State of Minnesota, Respondent,
The holding in the court’s own words
Id. After considering appellant’s allegations in the light most favorable to him, against the two -prong Strickland test, we conclude that the postconviction court did not abuse its dis cretion when it summarily denied appellant’s request for relief. However, focusing on the perceptions of appellant at the time, and considering the totality 18 of the circumstances surrounding appellant’s custody, we conclude that the record supports the postconviction court’s finding that appellant was not subject to custodial interrogation during the making of his incriminating statements. Looking at the circumstances in which the statements were made, and giving deference to the postconviction court’s findings that appellant’s tria l counsel was “a very skilled attorney ” who provided appellant with “significantly more than reasonably effective assistance of counsel ” and “conducted the trial in a very tho rough and professional manner,” we conclude that the record supports the postconv iction court’s finding that trial counsel’s representation was not objectively unreasonable .
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- Riley v. State 819 N.W.2d 162
- Bobo v. State 820 N.W.2d 511
- Davis v. State 784 N.W.2d 387
- State v. Nicks 831 N.W.2d 493
- Opsahl v. State 677 N.W.2d 414
- 798 N.W.2d 5 not in our corpus
- State v. Seekon 392 N.W.2d 624
- State v. Miller 659 N.W.2d 275
- State v. Paul 716 N.W.2d 329
- State v. Kline 351 N.W.2d 388
- State v. Heinonen 909 N.W.2d 584
- State v. Folley 438 N.W.2d 372
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2018).
STATE OF MINNESOTA
IN COURT OF APPEALS
A17-1467
State of Minnesota,
Respondent,
vs.
Maslah Abdirahman Mohamed,
Appellant.
Filed April 8, 2019
Affirmed in part, reversed in part, and remanded
Florey, Judge
Dakota County District Court
File No. 19HA-CR-16-1348
Keith Ellison, Attorney General, St. Paul, Minnesota; and
James C. Backstrom, Dakota County Attorney, Jessica A. Bierwerth, Assistant County
Attorney, Hastings, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Anders J. Erickson, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Connolly, Presiding Judge; Bjorkman, Judge; and
Florey, Judge.
U N P U B L I S H E D O P I N I O N
FLOREY, Judge
Appellant M aslah Abdirahman Mohamed argues that the postconviction court
abused its discretion when it summarily denied his request for relief on his claim of
2
ineffective assistance of trial counsel. Appellant also argues that the district court erred by
convicting him of lesser-included offenses. We affirm in part, reverse in part, and remand.
FACTS
On April 9, 2016, at around 9:40 p.m., Burnsville police o fficers responded to a
reported disturbance at a Burnsville apartment unit. While en route to the apartment, one
of the officers encountered a vehicle matching the description of the car that had reportedly
fled the scene. The officer initiated a traffic stop and was notified by the driver, J.M., that
J.M. had just been assaulted by three men outside his girlfriend’s Burnsville apartment unit.
J.M. reported that he was concerned his girlfriend was inside of her unit and in danger.
Earlier that day, J.M. and his girlfriend, E.B., had been texting about their plans to
celebrate her birthday at her apartment that night. At some point throughout their texting
exchange, E.B. stated to J.M. that she did not want him to come over. A round 4:00 p.m.
or 5:00 p.m., E.B. stopped responding t o J.M.’s calls and text messages. J.M. became
suspicious.
At around 8:00 p.m., J.M. drove to E.B .’s apartment to check on her. When J.M.
knocked on E.B.’s door, he w as greeted by an individual who m he had never met bef ore
holding a Hennessy bottle. The individual told J.M. that E.B. was inside the unit, but that
she did not want to see J.M. an d then closed the door on him. J.M. yelled E.B.’s name
through the door and knocked loudly in an effort to get E.B.’s attention.
The same individual answered the door, stepped outside into the hallway where J.M.
was standing, and th en closed th e door behind him. Around that time, two more
individuals, who J.M. knew by the names of Kaiser and Abduhl, came up the staircase and
3
entered the hallway where J.M. and the other individual were standing. According to J.M.,
Kaiser and Abduhl had threatened him the day before, and his relationship with them was
“[l]ess than friendly.”
When Kaiser and Abduhl arrived, they told J.M. that E.B. did not want to see him
and that he had to leave. After J.M. insisted that he was not going to leave until he spoke
with E.B., a physical altercation ensued. The three men punched J.M. in the face, and once
J.M. was able to briefly step inside the unit, one of the men hit J.M.’s head with the
Hennessy bottle, causing J.M. to bleed “pretty heavily.” J.M. left the apartment and called
9-1-1 to report the incident. While driving from E.B.’s apartment complex, J.M. was
stopped by law enforcement . J.M. explained what had just transpired at the apartment
complex and his concern for E.B.’s safety.
Officers arrived at E.B.’s apartment to conduct a welfare check. Upon their arrival,
officers observed “droplets of blood” near her unit. The officers knocked on the door of
E.B.’s unit and yelled loudly, announcing their presence and instructing someone to come
to the door. After several warnings and a couple minutes of no response, officers forced
entry into the apartment, which was recorded by the officers’ body cameras.
Upon entry, officers located two individuals, both naked from the waist down,
sleeping in a bed in the bedroom. The individuals, who were later identified as E.B. and
appellant, appeared to be “unconscious .” Appellant was l ying on top of E.B. When
officers removed appellant from the bed, they handcuffed him and observed “a whi te,
crusty film on his penis.” Officers observed “a used condom on the floor of the bedroom
4
as well as a condom wrapper.” Officers also located “some white pills” on the bed “as well
as a container with what appeared to be marijuana residue inside.”
Officers removed appellant from E.B.’s bedroom and seated him in the living room.
They informed him that they were there on a welfare check to make sure that E.B. was
okay. One of the officers, Officer John Mott, tried to identify appellant by asking him,
several times, for his name, but appellant evaded the question. Eventually, appellant stated
that his name was “Mohamed Mohamed,” which officers later discovered, through their
own investigation, was false. Officer Mott waited with appellant in the living room while
the other officers spoke with E.B. in her bedroom. While seated in the living room,
appellant continuously tried to initiate conversation with Officer Mott, despite being
instructed by the officer to stop talking.
Officer Bill Berg attended to E.B ., who appeared to be “extremely incoherent.”
According to Officer Berg, E.B. “was unable to answer even the most basic of questions.”
When officers asked her who she was lying in bed with, E.B. responded that she was alone.
After officers brought E.B. into the living room to identify appellant, E.B. reported having
met him one time, and she denied consenting to any sexual acts with him.
Officers transported appellant to th e Burnsville Police Department. Officer Mott
waited with appellant while other officers obtained a search warrant to collect appellant’s
DNA. At the police station, appellant continued to initiate conversation with Officer Mott.
Despite being instructed by the officer to stop talking, appellant voluntarily made several
incriminating statements, including that “[E.B.] was drunk, just like [him]”; that “[he] went
5
to bed with her”; “[he] didn’t have sex with [E.B.] . . . she just sucked [his] d-ck”; and that
“[E.B.]’s not good right now . . . because she drink too much.”
E.B. was transported to the hospital where she underwent a sexual -assault
examination. During her exam, E.B. reported that she went to work at 7 a.m. on the
morning of April 9, 2016, and left work at 4:30 p.m. that afternoon. She reported that three
males picked her up from work and then they all went to a liquor store and “picked up a
bottle.” She reported that she went to her apartment with two of the males and “took 2 -3
shots” of alcohol. E.B. reported that she “got e xtremely tired” so she went to sleep . She
reported that the next thing she remembered was being woken by officers in her apartment.
She reported that officers informed her that her boyfriend called the police after he was
attacked by males that were inside her apartment.
DNA collected from both appellant and E.B., as well as other evidence collected by
officers at the scene, was submitted to the Bureau of Criminal Apprehension (BCA). The
BCA test results revealed that E.B.’s ethyl-alcohol concentration was 0.087 at 3:30 a.m. on
April 10, 2016, and that appellant’s was 0.031 at 5:46 a.m. on April 10, 2016.
Tetrahydrocannabinol ( THC) and Alprazolam were also detected in both E.B. and
appellant’s toxicology reports. Appellant’s sperm-cell fractions were located inside of the
condom located in E.B.’s bedroom. Neither E.B. nor appellant could be excluded from
being the mixture of DNA on the outside of the condom.
The state charged appellant with one count of third-degree criminal sexual conduct
(victim mentally impaired/helpless), in violation of Minn. Stat. § 609.344, subd. 1(d)
(2014). Appellant’s counsel filed a motion to suppress evidence of appellant’s statements
6
to police officers du ring and following his arrest. The motion alleged that the “initial
unrecorded statements made by [appellant] to police” were taken in violation of Miranda
v. Arizona, 384 U.S. 436, 86 S. Ct. 1602 (1966), and “were not voluntarily made,” and “all
subsequent statements made by [appella nt] . . . were involuntary and tainted by the
illegally obtained previous statements.”
Appellant’s counsel subsequently withdrew the suppression motion. At a hearing,
originally scheduled for a contested omnibus hearing to address appellant’s motion to
suppress, appellant’s counsel stated:
Your Honor, we did have, basically, a resolution of the
contested issues. They were occasioned by me not having
discovery at the time I noticed this up. It was body camera
videos and it was related to statements. Now tha t I’ve had a
chance to review those statements, [the state] and I resolved
that issue so there wasn’t going to be a contested hearing today.
Appellant was notified of, but was not present at, the hearing.
Before trial, the state amended its complaint, adding three additional counts: fourth-
degree criminal sexual conduct (victim mentally impaired/helpless), in violation of Minn.
Stat. § 609.345, subd. 1(d) (2014); fifth -degree criminal sexual conduct (nonconsensual
sexual contact), in violation of Minn. S tat. § 609.3451, subd. 1(1) (Supp. 2015); and
providing false information to police, in violation of Minn. Stat. § 609.506, subd. 1 (2014).
In January 2017, a bench trial was held. At trial, the state called J.M., E.B., three of
the responding Burnsville police officers, and an investigating detective to testify. The
state offered, and the court received by stipulation, video footage from the responding
officers’ body cameras. The state also offered, and the court received by stipulation, E.B.’s
7
sexual-assault-examination report, as well as the BCA test results. The defense did not call
any witnesses, and appellant did not testify.
During the state’s case -in-chief, E.B. testified that, on April 9, 2016, she and J.M.
had plans to celebrate her birthday. She testified that, around 4:30 p.m. or 5:00 p.m., she
received a ride home from work from Abduhl—an individual she knew from working at a
previous job. She testified that Abduhl was with three other men, including appellant.
On their way to her apartment, they stopped at a liquor store and purchased a bottle
of Hennessy. E.B. testified that, on her ride home, she took “half of a Xanax” because she
was “just really tired from . . . the hard workweek.” She testified that appellant gave her
the Xanax. She testified that her plans to see J.M. later that night had not changed, nor did
she indicate to J.M. that she did not want to see him.
E.B. testified that Abduhl and Kaiser wanted to stop at a gas station, but two of the
men did not want to go. E.B. invited the two men to wait for Abduhl and Kaiser in her
apartment unit. She testified that when the three of them arrived at her apartment, they sat
down on her couch and had a few drinks. She stated that, after two or three drinks of the
Hennessy, she “became unknowledgeable of what was going on, or unaware of [her]
surroundings in [her] own home.” She “couldn’t understand wh at was going on around
[her].”
E.B. testified that she never saw or heard J.M. come to her apartment on April 9,
2016, and that she did not recall telling J.M. to not come over. She testified that her last
memory of being in her apartment before being woken by the police was seeing Kaiser and
Abduhl return. She testified that she did not remember nor consent to engaging in an y
8
sexual acts with appellant, that she did not recall taking him into her bedroom nor getting
undressed, that she had never met appellant before April 9, 2016, and that she did not know
his name.
The district court found appellant guilty of all four counts and sentenced him to 41
months’ imprisonment for count one and 90 days in jail for count four. In September 2017,
appellant appealed to this court. 1 At appellant’s request, we stayed appellant’s direct
appeal pending his postconviction proceedings in di strict court. See Minn. R. Crim. P.
28.02, subd. 4(4) (“If, after filing a notice of appeal, a defendant determines that a petition
for postconviction relief is appropriate, the defendant may file a motion to stay the appeal
for postconviction proceedings.”).
In March 2018, appellant petitioned the district court for postconviction relief. See
Minn. Stat. § 590.01, subd. 1 (2016). In his petition, appellant requested an evidentiary
hearing to develop the record regarding why his trial counsel withdrew the suppression
motion and to determine whether his trial counsel’s conduct amounted to i neffective
assistance. The district court summarily denied appellant’s request, finding that, under
Minn. Stat. § 590 (2016), he was not entitled to a hearing on the matter. The district court
found:
While it is true that [appellant] was in custody while at
the police station, it is not accurate to label the conversations
and voluntary admissions of [appellant] as questioning or the
functional equivalent of questioning by police. The entire
situation in the police department was captured on body
cam. . . . It is quite clear from the video that [appellant] is the
1 Appellant filed a motion for an extension of time to file the notice of appeal. See Minn.
R. Crim. P. 28.02, subd. 4(3)(g). Finding good cause, we granted appellant’s motion.
9
one who is initiating all of the conversations with police and it
appears that in doing so, he is attempting t o convince the
officer that he should not be under arrest or in
custody. . . . [Appellant] attempts to “egg on” the officer and
makes repeated statements trying to exculpate himself from the
situation he is in. These statements are not in response to any
questions by the police and are spontaneous utterances of
[appellant]. The officer responded, perhaps at times
inappropriately, but he was not seeking statements from
[appellant].
. . . .
It is erroneous to assume that if a suppression hearing were to
have taken place, that the Court would have excluded the
statements and utterances made by [appellant]. It is also
erroneous to assume that even if the statements were
suppressed, that there was not enough evidence for the Court
to convict [appellant].
The district court found that appellant failed to show that his attorney’s conduct
amounted to ineffective assistance of counsel; rather, the district court found, his attorney’s
decision to withdraw the suppression motio n constituted trial strategy. Appellant moved
to reinstate his appeal, and we granted his motion.
D E C I S I O N
I. The postconviction court did not abuse its discretion when it summarily denied
appellant’s claim of ineffective assistance of counsel.
Appellant argues that the postconviction court abused its discretion when it
summarily denied his request for an evidentiary hearing. “Generally, a person convicted
of a crime who claims the conviction violates his rights under the constitution or laws of
the United States or Minnesota may file a petition for postconviction relief.” Riley v. State,
819 N.W.2d 162, 167 (Minn. 2012); see Minn. Stat. § 590.01, subd. 1. Moreover, t he
petitioner is entitled to a hearing on the matter “[ u]nless the petition and the files and
10
records of the proceeding conclusively show that the petitioner is entitled to no relief.”
Minn. Stat. § 590.04, subd. 1. “The showing required for an evidentiary hearing is lower
than that required for a new trial.” Bobo v. State, 820 N.W.2d 511, 516 (Minn. 2012).
“Any doubts about whether to conduct an evidentiary hearing should be resolved in favor
of the defendant.” Id.
“We review postconviction decisions under the abuse -of-discretion standard of
review.” Davis v. State , 784 N.W.2d 387, 390 (Minn. 2010). “A postconviction court
abuses its discretion when its decision is based on an erroneous view of the law or is against
logic and the facts in the record.” Riley, 819 N.W.2d at 167 (quotation omitted). This
court reviews the postconviction court’s factual determinations under a clearly erroneous
standard, and this court will not disturb those findings unless they are unsupported by the
record. Id.; see State v. Nicks, 831 N.W.2d 493, 503-04 (Minn. 2013). The postconviction
court’s legal conclusions are reviewed de novo. Riley, 819 N.W.2d at 167. When
reviewing a postconviction court’s summary denial of an ineffective-assistance-of-counsel
claim, we evaluate the court’s factual findings, conduct a de novo review of the legal
implication of those facts on the petitioner’s claim, and either affirm the postconviction
court’s decision or conclude that the court abused its discretion. Nicks, 831 N.W.2d at 503-
04.
To be granted an evidentiary hearing on a postconviction claim of ineffective
assistance, a petitioner must “allege facts that, if proven by a fair preponderance of the
evidence, would satisfy the two -prong test” established in Strickland v. Washington , 466
U.S. 668, 104 S. Ct. 2052 (1984). Bobo, 820 N.W.2d at 516. The two-prong Strickland
11
test requires the defendant to prove that (1) “counsel’s performance was deficient,” that is,
that the representation fell below an objec tive standard of reasonableness and (2) “the
deficient performance prejudiced the defense,” that is, there was a reasonable probability
that, but for counsel’s deficiency, the result of the proceeding would have been different.
Strickland, 466 U.S. at 687, 104 S. Ct. at 2064; see also Nicks, 831 N.W.2d at 504.
Reviewing courts must look at the alleged deficiencies “in light of all the
circumstances.” Kimmelman v. Morrison, 477 U.S. 365, 386, 106 S. Ct. 2574, 2588 (1986)
(quotation omitted). “Since there are countless ways to provide effective assistance in any
given case, unless consideration is given to counsel’s overall performance, before and at
trial, it will be all too easy for a court, examining counsel’s defense after it has proved
unsuccessful, to conclude that a particular ac t or omission of counsel was unreasonable.”
Id. at 386, 106 S. Ct. at 2589 (quotations and citation omitted).
“Essentially, Minn. Stat. § 590.04, subd. 1 contemplates a two-step analysis.” Riley,
819 N.W.2d at 167. First, “the postconviction court must determine whether the facts
considered in the light most favorable to the petition, together with the arguments presented
by the parties, conclusively show that the petitioner is not entitled to relief.” Id. (quotation
omitted). If the court finds there are no material facts in dispute and the state is entitled to
dismissal of the petition as a matter of law, the court need not hold an evidentiary hearing.
Id. However, “if the court concludes material facts are in dispute which [were]
not . . . resolved in the proceedings resulting in conviction and which must be resolved in
order to determine the issues raised on the merits,” the court must schedule a hearing. Id.
at 167-68.
12
Because appellant’s claim in his postconviction pet ition is that he received
ineffective assistance of counsel, facts are material in this matter “if they relate to the
application of the Strickland test.” Nicks, 831 N.W.2d at 506. Therefore, the
postconviction court was required to determine whether facts material to the application of
the Strickland test are in dispute. Id. After considering appellant’s allegations in the light
most favorable to him, against the two -prong Strickland test, we conclude that the
postconviction court did not abuse its dis cretion when it summarily denied appellant’s
request for relief.
A. Prong I: Counsel’s Performance
Counsel is presumed competent “and the defendant must rebut this presumption by
proving that his attorney’s representation was unreasonable under prevailing professional
norms.” Kimmelman, 477 U.S. at 384, 106 S. Ct. at 2588. Further, courts give trial counsel
wide latitude to make decisions regarding trial strategy. Nicks, 831 N.W.2d at 506; see
also Opsahl v. State, 677 N.W.2d 414, 421 (Minn. 2004) (“We have repeatedly stated that
we generally will not review attacks on counsel’s trial strategy.”). “Our reluctance to
scrutinize trial tactics is grounded in the public policy of allowing counsel to have the
flexibility to represent a client to the fullest extent possible.” Opsahl, 677 N.W.2d at 421
(quotation omitted).
Minnesota courts have rejected claims of ineffective assistance of counsel for
“failing to hire a private investigator, failing to interview prospective witnesses, failing to
call prospective witnesses, and failing to pursue alternative -perpetrator theories.” Nicks,
13
831 N.W.2d at 506 ( citations omitted). Courts have concluded that “the extent of any
investigation is a part of trial strategy and, thus, should not be readily second-guessed.” Id.
In Nicks, the supreme court held that there were sufficient allegations in the petition
that trial counsel’s failure to obtain the victim’s cellphone records constituted deficient
performance. Id. at 508. The court reasoned that retrieving the cellphone records “was not
a course of action that trial counsel consid ered and rejected; rather, it remained a central
part of counsel’s theory of the case and his strategy at trial.” Id. at 507; cf. Kimmelman,
477 U.S. at 385, 106 S. Ct. at 2588 (concluding counsel’s failure to file a timely suppression
motion was “not due to strategic considerations,” but rather, it was because counsel was
unaware of the state’s intention to introduce incriminating evidence due to his failure to
conduct any pretrial discovery).
Contrary to situations in which courts have found trial counsel erred due to
inadvertence, the record in the case before us establishes that trial counsel’s suppression
motion was a “course of action” that counsel deliberately “considered and rejected” after
viewing the videos from the officers’ body cameras. Counsel stated at the contested
omnibus hearing that his motion was “occasioned by [him] not having discovery at the
time.” Counsel’s language in the suppression motion, describing appellant’s initial
statements as “unrecorded,” further establishes that counsel had not yet viewed the body -
camera footage because all of appellant ’s statements to officers were, in fact, recorded.
After viewing the footage, trial counsel deliberately withdrew the motion, explaining to the
district court, “N ow that I’ve had a chance to review those statements, [the state] and I
resolved [the suppression] issue.” The record thus supports the postconviction court’s
14
finding that trial counsel’s decision to withdraw the suppression moti on constituted trial
strategy.
The record also supports the postconviction court’s finding that , had a suppression
hearing taken place, appellant’s statements to officers would not have been suppressed
because the statements were not made in violation of his Miranda rights. In Miranda v.
Arizona, the United States Supreme Court pronounced “prophylactic measures to protect
suspects from the inherently coercive nature of custodial interrogations.” State v. Ortega,
798 N.W.2d 5 9, 67 (Minn. 2011) (citing Miranda, 384 U.S. 436, 86 S. Ct. 1602 ).
Specifically, before an officer can conduct any custodial questioning, the officer must warn
the suspect “that he has a right to remain silent, that any statement he does make may be
used as evidence against him, and that he has a right to the presence of an attorney, either
retained or appointed.” Miranda, 384 U.S. at 444, 86 S. Ct. at 1612 . After a suspect has
“unambiguously requested the assistance of counsel,” officers must cease a cu stodial
interrogation. Ortega, 798 N.W.2d at 71. And, unless the suspect “voluntarily, knowingly
and intelligently” waives these rights, statements stemming from a custodial interrogation
are inadmissible. Id. at 67 (quotation omitted); see also State v. Seekon, 392 N.W.2d 624,
626 (Minn. App. 1986) (“Statements made by a suspect during custodial interrogation are
inadmissible unless the suspect is first given a Miranda warning.”), review denied (Minn.
Oct. 17, 1986).
“While custody is an essential ele ment of the Miranda analysis, custody, by itself,
does not require a Miranda warning; instead, it is only when custodial interrogation occurs
that a Miranda warning is required.” State v. Miller, 659 N.W.2d 275, 280-81 (Minn. App.
15
2003) (emphasis in original), review denied (Minn. July 15, 2003) . Interrogation “refers
not only to express questioning, but also to any words or actions on the part of the police
(other than normally attendant to arrest and custody) that the police should know are
reasonably likely to elicit an incriminating response from the suspect.” State v. Paul, 716
N.W.2d 329, 336-37 (Minn. 2006) (quotation omitted). “[T]he focus of the inquiry is on
the perceptions of the suspect, rather than the intent of the police, and the tota lity of the
circumstances surrounding custody of the suspect must be considered.” Id. at 337. “If the
statements were spontaneous and voluntary, even though made in custody, they need not
be suppressed.” Seekon, 392 N.W.2d at 627.
As found by the postconviction court, t here is no dispute that appellant was in
custody at the time he made the statements in question. Rather, the question is whether
appellant was being interrogated by officers at the time he made the statements. Appellant
argues that his statements were made in response to comments and questions posed by an
officer that the officer should reasonably have known would elicit incriminating
statements. However, the postconviction court found:
It is quite clear from t he video that [appellant] is the one who
is initiating all of the conversations with police . . . . These
statements are not in response to any questions by the police
and are spontaneous utterances of [appellant]. The officer
responded, perhaps at times i nappropriately, but he was not
seeking statements from [appellant].
The record supports the postconviction court’s finding that appellant was not subject
to custodial interrogation at the time he made the incriminating remarks. The officers’
body camera videos show the officers enter E.B.’s apartment unit and discover appellant,
16
naked from the waist down, lying on top of E.B., also naked from the waist down. After
officers bring appellant into the living room to separate him from E.B., Officer Mott asks
appellant for his name and other general on-the-site questions. Officer Mott explains to
appellant, “[W]e’re checking on [E.B.] to make sure she’s okay ,” and asks appellant how
he knows her and who else was in the apartment with them. See State v. Kline, 351 N.W.2d
388, 390 (Minn. App. 1984) (quoting Miranda, 384 U.S. at 477-78, 86 S. Ct. at 1629 -30)
(“General on -the-site questioning as to facts surrounding a crime or other general
questioning of citizens in the fact -finding process is not affected by [ Miranda]” because
“[i]n such situations the compelling atmosphere inherent in the process of in -custody
interrogation is not necessarily present.”) ; see also Berkemer v. McCarty , 468 U.S. 420,
437, 104 S. Ct. 3138, 3148-49 (1984) (stating that Miranda need be enforced “only in those
types of situations in which the concerns that powered the decision are implicated”).
Rather than merely address Officer Mott’s on-the-site questions, appellant continuously
makes voluntary and unprovoked statements, despite be ing instructed by Officer Mott to
stop talking.
At the police station, appellant initiates further con versation with Officer Mott,
making several voluntary and unprovoked incriminating statements. Appellant states to
Officer Mott, “I didn’t have sex with her . . . she just sucked my d-ck. That’s what she did
to me.” In response to appellant’s repeated question, asking what the officers are going to
do to him, Officer Mott explains that they are working on getting a search warrant in order
to collect a s ample of his DNA and process it for evidence. Officer Mott’s response to
appellant’s question was factual, accurate, and not in violation of his Miranda rights. See
17
State v. Heinonen, 909 N.W.2d 584, 592 (Minn. 2018) (holding that the officer’s “honest
and straightforward” response to defendant’s question asking why officers wanted to take
a DNA sample was not reasonably likely to elicit an incriminating response).
Appellant then asks Officer Mott why he was arr ested, and Officer Mott informs
him that he was arrested for suspicion of having unconsented sexual intercourse with
someone as w ell as his possible suspicion of assault. Appellant denies having sex ual
intercourse with E.B. and, again, states, “[S]he just sucked my d-ck. . . . I want to tell you
the truth, she just sucked my d -ck. And then, I slept in her bed. ” Officer Mott responds,
“I’m not asking you questions about that. If you want to tell me that, that’s fine.” Appellant
continues to voluntarily make statements, both denying having sexual intercourse with
E.B., and asking Officer Mott questions, including why officers entered E.B.’s apartment.
Officer Mott tells appellant to stop talking, and then states: “After what I saw, I sure
do [believe somebody was raping E.B.].” Officer Mott states: “You were naked, she was
naked, there was a used condom right next to you guys. You have residue on your penis.
It looked to me like somebody was just having sex. It looked to me like somebody just got
raped.” Appellant continues to deny the a llegations and then states, “[E.B.] ’s not good
right now . . . because she drink too much. I drink too much.” Several times throughout
the next few minutes, Officer Mott advises appellant to stop talking, but appe llant ignores
the instruction.
We agree with the postconviction court that some of Officer Mott’s comments to
appellant, both in E.B.’s living room and at the police station, were inappropriate.
However, focusing on the perceptions of appellant at the time, and considering the totality
18
of the circumstances surrounding appellant’s custody, we conclude that the record supports
the postconviction court’s finding that appellant was not subject to custodial interrogation
during the making of his incriminating statements. See Paul , 716 N.W.2d at 337.
Throughout the entirety of the video footage, appellant continued to disobey the officers’
orders, including giving a false name and initiating conversation despite being told to stop
talking. Appellant’s statements, though made in custody, were spontaneous and voluntary,
and therefore, need not be suppressed. See Seekon, 392 N.W.2d at 627.
Looking at the circumstances in which the statements were made, and giving
deference to the postconviction court’s findings that appellant’s tria l counsel was “a very
skilled attorney ” who provided appellant with “significantly more than reasonably
effective assistance of counsel ” and “conducted the trial in a very tho rough and
professional manner,” we conclude that the record supports the postconv iction court’s
finding that trial counsel’s representation was not objectively unreasonable . See
Kimmelman, 477 U.S. at 386 , 106 S. Ct. at 2589 (“[U]nless consideration is given to
counsel’s overall performance, before and at trial, it will be all too easy for a court,
examining counsel’s defense after it has proved unsuccessful, to conclude that a particular
act or omissio n of counsel was unreasonable.” (quotation omitted)) . Based on the
foregoing, the postconviction court did not abuse its discretion by denying appellant
postconviction relief on the first Strickland prong.
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B. Prong 2: Prejudice
Appellant argues that the district court relied on his statements to convict him of all
four charges. Appellant argues that , had his statements been suppressed, there is a
reasonable probability that the factfinder would not have found that he knew or had reason
to know that E.B. was physically helpless and could not consent to the sexual activity.
Even if trial counsel’s performance fell below an objective standard of
reasonableness, the record supports the postconviction court’s finding that there is no
reasonable probability that, but for counsel’s error of withdrawing the suppression motion,
the result of the trial might have been different. In order to convict appellant of third -
degree criminal sexual conduct, the state had to prove that appellant engaged in sexual
penetration with E.B. and that appellant knew or had reason to know that E.B. was mentally
impaired, mentally incapacitated, or physically helpless. Minn. Stat. § 609.344, subd. 1(d).
The postconviction court concluded that , even if the statements had been suppressed, the
outcome would not have been different because “there was suffi cient evidence, including
credibility determinations and DNA, to support the convictions.”
Although appellant argues that “the credibility of other witnesses . . . did not support
the mens rea element,” witness testimony suggests otherwise. For example, officers who
responded to the assault testified to both appellant and E.B.’s sta tes of mind when they
arrived at E.B.’s apartment. The officers’ testimony established that appellant was
coherent enough to know he was under arrest, as he refused to give his name from the
moment officers made contact with him, and that E.B. “appeared extremely incoherent”
and “was unable to answer even the most basic of questions.” Further, E.B. testified that,
20
prior to the assault, she consumed Xanax, which appellant gave to her, and she consumed
alcohol with appellant in her apartment.
Based on the witnesses’ testimony, there is not a reasonable probability that a
factfinder would not have found that appellant had reason to know that E.B. was mentally
incapacitated at the time of the sexual assault. As such, trial counsel’s withdrawal of the
suppression motion did not prejudice appellant. Because appellant satisfied neither of the
two Strickland prongs, the postconviction court did not abuse its discretion when it
concluded that appellant was entitled to no relief.
II. The district court erred by convicting appellant of lesser-included offenses.
Appellant argues that the district court committed reversible error by entering
convictions on counts two (fourth-degree criminal sexual conduct) and three (fifth-degree
criminal sexual conduct) because they are both lesser-included offenses of count one (third-
degree criminal sexual condu ct), and all three criminal -sexual-conduct convictions
stemmed from the same criminal a ct. Thus, appellant argues, this court must vacate his
convictions on counts two and three.
Minn. Stat. § 609.04, subd. 1 (2016), provides that a person “may be convic ted of
either the crime charged or an included offense, but not both.” An “included offense”
includes “a lesser degree of the same crime.” Minn. Stat. § 609.04, subd. 1(1). The
supreme court has interpreted Minn. Stat. § 609.04 to mean that “a defendant may not be
convicted of two counts of criminal sexual conduct (different sections of the statute or
different subsections) on the basis of the same act or unitary course of conduct.” State v.
Folley, 438 N.W.2d 372, 373 (Minn. 1989).
21
Our review of the record indicates that appellant did not raise this particular issue
of lesser-included offenses in district court. 2 See id. (stating that appellate courts have
“expressly reserved the option not to decide an issue such as this in future a ppeals if the
issue were not first raised in the trial court ”). The supreme court, however, has made
exceptions in cases where the issue was not raised below, stating, “ [I]n a number of
subsequent appeals in which it was necessary to decide other issues raised, we also decided
the section 609.04 issue , notwithstanding the defendant’ s failure to raise it in the trial
court.” Id.
Because, in this appeal, we are addressing other issues raised by appellant, we will
also decide the section 609.04 issue. Appellant is correct; the district court erred by
convicting appellant of lesser -included offenses. Accordingly, we remand to the district
court with instructions to vacate appellant’s convictions on counts two and three. See id.
(vacating one of the two convictions of criminal sexual conduct).
Affirmed in part, reversed in part, and remanded.
2 At sentencing, both parties agreed that only one sentence should be imposed for the three
criminal-sexual-conduct counts, but there was no mention of imposing only one conviction
for those counts.