The holding in the court’s own words
We conclude that the district court did not abuse its discretion by not taking action on appellant’s complaints about his attorney’s representation.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Scales 518 N.W.2d 587
- State v. Clark 722 N.W.2d 460
- State v. Fagerstrom 176 N.W.2d 261
- State v. Munt 831 N.W.2d 569
- State v. Gillam 629 N.W.2d 440
- State v. Paige 765 N.W.2d 134
- State v. Robinson 604 N.W.2d 355
- State v. Mix 646 N.W.2d 247
- Huebbe v. Dairy Farmers of America 840 N.W.2d 195
- State v. Spreigl 139 N.W.2d 167
- State v. Spann 574 N.W.2d 47
- State v. Reardon 73 N.W.2d 192
- State v. Bonn 412 N.W.2d 28
- State v. Cox 322 N.W.2d 555
- State v. Washington 521 N.W.2d 35
- Vickla v. State 793 N.W.2d 265
- State v. Rewitzer 617 N.W.2d 407
- State v. Roy 928 N.W.2d 341
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2018).
STATE OF MINNESOTA
IN COURT OF APPEALS
A18-1444
State of Minnesota,
Respondent,
vs.
Micheal Anthony Sparks,
Appellant.
Filed August 12, 2019
Affirmed; motion granted
Reyes, Judge
Hennepin County District Court
File No. 27-CR-18-5815
Keith Ellison, Minnesota Attorney General, St. Paul, Minnesota; and
Michael O. Freeman, Hennepin County Attorney, Minneapolis, Minnesota; and
Scott A. Hersey, Special Assistant County Attorney, St. Paul, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Richard Schmitz, Assistant Public
Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Rodenberg, Presiding Judge; Bjorkman, Judge; and
Reyes, Judge.
U N P U B L I S H E D O P I N I O N
REYES, Judge
On appeal from his convictions of and sentences for five counts of felony domestic-
abuse-no-contact order (DANCO) violations, appellant argues that the district court abused
2
its discretion by (1) failing to tak e further action after he complained about his court -
appointed attorney’s representation; (2) allowing the state to introduce , as relationship
evidence, 911 and Scales recordings from a previously dismissed domestic-assault case to
prove his identity; (3) denying his motion for a m istrial after the district court made a
statement suggesting that his court-appointed attorney worked for the public defender’s
office; and (4) imposing an excessive total aggregate sentence of 87 months and four days.
We affirm.
FACTS
In early December 2017, A.G. called 911 to report that appellant Micheal Sparks
was “acting like he[ ] [ was] gonna kill [her].” Office rs went to A.G.’s residence and
arrested appellant. They brought appellant to the police department and took a recorded
Scales statement from him.1 The state charged appellant with felony domestic assault, and
the district court issued a DANCO prohibiting appellant from contacting A.G. The state
later dismissed appellant’s felony domestic-assault charge.
In January 2018, with the DANCO sti ll in effect, Hennepin County Sherriff’s
Department officers reviewed five jail calls originating from the Hennepin County Public
Safety Facility, made with appellant’s individual PIN , to A.G’s phone number. Officers
recognized the male voice on the calls as appellant’s and the female voice as A.G.’s One
of the calls was made with another inmate’s PIN, but the male and female voices sounded
1 All custodial interrogation s, including ones seeking any information about rights, any
waiver of those rights, and all questioning, must be electronically recorded where feasible
and must be recorded when questioning occurs in a place of detention. State v. Scales, 518
N.W.2d 587, 592 (Minn. 1994).
3
similar to the other completed calls. Based on a ppellant’s prior convictions of four
DANCO-violation offenses in the last five years , the state charged appellant with five
counts of felo ny DANCO -violation offenses, under Minn. Stat. § 629.75, subd.
2(d)(1) (2016)—one count for each answered phone call.
Following a trial, a jury found appellant guilty of all five counts. The district court
sentenced appellant to prison for a total aggregate term of 87 months and four days. This
appeal follows.
D E C I S I O N
I. The district court did not abuse its discretion by declining to take further action
when appellant complained about his court -appointed attorney’s
representation.
Appellant argues that the district court abused its discretion by failing to inquire into
the nature of his complaints regarding his court-appointed attorney and alleged requests for
a different attorney. Appellant also encourages this court to adopt a per se rule requiring
the appointment of new counsel when, like here, the court-appointed attorney is alleged to
be unprepared for trial and the defendant has no opportunity to bring the matter to the
district court’s attention before the first day of trial. We disagree and decline appellant’s
invitation.
We review a district court’s decision to grant or deny a request for substitute counsel
for an abuse of discretion. State v. Clark, 722 N.W.2d 460, 464 (Minn. 2006). Both the
United States Constitution and the Minnesota Constitution guarantee a criminal defendant
the right to the assistance of counsel. U.S. Const. amend. VI; Minn. Const. art. I, § 6. A
criminal defendant does not have the “unbridled” right to choose his or her counsel and
4
must generally accept the court's appointed counsel. State v. Fagerstrom, 176 N.W.2d 261,
264 (Minn. 1970). Nor does a defendant have a right to a “meaningful relationship” with
appointed counsel. Morris v. Slappy, 461 U.S. 1, 14, 103 S. Ct. 1610, 1617 (1983).
If a defendant “voices serious allegations of inadequate representation,” then the
district court should conduct a “searching inquiry” to determine whether the situation
warrants appointing substitute counsel. State v. Munt, 831 N.W.2d 569, 586 (Minn. 2013)
(quotation omitted). A district court will grant a request for substitution of counsel only if
“exceptional circumstances exist and the demand is timely .” Id. (emphasis added)
(quotation omitted ). Exceptional circumstances are those that affect a court-appointed
attorney’s ability or competence to provide representation. State v. Gillam , 629 N.W.2d
440, 449 (Minn. 2001). General dissatisfaction with appointed counsel does not rise to the
level of exceptional circumstances. Munt, 831 N .W.2d at 586.
On the first day of the trial, outside of the presence of the jury, appellant made
the following statements to the district court:
THE DEFENDANT: Um -- yeah. I just I wanted to be on
record that -- um – it’s kind of hard to get a fair shot in this
trial. First time I even spoke to my counsel was yesterday
morning, less than 24 hours later I’m in front of jury. Okay. So
I want that to be on record as part of my appeal.
THE COURT: Okay. It will be so noted.
The district court took no further action on appellant’s complaint. On the second day of
the trial, outside the presence of the jury, appellant addressed the district court:
THE DEFENDANT: What happens if I fire [my court-
appointed attorney]? I’m not entitled to another lawyer?
5
THE COURT: No. Then you try --then you –
THE DEFENDANT: Then I sit here and cross-examine these
people myself?
THE COURT: Yes. If you choose to, yes.
After some discussion, the district court asked a ppellant whether he intended to continue
proceedings with his court -appointed attorney or if he wanted to represent himself, to
which appellant said “Go ahead.”
Appellant relies on Clark, 722 N.W.2d at 464 , for guidance on “how a [district]
court should proceed when a defendant makes complaints about his public defender.”
Clark does not advance appellant’s case. Clark challenged the district court’s denial of his
request for substitute counsel after he alleged, among other things, that his public defender
had failed to “represent[ ] his interests in [the] case.” Id. at 463. The supreme court
affirmed the district court’s denial of Clark’s request on three grounds: (1) Clark requested
a speedy trial and there is a strong reluctance to continue matters after trial begins; (2) the
record belied Clark’s allegation that his public defender provided inadequate representation
leading up to trial; and (3) Clark made an untimely request on the morning of trial and after
jury selection had begun. Id. at 464-65.
Similar to Clark, appellant requested a speedy trial. Second, as in Clark, the record
belies appellant’s claims that he first spoke with his court -appointed attorney the morning
before trial, and he could not raise his concern earlier. Appellant met with his attorney in
preparation for a pretrial hearing to review the state’s settlement offer and other evidence.
They also appeared before the district court for a bail and omnibus hearing where appellant
6
addressed the district court but made no mention of his attorney’s representation.
Moreover, appellant acquiesced to his court-appointed attorney’s continued representation,
and such acquiescence is interpreted to be confirmation that further inquiry by the district
court is unnecessary. Munt, 831 N.W.2d at 587.
Third, appellant concedes that, under Clark, his request for substitute counsel is
untimely. And significantly, unlike in Clark, appellant never made a request for substitute
counsel, but rather only inquired into what would happen if he were to discharge his
attorney.
Appellant also relies on State v. Paige , 765 N.W.2d 134, 134 (Minn. App. 2009) ,
for the proposition that the district court should have asked how appellant intended to
proceed pro se . The defense counsel in Paige presented no arguments at the sen tencing
hearing and advised the district court that he was in a “difficult position” because the
defendant was going to allege ineffective assistance of counsel. Id. at 137. In Paige, we
concluded that counsel’s comments combined with his failure to make arguments on
Paige’s behalf were sufficient to trigger the district court’s duty to ascertain whether an
impermissible conflict of interest existed that could materially limit defense counsel’s
representation of defendant. Id. at 141. Paige is inapposite. Unlike in Paige, appellant’s
court-appointed attorney provided adequate representation throughout trial. Further,
appellant made an untimely request, and we made clear in Paige that our decision does
“not absolve a criminal defendant of the responsibility to make a timely request.” Id. at
139. We conclude that the district court did not abuse its discretion by not taking action
on appellant’s complaints about his attorney’s representation.
7
II. The district court did not abuse its discretion by allowing the state to introduce
the 911 and Scales recordings.
Appellant argues that the district court abused its discretion by allowing the state to
introduce the 911 and Scales recordings as relationship evidence, under Minn. Stat.
§ 634.20, to identify appellant’s and A.G.’s voices , when Spreigl evidence2 governs the
admissibility of prior bad-act evidence introduced to prove identity. Appellant’s argument
is misguided.
Evidentiary rulings will not be reversed absent a clear abuse of the district court’s
discretion. State v. Robinson, 604 N.W.2d 355, 363 (Minn. 2000). A district court abuses
its discretion when it acts arbitrarily, without justification, or contrary to the law. State v.
Mix, 646 N.W.2d 247, 250 (Minn. App. 2002), review denied (Minn. Aug. 20, 2002) .
Appellant has the burden of proving that the district court abused its discretion and that he
suffered prejudice as a result. Miles v. State, 840 N.W.2d 195, 204 (Minn. 2013).
The district court deemed the 911 and Scales recordings admissible for voice
identification under other evidentiary rules, not as section 634.20 relationship evidence, as
appellant argues. Because this factual error forms the basis for appellant’s entire argument,
his argument fails. Therefore, the district court did not abuse its discretion in allowing the
state to introduce the 911 and Scales recordings.
2 The term “ Spreigl evidence” refers to evidence which is inadmissible to prove a
defendant’s propensity to commit the charged offense, but may be admitted to establish
motive, intent, absence of mistake or accident, identity, or common scheme or plan. See
generally State v. Spreigl, 139 N.W.2d 167, 173 (Minn. 1965).
8
III. The district court did not a buse its discretion by denying appellant’s motion
for a mistrial after the district court made a statement during voir dire
suggesting that appellant’s counsel worked for the public defender’s office.
Appellant argues that the district court ’s reference to his attorney being a public
defender before the jury panel impacted his ability to receive a fair trial. We disagree.
We review a district court’s denial of a motion seeking a mistrial for an abuse of
discretion. State v. Spann , 574 N.W.2d 47, 52 (M inn. 1998). The district court is in a
better position than an appellate court to determine whether any prejudice warrants a
mistrial. State v. Reardon, 73 N.W.2d 192, 195 n.6 ( Minn. 1955). When the prejudice is
insubstantial, we leave the granting of a new trial to the district court’s discretion. Id.
The jury must not be informed that defense counsel is a public defender. State v.
Bonn, 412 N.W.2d 28, 30 (Minn. App. 1987), review denied (Minn. Oct. 21, 1987). But
when the identification is inadvertent and the prejudicial impact is both sp eculative and
minimal, the reference does not deny the accused a fair trial. Id.
During voir dire, one prospective juror informed the district court that she worked
in the same office as appellant’s defense counsel. The district court responded, “Okay. So
you’re an Assistant Hennepin County Pu blic Def – defense attorney?” Appellant moved
for a mistrial based on the district court’s comment. The district court responded that he
had said “Assistant Hennepin Defense Attorney,” and appellant withdrew his motion. At
the start of the second day of trial, the district court conceded that, upon review of the audio
recording of the proceedings, he did make a reference to defense counsel being a public
defender. Appellant moved for mistrial. The district court denied the motion, stating that
9
“I did catch myself before I actually spit out the whole phrase” and “[i]t was a fleeting
comment on my part. I have no reason to believe that it prejudiced [appellant].”
Appellant contends that the error amounts to a violation of his constitutional right
to a fair trial, which require s a higher standard of analysis sho wing that the asserted error
did not contribute to the verdict beyond a reasonable doubt. State v. Cox, 322 N.W.2d 555,
558 (Minn. 1982) . However, even under the higher standard, the alleged error did not
prejudice appellant.
The district court did not complete the statement and did not repeat it for the
remainder of the trial. See id. at 559 (stating that “the nature and source” of the comment
is relevant to analysis); see also State v. Washington, 521 N.W.2d 35, 40 (Minn. 1994)
(analyzing prosecutor’s improper statement in context of entire closing argument). The
district court uttered the statement during voir dire, before empaneling the jury. See Cox,
322 N.W.2d at 559 (analyzing “number of jurors exposed to the [ statement]”). The state
presented the jury with an overwhelming amount of evidence implicatin g appellant,
including the jail-call recordings, the 911 and Scales recordings, and the law-enforcement
witnesses. See Bonn, 412 N.W.2d at 30 (finding alleged misconduct harmless in light of
overwhelming evidence implicating defendant). Appellant declined the district court’s
offer of a cautionary instruction. See Washington , 521 N.W.2d at 40 (noting that jury
instructions are relevant in determining whether improper comments unduly influenc ed
jury). Based on this record, we discern no abuse of discretion by the district court.
10
IV. The district court did not abuse its discretion by imposing a total aggregate
sentence of 87 months and four days.
Appellant argues that, “considering the garden variety nature of the charged
offenses,” the district court’s aggregate sentence of 87 months and four days is
“unreasonable, excessive, inappropriate, and unjustifiably disparate.” We disagree.
We review s entencing decisions for an abuse of discretion. Vickla v. State , 793
N.W.2d 265, 269 (Minn. 2011). Because appellant had four prior felony convictions for
the same offense, the district court imposed consecutive sentences; specifically, 39 months
for count one, and 12 months plus one day consecutively for each of the remaining four
counts. The Sentencing Guidelines permit the imposition of consecutive sentences based
on appellant’s particular prior felony.3 Minn. Sent. Guidelines 2.F.2b, 6B (2017).
At the sentencing hearing, the district court stated that appellant’s phone calls played
at trial were “chilling” and that it “totally underst[ood] why [A.G.] is concerned for her
safety.”4 Based on the record and the fact that the district court imposed a sentence within
3 The state filed a motion to strike appellant’s reply brief because it included sentencing
data from the Sentencing Guidelines Commission. Appellant included the data to support
his argument that felony DANCO violators on average receive lower aggregate sentences,
and a low percentage of them receive consecutive sentences. Appellant did not present this
data to the district court. See Minn. R. Crim. P. 28.02, subd. 8 (providing documents filed
in district court constitute record on appeal). And while this court may consider documents
that it could find through its own research, State v. Rewitzer, 617 N.W.2d 407, 411 (Minn.
2000), appellant raised this new information in his reply brief rather than his primary brief,
and his reply brief must be confined to the new matter raised in respondent’s brief. Minn.
R. Civ. App. P. 128.02, subd. 4. We therefore grant the state’s motion.
4 The state also moved to strike appellant’s pro se supplemental brief which, it argues,
contains conversations appellant had with his attorney and information gleaned “after the
fact about [A.G.]’s” motivation to testify at trial . “The record on appeal consists of the
documents filed in the district court, the offered exhibits, and the transcript of the
proceedings, if any.” Minn. R. Crim. P. 28.02, subd. 8. “An appellate court may not base
11
the presumptive guidelines, the district court did not abuse its discretion by sentencing
appellant to an aggregate total of 87 months and four days.
Affirmed; motion granted.
its decision on matters outside the record on appeal, and may not consider matters not
produced and received in evidence below.” State v. Roy, 928 N.W.2d 341, 347 n.2 (Minn.
2019). Because appellant present s information and arguments fo r the first time in his
supplemental brief that are outside the record on appeal, we grant the state’s motion.