A18-1014 Precedential Affirmed in part, reversed in part, and remanded Processed

State of Minnesota, Respondent,

Minnesota Court of Appeals · Filed July 8, 2019

The holding in the court’s own words

On this record, we conclude that the district court did not abuse its discretion by denying Bockwitz’s request to reopen the case.

Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.

Authorities cited

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Opinion text

This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2018).

STATE OF MINNESOTA
IN COURT OF APPEALS
A18-1014

State of Minnesota,
Respondent,

vs.

Bradley Allen Bockwitz,
Appellant.

Filed July 8, 2019
Affirmed in part, reversed in part, and remanded
Halbrooks, Judge

Dakota County District Court
File No. 19HA-CR-16-3502

Keith Ellison, Attorney General, St. Paul, Minnesota; and

James C. Backstrom , Dakota County Attorney, Torrie J. Schneider, Assistant County
Attorney, Hastings, Minnesota (for respondent)

Cathryn Middlebrook, Chief Appellate Public Defender, Charles F. Clippert, Assistant
Public Defender, St. Paul, Minnesota (for appellant)

Considered and decided by Connolly, Presiding Judge; Halbrooks, Judge; and
Slieter, Judge.
U N P U B L I S H E D O P I N I O N
HALBROOKS, Judge
Appellant challenges his conviction of stalking (pattern of stalking conduct),
arguing that the district court impermissibly prevented him from testifying in his own

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defense and that the district court abused its discretion by imposing an upward dispositional
and durational departure. We affirm the district court’s denial of Bockwitz’s motion to
reopen the case to allow him to testify and the district court’s impositio n of an upward
durational departure in sentencing Bockwitz. But because we reverse the district court’s
imposition of an upward dispositional sentencing departure, we remand for resentencing.
FACTS
In February 2011, appellant Bradley Allen Bockwitz and M. T. began a romantic
relationship. They continued their relationship until February 2014, during which time
they lived together for approximately two years. After February 2014 , they had an on -
again, off -again relationship until February 2016. According to M.T., Bockwitz was
physically and emotionally abusive throughout the ir relationship. She indicated that
Bockwitz would frequently yell at her, discouraged her from seeing her friends and family,
locked her out of the house in the middle of the night on two occasions, and threatened to
expose sexually explicit images and videos of her.
In February 2016, M.T. began dating A.A. Bockwitz learned of the relationship and
became jealous. On February 19, Bockwitz sent M.T. approximately 80 text messages and
called her 29 times in the span of three hours. He demanded that she send him a photograph
of her vaginal area so that he could determine if she had recently had sexual intercourse
with A.A. He threatened to delete all of M.T.’s photographs of her son if she did not
comply with his demand. M.T. did so because she did not want to lose the photographs of
her son.

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When Bockwitz continued to call her, M.T. called the Apple Valley Police
Department. Officer James Gibbs responded to the call. While Officer Gibbs was speaking
with M.T., Bockwitz called. Officer Gibbs answered M.T.’s phone and told Bockwitz that
his behavior bordered on stalking and harassment and that he should cease trying to contact
M.T. He then mailed Bockwitz a form letter from the police department that indicated that
the department had investigated a complaint against him, that his behavior could be
interpreted as stalking, and that future stalking behavior could result in his arrest and
prosecution.
On February 20 , Bockwitz continued to contact M.T. He threatened to release
sexually explicit photographs and videos of her because he was angry that she called the
police. M.T. invited Bockwitz to her house to have sexual intercourse becau se she was
afraid and wanted to “smooth things over” with him. Bockwitz went to her house and the
two had sexual intercourse, but it did not resolve the situation. In the following days,
Bockwitz continued to contact M.T. Between February 19 and March 2 , Bockwitz called
M.T. 127 times. Between February 19 and March 7, he sent her 675 text messages and 80
multimedia messages.
On March 3, M.T. applied for and was granted an emergency ex parte order for
protection (OFP). Bockwitz requested a hearing to contest the OFP. At the conclusion of
the hearing, the district court issued a harassment restraining order (HRO) rather than an
OFP. On March 27, Bockwitz called M.T. from an unknown number and screamed at her
that he hoped that she would lose her job. After hanging up the phone, M.T. discovered
that the number belonged to a bar in Apple Valley that was approximately one mile from

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her house. This frightened her because Bockwitz lives in North Branch. M.T. called the
police, who took a report of the incident.
On April 5, M.T. received an email on her work email account from “John Betty.”
“John Betty” is not a real person, but rather a fictitious account created and controlled by
Bockwitz. The email contained a screenshot of a conversation that was purportedly
between Bockwitz and “John Betty.” In the conversation, Bockwitz stated that M.T. “likes
little girls” and illegally distributed pain medication to people for sexual purposes. M.T .
immediately called the police to report the email. She was concerned that the false
information in the email could negatively impact her employment because her email
account is monitored by the IT department.
On September 16, 2016, respondent State of Minnesota charged Bockwitz with one
count of stalking (pattern of stalking conduct). On January 22 -26, 2018, the district court
held a jury trial. M.T. testified about her relationship with Bockwitz and the impact that
his behavior had on her. She testified that she was fearful for both her and her son’s safety
and worried that Bockwitz would release sexually explicit photographs and videos of her
without her permission. After the state rested, Bockwitz waived his right to testify in his
own defense. The parties then finalized the jury instructions, and the state indicated that it
was seeking an aggravated sentence based on its assertions that the offense was committed
with particular cruelty and occurred within M.T.’s zone of privacy.
Prior to clos ing arguments, Bockwitz’s counsel indicated that Bockwitz was
“reconsidering his decision on testifying.” The state opposed the request. The district
court denied the request , noting that the defense had rested and that the district court had

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inquired about Bockwitz’s decision regarding testifying very carefully during the waiver
colloquy. The jury found Bockwitz guilty. The jury found that the offense did not occur
in M.T.’s zone of privacy but answered affirmatively to three questions regarding particular
cruelty.
The district court determined that these facts made the offense particularly cruel and
sentenced Bockwitz to 24 months in prison, an upward dispositional and durational
departure. This appeal follows.
D E C I S I O N
I.
Bockwitz argues that the district court abused its discretion by denying his request
to reopen the case and allow him to testify in his own defense. The district court may, in
the interests of justice, “allow any party to reopen that party’s case to offer additional
evidence.” Minn. R. Crim. P. 26.03, subd. 12(g). To determine whether to permit a party
to reopen its case, the district court should consider three factors: (1) when the request was
made; (2) whether the evidence concerned a controlling issue and was material, not
cumulative; and (3) whether failure to produce the evidence earlier was mot ivated by an
improper purpose. State v. Thomas, 891 N.W.2d 612, 618 (Minn. 2017). We review the
denial of a motion to reopen for an abuse of discretio n. State v. Caine, 746 N.W.2d 339,
353 (Minn. 2008).
Bockwitz contends that all three factors weigh in his favor , and therefore it was an
abuse of discretion to deny his request. The state acknowledges that , while it is unclear
what Bockwitz’s testimony would have consisted of, it would likely have been material,

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concerning a controlling issue. But the state argues that the other two factors weigh against
Bockwitz.
In addressing the timing of the request, the district court noted that the def ense had
rested. After the defense rested, the jury was informed “the trial is over” and dismissed for
lunch. The parties then finalized the jury instructions and recessed for lunch and to prepare
closing arguments. When the district court reconvened and Bockwitz indicated that he was
reconsidering his decision to testify, the district court and parties were fully prepared to
begin closing arguments. With the Thomas factors in mind, t he district court also
questioned why Bockwitz had not offered to testify earlier.
Notably, Bockwitz does not argue that his waiver was invalid; he argues that he
should have been permitted to change his mind. But the district court observed that it had
already given Bockwitz “numerous opportunities to change [his] mind” about testifying
and had been “exceptionally” careful when inquiring about Bockwitz’s decision to waive
his right to testify. The district court noted that, at one point, it believed that Bockwitz had
changed his mind, but that after the district court re-inquired about the decision, Bockwitz
reiterated that he wished to waive his right to testify.
On this record, we conclude that the district court did not abuse its discretion by
denying Bockwitz’s request to reopen the case. The district court properly considered that
the defense had rested , that the parties had prepared for closing arguments, and that
Bockwitz had already been given numerous opportunities to change his mind about his
decision not to testify.

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II.
The second issue raised by appellant is the district court’s imposition of a sentence
that departed from the guidelines. The “district court may depart from the presumptive
guidelines sentencing range only if there exist identifiable, substantial, and compelling
circumstances to support a sentence outside the range on the grids.” Tucker v. State, 799
N.W.2d 583
, 586 (Minn. 2011) (quotation omitted). “We review a district court’s decision
to depart from the presumptive guidelines sentence for an abuse of discretion.” State v.
Hicks, 864 N.W.2d 153, 156 (Minn. 2015). “If the reasons given for an upward departure
are legally permissible and factually supported in the record, the departure will be affirmed.
But if the district court’s reasons for departure are improper or inadequate, the departure
will be reversed.” State v. Edwards , 774 N.W.2d 596, 601 (Minn. 2009) (quotation
omitted). We apply a de novo standard of review to the question of whether a particular
reason for an upward departure is valid. State v. Jackson , 749 N.W.2d 353, 357 (Minn.
2008).
The presumptive sentence in this case was a stayed sentence of 18 months. The
district court imposed an executed sentence of 24 months, an upward durational and
dispositional departure. Bockwitz challenges both the upward duration al and upward
dispositional departure. We shall address each in turn.
Upward Durational Departure
The sentencing guidelines provide “a nonexclusive list of factors which may be used
as reasons for departure.” Hicks, 864 N.W.2d at 157 . One such factor that justifies an
upward durational departure is when the victim is treated with “particular cruelty.” Minn.

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Sent. Guidelines 2.D.3.b.(2) (2016). “Particular cruelty involves the gratuitous infliction
of pain and cruelty of a kind not usu ally associated with the commission of the offense in
question.” Tucker, 799 N.W.2d at 586 (quotation s omitted). “Elements of the offense
cannot be used as aggravating factors” to support an upward departure. State v. Thompson,
720 N.W.2d 820, 830 (Minn. 2006) (quotation omitted).
At trial, the st ate submitted a special -verdict form to the jury that asked five
questions about aggravating factors. The jury found that the state had established three
aggravating factors. The jury determined that Boc kwitz coerced M.T. into sending him a
picture of her vaginal area so that he could determine if she had recently had sex, that he
threatened to disseminate sexually explicit photographs of M.T. if she did not comply with
his demands, and that he sent an email to M.T.’s work email account accusing her of being
sexually attracted to “little girls” and of illegally distributing medication to people for
sexual purposes.
Bockwitz argues that these incidents were “elements of the offense and therefore
should not have been used as aggravating factors.” The state responds that the three facts
found by the jury were not elements of the offense. At trial, the state sought to prove that
Bockwitz had engaged in a pattern of stalking based on the underlying offenses of domestic
assault, violation of the HRO, and the general crime of stalking by repeatedly making
phone calls and sending M.T. text messages, and that he followed, monitored, or pursued
M.T. by tracking her online accounts and phone records. The state presented evidence that
Bockwitz violated the HRO, accessed M.T.’s electronic accounts to track her, and called
and texted her hundreds of times. M.T. testified that this made her fear for both her own

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safety and that of her son. This evidence addresses the underlying elements that the state
was required to establish. The aggravating factors found by the jury do not relate to
underlying elements of the crime, but rather Bockwitz’s conduct that was particularly
humiliating, demeaning, and degrading.
At sentencing, the district court determined that Bockwitz’s behavior in the case
amounted to “vengeful mental torture.” The district court also observed, based on its own
experience, that these acts were not typical of standard stalking cases. We agree. Bockwitz
forced M.T. to comply with his demands by threatening to release sexually explicit photos
and videos of her or to delete the only photos she had of her son and made her concerned
for her employment prospects by sending messages containing false and da maging
allegations to her work email account. Thus, in addition to making M.T. fear for her safety,
Bockwitz was emotionally manipulating M.T. to force her to comply with his demands.
On this record, the district court did not abuse its discretion by imposing an upward
durational departure.
Upward Dispositional Departure
Bockwitz argues that the district court abused its discretion by imposing an upward
dispositional departure because it is based on a judicial , instead of a jury, determination
that he is unamenable to probation. We agree.
“[A] defendant’s particular unamenability to probation may be used to justify an
upward dispositional departure.” State v. Allen, 706 N.W.2d 40, 46 (Minn. 2005). But in
Minnesota, any fact, other than a prior conviction, that is necessary to justify an upward
departure must be found by a jury or admitted to by the defendant. State v. Greenough ,

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915 N.W.2d 915, 918 (Minn. App. 2018). In Allen, our supreme court addressed a
challenge to the imposition of an upward dispositional departure based on a judicial
determination that the defendant was unamenable to probation. 706 N.W.2d at 43. T he
supreme court held that “when the district court found that [the defendant] was unamenable
to probation, and on that basis executed his presumptively stayed sentenced, it violated [the
defendant’s] Sixth Amendment right to have a jury make that determination using a
reasonable-doubt standard.” Id. at 47. The supreme court als o determined that , to the
extent the sentencing guidelines permitted the district court to impose an upward
dispositional departure without the aid of a jury, the provision was unconstitutional as
applied. Id.
Here, a jury did not find, and Bockwitz did not admit, that Bockwitz is unamenable
to probation. Accordingly, the district court abused its discretion by imposing an upward
dispositional departure. We therefore reverse the imposition of an upward dispositional
departure and remand for resentencing.
Affirmed in part, reversed in part, and remanded.