The holding in the court’s own words
The state concedes, and we conclude, that the district court committed plain error. Based on the record, we conclude that the district court’s error in accepting Gilbert’s stipulation without obtaining his personal waiver of a jury determination on the prior-conviction element did not impair his substantial rights. Here, both parties agree, and we conclude, that the first two prongs have been met because Gilbert did not give his clear and personal consent before the district court gave the no - adverse-inference instruction.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Cited by
- Larry Jonnell Gilbert v. State of Minnesota, A21-1560, Supreme Court, January 17, 2024 Minn. 2024
- State of Minnesota, Respondent, Minn. Ct. App. 2022
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Kuhlmann 806 N.W.2d 844
- State v. Carlson 268 N.W.2d 553
- State v. Wright 679 N.W.2d 186
- State v. Griller 583 N.W.2d 736
- State of Minnesota v. Antoine Rumel Little 851 N.W.2d 878
- 8 N.W.2d 232 not in our corpus
- State v. Gomez 721 N.W.2d 871
- State v. Clifton 701 N.W.2d 793
Opinion text
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A20-0530
State of Minnesota,
Respondent,
vs.
Larry Jonnell Gilbert,
Appellant.
Filed February 22, 2021
Affirmed
Hooten, Judge
Hennepin County District Court
File No. 27-CR-19-24192
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Michael O. Freeman, Hennepin County Attorney, Kelly O’Neill Moller, Assistant County
Attorney, Minneapolis, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appel late Public Defender, Roy G. Spurbeck, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Frisch , Presiding Judge; Segal , Chief Judge; and
Hooten, Judge.
NONPRECEDENTIAL OPINION
HOOTEN, Judge
In this direct appeal from a conviction for unlawful possession of a firearm,
appellant argues that his conviction must be reversed because the district court plainly and
prejudicially erred by accepting a stipulation that appellant was prohibited from possessing
2
a firearm without having appellant personally waive his right to a jury trial on that element
of the offense. Appellant also argues that the district court plainly and prejudicially erred
by giving a no -adverse-inference jury instruction without o btaining appellant’s personal
consent, unfairly emphasizing his failure to testify. We affirm.
FACTS
Background
In September 2019, Minneapolis police officers stopped a car without a rear license-
plate light. Appellant Larry Jonell Gilbert, who was riding in the front passenger seat, was
the car’s registered owner. In addition to Gilbert, there were three other people in the car.
The backseats of the car folded down to allow trunk access, but because they were
occupied, they were in the seated position when police stopped the car.
Officers detected the “distinct odor of marijuana coming from inside the vehicle as
well as a strong odor of Lysol,” and observed a can of Lysol near Gilbert.1 After the driver
of the car admitted to possessing multiple bags of marijuana, police located a backpack in
the car’s trunk. Inside the backpack, police found a loaded handgun and a form with
Gilbert’s name on it. Based on these facts, and because Gilbert had multiple prior felony
convictions, the state charged Gilbert with possession of a firearm by a prohibited person
in violation of Minn. Stat. § 624.713, subd. 1(2) (2018).
1 At trial, one officer testified that it is not uncommon for individuals to spray Lyso l in
order to cover the smell of marijuana inside a vehicle.
3
The jury trial
Before the trial started, the district court addressed Gilbert’s ineligibility to possess
a firearm, which is an element of the offense for which he was charged under Minn. Stat.
§ 624.713, subd. 1(2):
THE COURT: Oh, you previously, but it was before we were
on the record —obviously there will be a stipulation that Mr.
Gilbert is a prohibited person. Are you both comfortable or all
three of you comfortable with me simply listing the charge as
“prohibited in possession of any firearm”?
DEFENSE COUNSEL: I’m fine with that, Your Honor.
THE COURT: Okay. [Prosecutor]?
PROSECUTOR: I’m fine with that, Your Honor.
During the trial, a forensic scientist for the Minneapolis Police Department’s crime
lab unit testified that she swabbed the handgun and the live cartridges for DNA; she also
processed the handgun and magazine for latent prints. After the scientist found no latent
prints, the DNA swabs were analyzed by a forensic scientist at the Bureau of Criminal
Apprehension (BCA). The BCA scientist testified that she received known DNA samples
from Gilbert and one of the other passengers in the car. The swab from the handgun
contained a DNA mixture of four or more individuals. The major profile matched Gilbert’s
sample and did not match the other passenger’s sample.
The BCA scientist testified that it is “very common” to obtain a DNA mixture.
However, she also testified that, since the major contributor is the individual who
contributes more DNA than other individuals, “there’s a lot more of [the major
contributor’s] DNA present than anyone else’s.” The BCA scientist stated that she “would
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expect to see [the] major profile [she] obtained from the gun [one] time out of 7.2 billion
people.” She also explained that the “only amount of DNA that was sufficient for
comparison” to the major profile was the amount of DNA matching Gilbert’s known DNA
sample. She testified that other DNA types present on the gun were in an amount so low
that there was “not really enough” for her to make a comparison, so she deemed them
“insufficient.”
Gilbert did not testify, and he did not call any witnesses. However, he did introduce
certified convictions for two of the other passengers in the car. The state moved the district
court to allow three certified copies of Gilbert’s convictions as rebuttal, arguing that the
admission of the convictions of other occupants opened the door to the admission of
Gilbert’s convictions. Defense counsel objected:
“[I]t’s not true that they don’t know that he’s been convicted
of a crime. We’ve stipulated to that. He’s a person who is not
allowed to have a gun, and numerous times on the body -worn
camera, the officer said, ‘Who are the felons who cannot have
guns?’ It’s no secret in this case that all of these people have
felonies.”
The prosecutor noted, “[W]e stipulated the defendant is a prohibited person. We
have not stipulated that he has any prior convictions. At this point in time, the jury doesn’t
know that.” The prosecutor pointed out that while jurors would learn the specific
convictions for the alternative perpetrators, all they knew regarding Gilbert’s convictions
was that he was a prohibited person. The prosecutor noted that Gilbert was aware of the
three specific certified copies of convictions the state was seeking to admit on rebutt al
“because those [were] the three specific offenses for which the [s]tate ha[d] filed a notice
5
of motion on impeachment.” The prosecutor said that the convictions “would not be
offered to show that [Gilbert was] a prohibited person, as [Gilbert had] stipulated to that,”
and they would not be offered for impeachment because Gilbert did not testify.
The district court denied the state’s motion, expressing concern that Gilbert’s prior
convictions could improperly be used as character evidence “or as a way to sort of get
around the fact that there is a stipulation to him being prohibited and that it would be used
improperly by the jury.”
When discussing the jury instructions, the prosecutor noted that the proposed
instruction defined the crime as follows: “Un der Minnesota law an eligible [sic] person
has been convicted of a crime of violence.” The prosecutor also said, “I’m assuming that
the defense wants that altered.” The district court replied that it would remove that entire
definition “since it’s part o f the —” before defense counsel interrupted regarding another
edit.
While instructing the jury on the elements of the offense, the district court stated,
“[T]he defendant is prohibited from possessing a firearm. The parties have agreed, and
therefore you must accept, that the defendant was, on all relevant dates, prohibited from
possessing a firearm.” Gilbert never objected to this instruction. The district court also
instructed the jury: “The defendant has the right not to testify. This right is guarante ed by
the [f]ederal and [s]tate [c]onstitutions. You should not draw any inference from the fact
that the defendant has not testified in this case.” Gilbert did not object.
In his closing argument, the prosecutor told the jury, “[Y]ou’ve also heard about the
second element, that [Gilbert] is a prohibited person. The parties have agreed, as the judge
6
stated in her instructions, the defendant is a prohibited person, and therefore, you must
accept that the defendant was a prohibited person throughout the course of this case . . . .”
Again, Gilbert did not object.
The jury found Gilbert guilty, and the district court sentenced Gilbert to 60 months,
the mandatory minimum sentence. Gilbert appeals.
DECISION
I. Although the district court plainly erred by accepti ng Gilbert’s stipulation
that he was prohibited from possessing a firearm when he did not personally
waive his right to a jury trial on that element, the error did not affect Gilbert’s
substantial rights.
Gilbert argues that the district court plainly and prejudicially erred by accepting his
stipulation that he was prohibited from possessing a firearm when he did not personally
waive his right to a jury trial on that element. A defendant’s right to a jury trial includes
“the right to a jury determination that [he] is guilty of every element of the crime with
which he is charged, beyond a reasonable doubt.” State v. Kuhlmann , 806 N.W.2d 844,
848 (Minn. 2011) (quotation omitted). This is true even if the evidence relating to these
elements is uncontradicted. State v. Carlson, 268 N.W.2d 553, 560 (Minn. 1978). But a
defendant may waive the right to a jury trial on an element of the charged offense by
stipulating to that element. State v. Wright , 679 N.W.2d 186, 191 (Minn. App. 2004),
review denied (Minn. June 29, 2004).
To stipulate to an element of an offense, a defendant must, either orally or in writing,
acknowledge and personally waive the rights: “(1) to testify at trial; (2) to have the
prosecution witnesses testify in open court in the defendant’ s presence; (3) to question
7
those prosecution witnesses; and (4) to require any favorable witnesses to testify for the
defense in court.” Minn. R. Crim. P. 26.01, subd. 3(b); Wright, 679 N.W.2d at 191. It is
error for the district court to accept a stipulation to an essential element of an offense in the
absence of a defendant’s personal waiver. Kuhlmann, 806 N.W.2d at 850.
When a district court accepts a defendant’s stipulation to an essential element of an
offense without obtaining the defendant’s pe rsonal waiver and the defendant does not
object to that omission, we review for plain error. See Minn. R. Crim. P. 31.02; State v.
Griller, 583 N.W.2d 736, 740 (Minn. 1998). To establish plain error, an appellant must
demonstrate error, that was plain, a nd that affected his substantial rights. Griller, 583
N.W.2d at 740. We will only correct plain error if it “seriously affects the fairness and
integrity of the judicial proceedings.” State v. Little, 851 N.W.2d 878, 884 (Minn. 2014).
To convict Gilbert of the crime charged, the state was required to prove that Gilbert:
(1) was previously convicted of a “crime of violence” and (2) possessed a firearm. Minn.
Stat. § 624.713, subd. 1(2). Gilbert argues that the district court’s acceptance of the parties’
stipulation to the prior-conviction element without obtaining his personal waiver of a jury
trial on that element was error, and plainly so under Kuhlmann. The state concedes, and
we conclude, that the district court committed plain error. Accordingly , our principal
inquiry is whether the error affected Gilbert’s substantial rights.
“An error affects substantial rights if the error was prejudicial and affected the
outcome of the case.” Little, 851 N.W.2d at 884 (quotation omitted). An error in giving a
jury instruction is prejudicial “when there is a reasonable likelihood that the giving of the
instruction would have had a significant effect on the jury’s verdict.” State v. Darris, 648
8
N.W.2d 232, 240 (2002). In Kuhlmann, the Minnesota Supreme Cou rt noted that the
defendant benefited from a stipulation and that the lack of a personal waiver did not affect
the outcome of the case, rejecting the defendant’s argument on appeal that the district
court’s failure to obtain his personal jury -trial waiver impaired his substantial rights.
Kuhlmann, 806 N.W.2d at 853.
The same factors are present here. First, Gilbert benefitted from the stipulation to
the prior-conviction element because the stipulation kept evidence of Gilbert’s previous
violent conduct away from the jury. See id. Gilbert’s stipulation also protected him from
the possibility that the jury would improperly use his previous convictions as improper
character evidence. Because the state could have readily proven the conviction -based
element of the charged offense by introducing certified copies of those convictions, it was
in Gilbert’s best interest to stipulate to his previous convictions and remove the previous -
conviction element from the jury’s consideration.
Second, as in Kuhlmann, there is no indication that the district court’s failure to
obtain Gilbert’s personal jury-trial waiver affected the outcome of the case. Gilbert does
not challenge the existence of his prior convictions or the validity of his stipulations, nor
does he dispute that the state could have “readily proven the conviction -based element.”
See id. Gilbert identifies no possible scenario that would have yielded a result other than
the conviction he now challenges. Based on the record, we conclude that the district court’s
error in accepting Gilbert’s stipulation without obtaining his personal waiver of a jury
determination on the prior-conviction element did not impair his substantial rights.
9
II. Although the district court plainly erred by giving a no-adverse-inference jury
instruction without obtaining Gilbert’s personal consent, the error did not
affect Gilbert’s substantial rights.
Gilbert argues that the district court prejudicially erred by instructing the jury to
draw no adverse inferences from his choice not to testify without first obtaining his
personal and clear consent. When a defendant chooses not to testify, a no -adverse-
inference instruction may be given “only if the defendant requests the court to do so.” State
v. Gomez, 721 N.W.2d 871, 880 (Minn. 2006). This means that the district court must
obtain the defendant’s “personal and clear consent” before giving the instruction. State v.
Clifton, 701 N.W.2d 793, 798 (Minn. 2005). When a defendant does not consent, but also
does not object, to a no -adverse-inference jury instruction, this court again applies the
plain-error test. Darris, 648 N.W.2d at 240.
The first and second prongs of the plain -error test are met when a no -adverse-
inference instruction is given without a defendant’s consent. Gomez, 721 N.W.2d at 881.
Here, both parties agree, and we conclude, that the first two prongs have been met because
Gilbert did not give his clear and personal consent before the district court gave the no -
adverse-inference instruction. Thus, we turn our analysis to the third prong.
Gilbert argues that the third prong of the test has also been met because the district
court’s plain error affected his substantial rights. When reviewing prejudicial error, courts
examine the totality of the evidence. See Gomez, 721 N.W.2d at 881. Defendants who do
not object to a jury instruction when it is given bear a heavier burden of showing that an
error is prejudicial and that their substantial rights have been affected. Darris, 648 N.W.2d
at 240; Griller, 583 N.W.2d at 740. Unless “ there is a reasonable likelihood that giving
10
the instruction had a significant effect on the jury’s verdict,” we have held that “the giving
of [a no-adverse-inference] jury instruction [is] harmless.” Darris, 648 N.W.2d at 240.
Gilbert argues that the no -adverse-inference instruction affected his substantial
rights by significantly impacting the jury verdict because “[t]he instruction fueled the jury’s
natural inclination to assume that [Gilbert] did not testify b ecause he did not have a valid
explanation to counter the evidence presented.” Gilbert contends that the instruction
“focused the jury’s attention on [Gilbert’s] decision to remain silent” and made “the
connection between silence and guilt . . . too direc t and too natural to be resisted” by the
jury.
The state counters that Gilbert was not prejudiced by the no -adverse-inference
instruction, given the totality of the evidence against him. To support its argument, the
state points to the following evidence produced at trial: (1) the loaded firearm in the trunk
of Gilbert’s car, which was found in a backpack with a form containing Gilbert’s name; (2)
the fact that Gilbert’s known DNA sample matched that of the major contributor to the
DNA found on the gun; (3) the absence of additional DNA on the gun in amounts sufficient
to compare to the major DNA profile; and (4) the other passengers’ lack of access to the
trunk due to the upright positions of the car’s back seats.
The fact that Gilbert’s DNA matched that of the major contributor to the DNA found
on the gun is strong evidence of guilt, particularly when considering the gun’s location in
the trunk of Gilbert’s car. Also, there is nothing in the record to suggest that the jury
considered Gilbert’s failure to testify in reaching its verdict. Because there is no reasonable
likelihood that the no-adverse-inference instruction significantly affected the jury’s verdict,
11
we conclude that the district court’s error in giving the instruction was not prejudicial and
therefore did not affect Gilbert’s substantial rights.
Affirmed.