Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Rhodes 675 N.W.2d 323
- State v. Wukawitz 662 N.W.2d 517
- State v. Kunshier 410 N.W.2d 377
- State v. Montez 899 N.W.2d 200
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2016).
STATE OF MINNESOTA
IN COURT OF APPEALS
A17-1546
State of Minnesota,
Respondent,
vs.
Dominique Lamar Breham,
Appellant.
Filed June 11, 2018
Reversed and remanded
Larkin, Judge
Blue Earth County District Court
File No. 07-CR-15-4119
Lori Swanson, Attorney General, St. Paul, Minnesota; and
Patrick McDermott, Blue Earth County Attorney, Susan DeVos, Assistant County
Attorney, Mankato, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Amy Lawler, Assistant Public
Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Bjorkman, Presiding Judge; Larkin, Judge; and Reilly,
Judge.
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U N P U B L I S H E D O P I N I O N
LARKIN, Judge
In this direct appeal from judgments of conviction and sentences for being a felon
in possession of ammunition and fifth-degree controlled-substance crime, appellant argues
that the district court should be required to resentence him to a stayed sentence as he was
promised under his plea agreement or he should be allowed to withdraw his guilty plea .
Because appellant’s plea agreement included an uncon ditional promise that h e would
receive a stayed sentence, we reverse and remand for the district court to either resentence
appellant in accordance with his plea agreement or allow him to withdraw his plea.
FACTS
In October 2015, respondent State of Minnesota charged appellant Dominique
Lamar Breham with two counts of being a prohibited person in possession of ammunition,
one count of fifth-degree controlled-substance possession, and one count of possession of
a synthetic cannabinoid. The complaint alleged that law -enforcement officers executed a
search warrant at Breham’s home and discovered ammunition, cocaine, synthetic
marijuana, and drug paraphernalia. The complaint also alleged that Breham had been
convicted of a first-degree controlled-substance crime in May 2007.
In March 2017, Breham entered an Alford guilty plea to one count of being a
prohibited person in possession of ammunition and one c ount of fifth -degree controlled-
substance possession pursuant to a plea agreement in which the state agreed, among other
things, to “waive the mandatory minimum sentence” for the ammunition count and
“sentence to a guideline [sentence], with a stay of execution.”
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Breham submitted a petition in support of his guilty plea, which s ummarized the
plea agreement as follows:
Plead to Count 2 Ammun[ition] Violat[ion]
Waive M an[datory] Min[imum ] – Sentence to
Guideline Sente[ nce] with Stay of Ex[ecution]
(anticipated, 33 months)
Plead to Count 3 controlled substance 5th-degree
Dismiss 07 -CR-16-1381 & Misd[emeanor]
Obstruct[ion] 07-CR-16-2698 & Count 1 4119
During the plea hearing, the district court told Breham that the mandatory minimum
sentence for the ammunition charge was 60 months in prison, but that the state was “willing
to waive that and I’ll tell you, I am willing to go along with that in this unique circumstance,
but your sentence will likely be 33 months in prison, stayed based upon the Sentencin g
Guideline[s] Grid.”
On April 25, 2017, Breham moved to withdraw his guilty plea, arguing that his “plea
was rushed duri ng a delay in his jury trial,” that he “[did] not believe that his plea was
voluntary and was coerced due to the circumstances surrounding the plea,” and that he
“[did] not believe that he knowingly and voluntarily waived his right to a jury trial.” The
district court denied Breham’s motion to withdraw his guilty plea, reasoning that his plea
“was intelligent, voluntary and accurate.”
When Breham appeared for sentencing on July 7, 2017, he had been charged with a
new crime: prohibited person in possession of a firearm. The state asked the district court
to impose the mandatory minimum sentence, arguing that because Breham had been
charged with a new crime, there was “no basis for a downward departure.” Breham asked
the district court to impose a sentence consistent with the plea agreement.
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The district court sentenced Breham to serve 45 months in prison for the
ammunition conviction based on his behavior between the plea and sentencing hearings .
The district court sentenced Breham to a concurrent 19-month stayed sentence for the fifth-
degree controlled-substance conviction. Breham appeals.
D E C I S I O N
Breham asks this court to remand with instructions that the district court allow him
to either “choose to withdraw his guilty plea, or choose t o receive the bargained -for
sentence required under the plea agreement, with stayed sentences for both counts.”
Breham argues that “[t]he parties specifically agreed that [he] would receive a stayed
sentence” and that “[t]his promise plainly induced Breha m’s plea, as he entered into the
agreement with the understanding that he would not go to prison.” Instead of filing a
responsive brief, the state filed a letter stating that it “does not object to appellant’s request
to remand for resentencing.”
The interpretation and enforcement of plea agreements involves issues of law that
we review de novo. State v. Rhodes, 675 N.W.2d 323, 326 (Minn. 2004). This court looks
to “what the parties to the plea bargain reasonably understood to be the terms of the
agreement in determining whether a plea agreement has been violated.” State v. Wukawitz,
662 N.W.2d 517, 527 (Minn. 2003) (quotation omitted).
Two cases are relevant to our analysis. In the first, State v. Kunshier, this court held
that the district court “erred by denying [ Kunshier’s] motion to withdraw his guilty plea
when the record show[ed Kunshier’s] guilty plea was induced by a promise as to sentencing
which was not fulfilled.” 410 N.W.2d 377, 378 (Minn. App. 1987), review denied (Minn.
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Oct. 21, 198 7). Like Breham, Kunshier pleaded guilty under a plea agreement that
promised a particular sentence and allegedly committed new offenses between his plea and
sentencing hearings. Id. The state argued for consecutive sentencing, even though it had
promised concurrent sentencing under the plea agreement. Id. at 378-79. Kunshier moved
to withdraw his plea , and the district court denied his motion . Id. at 379. This court
reversed, reasoning that “if an unqualified promise is made on the sentence to be imposed,
a defendant should be allowed to withdraw his guilty plea if that promise is not fulfilled. ”
Id.
This court explained:
At sentencing, if [the district court] does not wish to impose
the offered sentence, it must inform [the defendant] of his right
to withdraw the guilty plea and his right to take his chances at
trial on all counts. See Minn. R. Crim. P. 15.04 , subd. 3(1).
Here, the court sat silent after both counsel put the offered plea
agreement on the record, and allowed [Kunshier] to plead
guilty under circumstances indicating [Kunshier] reasonably
thought he had a firm agreement. The court could not, at the
subsequent sentencing, exercise its right to impose any
sentence deemed proper, within statutory limits, without f irst
offering [Kunshier] his right to withdraw his guilty plea and
stand trial.
Id. (footnote omitted). Because Kunshier’s plea was based on a promise, the district court
“had no discretion to reject [that promise] without tendering to [Kunshier] his rig ht to
withdraw [his] plea and stand trial.” Id. at 379-80.
“Defendants, once they offer qualified guilty pleas, do not forfeit their right to
withdraw those pleas of guilty and stand trial if, because of later events, the [district] court
or the prosec ution ethically change their minds about previous agreements that were
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reached.” Id at 380. In such circumstances, “[district court] judges at sentencing . . . have
the right to change their minds about a previous plea agreement they earlier deemed
acceptable.” Id. at 379 n.1. However, “whenever a defendant has pleaded guilty pursuant
to his understanding that there is a plea bargain as to the charges or to the ultimate
sentence,” the defendant “must be offered the right to withdraw that plea of guilty and stand
trial if, for any reason, the [district court] judge exercises the discretion that is his not to
follow the proposed agreement.” Id. Similarly, the state cannot “claim that an offered plea
agreement can be withdrawn because of subsequent bad acts but, because of the claimed
bad acts, determine the defendant forfeited his right to withdraw his qualified guilty plea.”
Id. at 380 n.2.
The second case that is relevant is State v. Montez , 899 N.W.2d 200 (Minn. App.
2017). In Montez, this court clarified that Kunshier is inapplicable in a case involving a
conditional plea agreement, holding:
When a plea agreement provides that a particular
sentence will be imposed if a defendant complies with certain
conditions and the defendant does not comply with those
conditions, a district court’s imposition of a different sentence
is not a violation of the plea agreement and does not entitle the
defendant to withdraw the plea.
899 N.W.2d at 201.
Like Breham and Kunshier, Montez pleaded guilty pursuant to a plea agreement,
allegedly committed new crimes between his plea and sentencing hearings, and the district
court therefore declined to sentence Montez consistent with the terms of the plea
agreement. Id. a t 202 -03. However, Montez’s plea petition expressly stated that he
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understood that if he did not comply with several conditions, “then the above plea
agreement is in jeopardy and the court [could] sentence [him] without regard to that
agreement, as if I e ntered a ‘straight plea.’” Id. at 201. Those conditions included that
Montez remain law-abiding and not be charged with a new crime. Id.
In Montez, this court affirmed the district court’s refusal to sentence in accordance
with the terms of the plea agreement, reasoning that “ Kunshier has been distinguished in
cases like [Montez’s] where the defendant did not receive an unqualified promise regarding
the sentence to be imposed.” Id. at 203 (quotation omitted). This court reasoned, “[i]t is
clear from the record that [Montez] understood the direct consequences of his plea,
including the fact that a reduced sentence was contingent upon his remaining law abiding
and not being charged with any new crimes.” Id. at 204 (quotation omitted). This court
concluded that “[b]ecause [Montez’s] plea agreement included conditions and he did not
comply with those conditions, the district court had no obligation to impose the sentence
in the plea agreement and did not violate the plea agreement by imposing a differen t
sentence, and [Montez] is not entitled to withdraw his plea.” Id. In sum, the holding of
Kunshier does not apply if a defendant agreed to a conditional plea agreement and violated
the agreement. In such circumstances, the district court is not bound b y the sentencing
terms of the plea agreement. Id. at 202.
The record here does not indicate that Breham’s plea agreement was conditional ,
much less conditioned on his remaining law-abiding. Although such a condition is entirely
reasonable and perhaps intuitive, under caselaw, the record must reveal the existence of
such a condition before a defendant’s failure to remain law-abiding is a basis to depart from
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the sentencing terms of the plea agreement. See id. at 203 n.3 (discussing unpublished
cases in which plea agreements were expressly conditioned on post -plea conduct). We
therefore reverse and remand for the district court to either sentence Breham to a stayed
sentence for the ammunition charge, consistent with the plea agreement , or allow him to
withdraw his plea.1
Reversed and remanded.
1 In deciding how to proceed on remand, the district court should consider the requirements
of Minn. Stat. § 609.11, subds. 5, 8 (2014) (describing mandatory minimum sentence and
requirements for a departure from that sentence).