The holding in the court’s own words
9 counsel, we conclude that the district court did not abuse its discretion by denying Optaz’s request for substitute counsel.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Clark 722 N.W.2d 460
- State v. Fagerstrom 176 N.W.2d 261
- State v. Munt 831 N.W.2d 569
- State v. Gillam 629 N.W.2d 440
- State v. Lámar 474 N.W.2d 1
- State v. Clark 698 N.W.2d 173
- State v. Paige 765 N.W.2d 134
- State v. Vance 254 N.W.2d 353
- State v. Reed 398 N.W.2d 614
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2018).
STATE OF MINNESOTA
IN COURT OF APPEALS
A19-1661
State of Minnesota,
Respondent,
vs.
Brandon Michael James Opatz,
Appellant.
Filed November 9, 2020
Affirmed
Florey, Judge
Isanti County District Court
File No. 30-CR-17-57
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Jeffrey R. Edblad, Isanti County Attorney, Joel Whitlock, Assistant County Attorney,
Cambridge, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Andrea Barts, Assistant Public
Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Florey, Presiding Judge; Hooten, Judge; and Gaïtas,
Judge
U N P U B L I S H E D O P I N I O N
FLOREY, Judge
Appellant Brandon Michael James Opatz was convicted of first-degree burglary. In
this direct appeal from the judgment of conviction, Opatz argues that the district court erred
2
by failing to make an adequate inquiry into whether there existed exceptional
circumstances sufficient to warrant the appointment of substitute counsel. We affirm.
FACTS
Appellant Brandon Michael James Opatz was charged with first-degree and second-
degree burglary. On the day before trial, Opatz asked the district court for a different public
defender. Opatz read the district court a letter detailing the reasons for his request. First,
he stated that his attorney’s work “has been poor.” In particular, he said that counsel failed
to respond to his requests for information about the term “crime spree” and about “civil
forfeiture.” Second, Opatz said that his attorney had only received discovery three days
prior to trial, which Opatz did not think was enou gh time to adequately prepare. Third,
Opatz said that his attorney failed to request a change of venue, which Opatz believed was
necessary because he had appeared in the local newspaper multiple times. Finally, Opatz
stated that he requested that his attorney “file a motion to recuse” the district court judge
because of the judge’s personal relationship with the victim, who was the judge’s dentist,
but his attorney failed to comply.
In response, the district court informed Opatz that he did not get to choose his public
defender and that if he chose to fire his current public defender, he would have, in effect,
“fire[d] them all.” The district court noted that it was not defense counsel’s job to provide
information about civil forfeiture to Opatz. And the district court reminded Opatz that he
had disclosed that the alleged victim was his dentist at a previous hearing , and Opatz had
indicated then that he had no issue proceeding.
3
The district court asked Opatz’s attorney if he was prepared to proceed to trial, and
the attorney responded that he was. Regarding his preparedness for trial, the attorney
stated: “I was appointed on this case relatively late. . . . I haven’t had a chance to read [the
discovery] and review it. I’ve given a copy to Mr. Opatz as well.” ( Emphasis added).
Ultimately, in response to Opatz’s request for a new public defender, t he district court
stated,
I do not have the authority to do that. I don’t work for the public
defender’s office. They do not work fo r me. I have every
confidence that [defense counsel] is prepared and ready to go.
So at this time your request is denied. Anything else you
wanted me to know, Mr. Opatz?
Opatz responded, “No.”
On the first day of trial, the district court clarified its ruling denying Opatz’s request
for substitute counsel. The district court indicated that Opatz did not allege “extraordinary
circumstances” warranting the appointment of substitute court -appointed counsel. The
district court also found that Opatz’s motion “on the eve of trial” was “not a timely request
and was an effort to delay the proceedings further.” Opatz’s attorney declined to put
anything on the record regarding the issue. The jury found Opatz guilty of first-degree and
second-degree burglary. This appeal followed.
D E C I S I O N
Opatz requests a remand for a hearing on whether exceptional circumstances existed
that warranted the appointment of substitute counsel. He argues that the district court
abused its discretion when it denied his request for a different public defender without
conducting a searching inquiry. The decision of whether to grant a request for substitute
4
counsel is within the discretion of the district court . State v. Clark, 722 N.W.2d 460, 464
(Minn. 2004).
The United States and Minnesota Constitutions guarantee a criminal defendant the
right to the assistance of counsel for his defense. U.S. Const. amend. VI; Minn. Const. art.
I, § 6. If the defendant cannot employ cou nsel, the defendant is entitled to appointed
counsel. Gideon v. Wainwright, 372 U.S. 335, 339-45, 83 S. Ct. 792, 794-97 (1963). But
the right of an indigent defendant to court -appointed defense counsel is not an “unbridled
right to be represented by coun sel of [the defendant ’s] choosing.” State v. Fagerstrom ,
176 N.W.2d 261, 264 (Minn. 1970).
“When a defendant raises complaints about the effectiveness of appointed counsel’s
representation and requests substitute counsel, the district court must grant su ch a request
only if exceptional circumstances exist and the demand is timely and reasonably made.”
State v. Munt , 831 N.W.2d 569, 586 (Minn. 2013) (quotation omitted). “[E]xceptional
circumstances are those that affect a court -appointed attorney’s ability or competence to
represent the client.” State v. Gillam , 629 N.W.2d 440, 449 (Minn. 2001). But a
defendant’s general “dissatisfaction” with appointed counsel does not amount to an
exceptional circumstance. Id. (citing Fagerstrom, 176 N.W.2d at 265).
When the defendant voices “serious allegations of inadequate representation, ” the
district court should conduct a “searching inquiry” before de termining whether the
defendant’s complaints warrant the appointment of substitute counsel. Clark, 722 N.W.2d
at 464. The district court ’s “decision is to be based on the facts and circumstances
surrounding the request.” Fagerstrom, 176 N.W.2d at 264.
5
In Munt, the Minnesota Supreme Court addressed the scope of the district court’s
duty to conduct a “searching inquiry.” 831 N.W.2d at 586-87. There, during a pretrial
hearing, the defendant accused the police of committing crimes against him and
complained that his attorney did not represent his interest, did not pursue his objectives,
and was ineffective. Id. The supreme court determined that the district court did not abuse
its discretion in failing to further investigate the allegations because none of “his statements
constituted serious allegations of inadequate representation that would have triggered the
district court’s duty to further inquire and determine whether it needed to appoint substitute
counsel.” Id. at 587. Further, after the district court allowed the defendant time to confer
privately with his attorney, the attorney told the court that he and appellant were “on track”
to proceed. Id. The supreme court concluded that defendant’s “acquiescence” in his
attorney’s continued representation confirmed that the district court did not abuse its
discretion. Id. at 587.
Here, Opatz contends the complaints that he raised to the district court constituted
serious allegations of inadequate representation, amounting to exceptional circumstances
that required a searching inquiry. Opatz complained to the district court that (1) his
attorney’s work had been poor ; (2) his attorney did not perform tasks that he asked his
attorney to do; (3) his attorney received discovery three days before trial which Opatz did
not think was enough time to prepare; and (4) his attorney did not file motions for change
of venue or to “recuse” the judge. Opatz also argues there was “no excuse for the district
court not to conduct an inquiry into [his] complaints. Especially when counsel admitted
that he had not read or reviewed the discovery.” We disagree. While this statement alone
6
would have been concerning, our thorough review of the record indicates that neither the
district court nor the respondent took issue with the attorney’s statement .1 The district
court directly asked Opatz’s attorn ey if he was prepared for trial, and the attorney stated
that he was. The district court then stated that it had “every confidence” the attorney was
prepared for trial.
While Opatz may have been dissatisfied with his attorney, none of his statements
constituted serious allegations of inadequate representation that would have triggered the
district court’s duty to further inquire and determine whether to appoint substitute counsel.
Furthermore, even if the district court was required to conduct a searching inquiry, it
arguably did so by allowing Opatz to read his letter detailing his complaints, explaining
why those complaints did not constitute exceptional circumstances, and determining that
Opatz’s attorney was prepared for trial. After giving Opatz an opportunity to voice his
concerns, the district court concluded that none of Opatz’s frustrations with his attorney
constituted “extraordinary circumstances.” Furthermore, when the district court clarified
the following day that it did not find extraordinary circumstances in Opat z’s complaints,
Opatz’s attorney did not reply, indicating that he and Opatz were prepared to begin trial.
1 The parties dispute the meaning of trial counsel’s statement. Opatz contends that, while
his attorney had received discovery, “he had not had a chance to read or review it.” In
contrast, respondent argues that the attorney intended to state “have,” indicating that he
had read and reviewed discovery. Respondent argues that the district court’s response that
it had “every confidence that [Opatz’s attorney] [was] prepared and ready to go” makes its
position more likely. Even if the attorney had not yet read or reviewed the discovery, our
review of the record reveals that the attorney was neither unprepared for trial nor unable to
represent Opatz.
7
Accordingly, as in Munt, the district court was within its discretion to conclude that Opatz
acquiesced to his attorney’s continued representation.
Despite the fact that Opatz failed to show exceptional circumstances justifying
substitution of counsel, it may have been improper for the district court to tell Opatz that it
did not have authority to appoint substitute counsel. See State v. Lamar, 474 N.W.2d 1, 3
(Minn. App. 1991) (indicating that the district court’s indication that it could not appoint a
different public defender under any circumstances was “not an accurate statement of the
law”), review denied (Minn. Sept. 13, 1991). When clarifying its ruling on the first day of
trial, the district court recognized that it retained some “limited authority” over “the
assignment of attorneys by the public defender’s office.” Nonetheless, any error in the
district court’s statement that it could not appoint substitute counsel was harmless absent a
showing of incompetent representation or good cause for a new attorney. See Lamar, 474
N.W.2d at 3 (holding that absent a showing of error by trial counsel or good cause to have
a new attorney, district court ’s inaccurate statement to defendant that he could not have a
different public defender under any circumstances was harmless error), review denied
(Minn. Sept. 13, 1991). Here, the district court found that Opatz made no showing of
improper or incompetent representation by his attorney, and Opatz has not raised
ineffective assistance of counsel as an issue on appeal. The record as a whole demonstrates
that the district court provided Opatz an opportunity to explain the reasons he wanted a
different attorney and that the court took those reasons into consideration. Thus, any error
in the district court’s statement to Opatz was harmless.
8
Opatz’s request for substitute counsel made on the day before trial was also
untimely. A district court will grant a re quest for substitution of counsel only if “the
demand is timely.” State v. Clark , 698 N.W.2d 173, 177 (Minn. App. 2005) (quotation
omitted), aff’d, 722 N.W.2d 460 (Minn. 2006). A defendant cannot demand a continuance
for the purpose of delay or by “arbitrarily choosing to substitute counsel at the time of
trial.” State v. Paige, 765 N.W.2d 134, 138 (Minn. App. 2009) (quoting State v. Vance,
254 N.W.2d 353, 358 (Minn. 1977)). District courts may deny last -minute requests to
substitute counsel that “inevitably delay” the proceeding. State v. Reed, 398 N.W.2d 614,
616 (Minn. App. 1986), review denied (Minn. Feb. 13, 1987); see also Clark, 722 N.W.2d
at 465 (concluding that defendant’s request for substitute counsel was untimely when the
defendant made the request after jury selection and a speedy -trial demand). The district
court in the present case found that Opatz’s request “on the eve of trial” was “not a timely
request and wa s an effort to delay the p roceedings further.” 2 We discern no abuse of
discretion in the district court’s determination that Opatz’s request was untimely.
Because our thorough review of the record reveals that Opatz neither timely
requested substitute counsel nor alleged exceptional circumstances warranting substitute
2 In further support of our conclusion that the district court did not abuse its discretion in
concluding Opatz’s request was untimely, we observe that this case was delayed several
times in part due to Opatz’s own actions. After pleading guilty in April 2 018, Opatz
requested a continuance of the sentencing hearing, failed to appear, and ultimately
withdrew his guilty plea and demanded a speedy trial.
9
counsel, we conclude that the district court did not abuse its discretion by denying Optaz’s
request for substitute counsel.
Affirmed.