A20-0458
The holding in the court’s own words
In light of our remand, we cannot affirm Garcia’s sentence, but we conclude that the district court did not err by determining that the negotiated plea contemplated a top -of-the-box sentence based on a properly calculated criminal -history score.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- 945 N.W.2d 414 not in our corpus
- State v. Maley 714 N.W.2d 708
- State v. Outlaw 748 N.W.2d 349
- State v. Strobel 921 N.W.2d 563
- State v. Strobel 932 N.W.2d 303
- In Re Petition for Disciplinary Action Against Shaughnessy 606 N.W.2d 670
- State v. Rhodes 675 N.W.2d 323
- In Re Ashman 608 N.W.2d 853
- State v. Meredyk 754 N.W.2d 596
- State v. Montez 899 N.W.2d 200
- State v. Reece 625 N.W.2d 822
Opinion text
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A20-0457
A20-0458
State of Minnesota,
Respondent,
vs.
Jeremy Simon Garcia,
Appellant.
Filed March 1, 2021
Affirmed in part, reversed in part, and remanded
Florey, Judge
Mower County District Court
File No. 50-CR-18-2502
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Kristen Nelsen, Mower County Attorney, Megan Burroughs, Assistant County Attorney,
Austin, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Michael McLaughlin, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Florey, Presiding Judge; Reilly, Judge; and Frisch,
Judge.
NONPRECEDENTIAL OPINION
FLOREY, Judge
Appellant Jeremy Simon Garcia challenges his sentence for aggravated robbery ,
arguing that the district court erred in its calculation of his criminal -history score by
2
assigning points for foreign convictions that were not supported by sufficient record
evidence. Garcia also a rgues that even if the criminal -history score is correct, he was
guaranteed a maximum sentence of 117 months based on his negotiated guilty plea.
Because th e plea agreement contemplated a top -of-the-box sent ence based on Garcia’s
criminal-history score, we affirm the district court’s conclusion that the plea agreement did
not limit the sentence to 117 months. But because there was insufficient evidence in the
record regarding the foreign convictions and because Garcia did not object at sentencing
to use of these convictions, we reverse Garc ia’s sentence and remand for further
proceedings.1
FACTS
Garcia was charged with first -degree aggravated robbery after he robbed a
convenience store located in Mower County at gunpoint on November 11, 2018. Garcia
entered a guilty plea to one count of first-degree aggravated robbery. As part of the plea
negotiation and based on his criminal-history score, the parties agreed to “a bottom of the
box eighty -four (84) month” sentence if Garcia complied with pre sentencing release
conditions; if he did not c omply, he would receive “a top of the box sentence of 117
months.” In examining Garcia prior to his plea, the district court emphasized that Garcia
would receive the “bottom of the box if [he] follow[ed] all the conditions; top of the box if
[he] didn’t.”
1 Garcia also appealed his escape-from-custody conviction but he has not briefed or argued
this aspect of his appeal and, therefore, we decline to address it.
3
The probation office r calculated that Garcia had five criminal -history points,
including a custody -status point, two felonies in Mower County, and two felonies in
Maverick County, Texas. The probation officer briefly noted on the sentencing worksheet
that the two Texas felonies were simi lar to simple robbery and third -degree burglary in
Minnesota. There was no testimony about the Texas convictions and only limited
documentation about one conviction included in the file.
Garcia was released prior to s entencing upon a number of conditions, but he
absconded prior to the sentencing date. While on the run, Garcia committed a first-degree
aggravated robbery in Olmsted County; he entered a guilty plea to this charge and was
sentenced to commitment in August 2019. Garcia appeared in Mower County in October
2019. The parties discuss ed sentencing on the aggravated -robbery charge, n oting that
because of violation -of-release conditions, “the agreement is for top of the box, 117
months.” The district court ordered a new sentencing worksheet.
The new sentencing wo rksheet calculated six criminal -history points, with a
sentencing range of 92 to 129 months. No additional information was included about the
Texas offenses. At sentencing, Garcia’s attorney argued t hat he should receive a 117 -
month sentence because that was what was “contemplated.” The district court concluded
that the agreement had been for the “top of the box,” which was now 129 months because
Garcia had committed an intervening new offense , the a ggravated robbery in Olmsted
County. Garcia was sentenced to 129 months.
4
Garcia appeals, arguing that the district court improperly included the Texas
convictions in his criminal-history score without sufficient record evidence and sentenced
him in violation of the plea agreement to 129 months rather than 117 months.
DECISION
I. Use of foreign convictions in calculation of a criminal-history score
“A sentence based on an incorrect criminal -history score is an illegal sentence that
may be corrected at any time.” State v. Woods, 945 N.W.2d 414, 416 (Minn. App. 2020).
The district court’s factual determin ation of a defendant’s criminal -history score is
reviewed for an abuse of discretion, unless it involves interpretation of the sentencing
guidelines or a statute. State v. Morgan, ___ N.W.2d ___, 2020 WL 7484757 (Minn. App.
Dec. 21, 2020). Here, the issue is whether the state sustained its burden of proving Garcia’s
criminal-history score by a preponderance of the evidence and, therefore, whether the
district court abused its d iscretion by including the Texas convictions in the criminal -
history-score calculation. State v. Maley, 714 N.W.2d 708, 711 (Minn. App. 2006).
The Minnesota Sentencing Guidelines direct a court to consider foreign convictions
when c alculating a criminal -history score. Minn. Sent. Guidelines 2. B.5 (201 8). The
sentencing court must determine whether the conviction is the equivalent of a Minnesota
felony offense and whether the offender received a felony -level sentence. Id. The state
has the burden of proving by a preponderance of the evidence that foreign convictions meet
this standard. Maley, 714 N.W.2d at 711. To do so, the state should provide certified
copies of the conviction or other competent evidence, such as oral testimon y. Id. at 711-
12.
5
Here, the state provided a judgment of conviction attested to as accurate for one of
the Texas offenses but offered no other evidence about that conviction or the second Texas
conviction. On the sentencing worksheet, the probation office opined that the convictions
were the equivalent of simple robbery and third-degree burglary under Minnesota law, but
the probation officer did not testify or offer comments at the sentencing hearing. This does
not satisfy the state’s burden of proving by a preponderance of evidence that the Texas
convictions are the equivalent of a Minnesota felony offense for which Garcia received
felony-level sentences and, therefore, the district court’s criminal-history-score calculation
was an abuse of discretion.
If a defendant fails to object at sentencing to the district court’s determination that
foreign convictions must be included in the criminal -history score, this court may reverse
the sentence and remand to the district court to permit the state to furth er develop the
sentencing record. State v. Outlaw , 748 N.W.2d 349, 356 (Minn. App. 2008), review
denied (Minn. July 15, 2008); see also State v. Strobel, 921 N.W.2d 563, 577 (Minn. App.
2018) (citing Outlaw to support a remand to supplement the sentencing record), aff’d 932
N.W.2d 303 (Minn. 2019).
Because Garcia did not object to use of the Texas convictions at sentencing, we
reverse his sentence and remand to the district court for further proceedings.
II. Interpretation of plea agreement
Garcia argues that the terms of his negotiated plea limit the district court to a
maximum sentence of 117 months. According to the plea petition, the parties agreed that
Garcia would plead guilty to one count of first -degree aggravated robbery and receive a
6
bottom-of-the-box sentence of 84 months based on a criminal-history score of five, but if
he violated any of the presentencing release conditions, he would be sentenced to a top-of-
the-box sentence of 117 months. Garcia argues that the district court’s imposition of a top-
of-the-box sentence of 129 months based on a criminal -history score of six violates this
plea agreement.
In a negotiated plea agreement, “[w]hat the parties agreed to involves an issue of
fact to be resolved by the district court.” State v. Brown , 606 N.W.2d 670, 674 (Minn.
2000). But the interpretation and enforcement of plea agreements is a qu estion of law
subject to de novo review. State v. Rhodes, 675 N.W.2d 323, 326 (Minn. 2004). Whether
a plea agreement is ambiguous is a question of law. In re Ashman, 608 N.W.2d 853, 858
(Minn. 2000). A plea agreement is ambiguous if it is susceptible t o more than one
construction. Id. In a close case, ambiguity should be resolved in favor of the defendant.
Id.
When Garcia challenged the sentence at the hearing, the district court found that the
plea agreement was for a top -of-the-box sentence if he violated any of the presentencing-
release conditions. Garcia would have received 117 months, but the district court found
that something else “happened afterward getting that extra point. You put yourself in a
different status” by committing and being c onvicted of aggravated robbery in Olmsted
County. The district court explained that it would have “gone with” 117 months if there
“had been a mistake of fact between the parties,” but the higher sentence was based on a n
enhanced criminal-history score because Garcia had been convicted of another intervening
offense. The district court’s factual determination was not erroneous.
7
Plea agreements are similar to contracts; “[a]n unqualified promise made as part of
a plea agreement must be honored.” State v. Meredyk, 754 N.W.2d 596, 603 (Minn. App.
2008). But if a plea agreement is conditional or qualified, the court is free to impose a
different sentence. See State v. Montez , 899 N.W.2d 200, 20 3-04 (Minn. App . 2017) .
Garcia’s plea agreement was conditional: he was to receive a bottom -of-the-box sentence
of 84 months unless he violated release conditions; if he violated them, he would receive a
top-of-the-box sentence of 117 months. But Garcia’s plea agreement was also conditioned
on his criminal -history score, which changed with the addition of the Olmsted County
aggravated robbery conviction.
The Minnesota Supreme Court stated that a sentencin g court may not ignore
criminal-history points but must determine “in a manner consistent with the requirements
of Minnesota’s current sentencing guidelines, how many criminal points [a defendant]
should have.” State v. Reece , 625 N.W.2d 822, 825-26 (Minn. 2001) (concluding that
district court erred by failing to analyze foreign convictions because it found they were too
severe). This supports the district court’s decision to base th e sentence on a proper
criminal-history score. In light of our remand, we cannot affirm Garcia’s sentence, but we
conclude that the district court did not err by determining that the negotiated plea
contemplated a top -of-the-box sentence based on a properly calculated criminal -history
score.
Affirmed in part, reversed in part, and remanded.