Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Griller 583 N.W.2d 736
- State v. Strommen 648 N.W.2d 681
- State v. Ramey 721 N.W.2d 294
- State v. Washington 693 N.W.2d 195
- State v. Spreigl 272 Minn. 488
- State v. Huffstutler 130 N.W.2d 347
- State v. Underwood 281 N.W.2d 337
- State v. Carlson 264 N.W.2d 639
- State v. McNeil 658 N.W.2d 228
- State v. Haglund 267 N.W.2d 503
- State v. Richmond 214 N.W.2d 694
- State v. Hall 764 N.W.2d 837
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2016).
STATE OF MINNESOTA
IN COURT OF APPEALS
A17-1031
State of Minnesota,
Respondent,
vs.
Anthony Ruben Lucero,
Appellant.
Filed July 16, 2018
Affirmed
Johnson, Judge
Becker County District Court
File No. 03-CR-15-2955
Lori Swanson, Attorney General, Edwin W. Stockmeyer, Assistant Attorney General,
St. Paul, Minnesota; and
Brian W. McDonald , Assistant Becker County Attorney, Detroit Lakes, Minnesota (for
respondent)
Cathryn Middl ebrook, Chief Appellate Public Defender, Rochelle R. Winn, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Worke, Presiding Judge; Johnson, Judge; and Klaphake,
Judge.*
*Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant
to Minn. Const. art. VI, § 10.
2
U N P U B L I S H E D O P I N I O N
JOHNSON, Judge
A Becker County jury found Anthony Ruben Lucero guilty of third-degree criminal
sexual conduct based on evidence that he engaged in the sexual penetration of an
intoxicated 15-year-old girl. Lucero seeks a new trial on the ground that two of the state’s
witnesses testified that he previously had engaged in a similar type of sexual misconduct.
We affirm.
FACTS
This appeal concerns an incident that occurred in 2005 but was not reported to law
enforcement until ten years later. In June 2015, S.L. informed the Becker County Sheriff’s
Office that Lucero, with whom she had just ended a long -term relationship, had sexually
molested a 15-year-old girl in 2005. Investigator Nguyen interviewed the victim and two
other persons who had information about the incident. In December 2015, the state charged
Lucero with third-degree criminal sexual conduct for engaging in sexual penetration of a
person who was mentally impaired, mentally incapacitated, or physically helpless, in
violation of Minn. Stat. § 609.344, subd. 1(d) (200 4), and third -degree criminal sexual
conduct for engaging in sexual penetration of a person who was between the age of 13 and
16, in violation of Minn. Stat. § 609.344, subd. 1(b).
Before trial, Lucero filed a motion in limine to prohibit all witnesses from referring
to the fact that he was a registered sex offender. The district court granted the motion and
ruled the evidence inadmissible. The prosecutor inquired whether the victim could testify
that she had heard that Lucero had committed one or more similar acts in the past and had
3
gotten away with it , for the purpose of explaining why she did not report the crime. The
district court ruled that such testimony is inadmissible under the previous ruling . The
prosecutor assured the district court that the victim would not mention any prior incident.
The case was tried to a jury on two days in February 2017. The state called five
witnesses. Four of the state’s witnesses attended a party in 2005 at the home of a family
that lived in S.L. and Lucero’s neighborhood. The party occurred outdoors, around a
bonfire. Some teenagers attended t he party , including S.L.’s son; the host family’s
daughter, A.S.; and her friend, A.B. Everyone at the party drank alcohol ic beverages,
including the teenagers.
A.B., who was 14 or 15 years old at the time of the incident and 26 years old at the
time of trial, testified as follows : During the party, she began to feel sick from drinking
too much, so she went into the house and lay down on a couch in the living room. Lucero
approached her and tried to persuade her to go downstairs with him “because everybody
would see upstairs.” She refused his request to go downstairs. Lucero pushed up her shirt
and touched her breasts. He tried to kiss her. He pulled down her pants and put his mouth
on her vagina and then penetrated her vagina with his fingers. She passed out and later
vomited.
A.S. testified that, during the party, she went inside the house to check on A.B. She
saw A.B. lying on the couch, and she saw Lucero sitting in a reclining chair nearby. A.S.
saw that A.B.’s pants were unzipped. A.B. mumbled something about “a bad man.” A.S.
zipped up A.B.’s pants and told her to keep her clothes on. A.S. returned to the living room
later to check on A.B. again. On this occasion, Lucero was kneeling by the couch, but
4
when he saw A.S. , he retu rned to the reclining chair and pulled a blanket over himself.
A.S. saw that A.B.’s pants were again unzipped and that her shirt was pulled up to her neck.
A.B. then vomited on herself and on the couch. A.S. and her mother cleaned up.
During the direct examination of A.S., the prosecutor asked whether she had ever
discussed the incident with anyone. A.S. answered by saying that S.L. had approached her
and said, “if I knew anything that I needed to tell someone because it wasn’t the first time.”
Lucero’s attorney did not object to this part of A.S.’s testimony. At the end of the first day
of trial, the district court noted that A.S. had made “an inadvertent slip” by referring to a
prior incident but that the court would not give the jury a curative instruction so as not to
draw attention to it. Lucero’s attorney did not object to the district court’s decision not to
give a curative instruction.
S.L. testified that she left the party before dark and went home and went to bed. She
awoke sometime after dark and saw that neither Lucero nor her son had come home. She
went to the neighbors ’ house to look for her son. When she entered the house, she saw
A.B. lying on the floor with her pants pulled down to her knees and her shirt lifted up. A.B.
was crying. S.L. saw Lucero sitting in a reclining chair, wrapped in a blanket. When S.L.
tried to remove the blanket, Lucero prevented her from doing so, but she saw that his pants
were down.
During the cross-examination of S.L., Lucero’s attorney asked S.L. about her prior
conversations with Investigator Nguyen. Lucero’s attorney referred to “an incident that
you wanted to tell her about.” S.L. responded by saying that s he talked to Investigator
Nguyen about “one of them.” Lucero’s attorney also asked S.L. about inconsistencies in
5
her reports to Investigator Nguyen. S.L. responded by saying that Lucero “had already
confessed to it himself already along with the others.” Lucero’s attorney did not object to
these parts of S.L.’s testimony.
Lucero called two witnesses in his defense . S.L.’s son testified that he slept inside
the house but did not see Lucero in the living room and did not see or hear Lucero interact
with A.B. The man who hosted the party testified that he was outside for most of the party
until 4:00 a.m. and did not see or hear anything unusual after he went inside the house .
Lucero did not testify.
The jury found Lucero guilty on both counts. Lucero moved for a new trial on the
ground that he was deprived of a fair trial because two of the state’s witnesses made
references to his having engaged in similar forms of sexual misconduct in the past . The
district court denied the motion, reasoning that “it is unlikely that the jury would have made
a different decision without hearing” the statements. The district court sentenced Lucero
to 41 months of imprisonment. Lucero appeals.
D E C I S I O N
Lucero argues that he did not receive a fair trial because two of the state’s witnesses
(A.S. and S.L.) made references to previous incidents in which Lucero had engaged in a
similar type of sexual misconduct.
Lucero concedes that he did not object to the evidence that he challenges on appeal.
Both parties ask this court to apply the plain-error test. See Minn. R. Crim. P. 31.02. Under
the plain-error test, we may not grant appellate relief on an issue to which there was no
objection unless (1) there is an error, (2) the error is plain, an d (3) the error affects the
6
defendant’s substantial rights. State v. Griller , 583 N.W.2d 736, 740 (Minn. 1998). An
error is plain if it is clear or obvious under current law, State v. Strommen , 648 N.W.2d
681, 688 (Minn. 2002), and an error is clear or o bvious if it “contravenes case law, a rule,
or a standard of conduct,” State v. Ramey, 721 N.W.2d 294, 302 (Minn. 2006). An error
affects a defendant’s substantial rights “if the error was prejudicial and affected the
outcome of the case.” Griller, 583 N.W.2d at 741. If the first three requirements of the
plain-error test are satisfied, we then consider the fourth requirement, which asks whether
the error “seriously affects the fairness, integrity or public reputation of judicial
proceedings.” State v. Washington, 693 N.W.2d 195, 204 (Minn. 2005) (quotation
omitted).
Lucero’s argument is based generally on a rule of evidence that provides, “Evidence
of another crime, wrong, or act is not admissible to prove the character of a person in order
to show action in conformity therewith,” though it may be admissible “for other purposes,
such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or
absence of mistake or accident.” Minn. R. Evid. 404(b). If the state wishes to introdu ce
such evidence, the district court must apply a five -part test to determine whether the
evidence is admissible. Minn. R. Evid. 404(b); see also State v. Spreigl , 272 Minn. 488,
490-97, 139 N.W.2d 167, 169-73 (1965). But Lucero does not specifically argue that the
district court erred by admitting inadmissible evidence or by denying his motion for a new
trial. Lucero also does not specifically argue that the prosecutor engaged in misconduct by
improperly eliciting inadmissible evidence. Rather, Lucero relies on cases that recognize
7
simply that a defendant does not receive a fair trial if the state’s witnesses volunteer
information that is inadmissible and prejudicial. Specifically, Lucero argues as follows:
The prosecutor in a criminal trial is respon sible for
prejudicial information volunteered by its witnesses. State v.
Huffstutler, 130 N.W.2d 347, 348 (Minn. 1964) (citation
omitted). The prosecutor has a duty to ensure that witnesses
know the limits of permissible testimony and to caution its
witnesses against offering prejudicial testimony. State v.
Underwood, 281 N.W.2d 337, 342 (Minn. 1979).
Consequently, the burden falls on the State to prepare its
witnesses, prior to testifying, to avoid inadmissible or
prejudicial statements. State v. Carlson, 264 N.W.2d 639, 641
(Minn. 1978); State v. McNeil , 658 N.W.2d 228, 232 (Minn.
App. 2003). An appellant is entitled to a new trial if the
inadmissible information was prejudicial, whether or not it was
intentionally elicited. State v. Haglund, 267 N.W.2d 503, 506
(Minn. 1978); State v. Richmond, 214 N.W.2d 694, 695 (Minn.
1974).
In response, the state relies on a different set of case s that recognize that a
defendant’s right to a fair trial is not violated if the state unintentionally elicits inadmissible
evidence, the inadmissible evidence is mentioned only in passing , the importance of the
inadmissible evidence likely is not apparent to the jury, and the evidence of guilt is
overwhelming. See S tate v. Hall , 764 N.W.2d 837, 843 (Minn. 2009); Haglund, 267
N.W.2d at 506. The state contends that there is no reversible error in this case because
there is overwhelming evidence of Lucero’s guilt, the references made by A.S. and S.L.
were “vague and of a passing nature,” A.S.’s testimony was unintentionally elicited by the
prosecutor, and S.L.’s testimony was elicited by Lucero’s attorney on cross-examination.
In Haglund, a witness for the state made a reference to the appellant’s prior
incarceration. 267 N.W.2d at 505. The supreme court reasoned that the inadmissible
8
evidence did not require a new trial because the prosecutor did not intentionally elicit the
evidence, the reference to the prior incarceration “was of a passing nature,” “the import of
the [reference] may have been missed,” and the e vidence of guilt in the “case was
overwhelming.” Id. at 506. For those reasons, the inadmissible evidence was not
sufficiently prejudicial to warrant a new trial. Id. Similarly, in State v. Hall, 764 N.W.2d
837 (Minn. 2009), the state played for the jury an audio-recording of a police interrogation
in which the appellant referred to his prior conviction of fifth-degree assault. Id. at 842.
The supreme court reasoned that the inadmissible evidence did not require a new trial
because “Hall’s reference to a fifth-degree assault conviction was unintentionally elicited,”
his “reference to the prior conviction was of a passing nature,” “neither the officer nor the
prosecutor dwelled on the statement or highlighted it for the jury ,” and “there was strong
evidence of Hall’s guilt.” Id. at 843.
This case is much like Haglund and Hall. First, the state did not intentionally elicit
either piece of inadmissible evidence. The prosecutor asked A.S. a general question about
whether she had talked to anyone about the incident in the ten years between the incident
and trial, a question that does not appear to have been designed to elicit information about
prior bad acts by Lucero. S.L.’s testimony was elicited by Lucero’s attorney. Second, each
witness referred to the inadmissible evidence only briefly and without repetition. Third,
the references were fairly vague, which means that they likely had little meaning or
importance to the jury. And fourth, the jury heard overwhelming evidence of Lucero’s
guilt. A.B. testified that Lucero touched her breasts, tried to kiss her, placed his mouth on
her vagina, and penetrated her vagina with his fingers. A.S. testified that she twice saw
9
that A.B.’s clothing was partially removed while Lucero was alone with her in the living
room. S.L. testified that she saw A.B. with her pants down and saw Lucero in the living
room with his own pants down . Although the references to Lucero’s prior bad acts were
inadmissible, the inadmissible evidence is, in the particular circumstances of this case, not
prejudicial enough to require a new trial. See Hall, 764 N.W.2d at 843 ; Haglund, 267
N.W.2d at 506. Assuming that the plain-error test applies, Lucero’s argument fails because
he cannot satisfy the third requirement. See Griller, 583 N.W.2d at 741.
Thus, Lucero’s right to a fair trial was not violated by two witnesses’ brief, vague
references to prior incidents in which Lucero reportedly engaged in a similar type of sexual
misconduct.
Affirmed.