval. In Jasper v. Commissioner of Public Safety, the Minnesota Supreme
Court acknowledged that section 634.16 created a rebuttable presumption of the reliability
of breath -test results. 642 N.W.2d 435, 440 (Minn. 2002). In State v. Underdahl , the
supreme court explained that, while section 634.16 creates a presumption of reliability for
a breath test to be admitted into evidence, “Minnesota law permits this presumption to be
challenged by drivers charged with DWI -related offenses. ” 767 N.W.2d 677, 685 n.4
(Minn. 2009). See In re Source Code Evident iary Hearings in Implied Consent Matters ,
816 N.W.2d 525, 537 -38 (Minn. 2012) (recognizing three -part burden -shifting test for
admitting breath test results6); State v. Norgaard, ___ N.W.2d ___, 2017 WL 2414832, at
5 The fact that a qualified person drew the blood sample using the testing kit provided by
the BCA is sufficient to establish the prima facie admissibility of the test results. See State
v. Dille, 258 N.W.2d 565, 568 (Minn. 1977).
6 In the third step of the three-part test, upon a successful showing that a defect affects the
validity of the test, the burden shifts to the state to show that the defect did not affect the
reliability of the test. Source Code, 816 N.W.2d at 538.
8
*2 (Minn. App. June 7, 2017) ( no abuse of discretion to admit breath-testing instrument
approved by the commissioner).
Despite this backdrop, appellants argue that the district court’s decision to admit the
DataMaster DMT -G test results —after the pretrial determination that the test
measurements lacked foundation —makes the test results unassailable and interferes with
the judicial function. We disagree. Once a prima facie case of reliability is established,
that case may be disputed by producing specific evidence that the test results were invalid.
See Fritzke v. Comm’r of Public Safety, 373 N.W.2d 649, 651 (Minn. App. 1985). But
Pearson does not require that this opportunity to dispute the test results occurs in a pretrial
setting, as appellants appear to suggest. Rather, as the d istrict court ruled, the statute
“moves all issues of reliability from pretrial litigation to the fact-finder at trial.” See State
v. Ards, 816 N.W.2d 679, 687 (Minn. App. 2012) (stating that once evidence is admitted,
the reliability of the test is an issue for the fact-finder); State v. Birk, 687 N.W.2d 634, 639
(Minn. App. 2004) (explaining that the admission of Intoxilyzer breath results without
expert testimony did not create an unconstitutional presumption of guilt). Moving disputes
over the validity and reliability of test results to trial is not removing the judicial role
altogether.
Appellants further suggest that Bond v. Commissioner of Public Safety, 570 N.W.2d
804, 806 (Minn. App. 1997), mandates suppression of the individual test results. In Bond,
this court reversed the district court decision to exclude Intoxilyzer test results. In so doing,
the court noted that when “the prima facie showing of the test’s reliability is challenged,
9
the judge must rule upon the admissibility in the light of the entire evidence.” Id. (quotation
omitted).
And that is precisely what the district court decided to do here—to permit appellants
to challenge the reliabi lity of the results “in light of the entire evidence” at trial. But
appellants chose not to challenge the results of the DataMaster DMT -G at trial. Instead,
they stipulated to the state’s evidence and proceeded to a court trial where they were
ultimately found guilty. Because the district court did not err in its interpretation of section
634.16 or in its corresponding decision to admit the individual breath test results at trial,
we affirm.
Affirmed.