A18-0001 Precedential Affirmed Processed

Dominique Salatheia Williams, petitioner, Appellant,

Minnesota Court of Appeals · Filed August 27, 2018

The holding in the court’s own words

We conclude that the postconviction court did not abuse its discretion by denying Williams’s petition alleging ineffective assistance of counsel, which was limited to a direct attack on his own sworn testimony.

Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.

Authorities cited

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Opinion text

This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2016).

STATE OF MINNESOTA
IN COURT OF APPEALS
A18-0001

Dominique Salatheia Williams, petitioner,
Appellant,

vs.

State of Minnesota,
Respondent.

Filed August 27, 2018
Affirmed
Bjorkman, Judge

Washington County District Court
File No. 82-CR-14-4176

Cathryn Middlebrook, Chief Appellate Public Defender, Erik I. Withall , Assistant Public
Defender, St. Paul, Minnesota (for appellant)

Lori Swanson, Attorney General, St. Paul, Minnesota; and

Pete Orput, Washington County Attorney, Nicholas A. Hydukovich, Stillwater, Minnesota
(for respondent)

Considered and decided by Reilly, Presiding Judge; Bjorkman, Judge; and
Klaphake, Judge.

 Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant to
Minn. Const. art. VI, § 10.

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U N P U B L I S H E D O P I N I O N
BJORKMAN, Judge
Appellant challenges the summary denial of his postconviction petition seeking plea
withdrawal based on ineffective assistance of counsel. We affirm.
FACTS
Appellant Dominique Salatheia Williams was charged with two counts of first -
degree criminal sexual conduct for multiple sexual assaults perpetrated on an eight-year-
old girl. Williams reached an agreement with the state under which he would plead guilty
to one count of first-degree criminal sexual conduct in exchange for dismissal of the second
count. The parties agreed that Williams could argue for no incarceration and the state could
argue for imprisonment of up to 172 months.1 Williams’s signed plea petition states that
no one, including his attorney, made promises or threats to induce his guilty plea.
At his plea hearing, Williams initially repudiated the plea agreement, stating to the
district court, “Your Honor, I’m going to have to step out of this. I’m not guilty. I’m sorry.
I can’t do it. . . . I would love to take this deal, but I’m innocent and I did not commit this
crime.” The prosecutor noted that the record supported three grounds for an aggravated
288-month sentence , and conviction of both offenses would subj ect Williams to
conditional release for the rest of his life. Williams then asked to speak with his attorney
and the district court called a recess.

1 The presumptive sentencing range for Williams’s offense is 144 to 187 months in prison.
Minn. Sent. Guidelines 4.B. (2014).

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When the plea hearing resumed, Williams told the district court that he was guilty
and wanted to proceed with the plea agreement. The district court questioned Williams,
reminding him that the plea was a big decision that must “ be the one that’s what [he]
want[s] to do.” Williams assured the district court that he wanted to plead guilty and said
he was sure of the decision. Williams also testified that he had sufficient time to talk with
his attorney , was fully advised about his case, and was satisfied with his attorney’s
representation. Williams answered “no” when asked whether anyone “made any promises
or threats in order to get [him] to plead guilty .” He also indicated that h is plea was
voluntary and that he was guilty. He further acknowledged that there was no specific
agreement as to sentencing and the district court could sentence him to up to 172 months
in prison.
At sentencing, Williams moved for a downward dispositional departure. The
district court denied the motion, imposing an executed 172-month sentence. Williams did
not file a direct appeal.
On July 12, 2017, one day before expiration of the statutory period for seeking
postconviction relief, Williams filed a petition seeking to withdraw his guilty plea based
on ineffective assistance of counsel . The petition asserts that Williams’s attorney
misrepresented the terms of the plea agreement by promising that he “would be placed on
probation if [he] pleaded guilty.”
On September 8, Williams filed a supporting affidavit. The affidavit alleges that
during the recess of the plea hearing, Williams’s attorney promised that he “would be going
on probation” and told him that he could not win at trial . And the affidavit avers that

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Williams is not guilty and would not have pleaded guilty but for his attorney’s promise of
a stayed sentence . The postconviction court2 denied the petition without an evidentiary
hearing. Williams appeals.
D E C I S I O N
This court reviews a postconviction court’s denial of a petition for an abuse of
discretion, analyzing le gal issues de novo and factual findings to determine if there is
sufficient evidentiary support in the record. Pearson v. State, 891 N.W.2d 590, 596 (Minn.
2017). The petitioner has the burden of producing facts that entitle him to relief. Carridine
v. State, 867 N.W.2d 488, 492 (Minn. 2015).
I. The postconviction court properly considered Williams’s affidavit.
Minn. Stat. § 590.01, subd. 4 (2016), requires that petitions for postconviction relief
be filed within two years of sentencing or disposition of a direct appeal. Because Williams
did not timely file the affidavit establishing the factual basis for his petition, the state urges
us not to cons ider it and to conclude the petition lacks factual support. But the
postconviction statute contemplates that petitions may be amended after filing. Minn. Stat.
§ 590.03 (2016). And the statute further directs district courts to “liberally construe the
petition and any amendments thereto” and “waive any irregularities or defects in form.”
Id. That is what the postconviction court did here. The order denying the petition shows
the court considered the allegations of the petition as well as information contained only in
Williams’s affidavit, including the averment that counsel promised a sentence limited to a

2 The same judge presided at Williams’s initial criminal and postconviction proceedings.

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“365-day local incarceration.” We discern no error by the postconviction court and
consider Williams’s affidavit to be within the scope of our review.
II. Summary d enial of Williams’s petition was proper because the record
conclusively shows that he is entitled to no relief on his ineffective-assistance-
of-counsel claim.

A postconviction court must hold an evidentiary hearing unless “the petition and the
files and records of the proceeding conclusively show that the petitioner is entitled to no
relief.” Minn. Stat. § 590.04, subd. 1 (201 6); Bobo v. State, 820 N.W.2d 511, 516 (Minn.
2012) (stating an evidentiary hearing is not required “when the petitioner alleges facts that,
if true, are legally insufficient to entitle him to the requested relief” ). In postconviction
cases based on ineffective assistance of counsel , petitioners are only entitled to an
evidentiary hearing if the petition “ alleges facts . . . that, if proved, would show both that
counsel’s performance was not objectively reasonable and, but for counsel’s errors, the
result of the proceeding would have been different.” Evans v. State, 788 N.W.2d 38, 44 -
45 (Minn. 2010) (quotation om itted). If one ground is determinative, the appellate court
need not address the other. State v. Vang, 847 N.W.2d 248, 266 (Minn. 2014).
Williams asserts that his petition establishes that his attorney’s “affirmative
misadvice” about the certainty of a probationary sentence was objectively unreasonable.
And he argues that the postconviction court improperly made a determination of his
credibility in summarily rejecting his claim. We disagree.
First, Williams’s allegations regarding purported promises made by defense counsel
are defeated by representations he made in his signed plea petition and his testimony under
oath at the plea hearing. His plea petition recites that “[n]o one —including my attorney

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. . . has made any promises to me . . . in order to obtain a plea of guilty from me.” And the
petition indicates that the state was “seeking 172 months.” During the plea hearing,
Williams responded “yes” when asked to affirm that there was no “specific sentencing
agreement with the state,” and that the sentencing decision was up to the judge and “could
include up to 172 months to serve.” In State v. Trott, the supreme court considered similar
circumstances, rejecting the defendant’s claim that he should be permitted to withdraw his
guilty plea becaus e defense counsel made an “unqualified promise of probation .” 338
N.W.2d 248
, 252 (Minn. 1983). The supreme court relied, in part, on the fact that any such
promise was “negated” by the defendant’s plea petition and by statements he made at his
plea hearing. Id.; see Coolen v. State , 288 Minn. 44, 50 -51, 179 N.W.2d 81, 86 ( 1970)
(rejecting postconviction petitioner’s plea-withdrawal request that was based on an alleged
promise of a lenient sentence, that “directly contradict [ed] his own testimony given under
oath at the time of his guilty plea”); Anderson v. State, 746 N.W.2d 901, 907 (Minn. App.
2008) (rejecting postconviction petitioner’s argument that attorney’s failure to advise the
defendant of sentencing ramifications demonstrated ineffective assistance of counsel when
the petitioner’s claim was contradicted by her plea hearing testimony), overruled on other
grounds by Wheeler v. State, 909 N.W.2d 558 (Minn. 2018).
As in Trott, Williams’s postconviction averments are inconsistent with both the
statements he made in his plea petition and his sworn testimony. We are satisfied that the
postconviction court properly executed its duty to ensure the validity of Williams’s guilty
plea in the first instance, including closely questioning Williams about his intention to
plead guilty and the fact no one made any promises to induce his plea. Cf. State v. Healy,

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521 N.W.2d 47, 50 (Minn. App. 1994) (recognizing that making a statement under oath
means “that the person consc iously affirms the truth of the testimony he gives”) , review
denied (Minn. Oct. 27, 1994) . In fact, Williams’s plea was subject to keener scrutiny
because of his initial expressed intent to repudiate the plea agreement. After Williams
reaffirmed his desire to plead guilty, the district court again verified that Williams wanted
to plead guilty, that it was his decision to do so, and that he made the decision voluntarily.
Under defense counsel questioning, Williams agreed that nobody “made any promises or
threats in order to get [him] to plead guilty,” that he was pleading guilty voluntarily and
because he was guilty, and that he was satisfied with defense counsel’s representation.
Williams also acknowledged that his sentence could include “no more additional time” or
“up to 172 months to serve, or anything in between.” In short, Williams’s plea petition and
testimony negate his new allegation that he pleaded guilty because his lawyer promised a
probationary sentence.
Second, we are convinced that summary denial of Williams’s petition does not run
afoul of the principle that postconviction courts may not “make credibility determinations
without first holding an evidentiary hearing.” Andersen v. State, 913 N.W.2d 417, 424
(Minn. 2018). Andersen involved affidavits of two witnesses —neither of whom was the
defendant—who asserted facts that contradicted evidence presented at trial. Id. at 422.
Labelling the affidavits as “inherently unreliable” and “ inherently dubious,” the
postconviction court , without a hearing, denied Andersen’s petition alleging newly
discovered evidence . Id. Our supreme court reversed, citing precedent dating back to

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20073 and chastising the postconviction court for determining witness credibility without
first holding an evidentiary hearing. Id. at 423. On remand, the supreme court directed the
postconviction court to assume that the facts alleged in the affidavits were true and view
them in the light most favorable to the petitioner before determining whether an evidentiary
hearing was necessary. Id. at 424.
But Andersen and the cases it references involve only newly discovered evidence
and witness recantation —factual scenarios not present here. Williams’s petition did not
require the postconviction court to assess the credibility of a third-party witness or new
evidence. Rather, the petition challenges only Williams’s sworn testimony, which the
postconviction court found credible following a searching inquiry at the plea hearing .
Because Williams was accorded all of the protections to ensure that his guilty plea was, in
all respects, voluntary, the postconviction court was not left to speculate about whether
Williams pleaded guilty because of a promise made by his lawyer. See Caldwell, 853
N.W.2d at 773 (clarifying that a postconviction court may deny an evidentiary hearing on
other grounds, but “it is impermissible for a court to deny an evidentiary hea ring in a
witness-recantation case based on nothing more than its own speculation about whether the
recantation is credible”).

3 Andersen cites Henderson v. State, 906 N.W.2d 501, 507 (Minn. 2018); Caldwell v. State,
853 N.W.2d 766, 772 -73 (Minn. 2014); Bobo v. State , 820 N.W.2d 511, 517 n.4 (Minn.
2012); Ferguson v. State , 779 N.W.2d 555, 560 (Minn. 2010) ; State v. Turnage , 729
N.W.2d 593
, 597-98 (Minn. 2007); Wilson v. State, 726 N.W.2d 103, 107 (Minn. 2007).
913 N.W.2d at 423, 423 n.5.

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On this record, we discern no legal error by the postconviction court in rejecting
Williams’s allegations that his lawyer made promises or misrepresentations that induced
his guilty plea. Accordingly, Williams has not overcome t he “strong presumption that
counsel’s performance was reasonable.” Schleicher v. State, 718 N.W.2d 440, 447 (Minn.
2006) (quotation omitted ). We conclude that the postconviction court did not abuse its
discretion by denying Williams’s petition alleging ineffective assistance of counsel, which
was limited to a direct attack on his own sworn testimony. To rule otherwise would unduly
burden postconviction courts and jeopardize the finality of convictions following guilty
pleas. See State v. Miller , 849 N.W.2d 94, 97 (Minn. App. 2014 ) (stating that following
plea acceptance and entry of conviction, public policy favors “the finality of judgments”).
Affirmed.