Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Stein 776 N.W.2d 709
- State v. Al-Naseer 788 N.W.2d 469
- State v. Harris 895 N.W.2d 592
- State v. Al-Naseer 690 N.W.2d 744
- State v. Kissner 541 N.W.2d 317
- Bragg v. the Dayton Company 4 N.W.2d 320
- State v. Johnson 173 Minn. 543
- State v. Silvernail 831 N.W.2d 594
- State v. Miller 471 N.W.2d 380
- State v. Hegstrom 543 N.W.2d 698
- State v. Bolsinger 221 Minn. 154
- State v. Meany 262 Minn. 491
- State v. Mayhorn 720 N.W.2d 776
- State v. Budreau 641 N.W.2d 919
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2016).
STATE OF MINNESOTA
IN COURT OF APPEALS
A17-1054
State of Minnesota,
Respondent,
vs.
Jake Richard Mattern,
Appellant.
Filed June 4, 2018
Affirmed
Stauber, Judge*
Hennepin County District Court
File No. 27-CR-16-14723
Lori Swanson, Attorney General, St. Paul, Minnesota; and
Susan L. Segal, Minneapolis City Attorney, Jennifer Saunders, Assistant City Attorney,
Minneapolis, Minnesota (for respondent)
John L. Lucas, Robert M. Paule, Minneapolis, Minnesota (for appellant)
Considered and decided by Kirk, Presiding Judge; Hooten, Judge; and Stauber,
Judge.
* Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant to
Minn. Const. art. VI, § 10.
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U N P U B L I S H E D O P I N I O N
STAUBER, Judge
Jake Mattern ran over and killed a woman with his 6,000 pound work truck , while
she was lawfully in th e crosswalk, when he made a left turn at a busy intersection in
downtown Minneapolis. A jury convicted Mattern of criminal vehicular operation resulting
in bodily injury-gross negligence, careless driving, and misdemeanor failure to yield to a
pedestrian. Mattern challenges on appeal only his criminal vehicular operation -gross
negligence conviction, arguing that there was insufficient evidence that he operated his
truck in a grossly negligent manner and that the prosecutor committed reversible
misconduct during closing argument. Because the circumstances proved are inconsistent
with any reasonable hypothesis other than that Mattern was grossly negligent and, because
any prosecutorial misconduct did not prejudice Mattern, we affirm.
FACTS
Mattern was driving a Ford F350 Super Duty pick -up truck in downtown
Minneapolis on a snowy February day. He stopped his car in the left lane of 8th Street, a
southeast-bound one-way street, for a red light at the intersection of Hennepin Avenue, a
two-way street with two la nes in each direction. At that same time, Rachel David was
standing at the northeast corner of Hennepin Avenue, waiting to cross. The light changed,
the walk sign turned on, and David began to cross, but she was quickly overtaken by six
other pedestrians. Mattern waited as the pedestrians began to cross, and then he slowly
entered into the intersection. The six other pedestrians proceeded through the crosswalk
much more quickly than David. Mattern began to turn left when the six pedestrians were
3
nearly at or beyond the edge of the lane Mattern was turn ing into. But David was trailing
behind. She was only a quarter of the way across the intersection, still in the lane Mattern
was turning into, when Mattern went into the turn. Mattern avoided the other pedestr ians,
but struck David when she was lawfully in the crosswalk with the walk light visible.
Mattern’s truck rolled over David, and he continued about a half block down Hennepin
Avenue before coming to a stop. David died as a result.
At trial, the state presented a video recording of the incident, as well as witnesses to
the event, and expert testimony. Mattern ’s expert opined that Mattern never saw David
because his view was obscured by the truck’s A -pillar—the structural component of the
truck that separ ates the windshield from the driver -side door and supports the roof. The
state’s expert did not give such a definite opinion, conceding only that it was possible that
Mattern’s view of David was obstructed by the A -pillar or by the navigational device that
was installed in the bottom-left corner of his work truck’s windshield.
At closing, the prosecutor showed the jury a portion of the video recording that was
not shown during the presentation of the evidence. The clip showed Mattern making the
same turn a t the same intersection approximately three minutes before he made the turn
that struck David. In the clip , Mattern pass es closely by a pedestrian lawfully in the
crosswalk. While showing this part of the video, the prosecutor said to the jury, “Do you
see how close he came to the pedestrian the first time?” Mattern objected on the basis of
improper argument, and the district court sustained the objection. The prosecutor then said,
“So Mr. Mattern had already been through that intersection once before and he went
through it again, knowing that pedestrians could cross there.” Mattern later moved for a
4
mistrial, arguing that the prosecutor made an improper Spreigl argument without notice to
the defense. The district court denied the motion for a mistrial , but instructed the jury to
disregard that portion of the video and the prosecutor’s comments.
Mattern’s attorney argued at closing that gross negligence requires a lack of “even
scant care,” and Mattern’s apparent concern for at least some of the pedestrians showed
that he exercised at least some care. The state argued in its rebuttal the fact that Mattern
apparently looked for some of the p edestrians did not absolve him of his responsibility to
wait for each and every person. The jury acquitted Mattern of reckless driving but
convicted him of careless driving, failure to yield to a pedestrian, and criminal vehicular
operation resulting in bodily injury-gross negligence.
Mattern appeals.
D E C I S I O N
I.
Mattern argues that the evidence at trial was insufficient to sustain his conviction of
criminal vehicular operation resulting in bodily injury -gross negligence. When reviewing
a challenge to the sufficiency of the evidence, this court ascertains whether, given the facts
in the record and the legitimate inferences that can be drawn from those facts, a jury could
reasonably conclude that the defendant was guilty of the offense charged. State v. Stein ,
776 N.W.2d 709, 714 (Minn. 20 10). When any element of a crime is supported by
circumstantial evidence, this court takes a two -step approach to determine if the evidence
is sufficient to prove the defendant’s guilt beyond a reasonable doubt. State v. Al-Naseer,
788 N.W.2d 469, 473 -75 (Minn. 2010). The state argues that the circumstantial-evidence
5
test should not govern our review here because Mattern’s intent was not at issue. We
disagree.
The state contends that even though it argued to the jury that it could infer from
circumstantial evidence that Mattern was not paying attention to the road and was therefore
grossly negligent, Mattern’s state of mind was not an element of the crime and , so, the
circumstantial-evidence test does not apply. But t he circumstantial-evidence test applies
whenever an element of a charge rests on circumstantial evidence. State v. Harris , 895
N.W.2d 592, 599 (Minn. 2017). And gross negligence in the criminal-vehicular-operation
context is defined by the degree of inattention or lack of care the driver pays to the road.
See State v. Al -Naseer, 690 N.W.2d 744, 752 (Minn. 2005) (“Ordinary and gross
negligence differ in degree of inattention”) (quotation omitted); State v. Kissner, 541
N.W.2d 317, 321(Minn. 1995) , review denied (Minn. Feb. 9, 1996) (applying the
circumstantial-evidence test to determine if the jury could reasonably infer from the
defendant’s driving conduct that he lacked “even scant care”). The jury had to decide
whether Mattern paid so little attention to the road as to constitute gross negligen ce. No
direct evidence showed what degree of attention Mattern was paying to the road, so the
jury was left to infer from other evidence —most significantly the video showing Mattern
strike David while she was lawfully in the crosswalk—that Mattern paid so little attention
to the road as to constitute gross negligence. We apply the circumstantial-evidence test to
Mattern’s conviction.
When reviewing the sufficiency of circumstantial evidence , we first identify the
circumstances proved. State v. Andersen , 78 4 N.W.2d 320, 329 (Minn. 2010). In
6
determining the circumstances proved, we disregard evidence that is inconsistent with the
jury’s verdict. Harris, 895 N.W.2d at 601. We then independently consider the reasonable
inferences that can be draw n from the circumstances proved when viewed as a whole . Id.
If the proven circumstances support a reasonable hypothesis inconsistent with guilt, then
the state has not met its burden to prove the defendant’s guilt beyond a reasonable doubt
and we must reverse. State v. Johnson, 173 Minn. 543, 545-46, 217 N.W. 683, 684 (1928).
The video exhibit best depicts the circumstances proved. The video shows David
waiting at the corner of 8th Street and Hennepin Avenue in downtown Minneapolis. The
light changes, and she begins to c ross. Six other pedestrians quickly overtake her as she
walks slowly through the crosswalk. Mattern’s white work truck enters the frame. Mattern
then accelerates slightly into the turn when the six other pedestrians are nearly halfway
across the street or further, but David is still only one-quarter of the way and is clearly in
Mattern’s path of travel . The truck proceeds through the intersection and collides with
David at what appears to be an almost completely head -on angle. The truck rocks after
rolling over her and proceeds until slowly coming to a stop half-way down the block.
Mattern seems to argue that other circumstances were proved, specifically his
expert’s testimony that Mattern never saw the victim. Under the circumstantial -evidence
test, we “assume that the jury believed the State’s witnesses and disbelieved the defense
witnesses.” State v. Silvernail , 831 N.W.2d 594, 599 (Minn. 2013) (quotation omitted).
The state’s accident rec onstruction expert stated only that it was possible that Mattern’s
view was obstructed.
7
In the second step of the circumstantial-evidence test, we must decide if there is any
reasonable hypothesis based on the circumstances proved that is inconsistent with the crime
of criminal vehicular operation-gross negligence. We must first pin down what the gross -
negligence element requires. Mattern argues that our decision in State v. Miller , 471
N.W.2d 380 (Minn. App. 1991), should control. In Miller, we considered whether a
driver’s failure to inspect his truck’s brakes, by itself, rose to the level of gross negligence
required by the statute. Id. at 384. We reviewed existing caselaw and concluded that “some
egregious driving conduct coupled with other evidence of negligence” was required. Id.
Mattern seizes on this language and argues that if we were to disregard the fact that the
victim was in the crosswalk when he made his turn , we would see that there was no
“egregious driving conduct,” and so Mattern was not grossly negligent. But, the state
responds that Miller alone should not control because cases since have not followed its
formula.
The state is correct that later cases do not uniformly rely on Miller. In Kissner, we
did not mention Miller and instead de termined that the defendant’s excessive speed,
imprudent use of a passing lane in misty weather conditions, and the presence of a half -
empty beer can all indicated that the defendant failed to exercise “even scant care” and
therefore was grossly negligent. Kissner, 541 N.W.2d at 321. And State v. Hegstrom, a
case decided after Miller, clarifies that a sufficient degree of inattention to the road may
constitute a lack of even slight care that equals gross negligence. 543 N.W.2d 698, 703
(Minn. App. 1996) . The lack of even slight care is the most persistent thread running
through Minnesota’s criminal vehicular operation -gross negligence cases. (In
8
chronological order) State v. Bolsinger, 221 Minn. 154, 159, 21 N.W.2d 480, 485 (1946);
State v. Meany, 262 Minn. 491, 496, 115 N.W.2d 247, 252 (1962); Kissner, 541 N.W.2d
at 321; Hegstrom, 543 N.W.2d at 702 -03; Al-Naseer, 690 N.W.2d at 752. Even Miller
quotes Bolsinger’s language that gross negligence is the “absence of even slight care.”
Miller, 471 N.W.2d at 383 (quoting Bolsinger, 221 Minn. at 159, 21 N.W.2d at 485).
The sole issue Miller decided was that more than a mere failure to inspect brakes
was required to constitute gross negligence after the state had conceded that Miller was not
negligent at the time of or immediately before the collision. Id. at 383-84. That later cases
have ruled that a sufficient degree of inattention to the road may constitute gross negligence
suggests that Miller’s egregious-driving conduct plus other evidence of negligence formula
is merely dicta. See Al-Naseer, 690 N.W.2d at 752; Hegstrom, 543 N.W.2d at 702-03. We
now consider whether there was any rational hypothesis consistent with the circumstances
proved that Mattern exercised even scant care and so was not grossly negligent.
Mattern asserts that o ne hypothesis inconsistent with the theory that he failed to
exercise “even slight care” is that he was waiting at the red light and approached the
intersection cautiously, taking note of the group of pedestrians and allowing six of the
seven pedestrians to cross before turning . But when Mattern makes the turn and nears the
crosswalk, the video clearly shows that if Mattern had been looking directly through his
front windshield, he would have been able to see David in front of him. We cannot say that
just because Mattern exercised some care before he actually made his way through the
intersection a jury had to find that he exercised “scant care” moments later when he struck
David. It would be absurd to suggest, for example, that a person cannot be convicted of
9
criminal vehicular operation -gross negligence when he runs a red light and hits a car
traveling with the right of way simply because he properly signaled that he was changin g
lanes before he reached the intersection.
We have already ruled that a driver’s lack of attention to the road can constitute
gross negligence, even if it occurs only briefly. See Hegstrom, 543 N.W.2d at 703 (“The
trial court appears to have concluded th at, as a matter of law, failure to maintain a proper
lookout on a clear day is not gross negligence unless the inattention continues for a lengthy
period of time. We disagree .”). The circumstances proved are reasonably consistent only
with the hypothesis that Mattern failed to exercise even scant care after he saw the group
of pedestrians pass the half-way point and proceeded through the intersection to make the
turn. This degree of inattention to potential pedestrians , even if it occurs briefly after a
driver apparently exercises some care , constitutes gross negligence. The evidence was
sufficient to convict Mattern.
II.
Mattern next argues that the prosecutor committed prosecutorial misconduct by
showing and referring to a portion of the video during closing argument that was not
presented to the jury as evidence. When reviewing claims of prosecutorial misconduct, we
reverse only if the misconduct, when considered in light of the whol e trial, impaired the
defendant’s right to a fair trial. State v. Mayhorn, 720 N.W.2d 776, 785 (Minn. 2006). The
defendant will not be granted a new trial if the misconduct is harmless beyond a reasonable
doubt. Id. We will find an error to be harmless beyond a reasonable doubt only if the verdict
rendered was surely unattributable to the error. Id.
10
This portion of the video showed Mattern making the same turn at the same
intersection approximately three minutes before the turn that resulted in David’s death.
Mattern argues that th e prosecutor’s playing of this portion of the video and his
accompanying comments constituted Spreigl evidence. Evidence of another act is not
admissible to prove the character of a person in order to show action in conformity
therewith. Minn. R. Evid. 404(b). The prosecutor’s comments to the jury—asking “Do you
see how close he came to that pedestrian the first time?” and stating, “So Mr. Mattern had
already been through that intersection once before and he went through it again, knowing
that pedestrians could cross there”—suggested that Mattern twice did the same thing: drove
through an intersection without proper care for potential pedestrians. We can discern no
purpose for these comments other than to suggest that Mattern had the propensity to make
turns without sufficient regard for pedestrians.
But after Mattern objected to the prosecutor’s argument, the district court gave a
curative instruction. The district court told the jury:
First of all, you were shown a video that was not shown —a
portion of which—of the safe zone video which was not shown
to you during the trial, and I’m going to instruct you to
disregard that portion of the video. That was improper, and I’ve
deemed it so, that that should not have been played to you.
Further, I am going to ins truct you to disregard the comments
of Mr. Bernstein while that video was playing, and —because
I’ve deemed that those were also improper. And when I say
disregard, that means that when you are considering the
evidence during your deliberations, that eviden ce cannot be
considered by you in any way.
11
We “presume that jurors follow the court’s instructions.” State v. Budreau , 641 N.W.2d
919, 926 (Minn. 2002). If there is no indication that the jury did not follow the court’s
instructions, then we must presume that the court’s cautionary instructions cured any
prejudicial effect. Id. We see no indication that the jury failed to follow the district court’s
instructions, and we are confident that the properly admitted evidence was more than
sufficient to convict Mattern. Mattern’s grossly negligent driving at the time he struck
David was caught on video, and the jury saw him drive his work truck over the victim
while she was lawfully in the crosswalk. Any prejudice from the portion of the video
showing Mattern making the earlier turn was insignificant and harmless compared to the
strong, properly admitted evidence of Mattern’s guilt.
Affirmed.