Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Webb 440 N.W.2d 426
- State v. Brocks 587 N.W.2d 37
- State v. Franks 765 N.W.2d 68
- State v. Watkins 650 N.W.2d 738
- Bernhardt v. State 684 N.W.2d 465
- State v. Harris 895 N.W.2d 592
- Loving v. State 891 N.W.2d 638
- State v. Silvernail 831 N.W.2d 594
- State v. Banken 690 N.W.2d 367
- State v. Taylor 650 N.W.2d 190
- State v. Al-Naseer 788 N.W.2d 469
- State v. Tscheu 758 N.W.2d 849
- State v. Jensen 482 N.W.2d 238
- State v. Smith 674 N.W.2d 398
- State v. Teske 390 N.W.2d 388
- State v. Shepard 481 N.W.2d 560
- State v. Clark 486 N.W.2d 166
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2018).
STATE OF MINNESOTA
IN COURT OF APPEALS
A19-1684
State of Minnesota,
Respondent,
vs.
Scott Richard Lind,
Appellant.
Filed July 27, 2020
Affirmed
Larkin, Judge
Kandiyohi County District Court
File No. 34-CR-19-319
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Shane D. Baker, Kandiyohi County Attorney, Aaron P. Welch, Assistant County Attorney,
Willmar, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Julie Loftus Nelson, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Connolly, Presiding Judge; Larkin, Judge; and
Schellhas, Judge.
Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant to Minn.
Const. art. VI, § 10.
2
U N P U B L I S H E D O P I N I O N
LARKIN, Judge
Appellant challenges his conviction of driving while impaired (DWI), arguing that
the evidence was insufficient to sustain the conviction because the state’s expert made
inaccurate assumptions and used general alcohol-elimination rates when using retrograde
extrapolation to estimate appellant’s alcohol concentration. We affirm.
FACTS
On April 2, 2019, around 7:10 a .m., a state trooper stopped a vehicle because the
registered owner’s license was revoked and he observed the vehicle travel on the fog line.
The trooper identified appellant Scott Richard Lind as the driver. The trooper smelled
alcohol and saw that Lind had bloodshot, watery eyes. When asked, Lind said that he last
drank alcohol at 1:00 a.m.
Following field sobriety tests, the trooper arrested Lind for DWI. Lind agreed to
take a breath test, but the breath -test machine was unable to register an accurate readi ng.
The trooper obtained a search warrant, transported Lind to a hospital, and acquired a blood
sample from him at 11:09 a.m.
The state charged Lind with three criminal counts: (1) gross-misdemeanor DWI—
driving under the influence of alcoho l, (2) gross -misdemeanor DWI —alcohol
concentration of 0.08 or more , and (3) misdemeanor driving after revocation. The case
was tried to a jury.
The state called a forensic scientist from the Bureau of Criminal Apprehension to
testify as an expert witness at trial. The forensic scientist testified that she analyzed Lind’s
3
blood sample and determined that it had an ethyl-alcohol concentration of “0.065, plus or
minus .004 grams per 100 milliliters of blood with a 99 .73 percent level of confidence.”
She explained that a method known as retrograde extrapolation allows for the calculation
of alcohol concentration at a time prior to a blood test. The person making the calculation
uses “a range of elimination rates or the rate at which the alcohol gets taken out of the body
that would encompass a majority of the population.” These elimination rates “are based
on peer-reviewed literature” and account for numerous variables, such as gender, food in
the stomach, the type and quantity of alcohol consumed , the rate of drinking , and the
person’s experience with drinking.
The forensic scientist testified that she relied on information in police reports
indicating that Lind had stopped drinking at 1:00 a.m. She used Lind’s ethyl-alcohol value
and the elimination rates to “extrapolate[] that alcohol concentration back in time .” She
testified that Lind’s “concentration of ethyl alcohol would have been approximately .10 to
.16 grams per 100 milliliters of blood at 7:10 a.m. on April 2, 2019.”
Lind testified that he consumed alcohol on April 2 at “one o’clock,” before he went
to bed and that he also consumed approximately one-and-one-half drinks between 5:00
a.m. and 6:30 a.m., shortly before driving. He testified that he lied to the trooper when he
claimed that he last consumed alcohol at 1:00 a.m.
The jury found Lind guilty on counts two and three and not guilty on count one,
DWI—driving under the influence of alcohol. This appeal followed.
4
D E C I S I O N
Lind contends that the evidence was insufficient to sustain his conviction of DWI—
alcohol concentration of 0.08 or more. In considering Lind’s challenge to the sufficiency
of the evidence, we carefully analyze the record to determine whether the evidence, viewed
in a light most favorab le to the conviction, was sufficient to permit the jury to reach its
verdict. State v. Webb , 440 N.W.2d 426, 430 (Minn. 1989). We “assume that the jury
believed the state’s witnesses and disbelieved contrary evidence.” State v. Brocks , 587
N.W.2d 37, 42 (Minn. 1998). We defer to the jury’s credibility determinations and will
not reweigh the evidence on appeal. State v. Franks , 765 N.W.2d 68, 73 (Minn. 2009);
State v. Watkins, 650 N.W.2d 738, 741 (Minn. App. 2002). We will not disturb a guilty
verdict if the jury, acting with due regard for the presumption of innocence and requirement
of proof beyond a reasonable doubt, could reasonably have concluded that the state proved
the defendant’s guilt. Bernhardt v. State, 684 N.W.2d 465, 476-77 (Minn. 2004).
When the state relies on circumstantial evidence to prove an element of an offense,
we apply a heightened standard of review. See State v. Harris, 895 N.W.2d 592, 601-03
(Minn. 2017) (applying circumstantial-evidence standard to individual element of criminal
offense that was proved by circumstantial evidence). Circumstantial evidence is “evidence
from which the factfinder can infer whether the facts in dispute existed or did not exist.”
Id. at 599 (quotations omitted). In contrast, direct evidence is “evidence that is based on
personal knowledge or observation and that, if true, proves a fact without inference or
presumption.” Id. (quotations omitted).
5
Lind asserts that the heightened circumstantial-evidence standard of review is
applicable. We question the applicability of that standard here, but we apply it for two
reasons. First, the state does not dispute its application. Second, the evidence is sufficient
to sustain Lind’s conviction under that heightened standard.
Under the circumstantial-evidence standard, we use a two-step process. Id. at 601.
First, we determine the circumstances proved and “disregard evidence that is inconsistent
with the jury’s verdict.” Id. Next, we “determine whether the circumstances proved are
consistent with guilt and inconsistent with any rational hypothesis other than guilt.” Loving
v. State, 891 N.W.2d 638, 643 (Minn. 2017) (quotation omitted). We do not defer to the
jury’s choice between reasonable inferences. State v. Silvernail , 831 N.W. 2d 594, 599
(Minn. 2013). But we will reverse a conviction based on circumstantial evidence only if
there is a reasonable inference other than guilt. Loving, 891 N.W.2d at 643.
Lind was convicted of violating Minn. Stat. § 169A.20, subd. 1 (5) (2018), which
criminalizes driving a motor vehicle with an alcohol concentration of 0.08 or more at the
time of driving , “or as measured within tw o hours of the time” of driving. In State v.
Banken, this court interpreted the “as measured within two hours” language as not requiring
a test to be obtained within two hours of driving. 690 N.W.2d 367, 368 -73 (Minn. App.
2004), review denied (Minn. Mar. 29, 2005). We held that a test acquired after those two
hours could be used to prove “that a driver’s alcohol concentration exceeded the legal limit
within two hours of driving.” Id. at 368.
Lind argues that the evidence was insufficient to convict him of DWI —alcohol
concentration of 0.08 or more because the forensic scientist’s retrograde extrapolation
6
relied on inaccurate assumptions and used alcohol-elimination rates that apply to a majority
of the population, but not necessarily to Lind.
The relevant circumstances proved are as follows: Lind stopped drinking at 1:00
a.m. on April 2 , he drove a motor vehicl e later that morning, the trooper stopped him at
7:10 a.m., his blood alcohol concentration was 0.065 at 11:09 a.m., and based on retrograde
extrapolation, his alcohol concentration was estimated to be between 0.10 and 0.16 at 7:10
a.m. These circumstances are consistent with Lind’s guilt.
We next consider whether the circumstances proved are inconsistent with any
rational hypothesis other than guilt. See Loving, 891 N.W.2d at 643. “To successfully
challenge a conviction based upon circumstantial evidence, a defendant must point to
evidence in the record that is consistent with a ra tional theory other than guilt.” State v.
Taylor, 650 N.W.2d 190, 206 (Minn. 2002). A defendant may not rely on mere conjecture
or speculation, but must instead point to specific evidence. State v. Al-Naseer, 788 N.W.2d
469, 480 (Minn. 2010); State v. Tscheu, 758 N.W.2d 849, 858 (Minn. 2008).
Essentially, Lind’s theory of innocence is that his alcohol concentration would have
been below 0.08 had he been tested within two hours of driving. As support, he primarily
challenges the credibility of the forensic scientist’s expert testimony , which estimated
Lind’s alcohol concentration to be above the legal limit at the time of the stop. Lind argues
that the forensic scientist’s retrograde extrapolation was not credible because she relied on
a police report indicating that he stopped drinking at 1:00 a.m. He relies on his testimony
that he had additional drinks between 5:00 a.m. and 6:30 a.m., shortly before driving, and
7
asserts that his alcohol concentration was rising and that, therefore, the forensic scientist’s
calculations are inaccurate.
Evidence at trial supported the forensic scientist’s assumption that Lind stopped
drinking at 1:00 a.m. A squad-car video captured Lind’s arrest and was admitted at trial.
That video depicts Lee stating that his last drink was at 1:00 a.m. And during his testimony,
Lee admitted telling the trooper that his last drink was at 1:00 a.m. Lind asks this court to
accept as true his testimony that he had additional drinks after 1:00 a.m., but we must
“disregard evidence that is inconsistent with the jury’s verdict.” Harris, 895 N.W.2d at
601. Moreover, the jury apparently rejected Lind’s testimony in reaching its verdict, which
is not surprising given his claim that he lied to the officer regarding the time of his last
drink. We defer to the jury’s apparent determination that Lind’s testimony was not credible
and that the forensic scientist’s reliance on the police report did not undermine her expert
opinion regarding Lind’s alcohol concentration. See Franks, 765 N.W.2d at 73; Watkins,
650 N.W.2d at 741.
Lind also argues that the alcohol-elimination rates used by the forensic scientist are
insufficient to prove guilt beyond a reasonable doubt because the rates apply to a “majority
of the population,” which might not necessarily include him. The forensic scientist
acknowledged that some individuals do not fall within the range of alcohol-elimination
rates that she used, but she testified that the range covered the “general population,” was
“based on peer -reviewed literature,” and was “known to be a general consensus of the
values that are accepted while per forming retrograde extrapolation in the scientific
community.” S he testified that she provided an “ accurate estimate ” of Lind’s alcohol
8
concentration. Once again, the jury’s verdict indicates that it found the forensic scientist’s
estimate credible, and we defer to that determination. See Franks , 765 N.W .2d at 73;
Watkins, 650 N.W.2d at 741.
Lind argues that retrograde extrapolation “ is not a scientific result ” and that the
forensic scientist’s belief that her calculation was accurate was insufficient because she
could not make a “guarantee.” We have previously held that expert testimony on the use
of retrograde extrapolation to determine alcoh ol concentration is admissible. State v.
Jensen, 482 N.W.2d 238, 238-39 (Minn. App. 1992), review denied (Minn. May 15, 1992).
Lind suggests that the forensic scientist needed to guarantee her calculation, but a
reasonable basis for the admission of expert testimony “exists where an expert’s opinion is
probably true; mathematical or absolute certainty is no t required.” Id. at 239. Likewise,
proof beyond a reasonable doubt does not require mathematical certainty. See State v.
Smith, 674 N.W.2d 398, 402 -03 (Minn. 2004 ) (concluding that reasonable -doubt
instruction that included statement that reasonable dou bt does not require proof “to a
mathematical certainty” was not plainly erroneous).
In sum, Lind’s argument that we should invalidate the jury’s verdict based on his
challenges to the forensic scientist’s credibility is unavailing. Lind’s attorney challenged
the forensic scientist’s credibility at trial , questioning her regarding the assumptions
underlying her estimation of Lind’s alcohol concentration and about how errors in those
assumptions could have caused the estimate to “be off.” During closing argument, Lind’s
attorney argued that the forensic scientist’s estimate was not reliable because Lind may
still have been absorbing alcohol “given his testimony” that he had additional drinks before
9
driving and because Lind may not have fit within the range of alcohol-elimination rates
used by the forensic scientist. The jury’s verdict indicates it rejected Lind’s challenges to
the forensic scientist’s credibility. We must defer to the jury’s credibility determination ,
as well as its determination that the forensic scientist’s testimony was sufficient to establish
Lind’s alcohol concentration. See Franks, 765 N.W.2d at 73; Watkins, 650 N.W.2d at 741.
Lastly, Lind argues that the jury’s verdict of not guilty on the driving-under-the-
influence charge “further bolsters the conclusion that his alcohol concentration was in all
likelihood much lower than [the forensic scientist] estimated.” We are not persuaded
because d riving under the influence is based on driving conduct, and not alcohol
concentration levels. A person is “under the influence” when a person does not “possess
that clearness of intellect and control of himself that he otherwise would have.” State v.
Teske, 390 N.W.2d 388, 390 (Minn. App. 1986) (quotation omitted). To prove a driving-
under-the-influence charge, the state must show that the driver drank enough alcohol so
that “the driver’s ability or capacity to drive was impaired in some way or to some degree.”
State v. Shepard , 481 N.W.2d 560, 562 (Minn. 1992). In contrast, a charge of DWI—
alcohol concentration of 0.08 or more does not require pro of that a driver was impaired.
See Minn. Stat. § 169A.20, subd. 1(5).
Because driving with an alcohol concentration above the legal limit and driving
under the influe nce “do not necessarily rest upon the same proof,” State v. Clark , 486
N.W.2d 166, 170 (Minn. App. 1992), it is possible for a jury to return a guilty verdict for
driving with an alcohol concentration above the legal limit but a not -guilty verdict for
driving under the influence. Thus, the jury could have reasonably determined that there
10
was insufficient evidence that Lind’s ability to drive was impaired even though there was
sufficient evidence that his alcohol concentration was 0.08 or more within two hours of
driving. This is particularly true given the limited evidence regarding Lind’s driving
conduct.
Because the jury, acting with due regard for the presumption of innocence and
requirement of proof beyond a reasonable doubt, could reasonably have concluded that the
state proved Lind’s guilt, we do not disturb the verdict.
Affirmed.