A17-0743 Precedential Affirmed Processed

State of Minnesota, Respondent,

Minnesota Court of Appeals · Filed April 23, 2018

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Opinion text

This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2016).

STATE OF MINNESOTA
IN COURT OF APPEALS
A17-0743

State of Minnesota,
Respondent,

vs.

Lia Pearson,
Appellant.

Filed April 23, 2018
Affirmed
Florey, Judge

Ramsey County District Court
File No. 62-CR-15-2864

Lori Swanson, Attorney General, St. Paul, Minnesota; and

John Choi, Ramsey County Attorney, Adam E. Petras, Assistant County Attorney, St. Paul,
Minnesota (for respondent)

Cathryn Middlebrook, Chief Appellate Public Defender, Andrea Barts, Assistant Public
Defender, St. Paul, Minnesota (for appellant)

Considered and decided by Hooten, Pr esiding Judge; Cleary, Chief Judge; and
Florey, Judge.
U N P U B L I S H E D O P I N I O N
FLOREY, Judge
Appellant challenges her conviction of second-degree manslaughter for the death of
her 17-month-old daughter. She argues that th e state failed to prove beyond a reasonable
2
doubt that she proximately caused her daughter’s death by committing child endangerment.
We affirm.
FACTS
G.X. was born in August 2013 to appellant Lia Pearson and C.X. C.X. and appellant
are also the parents of R.X., born in October 2012. C.X. and appellant separated in July
2014, and appellant maintained custody of the children.
In August 2014, appellant began dating Leb Meak, whom she had known for five
years. Around the same time, appellant started taking R.X. and G.X. to H.M. for daycare.
H.M. would watch the children during the day. In the afternoon, appellant would pick up
R.X. and G.X. and take them home, where he r older children, S.P. and D.P., would care
for them until she returned home from work. H.M. did not see any bruises on G.X. during
the time that she was her care provider.
Around January 11, 2015, Me ak asked appellant if he could watch G.X., and she
agreed. Meak lived about an hour from appellant. Appellant would sometimes take R.X.
to Meak’s house, or R.X. would stay with a neighbor. In mid-January, appellant began to
leave G.X. with Meak overnight.
C.X. cared for R.X. and G.X. from January 16-18. During this time, he noticed bite
marks on G.X.’s arms, and approximately five small bruises on her back. On January 21,
he asked appellant about the marks, and appella nt told him that G.X. bruised easily and
they were caused by R.X. Appellant asked Meak about the bite ma rks; he admitted to
biting G.X. because she was “jus t cute, and you just want to bite them.” Appellant told
Meak to stop biting G.X., but continued to let him watch her.
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Around January 25, appellant stayed the ni ght at Meak’s house with G.X. The next
day she noticed a bump on G.X.’s head that was about the size of a half-dollar coin. G.X.’s
head and face swelled as a result of the injury, and then bruised. Appellant described G.X.
as “alien head” because of the shape of G.X.’s head with the swelling. Meak indicated that
he did not know how the injury occurred but then told appellant that the child might have
hit her head on his weights in his room. Ap pellant accepted this explanation. Appellant
spent the day with G.X. at Meak’s home. Th e next day, G.X. had two black eyes, which
appellant believed were a result of the swelling. She did not take G.X to a doctor and left
G.X. in Meak’s care.
Around the time of the head injury, and possibly before, Meak’s 12-year-old and 8-
year-old sons approached appellant and told her that they believed Meak had been hitting
G.X. One of the boys asked appellant to take G.X. home w ith her. Appellant told them
not to tell Meak what they had told her. Appellant belie ved the boys were jealous of the
attention G.X. received. Meak’s older son testified at trial that he saw bruises on G.X.’s
arms, legs, and face, and believed the bruises were a result of Meak hitting her in his room.
He heard Meak hitting G.X. in his room five to seven times, and saw him strike her once
or twice on the arms and legs . Meak’s younger son testified that he heard swearing and
slapping noises ten times and saw bruises on G. X.’s front and head. He testified that he
continued to hear his father “thumping” G.X. in his room after he told appellant about the
abuse.
In late January or February, S.P. saw a bruise on G.X.’s eye and a red mark on her
cheek bone. She asked appellant about the in juries but could not remember appellant’s
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answer. D.P. also noticed br uises on G.X.’s face and forehe ad; appellant said they were
caused by G.X. playing with weights. S.P. had not seen bruises on G.X. before she started
spending time with Meak. D.P. believed that R.X. and G.X. were frightened of Meak and
tried to stay away from him. S.P. saw G.X. a second time before she died, and noticed that
G.X.’s eyes were sunken, she looked tired, and she had bruises around her eyes. That was
the last time S.P. saw G.X.
Appellant spent the night of February 3 at Meak’s house with G.X. The next day,
she left G.X. at Meak’s house, where G.X. would remain until she died. That night, Meak
left G.X. at his home while he went to the ca sino. The next morning, he returned home
from the casino with a woman. The woman no ticed that G.X. had two black eyes and
appeared frightened of Meak. Around the same time, a friend of Meak and appellant also
observed that G.X. appeared frightened of M eak. Neither person told appellant of their
observations.
On February 6, C.X. asked appellant if he could see his daughters. Meak refused to
allow appellant to take G.X. to visit C.X. A ppellant told C.X. that he could see R.X., but
could not see G.X. because she was not at home. Appellant took R.X. to C.X. on February
7, and then visited Meak and G.X. at his home for the final time. She noticed a new bruise
on G.X.’s forehead and asked M eak about it. He told her G.X. bumped her head on the
table. Appellant continued to leave G.X. in Meak’s care.
G.X. remained with Meak until her death on February 12. G.X. died of “multiple
traumatic injuries of the body and head due to physical assault.” An autopsy revealed 49
contusions on G.X.’s torso, 14 on her head, and too many to count on her extremities.
5
Some of the bruises were fresh, and others were a minimum of 36 hours old. One of G.X.’s
ribs had been broken for a second time, and sh e had a large hemorrhage under the skin of
her head that showed evidence of healing. The assistant medical examiner concluded that
there had been at least three episodes of abuse: recent, 36 or more hours prior to death, and
10-14 days prior to death. The assistant medical examiner opined that the rib fracture,
which had occurred 10-14 days prior to her death, and was then broken again, would have
caused pain.
Meak admitted to maliciously punishing G.X. and causing her death. Meak pleaded
guilty to second-degree murder, admitting that he squeezed G.X.’s chest, threw her against
a wall where she hit her head, punched her abdomen two or three times, and caused one of
G.X.’s ribs to break and other internal injuries.
The state charged appellant with ch ild endangerment and second-degree
manslaughter (child endangerment). A court trial was held. Appellant waived her right to
remain silent and testified in her defense. She indicated that, at the time of the injuries, she
believed Meak would not harm G.X., and she believed his explanations for the injuries.
Appellant testified that she was concerned when Meak’s sons told her about the abuse, but
that “I would never believe it.” Appellant te stified that she never had reservations about
Meak watching G.X. and believed he cared for her. Appellant agreed that G.X. spent about
four weeks total in Meak’s care during the four-and-a-half weeks preceding G.X.’s death.
The district court found appellant guilty of both charges. In its findings of fact and
conclusions of law, the district court indica ted that appellant “made an intentional and
conscious choice to ignore all the obvious a nd visible signs of ph ysical abuse” and to
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“disregard all those that told her that Leb Meak was assaulting [G.X.].” The district court
indicated that her “conscious and intentional c hoices . . . caused the death of her child.”
The district court sentenced appellant to 57 months’ imprisonment.1 This appeal followed.
D E C I S I O N
“When an appellant challenges the sufficiency of the evidence presented at trial, we
review the evidence to determine whether, given the facts in the record and the legitimate
inferences that can be drawn from those fact s, a [fact-finder] could reasonably conclude
that the defendant was guilty of the offense charged.” State v. Robertson, 884 N.W.2d 864,
871 (Minn. 2016) (quotation omitted). We view the eviden ce in the light most favorable
to the verdict and assume that the fact-find er disbelieved any evidence contrary to the
verdict. Id. We use the same standard of review to evaluate the sufficiency of the evidence
in bench trials and jury trials. State v. Palmer, 803 N.W.2d 727, 733 (Minn. 2011).
When direct evidence of guilt on a partic ular element is not alone sufficient to
sustain the verdict, appellate courts will apply a heightened standard of review. Loving v.
State, 891 N.W.2d 638, 643 (Minn. 2017). Firs t, we identify the circumstances proved,
deferring to the fact-finder’s acceptance of proof supporting the circumstances and
rejection of conflicting evidence. Robertson, 884 N.W.2d at 871. Second, we

1 The warrant of commitment indicates that convictions were entered on both the second-
degree manslaughter charge and the child-endangerment charge. Appellant does not raise
the issue of whether a conviction for child endangerment was permitted under Minn. Stat.
§ 609.04, subd. 1 (2014). We therefore do not address whether appellant was
impermissibly convicted of both crimes. See State v. Jones, 848 N.W.2d 528, 538 (Minn.
2014) (declining to address whether the district court erred in entering multiple convictions
because the argument was not raised on appeal).
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“independently examine the reasonableness of all inferences that might be drawn from the
circumstances proved, including inferences consistent with a hypothesis other than guilt.”
Id. (quotations omitted). To sustain a guilty ve rdict, the reasonable inferences must be
consistent with guilt and inconsistent with any rational hypothesis except guilt. Id.
Appellant argues that the state did not present sufficient evidence to prove that she
was the proximate cause of G.X.’s death. Sh e argues the state failed to prove that she
proximately caused G.X.’s death because “it was not reasonably foreseeable to [appellant]
that leaving G.X. with Meak would probably result in G.X.’s death.”
A person who causes the death of another “by committing or attempting to commit
a violation of section 609.378 (neglect or endangerment of a child), and murder in the first,
second, or third degree is not committed thereby,” is guilty of manslaughter in the second
degree. Minn. Stat. § 609.205(5) (2014). A parent commits child endangerment when she
“intentionally or recklessly caus[es] or permit[s] a child to be placed in a situation likely to
substantially harm the child’s physical, mental , or emotional health or cause the child’s
death.” Minn. Stat. § 609.378, subd. 1(b)(1) (2014).
The “intentionally or recklessly” aspect of the child-endangerment statute requires
a finding of the actor’s state of mind, wh ich “generally is proved circumstantially, by
inference from words and acts of the actor both before and after the incident. A [fact-
finder] is permitted to infer that a person intends the natural and probable consequences of
their actions.” State v. Johnson , 616 N.W.2d 720, 726 (Min n. 2000) (citation omitted);
State v. McCormick, 835 N.W.2d 498, 507 (Minn. App. 2013), review denied (Minn. Oct.
15, 2013).
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A person acts “recklessly” when he consciously disregards a
substantial and unjustifiable risk that the element of an offense
exists or will result from his conduct; the risk must be of such
a nature and degree that its disregard involves a gross deviation
from the standard of conduct that a law-abiding person would
observe in the actor’s situation.

State v. Zupetz, 322 N.W.2d 730, 733 (Minn. 1982) (quotation omitted). A reckless actor
is aware of the risk and disregards it. Id. As used in the child-endangerment statute,
“likely” means that the actions were “more like ly than not” to result in substantial harm.
State v. Tice , 686 N.W.2d 351, 355 (Minn. App. 2004), review denied (Minn. Nov. 16,
2004). A person may be guilty of child endangerment even if actual harm did not occur or
the child was not in “actual danger.” State v. Perry, 725 N.W.2d 761, 766 (Minn. App.
2007), review denied (Minn. Mar. 20, 2007); State v. Hatfield, 627 N.W.2d 715, 720 (Minn.
App. 2001), aff’d, 639 N.W.2d 372 (Minn. 2002).
“A person is guilty of second-degree manslaughter when the person causes the death
of another. This requires not only that the act be the cause of the death, but also that it be
the proximate cause of the injury.” McCormick, 835 N.W.2d at 507-08 (quotation
omitted). The Minnesota Supreme Court has re cognized that “a rigorous definition of
proximate cause” is elusive. Dellwo v. Pearson, 259 Minn. 452, 454-55, 107 N.W.2d 859,
861 (1961). However, proximate cause “is not a matter of foreseeability.” Id. at 455, 107
N.W.2d at 861. Whether the result of an act is fore seeable “is not at all decisive in
determining whether that act is the proximate cause of an injury which ensues.” Id.
(quotation omitted).
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The Minnesota Supreme Court has recognized that a defendant “causes” death, for
proximate-cause purposes, if “the defendant’s acts were a substantial factor in causing the
death.” State v. Smith, 835 N.W.2d 1, 4-6 (Minn. 2013) (concluding that the defendant’s
acts, while not the immediate cause of death, were a substantial causal factor leading to the
death); State v. Gatson, 801 N.W.2d 134, 146 (Minn. 2011) (“To prove that a defendant is
guilty of causing the death of another, the State must prove the defendant’s acts were a
substantial causal factor leading to the death.” (quotation omitted)); State v. Sutherlin, 396
N.W.2d 238
, 240 (Minn. 1986) (concluding that the defendant’s acts were a “substantial
causal factor” because the defendant’s conduct “set in motion the events” leading to death);
State v. Smith , 264 Minn. 307, 320-21, 119 N.W.2d 838, 848 (1962) (indicating that
proximate cause is satisfied if the defendant’s acts “were a contributory cause” of death
(quotation omitted)).
The supreme court has also indicated that proximate cause is satisfied if “the injury
was the natural and probable conse quence” of the defendant’s act. Dellwo, 259 Minn. at
455, 107 N.W.2d at 861 (quotation omitted). “Consequences which follow in unbroken
sequence, without an intervening efficient cause, from the original negligent act, are natural
and proximate; and for such consequences th e original wrongdoer is responsible, even
though he could not have foreseen the particular results which did follow.” Id. at 455-56,
107 N.W.2d at 861-62 (quotation omitted); see also Smith, 264 Minn. at 318, 119 N.W.2d
at 846 (“Whoever does a wrongful act is an swerable for all the consequences that may
ensue in the ordinary and natural course of events, though such consequences are
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immediately and directly brought about by inte rvening causes, if such intervening causes
are set in motion by the original wrongdoer.” (quotation omitted)).
In Lubbers v. Anderson, the supreme court articulated a test for whether a party’s
negligent act was the proximate cause of an injury:
[T]he act must be one which th e party ought, in the exercise
of ordinary care, to have antic ipated was likely to result in
injury to others, though he c ould not have anticipated the
particular injury which did ha ppen. There must also be a
showing that the defendant’s conduct was a substantial factor
in bringing about the injury.

539 N.W.2d 398, 401 (Minn. 1995) (quotations omitted).
Appellant argues that it was not foreseeabl e to her that G.X.’s death would result
from placing G.X. in Meak’s care. As discu ssed above, foreseeability of the actual harm
suffered is not required for a showing of proximate cause. Smith, 264 Minn. at 321, 119
N.W.2d at 848 (indicating th at it did not matter that the defendant “did not reasonably
anticipate that his act would cause death”). Rather, the test is whether appellant’s acts were
a substantial causal factor in the death, Smith, 835 N.W.2d at 4, and appellant should have
anticipated that her acts were likely to result in an injury, Lubbers, 539 N.W.2d at 401.
Therefore, the state was not requ ired to prove that appellant foresaw G.X.’s death, if she
ought to have anticipated that an injury would result to G.X. by Meak’s continued care.
Our review of the record satis fies us that the state pres ented sufficient evidence to
prove that appellant caused G.X.’s death by committing chil d endangerment. The state
proved at trial that G.X. was not injured before she started spending time with Meak. G.X.
was repeatedly injured over the course of several weeks while with Meak, including head
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injuries, small bruises, bite marks, and a br oken rib. Appellant wa s aware of the head
injuries, small bruises, and bite marks that occurred in January and early February.
Appellant accepted Meak’s explanation of a head injury that occurred while G.X. was in
Meak’s care, though Meak admitted he did not know how the wound occurred. Appellant
refused to take G.X. to a doctor or to visit C.X. after the head wounds occurred. Meak’s
children warned appellant that Meak was ha rming G.X. C.X. warned appellant that
someone bit G.X., and appellant knew that Meak had bitten G.X. Observant bystanders
believed that G.X. appeared fri ghtened of Meak. Appellant continued to leave G.X. in
Meak’s care for days at a time after she was warned of the abuse and witnessed numerous
bruises and injuries.
A fact-finder could reasonably infer that ap pellant was aware of a risk that G.X.
would be substantially harmed if left in Meak’s care, and she consciously disregarded that
risk. Because she consciously disregarded the risk that G.X. may be harmed, and continued
to place G.X. in Meak’s care, G.X.’s death resulted. Appellant’s acts, in consciously
disregarding the risk that G.X. may be harm ed and permitting G.X. to remain in Meak’s
care, were a substantial causal factor in G.X.’s death. See Smith, 835 N.W.2d at 4; State v.
Olson, 435 N.W.2d 530, 534-35 n.4 (Minn. 19 89) (“[I]t is not necessary that the
defendant’s acts be the sole cause of death, so long as the defendant’s acts start a chain of
events which results in or substantially contributes to the death.”).
Appellant asserts that the evidence does not demonstrate that her actions caused
G.X.’s death because Meak gave plausible e xplanations for G.X.’s injuries, no one saw
Meak abuse G.X., and she believed that Meak arranged for someone to watch G.X. when
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he was away from home. Essentially, appellant argues that it is reasonable to infer from
the circumstances proved that she did not pr oximately cause G.X.’s death because she
could not have anticipated that G.X. would die as a result of being left in Meak’s care. But
to prove proximate cause, the state does not ne ed to prove that the defendant anticipated
death; rather, the state is required to prove both that the defendant could have reasonably
anticipated that an injury would result, and that her acts were a substantial cause of the end
result. Lubbers, 539 N.W.2d at 401. Given the warnings that appellant received about the
abuse and the visible manifestations of harm caused to G.X., it is not reasonable to infer
that appellant could not have anticipated further injury to G.X.
Affirmed.