State of Minnesota, Respondent,
The holding in the court’s own words
We therefore conclude that the evidence was insufficient to prove that Jefferson’s first-degree arson was committed as part of a pattern of criminal conduct.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Cited by
- State of Minnesota, Respondent, Minn. Ct. App. 2019
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Widell 258 N.W.2d 795
- State v. Windish 590 N.W.2d 311
- State v. Osorio 891 N.W.2d 620
- State v. Sistrunk 429 N.W.2d 280
- State v. Friberg 435 N.W.2d 509
- State v. Jones 392 N.W.2d 224
- State v. Brown 739 N.W.2d 716
- State v. Mahkuk 736 N.W.2d 675
- State v. Valentine 787 N.W.2d 630
- State v. Henderson 620 N.W.2d 688
- State v. Manthey 711 N.W.2d 498
- State of Minnesota v. Renee Anita Vasko 889 N.W.2d 551
- In Re Petition for Disciplinary Action Against Effertz 773 N.W.2d 303
- State v. Coonrod 652 N.W.2d 715
- State v. McRae 494 N.W.2d 252
- State v. Dobbins 725 N.W.2d 492
- State v. Ramey 721 N.W.2d 294
- In re Disciplinary Action Against Bosman 901 N.W.2d 917
- State of Minnesota v. David Muniz Bustos 861 N.W.2d 655
- State v. Mayhorn 720 N.W.2d 776
- State v. Matthews 800 N.W.2d 629
- State v. Dillon 532 N.W.2d 558
- State v. Kutchara 350 N.W.2d 924
- State v. Chambers 589 N.W.2d 466
- State v. Morrow 834 N.W.2d 715
- State v. Edwards 774 N.W.2d 596
- 704 N.W.2d 131 not in our corpus
- Thole v. Commissioner of Public Safety 831 N.W.2d 17
- State v. Gorman 546 N.W.2d 5
- State v. Gundy 915 N.W.2d 757
- State v. Webb 440 N.W.2d 426
- State v. Werner 725 N.W.2d 767
- State v. Hannuksela 452 N.W.2d 668
- State v. McClenton 781 N.W.2d 181
- State v. Outlaw 748 N.W.2d 349
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2018).
STATE OF MINNESOTA
IN COURT OF APPEALS
A18-0122
State of Minnesota,
Respondent,
vs.
Jermaine Deangelo Jefferson,
Appellant.
Filed February 25, 2019
Affirmed in part, reversed in part, and remanded
Larkin, Judge
Hennepin County District Court
File No. 27-CR-17-9268
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Michael O. Freeman, Hennepin County Attorney, Brittany D. Lawonn, Assistant County
Attorney, Minneapolis, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Stan Keillor, Special Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Halbrooks, Presiding Judge; Larkin, Judge; and Smith,
Tracy M., Judge.
2
U N P U B L I S H E D O P I N I O N
LARKIN, Judge
Appellant challenges his conviction of and sentence for first-degree arson, arguing
that the district court violated his right to a speedy trial, that the prosecutor engaged in
misconduct by eliciting inadmissible testimony, and that the record d oes not support an
upward sentencing departure. We affirm appellant’s conviction but reverse and remand
for resentencing.
FACTS
Respondent State of Minnesota charged appellant Jermaine Deangelo Jefferson with
one count of first -degree arson. The complaint alleged that on April 7, 2017, Jefferson
started a fire in the stairwell of an apartment building where he had lived with his e x-
girlfriend and her mother.
Pretrial Proceedings
On April 17, 2017, Jefferson made his first appearance on the charge. An omnibus
hearing was held on May 15, 2017, and Jefferson demanded a speedy trial at that hearing.
On June 19, 2017, the parties appeared for trial. The state requested a continuance for two
reasons. First, Jefferson had provided notice of an alibi defense four days earlier , and the
state said it needed time “to track down that information .” Second, the state was waiting
for DNA test results that would not be ready until August. Jefferson opposed a
continuance, but his attorney did not. The district court granted the continuance and
scheduled the case for trial on September 11.
3
On September 11, the parties once again appeared for trial. Jefferson stated that he
was ready to proceed to trial, but he asked for more time to consider the state’s recent plea
offer, which called for a guilty plea to attempted first-degree arson and an executed prison
sentence of 47 and a half months. Jefferson informed the district court that his reluctance
to accept the state’s offer was because “there’s not a guarantee that the victim’s . . . even
going to show up in court.”
Jury selection began that afternoon and continued into the next day. During a break,
the state informed the district court that there were “a few witnesses that [the state has]
been unfortunately unable to get in contact with, just in the last 24 hours.” The state
requested that, after completion of jury selection, the district court continue the trial until
the next morning, so the state could locate its witnesses. Jefferson objected based on his
right to a speedy trial, noting that jury selection had begun on the 119th day after he made
his speedy -trial demand. The district court granted the state’s request. After the jury
members had been selected, the district court excused them until the next morning. On
September 13, the jury was sworn and the trial began.
Trial Testimony
The evidence at trial showed that on April 7, 2017, the Bloomington Fire
Department responded to a fire alarm at a three -story apartment building in Bloomington.
The fire originated in a stairwell to the building’s underground parking garage. When the
firefighters arrived, the fire had already been extinguished by the building’s sprinkler
system.
4
The building’s maintenance technician heard the alarm go off and went to the
stairwell. He discovered “a sprinkler head that was going off” on the “very lower level [of
the stairwell] going down into the garage.” A portion the stairwell beneath that sprinkler
was “charred” and “burned.”
Fire inspectors from Bloomington investigated and concluded that the fire had been
set intentionally. Laboratory analysis on carpet and floorboard sample s from the fire
indicated the presence of a liquid commonly found in charcoal lighter fluid.
Sergeant Cullan McHarg of the Bloomington Police Department testified th at he
reviewed video surveillance footage from the building that showed Jefferson entering the
apartment building around the time that the fire started and “exiting at some point into the
underground garage area . . . just steps away from . . . where the fire took place.” Sergeant
McHarg also testified that Jefferson appeared to have something in his hands when he
entered the building but not when he left. When the detective and fire inspectors reviewed
the video, they observed that Jefferson was the only person who entered or exited the
stairwell around the time the fire was set. A fire inspector testified that the video showed
Jefferson leaving the building less than two minutes after he entered.
S.M., Jefferson’s ex-girlfriend, had lived in the apartment building with her mother,
T.M., but she moved to Arkansas shortly before the fire. On the day of the fire, Detective
McHarg spoke with S.M. by telephone. During that conversation, S.M. received a call
from Jefferson. S.M. accepted the call while Det ective McHarg was on the line, and the
detective listened to the ensuing conversation. S.M. asked Jefferson “how he could do
such a thing, start a fire in a large building with children there.” Jefferson responded, “[I]f
5
I’m going to get put out, they’re going to get put out.” D.M., S.M.’s brother, testified that,
shortly after the fire was set, S.M. called D.M. while she was on the phone with Jefferson.
D.M. heard Jefferson say, “I told you, if I don’t have nowhere else to go, ain’t nobody else
is going to have nowhere to go, and they can’t prove I did anything.” S.M. did not testify
at trial.
As the state prepared to rest its case, Jefferson requested a continuance to retain a
different attorney. The district court denied his request.
Verdict and Sentencing
The jury found Jefferson guilty as charged. Because the state had provided notice
that it intended to move for an upward sentencing departure un der the career -offender
statute, the jury was provided a special verdict form instructing it to d etermine whether
Jefferson had five or more prior felony convictions and whether “the present offense is a
felony that was committed as part of a pattern of criminal conduct.” The state submitted
certified copies of the registers of actions for six of Jefferson’s prior felony convictions, as
well as certified copies of guilty plea petitions for five of the six convictions. The state
argued that the record established a pattern of criminal conduct . Jefferson conceded that
he had five or more felony convic tions, but he argued that the evidence did not prove a
pattern of criminal conduct.
The jury found that Jefferson had five or more prior felony convictions and that the
arson was committed as part of a pattern of criminal conduct. The district court entered
judgment of conviction for the arson offense and sentenced Jefferson to serve 192 months
6
in prison, an upward durational departure based on the jury’s pattern-of-criminal-conduct
findings. Jefferson appeals.
D E C I S I O N
I.
Jefferson contends that his constitutional right to a speedy trial was violated. The
United States and Minnesota Constitutions guarantee a criminal defenda nt the right to a
speedy trial. U.S. Const. amend. VI; Minn. Const. art. I, § 6 . In determining whether a
defendant’s right to a speedy trial has been violated, Minnesota courts apply the four-factor
balancing test set forth in Barker v. Wingo, 407 U.S. 514, 530, 92 S. Ct. 2182, 2192 (1972).
State v. Widell, 258 N.W.2d 795, 796 (Minn. 1977). The four factors are “(1) the length
of the delay; (2) the reason for the delay; (3) whether the defendant asserted his or her right
to a speedy trial; and (4) whether the delay prejudiced the defendant.” State v. Windish,
590 N.W.2d 311, 315 (Minn. 1999) (citing Barker, 407 U.S. at 530-33, 92 S. Ct. at 2192-
93). “None of the factors is either a necessary or sufficient condition to the finding of a
deprivation of the righ t to a speedy trial. Rather, they are related factors and must be
considered together with such other c ircumstances as may be relevant .” Id. (quotation
omitted).
A speedy-trial determination involves “a difficult and sensitive balancing process.”
Barker, 407 U.S. at 533, 92 S. Ct. at 2193. “Whether a defendant has been denied a speedy
trial is a constitutional question subject to de novo review.” State v. Osorio, 891 N.W.2d
620, 627 (Minn. 2017). We address each of the Barker factors in turn.
7
The Length of the Delay
“The length of the delay is a ‘triggering mechanism’ which determines whether
further review is necessary. ” Windish, 590 N.W.2d at 315 (quoting Barker, 407 U.S. at
530, 92 S. Ct. at 2192). “Where the length of the delay is ‘presumptively prejudicial’ there
is a necessity for inquiry into the remaining factors of the test. ” Id. (quoting Barker, 407
U.S. at 530 , 92 S. Ct. at 2192). “In Minnesota, delays beyond 60 days from the date of
demand raise a presumption that a violati on has occurred.” Id. at 315-16; see Minn. R.
Crim. P. 11.09(b) (“On demand of any party . . . trial must start within 60 days unless the
court finds good cause for a later trial date.”).
Here, the delay between Jefferson’s speedy-trial demand on May 15, 2017, and the
beginning of his trial on September 11, 2017, was 119 days. This delay is presumptively
prejudicial and sufficient to trigger further inquiry into the remaining factors.
The Reason for the Delay
The second Barker factor is the reason for the delay, “including whether it is
attributable to [the defendant] or the state.” State v. Sistrunk, 429 N.W.2d 280, 282 (Minn.
App. 1988), review denied (Minn. Nov. 23, 1988). “A deliberate attempt to delay the trial
in order to hamper the defense should be weighted heavily against the government.”
Barker, 407 U.S. at 531, 92 S. Ct. at 2192. “A more neutral reason such as negligence or
overcrowded courts should be weighted less heavily but nevertheless should be considered
since the ultimate responsibility for such circumstances must rest with the government
rather than with the defendant.” Id.
8
The state requested the first continuance because Jefferson provided notice of an
alibi defense four days before trial was s cheduled to begin and because the state’s DNA
testing had not been completed. The state requested a shorter overnight continuance to
locate certain witnesses. Jefferson argues that the delay attributable to the state’s need to
complete DNA testing was the primary reason for the delay and that this factor should
weigh in his favor. Assuming that the delay was primarily due to the state’s need to
complete DNA testing, this factor weighs against the state, although not heavily because
there is no indication it was a “deliberate atte mpt to delay the trial in order to hamper the
defense.” Id.
Whether Jefferson Asserted His Right to a Speedy Trial
“The defendant’ s asserti on of his speedy trial right . . . is entitled to strong
evidentiary weight in determining whether the defendant is being deprived of the right.”
Id. at 531-32, 92 S. Ct. at 2192 -93. The frequency and force of the demand is relevant
when assessing this factor. Id. at 528-29, 92 S. Ct. at 2191.
“In felony cases, a defendant may plead guilty as early as the Rule 8 hear ing. The
defendant cannot enter any other plea until the Omnibus hearing under Rule 11.” Minn.
R. Crim. P. 5.08. “If the defendant enters a plea other than guilty, a trial date must be set.”
Minn. R. Crim. P. 11.09(a). “A defendant must be tried as so on as possible after entry of
a plea other than guilty. On demand of any party after entry of such plea , the trial must
start within 60 days unless the court finds good cause for a later trial date.” Minn. R. Crim.
P. 11.09(b) (emphasis added).
9
Jefferson demanded a speedy trial at his omnibus hearing on May 15, 2017. He
asserts that he also demanded a speedy trial at his first appearance on April 17. The record
does not reflect a speedy -trial demand on that date, and in any event , Jefferson could not
demand a trial within the deadlines set forth in the rules until after entry of his not guilty
plea at the omnibus hearing. See Minn. R. Crim. P. 5.08, 11.09(b). Moreover, although
Jefferson made multiple demands for a speedy trial, on the day of trial, he asked for more
time to consider the state’s plea offer. And after the state rested its case, Jefferson requested
a continuance so he could retain a different attorney. In sum, Jefferson asserted his right
to a speedy trial, but not forcefully.
Whether the Delay Prejudiced Jefferson
We next consider the prejudice factor. “[U]nreasonable delay between formal
accusation and trial threatens to produce more than one sort of harm, including oppressive
pretrial incarceration, anxiety and concern of the accus ed, and the possibility that the
accused’s defense will be impaired by dimming memories and loss of exculpatory
evidence.” Doggett v. United States , 505 U.S. 647, 654 , 112 S. Ct. 2686, 2692 (1992)
(quotation omitted). “Of these forms of prejudice, the most serious is the last, because the
inability of a defendant adequately to prepare his case skews the fairness of the entire
system.” Id. (quotation omitted). Jefferson claims all three forms of prejudice.
As to oppressive pretrial incarceration, Jeffers on’s trial began 119 days after he
made his speedy -trial demand. The rules of criminal procedure do not mandate a
defendant’s release from custody for failure to comply with a speedy -trial demand until
120 days from the date of the demand . The relevant r ule provides, “Unless exigent
10
circumstances exist, if trial does not start within 120 days from the date . . . the demand is
made, the defendant must be released under any nonmonetary conditions the court orders
. . . .”). Minn. R. Crim. P. 11.09(b). Given that the trial started within the time period set
forth in rule 11.09(b), we are hard-pressed to find oppressive pretrial incarceration.
As to harm stemming from pretrial anxiety and concern, the “stress , anxiety and
inconvenience experienced by anyone who is involved in a trial” is insufficient to
demonstrate prejudice. State v. Friberg , 435 N.W.2d 509, 515 (Minn. 1989). Jefferson
asserts that he was unable to be with his daughter while he was incarcerated and that he
experienced “anxiety and concern” over her “brain surgery.” However, Jefferson does not
provide any details regarding how his absence impacted either his daughter or himself. On
this record, Jefferson has not identified any heightened pretrial anxiety or concern that
suggests a constitutional violation.
The third type of prejudice, impairment of the defense, is the most serious and may
be either specific or presumptive. Doggett, 505 U.S. at 654 -56, 112 S. Ct. at 2692 -93.
Specific prejudice involves an “affirmative showing that the dela y weakened [the
defendant’s] ability to raise specific defenses, elicit specific testimony, or produce specific
items of evidence.” Id. at 655, 112 S. Ct. at 2692. Presumptive prejudice does not require
any particular showing of harm but results only fro m “excessive delay.” Id. at 655, 112
S. Ct. at 2693.
Jefferson argues that, due to the continuance, “[t]he state’s case proceeded without
the testimony of two key witnesses,” S.M. and S.M.’s brother, R.M. At trial, T.M. testified
that S.M. had told her that Jefferson was upset about the breakup. D.M. testified that R.M.
11
and Jefferson had a dispute over money and R.M. told him about an incident where
Jefferson was beating on R.M.’s apartment door. Jefferson argues that he “was forced to
defend against t he hearsay statements of those witnesses, without being able to cross -
examine them.” However, Jefferson does not claim that testimony from S.M. and R.M.
would have benefitted his case. Nor does Jefferson claim that the trial delay compromised
his ability to prepare his case. In sum, Jefferson has not established specific prejudice.
Jefferson also argues that he suffered presumptive prejudice due to excessive trial
delay. But as noted above, Jefferson’s in -custody trial began within the 120 -day time
period provided for in rule 11.09(b). This record does not show excessive delay resulting
in presumptive prejudice.
In sum, Jefferson did not suffer from oppressive pretrial incarceration, unusual
anxiety or concern, or an impaired defense as a result of the trial delay in this case. The
prejudice factor therefore weighs against finding a speedy-trial violation.
Balancing of the Factors
Jefferson demanded a speedy trial under the rules of criminal procedure at his first
opportunity. The start of Jefferson’s trial more than 60 days from the date of his demand
raises a presumption that a speedy -trial violation occurred. The state is primarily
responsible for the delay, the majority of which resulted from its request for more time to
complete DNA testing. However, Jefferson’s in-custody trial began within the 120 -day
period mandated by rule 11.09(b). Most importantly, Jefferson has not shown any
prejudice resulting from the delay.
12
The supreme court has previously held that even though the first three Barker factors
weighed in a defendant’s favor, the defendant’s right to a speedy trial had not been violated
because he had not suffered any unfair prejudice as a result of the delay. State v. Jones,
392 N.W.2d 224, 234-36 (Minn. 1986). We reach the same conclusion here. On balance,
this record does not establish a violation of Jefferson’s constitutional right to a speedy trial.
II.
Jefferson contends that the state committed prosecutorial misconduct by e liciting
inadmissible evidence. “It is improper for a prosecutor to ask questions that are calculated
to elicit or insinuate an inadmissible and highly prejudicial answer.” State v. Brown, 739
N.W.2d 716, 723 (Minn. 2007) (quotation omitted). Jefferson asserts that the prosecutor
engaged in misconduct by elici ting inadmissible hearsay and character evidence. See
Minn. R. Evid. 802 (stating that generally, hearsay is inadmissible); Minn. R. Evid. 404(a)
(stating that generally, character evidence is inadmissible).
Specifically, Jefferson assigns error to the prosecutor’s solicitation of evidence
regarding threats Jefferson allegedly made, Jefferson’s feelings about his breakup with
S.M., and Jefferson’s dispute with one of S.M.’s brothers over money. Jefferson argues
that this evidence was inadmissible hearsa y or based on inadmissible hearsay. Jefferso n
objected to some, but not all , of that evidence, and the district court sustained some of
Jefferson’s objections.
Jefferson argues, “It is misconduct for the prosecutor to elicit evidence that is clearly
inadmissible.” (Emphasis added.) Jefferson is correct. Caselaw establishes that a
prosecutor engages in misconduct when he intentionally attempts to solicit information that
13
he knows is inadmissible. For example, in Brown, “because of the difficulty in connecting
bloody footprints found at the crime scene with footwear found during the criminal
investigation,” the parties reached an understanding that “shoes and footprints would not
be placed in issue.” 739 N.W.2d at 723. However, when cross -examining the defendant,
“the prosecutor attempted to connect the crime -scene footprints to boots allegedly
purchased” by the defendant. Id. The district court “sustained defense counsel’s objection,
ordered that the questions and answers regarding boots be stricken, and instructed the jury
to disregard that inquiry.” Id. The supreme court held that the prosecutor’s questions were
improper. Id.
In State v. Mahkuk , the district court specifically limited the scope of a police
officer’s testimony, prohibiting him from testifying about a gang’s possession of guns. 736
N.W.2d 675, 689 (Minn. 2007). In response to defense counsel’s request for clarification,
the district court explained that its ruling meant that the officer could not mention guns .
Id. Nonetheless, in response to the prosecutor’s questions regarding defendant’s gang
affiliation and the gang’s activities, the officer testified that defendant told him “about
possession of firearms.” Id. On appeal, the supreme court affirmed the district court’s
denial of a mistrial. Id. However, the supreme court said that whether the violation of the
district court’s order was intentional or not, “it was misconduct attributable to the
prosecutor.” Id.
14
Here, the district court did not expressly rule that the c hallenged evidence was
inadmissible or that any particular line of questioning was impermissible. 1 In fact, the
district court overruled Jefferson’s objections to questions regarding threats that Jefferson
had made. Thus, this case is unlike Brown and Mahkuk, in which the prosecutor knew that
the solicited evidence was inadmissible based on a district court ruling or an agreement
between the parties. Instead, this case involves a prosecutor’s attempt to present evidence
that might be inadmissible under the rules of evidence.
Jefferson has not cited authority holding that a prosecutor engages in misconduct by
asking questions calculated to elicit evidence that might be inadmissible. This court has
assumed without deciding that it was misconduct for a pros ecutor to elicit the fact that a
defendant’s alias was “Hitler,” stating, “Given the negative associations and irrelevance of
the name ‘Hitler,’ the reference likely was inadmissible.” State v. Valentine, 787 N.W.2d
630, 642 (Minn. App. 2010), review denied (Minn. Nov. 16, 2010). But the complained -
of evidence in this case is not as damaging as the evidence in Valentine, and we therefore
do not assume misconduct here.
1 Jefferson argues that, in at least two instances, the prosecutor continued certain lines of
questioning even though the district court had sustained objections to the questioning. But
in those instances, the prosecutor reframed his questions in response to the ruling, and there
was no further objection. To the extent the prosecutor continued questioning regarding a
topic to which an objection had been sustained, he modified the questioning in a way that
did not prompt another sustained objection, indicat ing that he was not persisting in
violation of the district court’s ruling. See State v. Henderson , 620 N.W.2d 688, 702
(Minn. 2001) (“As there is no indication the prosecutor persisted in trying to elicit
testimony the court had ruled inadmissible, the district court did not abuse its discretion in
finding that there was no prosecutorial misconduct.”).
15
Moreover, the supreme court has stated:
The number and variety of exceptions to the hearsay exclusion
make objections to such testimony particularly important to the
creation of a record of the [district] court’s decision -making
process in either admitting or excluding a given statement. The
complexity and subtlety of the operation of t he hearsay rule
and its exceptions make it particularly important that a full
discussion of admissibility be conducted at trial.
State v. Manthey, 711 N.W.2d 498, 504 (Minn. 2006). In sum, it is difficult to conclude
that any of the alleged hearsay evidence was clearly inadmissible.
Jefferson also assigns error to the prosecutor’s presentation of evidence that T.M.
disliked the way Jefferson treated S.M. and that Jefferson failed to attend a job interview
that D.M. had arranged. Jefferson argues that thi s evidence was inadmissible character
evidence and complains that the prosecutor did not provide notice of intent to offer the
evidence.2 Jefferson did not object to this evidence.
As to the alleged character evidence, the relevant rule provides:
(1) Evidence of another crime, wrong, or act is not
admissible to prove the character of a person in order to show
action in conformity therewith. . . .
2 Although Jefferson asserts that the prosecutor elicited inadmissible character evidence,
he does not cite or discuss specific authority establishing that the challenged evidence was
inadmissible. In fact, even though Jefferson’s brief repeatedly assigns error to the
prosecutor’s elicitation of inadmissible character evidence and complains that such
evidence was “intentionally elicited by the prosecutor, without any pretrial prior-bad-acts-
evidence notice” and without “notice of an intent to introduce prior -bad-acts evidence,”
Jefferson disavows reliance on Minn. R. Evid. 404(b). Because Jefferson does not identify
the authority on which he relies, we app ly the rule and caselaw that generally govern the
admissibility of character evidence. See State v. Vasko, 889 N.W.2d 551, 556 (Minn. 2017)
(“[I]t is the responsibility of appellate courts to decide cases in accordance with law, and
that responsibility is not to be diluted by counsel’s . . . failure to specify issues or to cite
relevant authorities.”) (second alteration in original) (quotation omitted).
16
(2) In a criminal prosecution, such evidence shall not be
admitted unless the prosecutor, consistent with the rules of
criminal procedure, gives notice of its intent to offer the
evidence.
Minn. R. Evid. 404(b).3 Evidence of a defendant’s bad character, particularly evidence of
prior bad acts or crimes, improperly suggests to the jury that he has a propensity to commit
crime or is a proper candidate for punishment based on the prior acts. State v. Fardan, 773
N.W.2d 303, 315 (Minn. 2009).
The challenged testimony was as follows. When the prosecutor asked T.M. whether
she liked Jefferson, T.M. responded, “Yes. I just don’t like his ways.” After the prosecutor
asked T.M. to elaborate, she said, “He has some nasty way. He come in your house, he
didn’t speak to you. He talked to my daughter any kind of way and talk about her.” D.M.
testified that he arranged a job interview for Jefferson at McDonald’s, but Jefferson “never
showed up for the interview. [D.M.] had him the job, he never showed up.”
Although a defendant’s prior acts “need not be criminal convictions for the
limitations” of rule 404(b) to apply, they must have “the potential to prejudice the defense
by suggesting to the jury that he acted in conformity with that conduct.” State v. Coonrod,
652 N.W.2d 715, 719 -20 (Minn. App. 2002), review denied (Minn. Jan. 21, 2003). In
Coonrod, we held that notice was required where the defendant was charged with soliciting
a child to e ngage in sexual conduct on the i nternet and the state offered prior-bad-act
3 Following Jefferson’s 2017 trial, the Minnesota Supreme Court amended Minn. R. Evid.
404. Order Promulgating Amendments to the Rules of Evidence, No. ADM10-8047 (Minn.
Nov. 16, 2018 ). Because the amendment is immaterial to this appeal, we apply the
amended version of the rule.
17
evidence indicating that he had created files on his computer regarding other juvenile
females that he had contacted. Id. at 717, 719. This court reasoned that the evidence
regarding the creation of computer files had the potential to suggest to the jury that the
defendant acted in conformity with that conduct in committing the charged offense. Id. at
719-20. The same cannot be said here. Evidence that T.M. did not like the way Jefferson
spoke to S.M. and that Jefferson failed to attend a job interview does not suggest that he
set fire to an apartment building. This is not to say that the evi dence was relevant and
otherwise admissible, but simply to question whether it is appropriately categorized as
evidence of another “crime, wrong, or act” under rule 404(b).
Moreover, rule 404(b), like the rules regarding hearsay, contains several exceptions
allowing the admission of evidence of other crimes, wrongs, or acts. See Minn. R. Evid.
404(b) (providing for admission of such evidence “as proof of motive, opportunity, intent,
preparation, plan, knowledge, identity, or absence o f mistake or accident”). These
exceptions provide additional reason to question whether the challenged evidence was
clearly inadmissible under the rule.
In sum, it is not clear that testimony regarding how Jefferson spoke to S.M. and
whether Jefferson failed to attend a job interview falls within the purview of rule 404(b)
such that the prosecutor knew such evidence was inadmissible.
Jefferson cites Brown for the proposition that “a prosecutor should seek [district]
court guidance before ‘maki ng an inquiry of doubtful propriety.’” 739 N.W.2d at 723.
Brown in turn cites State v. McRae, 494 N.W.2d 252, 259 (Minn. 1992), as support for that
proposition. Id. In McRae, the supreme court said, “Any time a prosecutor desires to make
18
an inquiry of doubtful propriety, the prosecutor should seek permission from the [district]
court in chambers before asking the question.” 494 N.W.2d at 259. However, the supreme
court’s statement regarded a prosecutor’s solicitation of evidence in violation of a dist rict
court ruling. See id. (“If the prosecutor believed that despite its earlier ruling, the [district]
court might allow him to use [the] defendant’s statement to impeach [the] defendant on
cross-examination, the prosecutor first should have sought permi ssion from the [district]
court to do so.”). Again, this case is distinguishable because the prosecutor’s questions did
not solicit evidence that the district court had ruled inadmissible. The prosecutor therefore
was not required to seek permission from the district court before pursuing the challenged
lines of questioning.
This record does not establish that the prosecutor engaged in misconduct by eliciting
hearsay or character evidence that was clearly inadmissible. But even if the prosecutor had
erred, Jefferson would not be entitled to relief absent prejudice. We therefore consider the
prejudicial impact of the alleged misconduct.
Appellate courts review “objected -to prosecutorial misconduct to determine
whether the misconduct is harmless beyond a reasonable doubt.” State v. Dobbins , 725
N.W.2d 492, 506 (Minn. 2006) (quotation omitted). Unobjected-to prosecutorial
misconduct is reviewed under a modified plain-error standard. State v. Ramey, 721 N.W.2d
294, 297-300 (Minn. 2006); see State v. Parker , 901 N.W.2d 917, 925 -26 (Minn. 2017)
(reiterating the standard). A plain-error claim based on prosecutorial misconduct has three
requirements: (1) the prosecutor’s unobjected -to act must constitute error, (2) the error
must be plain, and (3) the error must affect the defendant’s substantial rights. Ramey, 721
19
N.W.2d at 302. If plain error is established, the burden shifts to the state to show that the
error did not affect the defendant’s substantial rights. Id. Appellate courts must address
the cumulative effect of all errors. See State v. Bustos, 861 N.W.2d 655, 663 (Minn. 2015)
(considering unobjected-to errors in a cumulative -error analysis); State v. Mayhorn , 720
N.W.2d 776, 792 (Minn. 2006) (considering objected-to evidentiary errors and unobjected-
to prosecutorial misconduct in a cumulative-error analysis).
An appellate court’s “analysis under the third prong of the plain error test is the
equivalent of a harmless error analysis.” State v. Matthews, 800 N.W.2d 629, 634 (Minn.
2011). Jefferson notes that he “is not arguing that the objected -to hearsay evidence by
itself warrants a new trial, but rather that the cumulative effect of the misconduct violated
his substantial rights.” Given the similarity of the harmless -error standard and the third
part of the plain -error test, as well as Jefferson’s statement that his request for relief is
based on the cumulative effect of the alle ged prosecutorial misconduct, we do not
distinguish between the objected-to and unobjected-to alleged prosecutorial misconduct in
our analysis.
As a general rule, an error is less likely to be prejudicial where the evidence of guilt
is strong. State v. Dillon, 532 N.W.2d 558, 558 (Minn. 1995). Jefferson was captured on
video entering and exiting the building when the fire was set. Jefferson made statements
suggesting he had a motive to set the fire, such as, “if I’m going to get put out, they’re
going to get put out,” and “I told you, if I don’t have nowhere else to go, ain’t nobody else
is going to have nowhere to go, and they can’t prove I did anything.” Jefferson also
20
admitted that he had recently been in a relationship with S.M., who had lived in th e
apartment building with her mother. In sum, the evidence of guilt was strong.
Jefferson argues that the state’s evidence of motive was based on hearsay, stating,
“In the absence of evidence tying [him] to an accelerant, that made the state’s evidence o f
motive critical.” That argument would be more compelling if Jefferson had not made the
statements above, which tend to establish motive and suggest guilt. Given those statements
and the video evidence, the alleged hearsay evidence establishing motive is not as critical
as Jefferson suggests.
Lastly, Jefferson asserts that “the character evidence improperly elicited was
particularly damaging.” The supreme court has said that, if prior -bad-act evidence “did
not tend to show that [the] defendant was guilty of another crime, the chance of it creating
unfair prejudice was less than is ordinarily the case when evidence is admitted under Rule
404(b).” State v. Kutchara , 350 N.W.2d 924, 926 (Minn. 1984); see State v. Chambers ,
589 N.W.2d 466, 477 (Minn. 1999) (stating the same). Because the prior-bad-act evidence
in this case is not comparable to the charged conduct , it is less likely to have caused the
jury to inappropriately conclude that Jefferson was guilty. See Kutchara, 350 N.W.2d at
926; State v. Morr ow, 834 N.W.2d 715, 728 (Minn. 2013) (holding that testimony that
defendant was truant and had sworn at a teacher in high school was not prejudicial in a trial
for murder and attempted murder).
21
In sum, the video evidence and Jefferson’s own statements provided strong evidence
of guilt. Thus, the alleged prosecutorial misconduct was not cumulatively prejudicial, and
it does not provide a basis for relief.4
III.
We now turn to Jefferson’s sentencing challenge. Generally, a district court must
order the presumptive sentence specified in the sentencing guidelines unless there are
“identifiable, substantial, and compelling circumstances” to warrant an upward departure
from the presumptive sentence. Minn. Sent. Gui delines 2.D.1 (2016). Substantial and
compelling circumstances demonstrate “that the defendant’s conduct was significantly
more or less serious than that typically involved in the commission of the offense in
question.” State v. Edwards , 774 N.W.2d 596, 601 (Minn. 2009). Other than a prior
conviction, any fact that increases the penalty for a crime beyond the presumptive sentence
prescribed by the Minnesota Sentencing Guidelines must be submitted to a jury and proved
beyond a reasonable doubt. State v. Shattuck, 704 N.W.2d 131, 135, 141 (Minn. 2005).
Minn. Stat. § 609.1095, subd. 4 (2016), authorizes increased sentences for offenders
when the crime for which the sentence is imposed is a felony and the jury determines that
“the offender has five or more p rior felony convictions” and that “the present offense is a
4 In the alternative, Jefferson argues that “the prosecutor’s unusual elicitat ion of character
evidence, and relentless pursuit of evidence based on hearsay, was so egregious as to
warrant reversal in the interests of justice without regard to the effect on the verdict.”
Although the supreme court has the authority to reverse a con viction for prosecutorial
misconduct under its supervisory powers, Ramey, 721 N.W.2d at 303, this court is not
authorized to grant such relief. See Thole v. Comm’r of Pub. Safety , 831 N.W.2d 17, 21
(Minn. App. 2013) (“Supervisory authority is vested solely in the Minnesota Supreme
Court.”), review denied (Minn. July 16, 2013).
22
felony that was committed as part of a pattern of criminal conduct.” A “‘pattern of criminal
conduct’ may be demonstrated by proof of criminal conduct similar, but not identical, in
motive, purpo se, results, participants, victims or other shared characteristics.” State v.
Gorman, 546 N.W.2d 5, 9 (Minn. 1996).
Jefferson contends that the “evidence was insufficient to prove a ‘pattern of criminal
conduct’ so as to support an upward departure .” This court reviews the sufficiency of the
evidence for sentencing based on a “pattern of criminal conduct” in the same manner as
we review the sufficiency of the evidence to sustain a conviction, State v. Gundy , 915
N.W.2d 757, 767 (Minn. App. 2018), review denied (Minn. Aug. 7, 2018), by carefully
analyzing “the record to determine whether the evidence, when viewed in a light most
favorable to the conviction, was sufficient to permit the ” jury to reach the verdict that it
did. State v. Webb, 440 N.W.2d 426, 430 (Minn. 1989).
Jefferson argues that the evidence was insufficient to establish a pattern of criminal
conduct due to a “[l]ack of documentation of underlying facts” and “[l]ack of similarity”
in the prior felony convictions. At oral argument to this court, the state conceded that the
record does not support a finding that Jefferson’s prior convictions establish a pattern of
criminal conduct and agreed that we should reverse and remand Jefferson’s sentence for
imposition of a presumptive sentence. We are not bound by the state’s concession . State
v. Werner , 725 N.W.2d 767, 770 n.1 (Minn. App. 2007) . We must “decide cases in
accordance with [the] law.” State v. Hannuksela, 452 N.W.2d 668, 673 n.7 (Minn. 1990).
We therefore address Jefferson’s argument on the merits.
23
At trial, the state submitted evidence that Jefferson had six felony convictions as
follows: (1) fifth -degree controlled-substance offense, (2) first -degree tampering with a
witness, (3) attempted first -degree burglary, (4) viola tion of an order for protection,
(5) violation of a no -contact order and violation of an order for protection, and (6) aiding
and abetting a drive -by shooting. The state’s evidence consisted of registers of actions,
guilty-plea petitions, two warrants of commitment, one arrest w arrant, and a domestic
abuse no-contact order. These documents contained little or no information regarding the
facts of the underlying offenses. Moreover, although the jury found that Jefferson had five
or more prior felony convictions, it was not asked to specify which five or whether it found
more than five. Without that specification, and given the lack of information regarding the
underlying offenses, it is difficult to determine the basis for the jury’s finding that the arson
offense was committed as part of a pattern of criminal conduct.
Unlike other cases in which departures were based on a pattern of criminal conduct,
there is no common thread that connects Jefferson’s prior convictions with the charged
offense. See Gorman, 546 N.W.2d at 9-10 (finding pattern of criminal conduct for
convictions that “involved assaultive behavior”); State v. McClenton, 781 N.W.2d 181, 195
(Minn. App. 2010), review denied (Minn. June 29, 2010) (finding pattern of criminal
conduct for crimes committed to support defendant’s illegal drug habit); State v. Outlaw,
748 N.W.2d 349, 357 (Minn. App. 2008), review denied (Minn. July 15, 2008) (finding
pattern of criminal conduct in defendant’s seven prior burglary convictions). We therefore
conclude that the evidence was insufficient to prove that Jefferson’s first-degree arson was
committed as part of a pattern of criminal conduct. We reverse Jefferson’s sentence and
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remand for imposition of a presumptive sentence under the Minnesota Sentencing
Guidelines.
Affirmed in part, reversed in part, and remanded.