State of Minnesota, Respondent,
The holding in the court’s own words
We conclude that the district court did not err by admitting evidence of prior incidents in which Lynch injected illegal drugs into others. We also conclude that the state’s principal witness, a friend of the dece ased woman who was present with her and Lynch when Lynch administered the fatal injection and who injected herself with the same drug mixture, was not an accomplice of Lynch, which means that the district court did not err by not instructing the jury on ac complice testimony and that the evidence supporting Lynch’s convictions is not insufficient for lack of corroboration. We further conclude that Lynch is not entitled to a new trial on the ground that the prosecutor and the state’s witnesses referred to the deceased woman as a “victim” on five occasions.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Kennedy 585 N.W.2d 385
- State v. Spreigl 139 N.W.2d 167
- State v. Ness 707 N.W.2d 676
- State of Minnesota v. Diamond Lee Jamal Griffin 887 N.W.2d 257
- State v. Clark 738 N.W.2d 316
- State v. Smith 749 N.W.2d 88
- In Re Petition for Disciplinary Action Against Effertz 773 N.W.2d 303
- State v. Riddley 776 N.W.2d 419
- State v. Pendleton 759 N.W.2d 900
- State v. Lee 683 N.W.2d 309
- State v. BARRIENTOS-QUINTANA 787 N.W.2d 603
- State v. Scruggs 822 N.W.2d 631
- State v. Ostrem 535 N.W.2d 916
- State v. Jackson 746 N.W.2d 894
- State v. Shoop 441 N.W.2d 475
- Spann v. State 704 N.W.2d 486
- State v. Ferguson 729 N.W.2d 604
- State of Minnesota v. Eddie Matthew Mosley 853 N.W.2d 789
- State v. Milton 821 N.W.2d 789
- State v. McNeil 658 N.W.2d 228
- State v. Mahkuk 736 N.W.2d 675
- State v. Richmond 298 Minn. 561
- State v. Underwood 281 N.W.2d 337
- State v. Huffstutler 130 N.W.2d 347
- State v. Haglund 267 N.W.2d 503
- State of Minnesota v. Vidale Lee Whitson, Vidale Lee Whitson v. State of Minnesota, C5-02-2108 876 N.W.2d 297
- Spann v. State 740 N.W.2d 570
- State v. Pflepsen 590 N.W.2d 759
- State of Minnesota v. Carl Lee Nodes 863 N.W.2d 77
- State v. LaTourelle 343 N.W.2d 277
- State v. Cox 820 N.W.2d 540
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2018).
STATE OF MINNESOTA
IN COURT OF APPEALS
A18-0456
State of Minnesota,
Respondent,
vs.
Victor Wayne Lynch,
Appellant.
Filed April 29, 2019
Affirmed in part, reversed in part, and remanded
Johnson, Judge
Ramsey County District Court
File No. 62-CR-17-896
Keith Ellison, Attorney General, St. Paul, Minnesota; and
John Choi, Ramsey County Attorney, Thomas R. Ragatz, Assistant County Attorney, St.
Paul, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Jessica Merz Godes, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Johnson, Presiding Judge; Jesson, Judge; and John P.
Smith, Judge.
Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant
to Minn. Const. art. VI, § 10.
2
U N P U B L I S H E D O P I N I O N
JOHNSON, Judge
A Ramsey County jury found Victor Wayne Lynch guilty of five offenses, including
third-degree murder and second-degree manslaughter, based on evidence that he caused a
woman’s death by injecting a mixture of heroin and methamphetamine into her arm. On
appeal, Lynch raises multiple issues. We conclude that the district court did not err by
admitting evidence of prior incidents in which Lynch injected illegal drugs into others. We
also conclude that the state’s principal witness, a friend of the dece ased woman who was
present with her and Lynch when Lynch administered the fatal injection and who injected
herself with the same drug mixture, was not an accomplice of Lynch, which means that the
district court did not err by not instructing the jury on ac complice testimony and that the
evidence supporting Lynch’s convictions is not insufficient for lack of corroboration. We
further conclude that Lynch is not entitled to a new trial on the ground that the prosecutor
and the state’s witnesses referred to the deceased woman as a “victim” on five occasions.
But we conclude that the district court erred by convicting Lynch of four offenses that are
included in third-degree murder. Therefore, we affirm in part, reverse in part, and remand
for resentencing.
FACTS
On October 10, 2016, Roseville police officers and paramedics responded to a report
that a woman at a motel was unconscious. When first responders arrived, they found a 28-
year-old woman, later identified as T.M., in Lynch’s motel room. Another woman, S.M.,
was attempting to administer CPR to T.M. Suspecting a drug overdose, first responders
3
attempted to revive T.M. by administering Narcan. Paramedics transported T.M. to a
hospital, where she later died. The medical examiner determined that the cause of T.M.’s
death was mixed-drug toxicity based on the presence of heroin, methamphetamine, and
fentanyl in her body.
Police officers brought Lynch and S.M. to the police station for separate interviews.
Both Lynch and S.M. initially stated that they had not taken any drugs and were not aware
that T.M. had taken any drugs. Three days later, S.M. voluntarily returned to the police
station and provided a second statement in which she said that Lynch had injected drugs
into T.M.’s arm.
In February 2017, the state charged Lynch with two counts of third-degree murder,
in violation of Minn. Stat. § 609.195(b) (2016). Shortly thereafter, Lynch gave a second
statement to police officers, which differed from his earlier statement . In his second
statement, Lynch admitted that he used drugs with the two women, that he put a tourniquet
on T.M.’s arm, and that he engaged in sexual activity with the women. But Lynch stated
that T.M. brought both the heroin and the methamphetamine to the motel room, that T.M.
mixed the drugs herself, and that T.M. injected the drugs into her own arm. Lynch stated
that S.M. was present and engaged in drug use and sexual activity ; he did not indicate
whether S.M. assisted T.M. in her use of drugs. Lynch also stated that, in the past, he had
helped other women by injecting them with drugs when they had difficulty doing so
themselves.
In April 2017, the state amended the complaint by adding one count of second -
degree manslaughter , in violation of Minn. Stat. § 609.205, subd. 1 (2016) . In August
4
2017, the state again amended the complaint by adding two counts of fifth -degree drug
possession (one count for heroin and one count for methamphetamine), in violation of
Minn. Stat. § 152.025, subd. 2(1) (2016).
In July and October 2017, the state gave notice of its intent to introduce evidence of
prior acts by Lynch. In October 2017, Lynch gave notice that he intended to pursue an
alternative-perpetrator defense and to introduce reverse-Spreigl evidence concerning S.M.
On the first day of tr ial, the state amended counts 1 , 2, and 3 of the complaint by adding
allegations that Lynch aided and abetted the crime of another.
The case was tried to a jury on nine days in October and November 2017. The state
called 11 witnesses, including S.M., T.M.’s mother, police officers, medical providers, and
a medical examiner . The state also introduced numerous exhibits, including an audio -
recording of a 911 call and a redacted audio-recording of Lynch’s second statement to
police officers.
After receiving immunity from prosecution, S.M. testified for the state, as follows.
She and T.M. went to Lynch’s motel room on October 9 so that T.M. could talk to him.
As the evening progressed, Lynch suggested that they use drugs together, and he mixed his
heroin with T.M.’s methamphetamine to make “speedballs” and drew three syringes, one
for each of them. S.M. had seen T.M. use methamphetamine in the past but had not seen
her use heroin. Lynch put a tourniquet on T. M.’s arm and injected T.M. with the heroin-
methamphetamine mixture . Lynch offered to also inject S.M., but S.M. declined and
injected herself with a smaller amount of the mixture. S.M., Lynch, and T.M. engaged in
sexual activity with each other before falling asleep.
5
The next morning, Lynch left the motel room to meet his son while the two women
remained in the room. S.M. watched television all day while T.M. slept. Lynch returned
to the motel room at approximately 6:00 or 7:00 p.m. A short time later, S.M. became
concerned about T.M. because she would not wake up to eat. When T.M. appeared to have
a seizure, S.M. called 911.
The district court allowed the s tate to introduce evidence that, on prior occasions,
Lynch had injected drugs into others. This evidence was in two fo rms. First, the district
court admitted excerpts from Lynch’s second statement to police officers, in which he said
that he had, in the past, assisted various women who had difficulty injecting themselves
with drugs by injecting the drugs for them. Second, the state called D.B., who was T.M.’s
boyfriend, who testified that Lynch taught him how to inject drugs and that Lynch ha d
injected him with drugs on prior occasions.
Lynch called one witness, his son, who testified that Lynch met him on the morning
of October 10. Lynch did not testify or present any other evidence.
The jury found Lynch guilty on all counts. The district court sentenced Lynch to
134 months of imprisonment on count 1. The district court did not impose sentences on
counts 2, 3, 4, or 5. Lynch appeals.
D E C I S I O N
I. Evidence of Prior Acts
Lynch first argues that the district court erred by admitting evidence that Lynch
previously had injected other persons with drugs.
Lynch’s argument is governed by a rule of evidence that states, in relevant part:
6
Evidence of another crime, wrong, or act is not
admissible to prove the character of a person in order to show
action in conformity therewith. It may, however, be admissible
for other purposes, such as proof of motive, opportunity, intent,
preparation, plan, knowledge, identity, or absence of mistake
or accident. In a criminal prosecution, such evidence shall not
be admitted unless . . . the probative value of the evidence is
not outweighed by its potential for unfair prejudice to the
defendant.
Minn. R. Evid. 404(b) (2017).1 Evidence of other crimes or bad acts is known in Minnesota
as “Spreigl evidence.” State v. Kennedy, 585 N.W.2d 385, 389 (Minn. 1998) (citing State
v. Spreigl, 139 N.W.2d 167 ( Minn. 1965)). A district court must apply a five -part test to
determine whether Spreigl evidence is admissible. Minn. R. Evid. 404(b). Such evidence
is admissible if:
1) the prosecutor gives notice of its intent to admit the evidence
consistent with the rules of criminal procedure; 2) the
prosecutor clearly indicates what the evidence will be offered
to prove; 3) the other crime, wrong, or act and the participation
in it by a relevant person are proven by clear and con vincing
evidence; 4) the evidenc e is relevant to the prosecutor’ s case;
and 5) the probative value of the evidence is not outweighed
by its potential for unfair prejudice to the defendant.
Id.; see also State v. Ness , 707 N.W.2d 676, 685 -86 (Minn. 2006). This court applies an
abuse-of-discretion standard of review to a district court’ s admission of Spreigl evidence.
State v. Griffin, 887 N.W.2d 257, 261 (Minn. 2016).
1Rule 404(b) recently was amended, effective January 1, 2019. Order Promulgating
Amendments to Rules of Evidence , No. ADM10-8047 (Minn. Nov. 16, 2018). We quote
the prior version of the rule, which was in effect at the time of trial.
7
In this case, t he district court admitted the state’s Spreigl evidence on the ground
that it is relevant to whether Lynch had a modus operandi . Lynch contends that the
evidence should not have been admitted because the fourth and fifth requirements of rule
404(b) are not satisfied.
To satisfy the fourth requirement, the state’s Spreigl evidence must have a “marked
similarity in modus operandi to the charged offense.” Ness, 707 N.W.2d at 687 -88
(quotation omitted). “‘Spreigl evidence need not be identical in every way to the charged
crime, but must instead be sufficiently or substantially similar to the charged offense —
determined by time, place and modus operandi.’” Id. at 688 (quoting Kennedy, 585
N.W.2d at 391). “[I]f the prior crime is simply of the same generic type as the charged
offense, it ordinarily should be excluded.” State v. Clark, 738 N.W.2d 316, 346 (Minn.
2007) (alteration in original) (quotation omitted).
In this case, the district court determined that both forms of Spreigl evidence were
relevant to the “salient issue” of who injected drugs into T.M. ’s arm. The district court
reasoned that Lynch’s statement was “particularly relevant in trying to parse out who was
responsible for that act.” The district court also reasoned that D.B.’s testimony was
“clearly relevant to one of the, if not the most pressing issue here, which is whether or not
Mr. Lynch was responsible for injecting the narcotics in [T.M.] or whether in this case
[S.M.] was the person responsible for that.”
Lynch contends that the state’s Spreigl evidence is not relevant because it is not
sufficiently similar in time, place, or modus operandi to the charged offense. He notes that
the charged offense occurred in his residence in 2016, but the Spreigl incidents occurred at
8
unspecified locations in 1994 and at other unspecified times. Lynch also asserts that “drug
addicts using drugs together, and intravenous drug users helping each other inject drugs, is
not especially unique, and the details of the prior acts were otherwise not factually similar
to the charged offense.” But the state’s Spreigl evidence tends to show that Lynch , in
particular, has injected other people with drugs on other occasions. In light of the
conflicting evidence as to whether Lynch injected the drug s into T.M.’s arm, the state’s
Spreigl evidence is relevant. The fourth requirement is satisfied.
To satisfy the fifth requirement, the probative value of the state’s Spreigl evidence
must not be outweighed by its potential for unfair prejudice. Minn. R . Evid. 404(b).
Spreigl evidence has probative value if it has a sufficiently close relationship to the charged
offense. See Kennedy , 585 N.W.2d at 390. Spreigl evidence may give rise to “unfair
prejudice” if the evidence “lure[s] the factfinder into declaring guilt on a ground different
from proof specific to the offense charged.” State v. Smith , 749 N.W.2d 88, 95 (Minn.
App. 2008) (quotation omitted). In considering whether this requirement is satisfied , a
court should balance the relevance of the Spreigl evidence, “the State’s need to strengthen
weak or inadequate proof ,” and the risk that the evidence will be used as propensity
evidence. State v. Fardan, 773 N.W.2d 303, 319 (Minn. 2009).
In this case, t he district court carefully weighed the probative value of the state’s
Spreigl evidence against its potential for unfair prejudice. The district court denied the
state’s request to admit evidence of three additional prior acts. The district court also
reasoned that the potential for undue prejudice was mitigated by the fact that D.B. was
subject to cross-examination.
9
Lynch contends that the jury may have misused the evidence as propensity evidence.
Lynch also asserts that the state “did not need to prove Lynch injected T.M. with drugs to
obtain a conviction for third -degree murder.” The Spreigl evidence may not have been
necessary to prove the second count of third -degree murder , which required proo f of
selling, delivering, or distributing controlled substances, but it was necessary to prove the
first count of third -degree murder, which required proof that Lynch administered the
controlled substances. See Minn. Stat. § 609.195(b). The district court reduced the risk of
unfair prejudice by cautioning the jury about the Spreigl evidence before D.B.’s testimony
and again before the jury deliberated, and we presume that the jury followed those
cautionary instructions. See State v. Riddley , 776 N.W.2d 419, 428 (Minn. 2009). The
fifth requirement is satisfied.
Thus, the district court did not err by allowing the state to introduce evidence that
Lynch injected other persons with illegal drugs on prior occasions.
II. Accomplice Testimony
Lynch next argues that the evidence is insufficient to support the jury’s verdicts with
respect to the murder and manslaughter offenses on the ground that S.M. was Lynch’s
accomplice and her testimony was not corroborated.
“A conviction cannot be had upon the testimony of an accomplice, unless it is
corroborated by such other evidence as tends to convict the defendant of the commission
of the offense.” Minn. Stat. § 634.04 (2016). “The test for determining if a witness is an
accomplice is whether the witn ess could have been ‘indicted and convicted for the crime
with which the defendant is charged.’” State v. Pendleton, 759 N.W.2d 900, 907 (Minn.
10
2009) (quoting State v. Lee , 683 N.W.2d 309, 314 (Minn. 2004)). To be liable as an
accomplice, the witness must have played a knowing role in the commission of the crime
and taken no steps to thwart its completion. State v. Barrientos -Quintana, 787 N.W.2d
603, 610 -11 (Minn. 2010). The supreme court has distinguished between “playing a
knowing role in the crime” and “mere presence at the scene.” State v. Scruggs, 822 N.W.2d
631, 640 (Minn. 2012). The latter does not, by itself, prove that a person is an accomplice
because “inaction, knowledge, or passive acquiescence does not rise to the level of criminal
culpability.” State v. Ostrem , 535 N.W.2d 916, 924 (Minn. 1995). But “active
participation in the overt act which constitutes the subst antive offense is not required, and
a person’s presence, companionship, and conduct before and after an offense are relevant
circumstances from which a person’s criminal intent may be inferred.” Id.
Lynch contends that S.M. is an accomplice because she “played a knowing role in
the commission of the crimes,” “made no effort to dissuade or prevent Lynch” from
providing drugs to T.M., and “actively aided Lynch to cover up the crime.” He asserts that
“[b]ased on her presence, companionship, and conduct before, during, and after the offense,
[S.M.] could have been charged and convicted for these offenses.” Lynch also points to
the state’s amendment of the complaint to allege that he is liable for aiding and abetting
the crime of another , the prosecutor ’s statement during closing arguments that he also
would be guilty if he aided and abetted S.M. , and the state’s grant of immunity to S.M.
The state responds that S.M’s “mere presence” at the scene or “mere knowledge that a
crime is going to be committed” is not sufficient to show that she played a knowing role in
11
the crime. The state notes that there is no evidence that S.M. assisted Lynch or T.M. by
providing or administering drugs.
In Barrientos-Quintana, the appellant argued that a witness, Hernandez, was an
accomplice to first -degree murder and attempted first -degree murder because Hernandez
testified that he participated in planning a drive -by shooting and was in the car when the
defendant fired a gun. 787 N.W.2d at 608-09, 611. In concluding that Hernandez was an
accomplice, the supreme court reasoned that he “chose to remain with the group, knowing
that the crime was about to be committed, during the casing of the location, the commission
of the shooting, and the flight from the scene and the hidi ng from the police that occurred
afterwards” and “lied about his role in the offense” until the police assured him that a
witness was not the same as a suspect. Id. at 611-12. In contrast, in State v. Jackson, 746
N.W.2d 894 (Minn. 2008), the supreme cou rt concluded that two witnesses who were
present before, during, and after a shooting were not accomplices because there was no
evidence that they planned to shoot the victim or knew that the appellant intended to kill
him. Id. at 896, 898-99.
As in Jackson, S.M.’s mere presence at the scene of the crime does not render her
an accomplice. See id. at 898. In his second statement to police officers, Lynch stated that
T.M. brought both the heroin and the methamphetamine, that T.M. mixed the drugs, and
that T.M. injected the drugs herself. He stated that S.M. was present in the motel room ,
used drugs, and engaged in sexual activity. But Lynch did not state that S.M. caused T.M.
to ingest a fatal dos e of drugs. Unlike Hernandez in Barrientos-Quintana, S.M.’s
testimony gives no indication that she knew that Lynch would inject T.M. with drugs or
12
that she intended her presence in the motel room to aid Lynch’s actions. Rather, S.M.’s
role in the events of October 9 and 10, 2 016, was more similar to that of T.M. The two
women were socializing with each other before they decided to visit Lynch in his motel
room. Each of them received from Lynch a syringe with a mixture of heroin and
methamphetamine. When Lynch left the motel ro om, the two women remained in the
room. It is true that S.M. initially told police officers that no one in the mo tel room had
been using drugs, but lying to the police after the fact “is not relevant to an accomplice
determination.” See Scruggs, 822 N.W.2d at 641 (quotation omitted).
Thus, S.M. cannot reasonably be considered Lynch’s accomplice. Because she is
not an accomplice, her testimony does not require corroboration. Therefore, the evidence
is not insufficient on the ground that the verdicts are based on uncorroborated accomplice
testimony.
III. Instruction on Accomplice Testimony
Lynch also argues that the district court erred by not instructing the jury on the law
concerning accomplice testimony. “An accomplice instruction ‘must be given in any
criminal case in which any witness against the defendant might reasonably be considered
an accomplice to the crime.’” Lee, 683 N.W.2d at 316 (quoting State v. Shoop, 441 N.W.2d
475, 479 (Minn. 1989) ). But if there is no testimony from an accomplice, no such
instruction need be given. See Shoop, 441 N.W.2d at 479. Our conclusion in part II that
S.M. was not an accomplice disposes of this argument as well as the prior argument.
Because S.M. is not an accomplice, the district court did not err by not instructing the jury
on the law concerning accomplice testimony.
13
IV. Prosecutorial Misconduct
Lynch next argues that the prosecutor engaged in misconduct by not ensuring that
the state’s witnesses refrained from referring to T.M. as a “victim” when testifying and by
referring to T.M. as a “victim” during closing argument.
The right to due process of law includes the right to a fair trial, and the right to a fair
trial includes the absence of prosecutorial misconduct. Spann v. State , 704 N.W.2d 486,
493 (Minn. 2005); State v. Ferguson , 729 N.W.2d 604, 616 (Minn. App. 2007), review
denied (Minn. June 19, 2007). “It is generally misconduct for a prosecutor to ‘knowingly
offer inadmissible evidence for the purpose of bringing it to the jury’s attention.’” State v.
Mosley, 853 N.W.2d 789, 801 (Minn. 2014) (quoting State v. Milton, 821 N.W.2d 789, 804
(Minn. 2012)). If a prosecutor intentionally elicits inadmissible evidence from a state’s
witness, reversal of a conviction is appropriate if the inadmissible evidence was prejudicial
in the sense that it “played [a] substantial part in convincing the jury of the defendant’s
guilt.” Id.; see also State v. McNeil, 658 N.W.2d 228, 231-32 (Minn. App. 2003); cf. State
v. Mahkuk , 736 N.W.2d 675, 689 -90 (Mi nn. 2007) (cautioning that reversal may be
appropriate remedy for intentional eliciting of inadmissible evidence even if not
prejudicial).
“Even if the prosecutor unintentionally elicits” inadmissible evidence, a defendant
may be entitled to a new trial if the inadmissible evidence “prejudiced the defendant’s
case.” State v. Richmond , 298 Minn. 561, 563, 214 N.W.2d 694, 695 (1974) ; see also
McNeil, 658 N.W.2d at 232. This is so because a prosecutor “has a duty to properly prepare
its own witnesses prior to trial.” State v. Underwood, 281 N.W.2d 337, 342 (Minn. 1979).
14
“The fact that the prejudicial information was volunteered by the witness does not render
it less harmful to defendant.” State v. Huffstutler, 130 N.W.2d 347, 348 (Minn. 1964). But
the ad mission of inadmissible and prejudicial evidence is not reversible error if the
prosecutor did not intentionally elicit the testimony, the statement at issue was merely a
“passing” reference, and the evidence supporting guilt was “overwhelming.” State v.
Haglund, 267 N.W.2d 503, 505 -06 (Minn. 1978). In addition, the unintentional eliciting
of inadmissible and prejudicial evidence is not reversible error if it is harmless beyond a
reasonable doubt because “the jury’s verdict was surely unattributable to th e
misconduct.” State v. Whitson, 876 N.W.2d 297, 304 (Minn. 2016) (quotation omitted).
Before trial, Lynch asked the district court to require the prosecutor and the state’s
witnesses to refer to T.M. as “the decedent” instead of “the victim.” Lynch noted that the
coroner’s report described T.M.’s manner of death but did not refer to her as a “victim .”
Lynch argued that whether T.M. was a “victim” was a matter for the jury to decide. The
prosecutor promptly agreed with the request, thereby making it unnecessary for the district
court to formally rule on the motion.
Nonetheless, the state’s witnesses used the word “victim” on four occasions during
the trial. First, Officer Lopez testified on direct examination that someone “called 911 for
the victim.” Second, Officer Lopez testified on direct examination that he “saw the
victim’s body lying motionless.” Third, Officer Marston testified on direct examination
that she was advised that “the victim was not in fact in the [motel] lobby.” And fourth,
Detective Schultz testified on cross -examination, “ Clearly we had a victim that had
suffered some sort of traumatic event.” Lynch objected on two of those occasions but did
15
not make a record concerning the prosecutor’s efforts to prepare the witnesses to avoid the
word “victim.” In addition, the prosecutor once referred to T.M. as the “victim” during his
closing argument when he said that Lynch’s attorney “repeatedly referred to the victim —
excuse me — he repeatedly referred to [T.M.] as a junkie.”
There is nothing in the record to indicate that the prosecutor intentionally inserted
the word “victim” into the trial. His use of that word on one occasion during closing
argument appears to have been inadvertent because he immediately corrected himself.
With respect to the prosecutor’s preparation of the state’s witnesses, there is no record as
to what might or might not have occurred before trial. As the state contends, Lynch made
simple objections to the use of the word but did not ask the district court to inq uire into
whether the prosecutor had fulfilled his duty to prepare the state’s witnesses. Accordingly,
we have no basis for determining that the prosecutor did not inform the state’s witnesses
of the parties’ agreement to avoid the use of the word “victim.” In this way, this case must
be distinguished from McNeil, in which there was a limited record, which revealed that the
prosecutor could not recall whether the state’s witnesses were made aware of the district
court’s in limine rulings. See 658 N.W.2d at 232.
We also note that the testimony for which Lynch seeks a new trial is not testimony
about historical facts relating to this case or to his conduct on a prior occasion . Rather,
Lynch sought to avoid the use of a particular word on the ground that it is a characterization
with connotations that are inconsistent with the presumption of innocence. But the state’s
witnesses’ use of the word did not introduce additional facts into evidence.
16
Given Lynch’s purposes, we do not assu me that each use of the word “victim”
prejudiced the defense. Twice during the state’s case -in-chief, the district court sustained
Lynch’s objection to a witness’s u se of the word “victim.” On another occasion, the
prosecutor voluntarily cautioned the witness, on the record, to avoid the word. And when
the prosecutor used the word in closing argument, he qu ickly corrected himself. These
efforts to rectify the use of a word that the parties had agreed not to use may have
emphasized Lynch’s point. It app ears just as likely, if not more likely, that the district
court’s sustaining of Lynch’s objections helped jurors underst and that S.M.’s victimhood
was not to be assumed because it was their duty to determine whethe r she was victimized
by Lynch.
Lynch points out that a juror advised the district court, after the first day of trial, that
Officer Lopez’s use of the word “victim” “ha[d] created some difficulties for her in
participating further in this trial” and that she “ha[d] concerns about whether or not she can
remain impartial throughout the course of what remains of this trial.” The district court
discussed the issue with counsel and determined that the juror should remain on the jury
and that she could be replaced with an alternate juror later if necessary. She remained on
the jury throughout deliberations without any objection from Lynch. That one juror was
disturbed by the use of the word “victim” does not mean that all jurors were so affected or
that any juror voted to convict Lynch because that word was used.
Thus, Lynch is not entitled to a new trial on the ground that the prosecutor once
used the word “victim” and did not ensure that the state’s witnesses always avoided the
word.
17
V. Multiple Convictions
Lynch argues that the district court erred by convicting him of five offenses because
counts 2, 3, 4, and 5 are included in count 1.
A person “may be convicted of either the crime charged or an included offense, but
not both.” Minn. Stat. § 609.04, subd. 1 (2016). An included offense may be “(1) A lesser
degree of the same crime; or . . . (4) A crime necessarily proved if the crime charged were
proved.” Id. A conviction is defined as either “a plea of guilty” or “a verdict of guilty by
a jury or a finding of guilty by the court” that is “accepted and recorded by the court.”
Minn. Stat. § 609.02, subd. 5 (2016). “A guilty verdict alone is not a conviction. ” Spann
v. State , 740 N.W.2d 570, 573 (Minn. 2007) . “Because the testimony and statements
recorded in hearing and trial transcripts are often imprecise and unclear with respect to
sentencing and conviction orders, we typically look to the official judgment of conviction,
which generally appears as a separate entry in the file, as conclusive evid ence of whether
an offense has been formally adjudicated.” State v. Pflepsen, 590 N.W.2d 759, 767 (Minn.
1999); see also State v. Nodes, 863 N.W.2d 77, 80-81 (Minn. 2015).
Accordingly, if a defendant is found guilty of more than one charge for the same
act,
[T]he court [is] to adjudicate formally and impose sentence on
one count only. The remaining conviction(s) should not be
formally adjudicated at this time. If the adjudicated conviction
is later vacated for a reason not relevant to the remaining
unadjudicated conviction(s), one of the remaining
unadjudicated convictions can then be formally adjudicated
and sentence imposed, with credit, of course, given for time
already served on the vacated sentence.
18
Pflepsen, 590 N.W.2d at 766 (quoting State v. LaTourelle, 343 N.W.2d 277, 284 (Minn.
1984)). “[I]f a defendant’s adjudicated conviction is vacated, a district court does not lose
jurisdiction” over the other charges for the same act of which the defendant was also found
guilty. Id. Instead, “a finding of guilt with respect to those . . . offenses remains intact and
the district court retains jurisdiction to formally convict and sentence the defendant for
such crimes.” Id.
In this case, the jury found Lynch guilty on all five counts. The district court
imposed a sentence only on count 1. But the warrant of commitment states that Lynch was
convicted of five offenses. Lynch contends that the district court erred by entering formal
adjudications on counts 2, 3, 4, and 5 because each of those offenses is included in the
offense in count 1. See Minn. Stat. § 609.04, subd. 1; State v. Cox, 820 N.W.2d 540, 552
(Minn. 2012). The state agrees. We agree as well.
Thus, the district court erred by filing a warrant of commitment stating that Lync h
was convicted of five offenses. On remand, the district court shall vacate the formal
adjudications of Lynch’s convictions on counts 2, 3, 4, and 5 and file an amended warrant
of commitment stating that Lynch is convicted only of third-degree murder, th e offense
alleged in count 1.
Affirmed in part, reversed in part, and remanded.