Authorities cited
Identified automatically; this list may not be exhaustive.
- Schwartz v. Minneapolis Suburban Bus Co. 258 Minn. 325
- State v. Reiners 664 N.W.2d 826
- State v. McDonough 631 N.W.2d 373
- State v. Wilson 900 N.W.2d 373
- State v. Carridine 812 N.W.2d 130
- State of Minnesota v. Maureen Ndidiamaka Onyelobi 879 N.W.2d 334
- State v. Diggins 836 N.W.2d 349
- State v. Martin 773 N.W.2d 89
- State v. Bailey 732 N.W.2d 612
- State v. Moore 438 N.W.2d 101
- State v. Greer 635 N.W.2d 82
- State v. Kelley 517 N.W.2d 905
- State v. Evans 756 N.W.2d 854
- State v. Landro 504 N.W.2d 741
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2016).
STATE OF MINNESOTA
IN COURT OF APPEALS
A17-1466
State of Minnesota,
Respondent,
vs.
Richard Dean Applequist,
Appellant.
Filed September 4, 2018
Affirmed
Stauber, Judge*
Hennepin County District Court
File Nos. 27-CR-17-2894; 27-CR-17-2895
Lori Swanson, Attorney General, St. Paul, Minnesota; and
Michael O. Freeman, Hennepin County Attorney, Christina I. Warren, Assistant County
Attorney, Minneapolis, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Davi E. Axelson, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Ross, Presiding Judge; Florey, Judge; and Stauber,
Judge.
* Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant to
Minn. Const. art. VI, § 10.
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U N P U B L I S H E D O P I N I O N
STAUBER, Judge
On appeal from his conviction s for two counts of first -degree aggravated robbery,
appellant Richard Dean Applequist argues that he is entitled to a new trial because the
district court (1) committed reversible error by denying his Batson challenge to the state’s
peremptory strike of the only African -American in the jury pool, and (2) abused its
discretion in denying his motion for a new trial for juror misconduct. We affirm.
FACTS
In the fall of 2016, two Minneapolis Jimmy John’s stores were robbed within one
month of each other. Appellant is a form er employee of both locations. His mother
identified him after observing a still photograph on the news that was taken from a Jimmy
John’s security camera and alerted the police of his identity . Appellant’s mentor and a
friend each identified him to the police as well.
On February 2, 2017, respondent State of Minnesota charged appellant with two
counts of first-degree aggravated robbery in v iolation of Minn. Stat. § 609.245, subd. 1
(2016). A jury found appellant guilty of both charges. After the trial and upon notification
of potential juror misconduct, the district court conducted a hearing, pursuant to Schwartz
v. Minneapolis Suburban Bus Co., 258 Minn. 325, 328, 104 N.W.2d 301, 303 (1960).
After the hearing, the district court denied appellant’s request for a new trial,
determined that the juror’s conduct was not inherently prejudicial, and sentenced appellant
to 58 months’ imprisonment. This appeal follows.
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D E C I S I O N
I. The district court properly denied appellant’s Batson challenge.
Appellant argues that the district court erroneously denied his Batson challenge to
the state’s pe remptory strike of the only African American in the jury pool because the
exclusion was not race-neutral. We disagree.
We begin our analysis by noting that our review of appellant’s argument is guided
by the principle that “the existence of racial discrimination in the exercise of a peremptory
challenge is a factual determination that is to be made by the district court and should be
given great deference on review.” State v. Reiners, 664 N.W.2d 826, 830 (Minn. 2003).
We review this factual determination made by the district court in a Batson challenge for
clear error. State v. McDonough, 631 N.W.2d 373, 385 (Minn. 2001).
“Peremptory challenges allow a party to strike a prospective juror that the party
believes will be less fair than some others and, by this process, to select as final jurors the
persons they believe will be most fair.” State v. Wilson , 900 N.W.2d 373, 377 (Minn.
2017) (quot ation omitted ). However, the Equal Protection Clause of the Fourteenth
Amendment prohibits peremptory strikes based solely on race. U.S. Const. amend. XIV,
§ 1; Batson v. Kentucky, 476 U.S. 79, 89, 106 S. Ct. 1712, 1719 (1986). We apply a three-
step test to determine whether a pe remptory strike was racially discriminatory. State v.
Carridine, 812 N.W.2d 130, 136 (Minn. 2012); see also Minn. R. Crim. P. 26.02, subd.
7(3) (using three-part Batson analysis).
First, the defendant must make “a prim a facie showing that the State exercised its
peremptory challenge against a prospective juror on the basis of race.” State v. Onyelobi,
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879 N.W.2d 334, 345 (Minn. 2016) (quotation omitted). To do this, the defendant must
show: “(1) that one or more members of a racial minority has been peremptorily excluded
and (2) that circumstances of the case raise an inference that the exclusion was based on
race.” Id. (quotations omitted).
Second, if the defendant makes a prima facie showing, the burden shifts to the state
to articulate a race -neutral reason for the strike. State v. Diggins , 836 N.W.2d 349, 354
(Minn. 2013). This explanation “need not be persuasive or even plau sible.” State v.
Martin, 773 N.W.2d 89, 101 (Minn. 2009). “Unless a discriminatory intent is inherent in
the . . . explanation, the reason offered [is] deemed race neutral.” Purkett v. Elem, 514 U.S.
765, 768, 115 S. Ct. 1769, 1771 (1995) (quotation omitted).
Third, if the state proffers a race-neutral explanation for the strike, the district court
must then determine whether the defendant carried his or her burden “of proving purposeful
discrimination,” or in other words, whether the defendant proved that the race -neutral
reason given by the state was “merely a pretext for the discriminatory motive.” Diggins,
836 N.W.2d at 355 ( quotation omitted); see State v. Bailey, 732 N.W.2d 612, 618 (Minn.
2007) (“[T]he ultimate burden of persuasion regarding racial motivation rests with, and
never shifts from, the opponent of the strike.” (quoting Purkett, 514 U.S. at 768, 115 S. Ct.
(1769))).
Here, E.L., the only African American in the jury pool, testified that the police in
his Kansas hometown racially profiled him approximately ten times and falsely accused
him of child molestation, robbery, and stealing radios from cars during his youth . His
father had similar experiences in the same Kansas town at that time, and appellant’s brother
5
was later racially profiled by the police in Illinois. He characterized this as “absolutely”
an “extremely” negative experience. And today if E.L. is pulled over by a police officer,
he “visibly shakes.” He disclosed that he has “a bias toward police officers,” admitted his
uncertainty about his ability to set aside his unconscious bias against police officers, and
stated that he will likely judge police -officer testimony with skepticism rather than
neutrality.
After the state struck E.L. and appellant made his Baston challenge, the district court
correctly stated that appellant had met his burden under prong one. The exclusion of a
member of a racial minority does not necessarily establish a prima facie case of
discrimination. Reiners, 664 N.W.2d at 831. But the district court may properly draw an
inference of racial discrimination when the prosecutor completely excludes one group of
people from the venire . State v. Moore, 438 N.W.2d 101, 107 (Minn. 1989) . Here, E.L.
was the only African American in the jury pool.
In providing its race-neutral reasons to the district court, the prosecution argued that
E.L. is biased toward law enforcement because of his past experiences with the police. It
also noted that appellant would likely assert a defense of misidentification, and that E.L.
had been misidentified and falsely accused of child molestation and stealing radios out of
vehicles when he lived in Kansas, as well as robbery—the same crime for which appellant
was on trial. E.L. was also the only member of the jury pool who had been misidentified
by the police as a perpetrator of a crime. In response, defense counsel argued that the
prosecution’s race-neutral reasons were pretextual because they were mere “ske pticisms
that any healthy skeptical mind would bring to the evaluation,” of the police. The district
6
court then denied appellant’s Batson challenge and determined that appellant had failed to
show pretext.
We agree with the district court’s analysis that appellant’s claim fails on the third
prong. One of the state’s reasons for exercising its peremptory strike of E.L. was because
E.L. was falsely accused as the perpetrator of numerous crimes. This is a lawful, non -
discriminatory basis for exercising a peremptory challenge. See Onyelobi, 879 N.W.2d at
349 (recognizing a juror’s belief that she was wrongfully convicted is a lawful, race-neutral
reason for the state’s (or the prosecution’s) exercise of peremptory strike). Therefore, the
district court’s finding that appellant did not prove pretext was not clearly erroneous. See
Martin, 773 N.W.2d at 104.
II. The district court did not abuse its discretion in denying appellant’s motion for
a new trial.
Appellant next argues that the district court abused its discretion in denying his
motion for a new trial based on juror misconduct detailed during the Schwartz hearing. We
disagree.
The purpose of a Schwartz hearing “is to determine whether a jury verdict is the
product of misconduct.” State v. Greer, 635 N.W.2d 82, 93 (Minn. 2001). At a Schwartz
hearing, the moving party bears the burden of demonstrating actual bias , State v. Kelley ,
517 N.W.2d 905, 910 (Minn. 1994), which refers to “a state of mind on the part of the
juror, in reference to the case or to either party, which would prevent the juror from trying
the issue impartially and without prejudice to the substantial rights of either party.” State
v. Evans, 756 N.W.2d 854, 870 (Minn. 2008) ( quotation omitted). The district court is in
7
the best position to evaluate bias. Evans, 756 N.W.2d at 870. The district court’s denial
of a motion for a new trial on the basis of juror misconduct will not be overturned absent
an abuse of discretion. State v. Landro, 504 N.W.2d 741, 745 (Minn. 1993).
At the close of trial, the district court judge invited the jurors into chambers to
discuss the trial process. At that time, Juror B commented that she had asked her mother
how long a jury deliberates before it is considered a hung jury. Upon appellant’s request,
the district court conducted a Schwartz hearing. Remmer v. U.S. , 347 U.S. 227, 229, 74
S. Ct. 450, 451 (1954) (“In a crimina l case, an y private communication . . . with a juror
during a trial about the matter pending before the jury . . . [is] deemed presumptively
prejudicial” (quotation omitted)). After questioning each juror about the misconduct, the
district court denied appellant’s motion for a new trial.
Juror B’s contact with her mother was misconduct. See Landro, 504 N.W.2d at 744.
But it is clear that this misconduct did not affect the jury’s verdict. Based on the Schwartz
hearing transcript, it is evident that the district court did not err in determining that Juror B
was the only juror exposed to the question’s answer b ecause, in fact, none of the other
jurors knew the answer to the question that Juror B asked her mother . In addition, it is
unclear whether the other jurors learned of Juror B’s misconduct sometime during the trial
or afterward during debriefing in the judge’s chambers because each juror said that he or
she heard of the misconduct only once. For these reasons, the district court did not abuse
its discretion in denying appellant’s motion for a new trial.
Affirmed.