A20-0498 Precedential Affirmed Processed

A20-0501

Minnesota Court of Appeals · Filed October 5, 2020

The holding in the court’s own words

Based on our review of the record, we conclude, de novo, that the parents did not meet their burden to rebut the presumption of palpable unfitness by producing evidence that could support a finding that they are suitable to be entrusted with the care of the child.

Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.

Authorities cited

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Opinion text

This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2018).

STATE OF MINNESOTA
IN COURT OF APPEALS
A20-0498
A20-0501

In the Matter of the Welfare of the Child of: M. J. K. and J. W. L., Parents.

Filed October 5, 2020
Affirmed
Larkin, Judge

Olmsted County District Court
File No. 55-JV-19-6437

James McGeeney, Doda & McGeeney, P.A., Rochester, Minnesota (for appellant-mother
M.J.K.)

Michael D. Schatz, Schatz Law Firm, Rochester, Minnesota (for appellant-father J.W.L.)

Mark A. Ostrem, Olmsted County Attorney, Debra A. Groehler, Senior Assistant County
Attorney, Rochester, Minnesota (for respondent Olmsted County Health, Housing, and
Human Services)

Abbey Riedel, Wabasha, Minnesota (guardian ad litem)

Considered and decided by Jesson, Presiding Judge; Larkin, Judge; and Reilly,
Judge.
U N P U B L I S H E D O P I N I O N
LARKIN, Judge
In these consolidated appeals from the district court’s order terminating parental
rights, appellant-parents argue that the district court erred by (1) applying a presumption

2
of palpable unfitness, (2) failing to independently examine the record, (3) finding that the
county made reasonable reunification efforts, and (4) finding that termination of parental
rights is in the child’s best interests. We affirm.
FACTS
Appellant-mother M.J.K. and appellant-father J.W.L. are the parents of L.K.L., born
in September 2018. Mother has four other children, including one with father. None of
mother’s children are in her care. Her parental rights to all of her other children were
terminated either voluntarily or involuntarily in 2008, 2011, 2012, and 2014. The primary
grounds for the terminations were mother’s lack of capacity to parent, exposure to domestic
violence, unstable housing, lack of steady income, and la ck of support. Two of mother’s
children were removed from the home because of neglect, failure to thrive, and
developmental delays. Mother has a history of suicidal ideation, persecutory ideation, and
difficulty with family members.
Father has three ot her children, including one with mother. His parental rights to
those children were involuntarily terminated in 2013 and 2014. The bases for the
terminations were the children’s significant developmental delays, their exposure to
domestic violence, and one child’s significant dental issues.
In October 2018, Olmsted County Health, Housing, and Human Services (the
county) filed a petition for termination of both parents’ parental rights (TPR) to L.K.L.
based upon the parents’ prior involuntary terminations. In May 2019, following a trial, the
district court ruled that the parents had rebutted a presumption of palpable unfitness arising
from the prior terminations and that the county failed to otherwise prove the grounds for

3
termination alleged in the petition.1 The district court denied the petition and ordered the
county to conduct parenting evaluations and continue reunification efforts. The county
moved for amended findings or a new trial, but the district court denied the motion.
In June 2019, the parents underwent evaluations with a psychologist, who concluded
that neither parent had the capacity to independently care for the child. The psychologist
“strongly recommended” that a supportive caregiver, approved by the county, be pr esent
in the home to provide parenting support “at all times.”
In September 2019, the county again petitioned to terminate the parents’ parental
rights, asserting that they were palpably unfit. The matter proceeded to trial.
At trial, the psychologis t testified regarding her evaluations of mother and father.
She diagnosed mother with generalized anxiety disorder and borde rline intellectual
functioning.2 She observed mother interact with the child for an hour and did not have
concerns based upon that observation, but she identified a number of safety concerns based
upon collateral sources and records, such as overflowing shelves above the crib and a
failure to consistently use the child’s car seat correctly. 3 The collateral sources also

1 Our understanding of the district court’s ruling is based on the parties’ arguments and
statements in the record, which does not include a copy of the district court’s order from
the first trial.
2 Mother was prescribed medication for her anxiety disorder, but she had been taking
cannabidiol (CBD) oil instead of her medication.
3 The psychologist relied on photographs of the crib that were offered by the parents. The
psychologist opined that it was significant that the safety haza rds were present in the
parents’ photographs, which were presented to frame their home environment in a positive
light.

4
indicated that mother failed to consistently recognize the child’s cues and needs during
visitation.
The psychologist identified mother’s strengths as employment, a long period
without exposure to domestic violence, compliance with services, and a valid driver’s
license. She identified mother’s risks as her history of terminations and exposure to
domestic violence, “an incident of stealing within the past year,” low cognitive ability,
defensiveness, and lack of parenting consistency. Based on the risks, the psycholo gist
worried that “something big” might happen. The psychologist recommended that a
supportive person be with mother at all times when she is parenting.
The psychologist diagnosed father with borderline intellectual functioning. She
noted, based on prior records, concerns with father “recognizing and meeting basic needs
and cues, communicating, and kno wledge of basic skills.” But there was limited
information regarding father because “he was working or just not able to come” to many
of the visits. The psychologist listed father’s strengths as stable employment and housing,
a long period without engaging in domestic violence, and compliance with services.
Father’s risks included his history of domestic violence, past terminations, and “cognitive
weaknesses.” The psychologist observed father interact appropriately with the child but
had concerns about his ability to consistently provide prop er care over time. As with
mother, the psychologist recommended that a parenting support person be with father at all
times when he is parenting.
A child-protection worker testified that she was concerned regarding the parents’
ability to keep the child safe. She testified about the parents’ inability to properly secure

5
the child in his car seat. She also descri bed an incident in which mother placed the child
in his car seat “about three feet from the bumper of her car where there was an additional
parking spot” and this placement “would have been kind of blind to incoming cars coming
into that lot.” While the child was in this dangerous place, mother “turned her back several
times to load her car.”
The child-protection worker testified that mother had three visits per week with the
child and father had one visit per week. She testified that father was given the opportunity
for additional visits, but he failed to contact the coordinator to set up those extra visits.
The child-protection worker testified that the parents were unable to meet the child’s basic
needs, and she specifically testified about the par ents’ inability to budget for the child’s
needs. The c hild-protection worker opined that it was in the child’s best interests for
parental rights to be terminated.
A social worker testified about supervised visitation. She reported several concerns,
including mother’s use of the car seat, st ating that on several occasions mother left the
straps too loose. On another occasion, mother gave the child a gift that could have been a
choking hazard. The so cial worker also noted concerns regarding mother’s inability to
remember the amount of pow der formula to add to a bottle and her inability to read the
child’s cues and meet the child’s daily needs, noting that mother continually needed
guidance during visits. The social worker testified that father was better able to read the
child’s cues, but he had limited visits with the child.
A second social worker also testified about mother’s difficulties making bottles and
with the car seat. In addition, t hat social worker testified that the child found a choking

6
hazard on the floor, put it in his mouth, and mother did not notice. Another time mother
tightened the car seat straps such that the “chest clamp” was at the child’s throat. The child
began choking, and mother did not notice. The second social worker observed fewer visits
with father, but felt that he was less bonded to the child than mother.
The guardian ad litem (GAL) echoed the concerns regarding mother’s inability to
recognize the child’s cues. The GAL described father as very quiet and noted that he often
did not engage the child verbally. The GAL thought that it was not “realistic and tenable”
to have a 24-hour support person “for the next ten plu s years,” but she believed that such
support was necessary. The GAL opined that it was in the child’s best interests for the
parents’ parental rights to be terminated.
A public-health nurse testified that she had seen improvement in mother’s parenting
but still had concerns about her ability to keep the child safe. The nurse also had concerns
regarding the parents’ moods because they were ambivalent at times. The nurse testified
regarding an incident in which mother brought a dirty car seat for the chi ld that “smelled
very smoky,” was infested with baby spiders, and had corroded pieces. The parents bought
the car seat from a friend because it had a camouflage pattern. Mother later obtained a
new, appropriate car seat. The nurse did not observe any vi sits between father and the
child.
Father testified that he is employed as a garbage -truck driver. He testified that he
did not seek additional visitation with the child because he was unsure of the availability
of transportation. He indicated that his mother or brother, or mother’s grandfather, could

7
provide 24 -hour parenting supervision, but he was unable to specify how such an
arrangement would work. Mother did not testify.
The parents raised a res judicata argument at trial and in a posttrial memorandum of
law. They asserted that because they had rebutted the presumption of palpable unfitness
at the first trial, the county was “barred from asserting this same basis to support a TPR”
at the second trial. In March 2020, the district court filed an order terminating the parents’
parental rights. The court found the testimony of the psychologist, social workers, nurse,
and GAL credible. The court found that neither parent had overcome the presumption of
palpable unfitness stemming from the prior in voluntary TPRs. The court further found
that, regardless of the presumption, both parents had shown, “over an extended period of
time,” that they lack the capacity to consistently care for the child. The court also found
that the county had made reasonab le efforts to reunite the family and that termination of
parental rights was in the child’s best interests. Both parents appealed, and the appeals
were consolidated.4
D E C I S I O N
I.
The parents argue that the district court erred by applying a presumption of palpable
unfitness and by finding that the county presented clear and convincing evidence to support
termination of their parental rights.

4 Father filed a letter with this court indicating that he would rely on mother’s brief and had
“nothing further to add.” By order of July 9, 2020, in the interest of judicial economy, we
construed mother’s brief as the parties’ joint brief.

8
A district court may involuntarily terminate parental rights if, among other things,
it finds by clear and convincing evidence that a statutory basis for termination exists. Minn.
Stat. § 260C.317, subd. 1 (2018). One statutory ground for termination is that the parent
is palpably unfit to be a party to the parent -child relationship. Minn. Stat. § 260C.301,
subd. 1(b)(4) (2018). “It is presumed that a parent is palpably unfit to be a party to the
parent and child relationship upon a showing that the parent’s parental rights to one or more
other children were involuntarily terminated . . . [.]” Id.
The statutory presumption is a rebuttable presumption that shifts the burden of
production to the parent. In re Welfare of Child of J.A.K., 907 N.W.2d 241, 245-46 (Minn.
App. 2018), review denied (Minn. Feb. 26, 2018). The parent must produce evidence that
could support a finding that the parent is suitable to be entrusted with the care of the child.
In re Welfare of Child of R.D.L. , 853 N.W.2d 127, 137 (Minn . 2014 ). If the parent
introduces such evidence, then the “presumption is rebutted and has no further function at
the trial.” J.A.K., 907 N.W.2d at 246 (quotation s omitted). Whether a parent’ s evidence
satisfies the burden of production must be determin ed on a case -by-case basis. Id. We
apply a de novo standard of review to the district court’ s determination as to whether the
parent presented evidence sufficient to rebut the statutory presumption. Id.
The parents argue that “the district court erroneo usly applied a presumption of
palpable unfitness” because “[a]ll four prongs of res ju dicata are present here.” Res
judicata, also referred to as claim preclusion , seeks to avoid wasteful litigation so that a
party may not be sued twice for the same cause of action. Breaker v. Bemidji State Univ.,
899 N.W.2d 515, 518 -19 (Minn. App. 2017). “Whether res judicata is available in a

9
particular case is a question reviewed de novo.” 5 Sanvik v. Sanvik, 850 N.W.2d 732, 737
(Minn. App. 2014). For res judicata to apply, the following four elements must be met:
“(1) the earlier claim involved the same set of factual circumstances; (2) the earlier claim
involved the same parties or their privies; (3) there was a final judgment on the merits; and
(4) the estopped party had a full and fair opportunity to litigate the matter.” Id. (quotation
omitted). However, even if all four elements are met, the decision to apply res judicata “is
left to the [district] court’s discretion.” Dixon v. Depositors Ins. Co., 619 N.W.2d 752, 755
(Minn. App. 2000).
For two reasons, the district court did not err by refusing to apply the doctrine of res
judicata to bar application of the presumption of palpable unfitness. First, new facts arose
following the denial of the first TPR petitio n, most notably, the parenting evaluations and
additional safety concerns that arose during visits. Thus, the earlier claim did not involve
the same set of factual circumstances. See Sanvik, 850 N.W.2d at 737.
Second, application of the doctrine in juv enile-protection matters is limited and
discretionary. See Loo v. Loo , 520 N.W.2d 740, 743 -44 (Minn. 1994) (discussing how
changing circumstances, inherent in family law matters, limit the applicability of collateral

5 “Res judicata is distinct from collateral estoppel, also known as issue preclusion, which
precludes a party from relitigating an issue that was decided in a prior lawsuit between the
same parties involving a different cause of action.” Breaker, 899 N.W.2d at 519 n.3
(quotation omitted). Although the parents specifically base their argument on the doctrine
of res judicata and cite caselaw regarding claim preclusion, they assert that the “[i]ssue of
palpable unfitness should have been precluded under the doctrine of res judicata.”
(Emphasis added.) We therefore question whether the parents’ argument raises a question
of issue preclusion, and not claim preclusion. We nonetheless address the question as one
of claim preclusion, consistent with the parties’ briefing.

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estoppel); Maschoff v. Leiding , 696 N. W.2d 834, 838 (Minn. App. 2005) (“[T] he
availability and application of res judicata and collateral estoppel in family matters is
limited . . . .”). Moreover, the doctrine may be rejected when its application would
contravene an overriding public policy. See AFSCME Council 96 v. Arrowhead Reg’ l
Corr. Bd. , 356 N.W.2d 295, 299 (Minn. 1984) (stating that collateral estoppel and res
judicata “are qualified or rejected when their application would contravene an overriding
public policy ” (quotation omitted)). The statutory presumption of palpable unfitness
“directly serves the compelling government interest of protecting ” children. R.D.L., 853
N.W.2d at 135. Res judicata is not favored in this case given the public policy favoring
the presumption of palpable unfitness in juvenile -protection matters. Thus, even if the
doctrine could have been applied in this case, not applying it was well within the district
court’s discretion. See Dixon, 619 N.W.2d at 755.
The parents also argue that the district court erred by finding clear and convincing
evidence of palpable unfitness. Th at argument appears to be based on the parents’
conclusion that the district court erroneously applied the presumption of palpable unfitness.
But the district court did not err by applying the presumption, and the parents offered little
evidence to rebut it. For example, they did not offer evidence to refute the need for 24 -
hour parenting supervision as recommended by the professionals. Based on our review of
the record, we conclude, de novo, that the parents did not meet their burden to rebut the
presumption of palpable unfitness by producing evidence that could support a finding that
they are suitable to be entrusted with the care of the child. Thus, the district court did not

11
err in terminating their parental rights based upon the unrebutted presumption of palpable
unfitness.
II.
The parents argue that by adopting the “majority” of the county’s proposed findings
and conclusions, the district court committed reversible error because it failed to conduct
an independent analysis. The Minnesota Supreme Court has declined to adopt a bl anket
prohibition on the practice of adopting proposed findings. In re Children of T.A.A. , 702
N.W.2d 703
, 707 n.2 (Minn. 2005). Additionally, the parents do not assert that any of the
findings are erroneous, and they do not identify any prejudice justif ying reversal. See
Midway Ctr. Assocs. v. Midway Ctr. , Inc., 237 N.W.2d 76, 78 ( Minn. 1975) (stating that
an appellant must show both error and prejudice to prevail on appeal). This argument
therefore does not provide a basis to reverse.
III.
The parents challenge the district court’s finding that the county made reasonable
reunification efforts. The termination statute requires “specific findings” in every TPR
proceeding “that reasonable efforts to finalize the permanency plan to reunify the child and
the parent were made” or “that reasonable efforts for reunification [were] not required” as
set out in Minn. Stat. § 260.012 (2018). Minn. Stat. § 260C.301, subd. 8 (201 8). The
district court must make “individualized and explicit findings regarding the nature and
extent of efforts made by the social services agency to rehabilitate the parent and reunite
the family.” Id., subd. 8(1).

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In determining whether the county made reasonable efforts, the district court must
consider whether the county offered services that were “(1) relevant to the safety and
protection of the child; (2) adequate to meet the needs of the child and family; (3) culturally
appropriate; (4) available and accessible; (5) consistent and timely; and (6) realistic under
the circumstances.” Minn. Stat. § 260.012(h). We review a district court’ s finding that
reasonable efforts were made for clear error. In re Welfare of Child of J.K.T., 814 N.W.2d
76
, 87 (Minn. App. 2012).
The district court found that the county made reasonable efforts to correct the
conditions that led to the child’s out -of-home placement by providing gas, food, and
clothing vouchers; transportation; case management; foster care; respite c are;
psychological and parenting assessments; a public -health nurse; and parenting coaches
during supervised visitation.
The parents acknowledge that they were provided the aforementioned services, but
they argue that they were not allowed to parent with in their home until after the second
TPR petitio n was filed. However, they ultimately had the opportunity to parent in the
home, and the district court’s findings show they continued to lack the skills necessary to
provide a safe environment and meet their child’s needs. On this record, the district court’s
finding that the county’s efforts were reasonable is not clearly erroneous.
IV.
The parents argue that the district court erred in concluding that termination of
parental rights is in the child’s bes t interests. A district court cannot terminate parental
rights unless it is in the best interests of the child. In re Welfare of Children of J.R.B., 805

13
N.W.2d 895, 905 (Minn. App. 2011), review denied (Minn. Jan. 6, 2012). “In analyzing
the best interests of the child, the court must balance three factors: (1) the child’s interest
in preserving the parent-child relationship; (2) the parent’s interest in preserving the parent-
child relationship; and (3) any competing interest of the child.” In re Welfar e of R.T.B. ,
492 N.W.2d 1, 4 (Minn. App. 1992) . We review the district court’ s determination that
termination is in the child’s best interests for an abuse of discretion. J.R.B., 805 N.W.2d
at 905.
Generally, a court presumes that it is in the best interests of the child to be in the
custody of the parents. In re Welfare of Clausen , 289 N.W.2d 153, 156 (Minn. 1980).
Nevertheless, the child’ s competing interest s include a stable environment. R.T.B., 492
N.W.2d at 4. In balancing the three factors, “the interests of the parent and child are not
necessarily given equal weight.” Id. “Where the interests of parent and child conflict, the
interests of the child are paramount.” Minn. Stat. § 260C.301, subd. 7 (2018).
Here, the district court determined that termination of the parents’ parental rights is
in the child’s best interests after balancing the three relevant factors. As to the first factor,
the district court noted that the child recognized the parents as “important people in his life
who love him,” but found that the child was not “attached” to his parents. As to the second
factor, the district court recognized that the parents love the child and “want him to come
home.” But as to the third factor, the district court reasoned that competing interests of the
child controlled. The d istrict court reasoned that the child deserved “caregivers who can
read his cues, keep him safe, stimulate him, and ensure that all of his needs are consistently

14
met over time,” and that the parents, despite their best efforts, are incapable of providing
this level of care.
There is no basis for this court to reverse th e district court’s discretionary best-
interests determination. See J.R.B., 805 N.W.2d at 905 -06 (concluding that the district
court did not abuse its discretion when it correctly applied the law, and the evidence
supported its determination).
Affirmed.