The holding in the court’s own words
Because we hold that the plain meaning of the phrase “a person convicted of a crime” in Minn. Stat. § 590.0 1, subd. 1, means a person who has a conviction under Minnesota law, and Johnston’s stay of adjudication does not meet this definition, we affirm. Because Johnston’s stay of adjudication is not a conviction under this definition, we hold that he is not authorized to file a petition for postconviction relief.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- Harvey Ray Dupey v. State of Minnesota 868 N.W.2d 36
- In re the Welfare of J.J.P. 831 N.W.2d 260
- State v. Jama 923 N.W.2d 632
- 941 N.W.2d 134 not in our corpus
- In re Disciplinary Action Against Isaacson 865 N.W.2d 679
- State v. Martinez-Mendoza 804 N.W.2d 1
- State of Minnesota v. Roger Benedict Schmid 859 N.W.2d 816
- 805 N.W.2d 591 not in our corpus
- Genin v. 1996 Mercury Marquis, VIN No. 2MEBP95F9CX644211, License No. MN 225 NSG 622 N.W.2d 114
- State v. Ecker 524 N.W.2d 712
- Powers v. State 731 N.W.2d 499
Opinion text
1
STATE OF MINNESOTA
IN SUPREME COURT
A19-0672
Court of Appeals McKeig, J.
Dissenting, Thissen, J.
Gary Paul Johnston,
Appellant,
vs. Filed: March 10, 2021
Office of Appellate Courts
State of Minnesota,
Respondent.
________________________
Cathryn Middlebrook, Chief Appellate Public Defender, Sara J. Euteneuer, Assistant State
Public Defender, Saint Paul, Minnesota, for appellant.
Keith Ellison, Attorney General, Saint Paul, Minnesota; and
Mark A. Ostrem, Olmstead County Attorney, Jennifer D. Plante, Assistant Olmstead
County Attorney, Rochester, Minnesota, for respondent.
________________________
S Y L L A B U S
The plain meaning of the phrase “a person convicted of a crime” in Minn. Stat.
§ 590.01, subd. 1 (2020), means a person who has a conviction as defined under Minnesota
law.
Affirmed.
2
O P I N I O N
McKEIG, Justice.
The issue presented in this appeal is whether a person who received a stay of
adjudication and has been discharged from probation can seek postconviction relief for a
claim of ineffective assistance of counsel under Padilla v. Kentucky, 559 U.S. 356, 368 –
69 (2010). To seek postconviction relief, a person must be “convicted of a crime.” Minn.
Stat. § 590.01, subd. 1 (2020). The district court denied appellant Gary Johnston’s petition
for postconviction relief after determining that his stay of adjudication and discharge from
probation was not a conviction. The court of appeals affirmed. Because we hold that the
plain meaning of the phrase “a person convicted of a crime” in Minn. Stat. § 590.0 1,
subd. 1, means a person who has a conviction under Minnesota law, and Johnston’s stay
of adjudication does not meet this definition, we affirm.
FACTS
In February 2017, appellant Gary Johnston’s nine- year-old son reported that
Johnston punched him in the face and gave him a black eye. Johnston admitted to a police
investigator that he “lost control,” punched his son in the eye , and slapped him multiple
times in the head and body . The State of Minnesota charged Johnston with one count of
malicious punishment of a child, Minn. Stat. § 609.377, subd. 1 (2020), and one count of
domestic assault, Minn. Stat. § 609.2242, subd. 1(2) (2020).
3
Johnston is a citizen of Ireland, is a lawful permanent resident, 1 and has resided in
the United States for approximately 7 years. Because of Johnston’s immigration status, his
defense attorney recommended that he obtain advice from an immigration attorney
regarding any potential immigration consequences of pleading guilty. The defense
attorney wrote questions for the immigration attorney on a piece of paper. Johnston then
consulted with the immigration attorney and gave her the paper from his defense attorney.
The paper had the following written on it:
If plead guilty to:
(gross misdemeanor) (1) Malicious Punishment of Child; or
(misdemeanor) (2) Domestic assault
What are consequences?
a. Deportation?
b. Re-entry?
c. Citizenship?
Next to deportation, the immigration attorney wrote the numbers 1 and 2 and “no”; next to
re-entry she wrote the number 2 and “no”; and next to citizenship she wrote the number 2,
“yes.” After reviewing the paper with the immigration attorney’s notes, Johnston’s defense
attorney advised him to enter a plea of guilty in exchange for a stay of adjudication.
Johnston and the State entered into a plea agreement. Johnston agreed to plead
guilty to domestic assault–intentional infliction of bodily harm and complete a domestic
violence inventory. The State agreed to dismiss the malicious punishment charge, stay
adjudication of his domestic assault charge, and place Johnston on probation for 1 year.
1 A lawful permanent resident, also known as a green card holder, is a non-citizen
who is lawfully authorized to live permanently within the United States. See
https://www.dhs.gov/immigration-statistics/lawful-permanent-residents.
4
At the plea hearing, Johnston pleaded guilty to domestic assault pursuant to the
terms of the plea agreement. T he district court questioned Johnston. The judge asked
Johnston if he understood that he could face immigration consequences, including
deportation, if he violated his probation and was then convicted. Johnston replied that he
understood, and did not have any questions about any immigration issues or consequences.
Johnston’s defense attorney and the State also questioned him regarding his understanding
of possible immigration consequences to his plea deal. The district court accepted
Johnston’s plea of guilty without adjudicating him guilty, stayed adjudication pursuant to
the parties’ agreement, and placed Johnston on probation.
On June 23, 2018, Johnston successfully completed and was discharged from
probation. Three days later, he received a notice from immigration court that he was
scheduled for immigration removal proceedings. Johnston filed a petition for
postconviction relief and requested an evidentiary hearing. He sought to withdraw his
guilty plea, claiming that he received ineffective assistance of counsel when the
immigration attorney he consulted advised him that he would not be subject to
presumptively mandatory deportation if he pleaded guilty.
The postconviction court found that, because Johnston pleaded guilty and
successfully completed his probation, the disposition of the misdemeanor charge was
amended to a dismissal without an adjudication of guilt and the case was closed. See Minn.
Stat. § 609.095(b) (2020) (providing that, under certain circumstances, a court may refuse
to adjudicate the guilt of a defendant who tenders a guilty plea). The court denied
5
Johnston’s petition for postconviction relief, concluding that he had not been convicted of
a crime and therefore was not eligible for postconviction relief.
Johnston appealed the denial of his petition for postconviction relief . The court of
appeals, in a divided unpublished opinion , affirmed. Johnston v. State, No. A19- 0672,
2020 WL 290452, at *1 (Minn. App. Jan. 21, 2020). Relying on our analysis in State v.
Dupey, 868 N.W.2d 36 (Minn. 2015), the court of appeals held that Johnston cannot seek
relief under Minn. Stat. § 590.01, subd. 1, because he “received a stay of adjudication and
has since been discharged from probation without having had the stay of adjudication
vacated.” Johnston, 2020 WL 290452, at *1–2. We granted Johnston’s petition for review.
ANALYSIS
In this appeal, we mu st determine if Minn. Stat. § 590.01, subd. 1, authorizes
Johnston to file a petition for postconviction relief. We review issues of statutory
interpretation de novo. In re Welfare of J.J.P., 831 N.W.2d 260, 264 (Minn. 2013).
The first step in statutory interpretation “is to determine whether the statute’s
language, on its face, is unambiguous.” State v. Jama, 923 N.W.2d 632, 636 (Minn. 2019).
When the language of a statute is susceptible to only one reasonable interpretation, it is
unambiguous and we must apply its plain meaning. State v. Culver, 941 N.W.2d 134, 139
(Minn. 2020). In determining whether the language of a statute is subject to more than one
reasonable interpretation, we use the canons of interpretation in Minn. Stat. § 645.08
(2020). State v. Riggs, 865 N.W.2d 679, 682 (Minn. 2015). “[T]echnical words and
phrases and such others as have acquired a special meaning . . . are construed according to
such special meaning . . . .” Minn. Stat. § 645.08(1).
6
We begin with the relevant statutory language. “[A] person convicted of a crime . . .
may commence a proceeding to secure relief” by filing a petition for postconvict ion relief
in district court. Minn. Stat. § 590.01, subd. 1. A conviction is “the following accepted
and recorded by the court: (1) a plea of guilty; or (2) a verdict of guilty by a jury or a finding
of guilty by the court.” Minn. Stat. § 609.02, subd. 5 (2020).
We previously considered whether a stay of adjudication was a conviction for
purposes of the postconviction statute in State v. Dupey, 868 N.W.2d 36 (Minn. 2015).
Dupey received a stay of adjudication under Minn. Stat. § 152.18, subd. 1 (2014), which
was later revoked when he violated the terms of his probation. Dupey, 868 N.W.2d at 38.
We held that “a stay of adjudication under Minn. Stat. § 152.18, subd. 1, is not a judgment
of conviction or a sentence under” the 2- year statute of limitations for postconviction
petitions, Minn. Stat. § 590.01, subd. 4(a)(1) (2020). D upey, 868 N.W.2d at 37. In
considering whether a stay of adjudication was a sentence, we defined a sentence as
punishment that is imposed “following a criminal conviction or adjudication of guilt.” Id.
at 40. An order staying adjudication, we concluded, did not meet this definition because it
“does not result in . . . a conviction.” Id.
We then went on to explain why a person has not been convicted when there is a
stay of adjudication. Id. at 40 n.2. We noted that “[ a] conviction requires a district court
to ‘accept[ ] and record[ ]’ the guilty plea, guilty verdict, or finding of guilt by the court.”
Id. (quoting Minn. Stat. § 609.02, subd. 5). A district court records a guilty plea “when the
court ‘adjudicat[es] the defendant guilty on the record.’ ” Id. (emphasis omitted) (quoting
State v. Martinez-Mendoza, 804 N.W.2d 1, 6 (Minn. 2011)). If adjudication is stayed “a
7
guilty plea is not ‘recorded’ because there is, by definition, no adjudication of guilt,” and
therefore no conviction. Id.
Our analysis from Dupey for determining if a person has a conviction can be used
to determine if a person has been “convicted of a crime” and is authorized by section
590.01, subdivision 1, to file a petition for postconviction relief. The verb “convicted” and
its related noun “conviction” should be given similar meanings when interpreting different
subdivisions of section 590.01. See State v. Schmid, 859 N.W.2d 816, 823–24 (Minn.
2015) (holding that the statutory definition of “taking” from the fish and game laws applied
to the word “take” in a specific statute about deer hunting). Thus, to be a “person convicted
of a crime,” for purposes of section 590.01, subdivision 1, a person must have a conviction,
as defined by section 609.02, subdivision 5. And just like the appellant in Dupey,
Johnston’s stay of adjudication does not meet that definition of conviction because his
guilty plea was not recorded by the district court.2
Johnston argues that we should not apply our analysis from Dupey to his case, noting
that the stay of adjudication in that case was imposed under section 152.18, subdivision 1.
Johnston is correct that the stay of adjudication in Dupey was imposed pursuant to
section 152.18, subdivision 1, which applies to certain drug cases, while the stay of
adjudication in his case was permitted under Minn. Stat. § 609.095(b) (2020), which
authorizes a stay of adjudication after a defendant pleads guilty “upon agreement of the
parties.” Nothing in Dupey or section 152.18, subdivision 1, explicitly limits the analysis
2 Johnston concedes that he does not have a “conviction” as defined in Minn. Stat.
§ 609.02, subd. 5.
8
from Dupey to stays of adjudication under that exact statutory section. A different source
of authority for the stay of adjudication is not a meaningful reason to distinguish or limit
Dupey.
Johnston also claims the plain meaning of the phrase “a person convicted of a crime”
in section 590.01, subdivision 1, includes a person who is considered to have a
“conviction” as defined by federal immigration law. 3 Johnston argues that he should be
allowed to file a postconviction petition because the postconviction statute authorizes a
person to argue in a postconviction petition that their rights were violated “under the
Constitution or laws of the United States.” Minn. Stat. § 590.01, subd. 1(1). According to
Johnston, if we interpret the postconviction statute to be limited to persons who have been
convicted of a crime as defined by Minnesota law, then a person who received a stay of
adjudication and successfully completed probation cannot seek postconviction review of a
Padilla claim, while a person who received a stay of adjudication but had the stay revoked
after violating probation and was then convicted could seek postconviction review of such
a claim.
3 Under federal immigration law, a “conviction”:
means, with respect to an alien, a formal judgment of guilt of the alien entered
by a court or, if adjudication of guilt has been withheld, where— (i) a judge
or jury has found the alien guilty or nolo contendere or has admitted
sufficient facts to warrant a finding of guilt, and (ii) the judge has ordered
some form of punishment, penalty, or restraint on the alien’s liberty to be
imposed.
8 U.S.C. § 1101(a)(48)(A).
9
Nothing in section 590.01 suggests that the definition of “conviction” for
postconviction relief includes instances whe n a person has a conviction for purposes of
federal immigration law, but not state law. The language Johnston cites from section
590.01 is not helpful because it relates to the type s of claim s that may be raised in a
postconviction petition, and not who may raise such claims. Johnston does not provide
any Minnesota case law, or cite to any Minnesota rules or statutes, to support his
proposition that a conviction as defined by Minnesota law should include a conviction for
purposes of federal immigration law.4
It may be possible that Johnston received ineffective assistance of counsel under
Padilla. See Padilla, 559 U.S. at 369, 374 (requiring that counsel inform a client whether
a plea carries a risk of deportation “when the deportation consequence is truly clear”). But
even if Johnston received ineffective assistance of counsel, the Legislature has only
4 Johnston cites opinions from two other states as persuasive evidence that we should
read the term “conviction” more broadly— State v. Guerrero, 400 S.W.3d 576 (Tex. Crim.
App. 2013), and Rivera v. State, 973 A.2d 218 (Md. 2009). The Texas Court of Criminal
Appeals, however, only addressed whether the appellee was authorized to file a habeas
petition because his “deferred-adjudication misdemeanor judgment” was not a conviction;
it did not consider a postconviction petition based on a dismissal after a stay of
adjudication. Guerrero, 400 S.W.3d at 588 –90. And the Maryland Court of Appeals
addressed the scope of a common law writ, not a postconviction statute. Rivera, 973 A.2d
at 228–29. Other courts have held that a person who received the equivalent of a stay of
adjudication cannot file a petition for postconviction relief because they do not have a
conviction. See, e.g., Daughenbaugh v. State, 805 N.W.2d 591, 591, 598–99 (Iowa 2011)
(holding that a “person who pled guilty to criminal charges, received a deferred judgment,
and had the charges dismissed after successful completion of probation” did not have a
conviction that can be challenged in a postconviction proceeding); State v. Young, 242
S.W.3d 926, 928 –29 (Tex. App. 2008) (holding that appellant who pleaded guilty, was
placed on deferred adjudication probation and successfully completed probation could not
file a motion for forensic DNA testing because the relevant statute applied to a “convicted
person” and appellant had not been convicted for the purposes of Texas law).
10
authorized persons with a conviction to petition for postconviction relief. Section 590.01
does not contain language regarding a conviction for purposes of federal immigration law,
nor does it carve out an exception for the situation where a defendant may have a conviction
for purposes of federal immigration law but not under state law. See Genin v. 1996
Mercury Marquis, 622 N.W.2d 114, 117 (Minn. 2001) (stating that a court cannot “add[]
words or meaning to a statute that were intentionally or inadvertently left out”). There
simply is no statutory basis for Johnston to seek postconviction relief.5
Instead, we conclude that the plain meaning of the phrase “a person convicted of a
crime” in section 590.01, subdivision 1, means a person who has a conviction under
Minnesota law . Because Johnston’s stay of adjudication is not a conviction under this
definition, we hold that he is not authorized to file a petition for postconviction relief.
CONCLUSION
For the foregoing reasons, we affirm the decision of the court of appeals.
Affirmed.
5 The dissent would allow Johnston to seek relief under section 590.01. Under section
590.01, a petitioner may ask the court “to vacate and set aside the judgment and to
discharge the petitioner or to resentence the petitioner or grant a new trial or correct the
sentence or make other disposition as may be appropriate.” However, Johnston does not
have a conviction, but a vacated stay of adjudication, and there is no procedural mechanism
for the district court to vacate a vacated stay of adjudication. As the dissent suggests, if a
Rule 15.05 motion was available to Johnston, the district court could have addressed that
motion under section 590.01. This issue is not before us.
D-1
D I S S E N T
THISSEN, Justice (dissenting).
Minnesota Statutes § 590.01, subd. 1 (2020), provides in relevant part:
Except at a time when direct appellate relief is available, a person
convicted of a crime, who claims that: (1) the conviction obtained or the
sentence or other disposition made violated the person’s rights under the
Constitution or laws of the United States or of the state . . . may
commence a proceeding to secure relief by filing a petition in the district
court in the county in which the conviction was had to vacate and set aside
the judgment and to discharge the petitioner or to resentence the petitioner
or grant a new trial or correct the sentence or make other disposition as
may be appropriate.
The question before us is whether the phrase “a person convicted of a crime” in section
590.01, subdivision 1, is limited to persons subject to judicial acts that constitute
convictions under Minnesota law or whether it more broadly allows persons to seek relief
under the statute who are subject to judicial acts that are not considered convictions under
Minnesota law but are considered convictions under federal law and carry the
consequences of convictions for purposes of federal law.
Here, the question arises in an unusual procedural context. The State charged
appellant Gary Johnston with malicious punishment of a child, Minn. Stat. § 609.377, subd.
1 (2020), and domestic assault, Minn. Stat. § 609.2242, subd. 1(2) (2020). Johnston is a
citizen of Ireland who is a permanent legal resident. As he considered whether to enter
into a plea agreement, he sought and received advice from an immigration lawyer who told
him that he would not be subject to deportation or barriers to reentry into the United States
if he pleaded guilty to either of the two charges. The advice was wrong.
D-2
Relying on the advice, Johnston pleaded guilty to domestic assault. The State
agreed that Johnston would receive a stay of adjudication, serve 1 year on probation, and
complete a domestic violence inventory. The State also agreed to dismiss the malicious
punishment charge. Johnston completed and was discharged from probation on June 23,
2018.
On June 26, 2018, the immigration court notified Johnston that he was scheduled
for immigration removal proceedings. Under federal immigration law, a noncitizen who
has been “convicted” of a crime of domestic violence is deportable and shall be removed
from the country. 8 U.S.C. § 1227(a)(2)(E)(i). Further, federal immigration law defines
“conviction” to include not only a “formal judgment of guilt . . . entered by a court” but
also judicial acts where adjudication of guilt is withheld but
where (i) a judge or jury has found the [person] guilty or the [person] has
entered a plea of guilty or nolo contendere or has admitted certain facts to
warrant a finding of guilt, and (ii) the judge has ordered some form of
punishment, penalty, or restraint on the [person’s] liberty to be imposed.
8 U.S.C. § 1101(a)(48)(A) (emphasis added). Under the federal immigration law,
Johnston’s stay of adjudication with probation conditions following his guilty plea is a
conviction and carries with it the same immigration consequences of deportation or
removal as if he actually had been adjudicated guilty.
It is also important to the consideration of this case that if a state conviction that
subjects a person to deportation or removal under federal immigration law is vacated on
the merits for procedural or substantive defects (as opposed to reasons unrelated to the
merits of the case, such as to avoid immigration consequences or for rehabilitative reasons),
D-3
then the conviction cannot be used as a ground for removal or deportation. See, e.g.,
Andrade-Zamora v. Lynch, 814 F.3d 945, 948 (8th Cir. 2016) (citing In re Pickering, 23
I. & N. Dec. 621, 624 (B.I.A. 2003), rev’d on other grounds, Pickering v. Gonzalez, 465
F.3d 263, 271 (6th Cir. 2006)). Here, Johnston filed a postconviction petition seeking to
withdraw entry of his guilty plea —the basis for the judicial act of a stay of adjudication
with probation conditions—on the ground that he received ineffective assistance of counsel
in violation of the Sixth Amendment to the United States Constitution when his lawyer
wrongly instructed him that pleading guilty to domestic assault would not subject him to
removal proceedings. See Padilla v. Kentucky, 559 U.S. 356, 374 (2010) (holding that
because changes to immigration law have dramatically raised the stakes of a noncitizen’s
criminal conviction, counsel engaged in constitutionally deficient performance by failing
to advise defendant that his plea of guilty subjected him to automatic deportation). A
conviction based on constitutionally insufficient legal counsel, if proven, would qualify as
a vacation of the conviction on the merits and such a conviction could not provide a basis
for Johnston’s removal.
But here is the rub at the heart of this case. In contrast to federal law, which treats
successfully completed stays of adjudication as “convictions” for purposes of imposing
serious immigration consequences like removal and deportation, we have previously stated
that a stay of adjudication is not a “conviction” under Minnesota law. See State v. Dupey,
868 N.W.2d 36, 40 n.2 (Minn. 2015). Accordingly, if section 590.01, subdivision 1, is
limited to convictions as defined under Minnesota law, a person may not challenge a
successfully completed stay of adjudication under the statute because he is not a “person
D-4
convicted of a crime.” 1 Consequently, limiting relief under section 590.01 to persons
subject to a judicial act considered a conviction under Minnesota law further means that a
person in Johnston’s shoes is left in a Kafkaesque position: he is subject to a serious
immigration consequence of removal from the country based on a judicial act that followed
a constitutionally flawed proceeding and he has no way to challenge that judicial act. 2
1 We should not overlook that if a person subject to a stay of adjudication successfully
completes the conditions of probation, it is as if the guilty plea and conviction never
occurred and no future consequences may flow from the judicial action. See 9 Henry W.
McCarr & Jack S. Nordby, Minnesota Practice—Criminal Law and Procedure § 36.5.F.
(4th ed. 2012); Minn. Sent. Guidelines 2.B.1.g. ((“Assign no weight to an offense for which
a judgment of guilty has not been entered . . . such as a stay of adjudication or continuance
for dismissal.”)), 2.D.1, cmt. 2.D.106 (“The Guidelines do not apply to a stay of
adjudication because it is not a conviction.”). In other words, for purposes of Minnesota
law, concluding that a person subject to a stay of adjudication who successfully satisfies
(or has the potential to satisfy) the conditions of probation cannot seek relief under section
590.01 is truly a case of “no harm, no foul.” As we have seen, that is not true with regard
to the immigration consequences of a stay of adjudication for purposes of federal law.
2 At the prompting of the court during oral argument, the parties discussed whether
Johnston could have moved to withdraw his guilty plea under Minn. R. Crim. P. 15.05,
subd. 1. The rule provides that “[a]t any time the court must allow a defendant to withdraw
a guilty plea upon a timely motion and proof to the satisfaction of the court that withdrawal
is necessary to correct a manifest injustice. ” Id. (emphasis added). Constitutionally
ineffective assistance of counsel may support a motion to withdraw a guilty plea under
Rule 15.05. See Hill v. Lockhart, 474 U.S. 52, 56 (1985) (explaining that a defendant’s
guilty plea may be constitutionally invalid if the defendant received ineffective assistance
of counsel, rendering his guilty plea involuntary ); State v. Ecker, 524 N.W.2d 712, 718
(Minn. 1994) (“When an accused is represented by counsel, the voluntariness of the plea
depends on whether counsel’s advice was within the range of competence demanded of
attorneys in criminal cases.” (citations omitted) (internal quotation marks omitted)) .
Whether a motion to withdraw a guilty plea was available to Johnston to challenge a guilty
plea that resulted in a stay of adjudication after he had completed the conditions of his
probation and the stay (and case) disappeared is a question we have not answered, and the
court does not reach the issue in this case. But if a Rule 15.05 motion were available to
Johnston, the district court readily could have treated Johnston’s postconviction motion
under section 590.01 seeking to vacate the guilty plea as a Rule 15.05 motion and addressed
the merits accordingly. Cf. Powers v State, 731 N.W.2d 499, 501 n.2 (Minn. 2007) (stating
D-5
The court concludes that the Legislature intended that result. It holds that,
“[n]othing in section 590.01 suggests that the definition of ‘conviction’ for postconviction
relief includes instances when an appellant has a conviction for purposes of federal
immigration law, but not state law.” The court reasons that “[s]ection 590.01 does not
contain language regarding a conviction for purposes of federal immigration law, nor does
it carve out an exception for a situation where a defendant may have a conviction under
federal immigration law but not under state law,” citing Genin v. 1996 Mercury Marquis ,
622 N.W.2d 114, 117 (Minn. 2001), for the proposition that a court cannot add meaning or
words to a statute that were intentionally or inadvertently left out.
But precisely the same reasoning supports the alternative conclusion. Nothing in
the language of section 590.01 suggests that the definition of “conviction” for
postconviction relief is limited to convictions as defined by state law; the statute simply
says “a person convicted of a crime” without qualification. The court effectively adds the
words “for purposes of state law” after the phrase “a person convicted of a crime;”
something the court itself acknowledges is impermissible. At the very least, the language
of section 590.01 is ambiguous on the question of whether a person facing the serious
consequences of a judicial act deemed a conviction under federal immigration law may
avail himself of postconviction remedies under section 590.01.
I dissent because the court’s decision presumes that the Legislature intended that
there is no remedy for a person facing serious consequences flowing from a judicial act
that a motion to correct a sentence under Minn. R. Crim. P. 27.03, subd. 9, may be treated
as a postconviction petition under Minn. Stat. § 590.01).
D-6
tainted by constitutional error. That cannot be—and certainly not in the absence of any
clear language that the Legislature so intended. I would hold that the Legislature did not
intend the cramped view of the relief available under section 590.01 that the court adopts
today. The purpose of enacting a postconviction statute like section 590.01 was to allow
persons in criminal cases to raise challenges to judicial acts tainted by constitutional error
that carry serious consequences. See generally 1966 Unif. Post-Conviction Proc. Act
prefatory note (withdrawn 1980), 11A U. L.A. 269–72 (1995) (explaining that the
corrective process for state postconvictions should be broad enough to allow persons to
challenge denials of federal constitutional rights); Minn. Stat. § 645.16 (2020) (providing
that statutes should be construed in view of “the mischief to be remedied” and “the object
to be attained”). Under section 590.01, Johnston should be allowed to challenge as
constitutionally deficient a stay of adjudication that is deemed a “conviction” under federal
law and that may result in removal or deportation.
As a court, we often speak in our opinions as if we are compelled to reach the
conclusions we draw —even if those conclusions are unjust —and have no choice in the
matter. And that is so metimes true where the language of a statute is clear. But in this
case, the court is making an uncompelled choice about how to interpret section 590.01. In
the final analysis, my question is this: what possible harm can come from interpreting
590.01 consistent with its plain text (no limiting words modifying the term “conviction”)
and the purpose of the Legislature (to enable persons to raise challenges to constitutionally
flawed criminal proceedings) and allowing Johnston a procedural avenue to challenge a
judicial act that followed a constitutionally flawed process? Added work for courts cannot
D-7
be the answer. I believe we should read the statute to provide a remedy for what is plainly
a violation of Johnston’s constitutional rights.