The holding in the court’s own words
We hold that Walsh and Lorge were not employees of the State and, accordingly, are not eligible f or defense and indemnification under the State Tort Claims Act . D. In summary, we hold that , for purposes of defense and indemnifi cation under the State Tort Claims Act, county sheriffs generally do not act on behalf of the State when they enforce state criminal laws ; similarly, county attorneys generally do not act on behalf of the State when they prosecute state criminal laws.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- 962 N.W.2d 201 not in our corpus
- 966 N.W.2d 472 not in our corpus
- 937 N.W.2d 430 not in our corpus
- LaMont v. Independent School District 728 814 N.W.2d 14
- Andrade v. Ellefson 391 N.W.2d 836
- United States Jaycees v. McClure 305 N.W.2d 764
- State v. Thonesavanh 904 N.W.2d 432
- 955 N.W.2d 917 not in our corpus
- Vanderhyde v. County of Dodge 255 N.W.2d 39
- Zillgitt v. GOODHUE COUNTY BOARD OF COMMISSIONERS 202 N.W.2d 378
- In re Klotz 909 N.W.2d 327
- State v. Lemmer 736 N.W.2d 650
- State, Department of Public Safety v. House 192 N.W.2d 93
Opinion text
1
STATE OF MINNESOTA
IN SUPREME COURT
A20-1083
Court of Appeals Thissen, J .
Took no part, Gildea, C.J.
Joseph Walsh,
Appellant,
Don Lorge,
Appellant,
vs. Filed: June 8, 2022
Office of Appellate Courts
State of Minnesota,
Respondent.
________________________
Scott G. Knudson , Scott M. Flaherty , Taft Stettinius & Hollister LLP , Minneapolis,
Minnesota, for appellant Joseph Walsh.
Douglas A. Kelley, Brett D. Kelley, Stacy L. Bettison, Garrett S. Stadler, Kelley, Wolter
& Scott, P.A, Minneapolis, Minnesota; for appellant Don Lorge.
Keith Ellison, Attorney General, Liz Kramer, Solicitor General, Jacob Campion, Stacey
Person, Assistant Attorneys General, Saint Paul, Minnesota, for respondent.
Travis J. Smith, Murray County Attorney, Slayton, Minnesota, for Amicus Curiae
Minnesota County Attorneys Association .
Nathan R. Sellers, Fabyanske, Westra, Hart & Thomson, Minneapolis, Minnesota, for
Amici Curiae Minnesota Sheriff ’s Association and Association of Minnesota Counties .
________________________
2
S Y L L A B U S
Appellants Mille Lacs County Attorney and Mille Lacs County Sheriff are not
entitled to defense and indemnification by the respondent State of Minnesota because they
are not employees of the State for purposes of the State Tort Claims Act under Minn. Stat.
§ 3.736, subd. 9 (2020).
Affirmed.
O P I N I O N
THISSEN Justice.
The Mille Lacs Band of Ojibwe (the Band) sued a ppellants Mille Lacs County
Attorney Joseph Walsh and Mille Lacs County Sheriff Don Lorge 1 in federal court (the
Federal Lawsuit). Mille Lacs Band of Ojibwe, 508 F. Supp. 3d 486 (D. Minn. 2020). The
merits of the Federal Lawsuit are not before us . Walsh and Lorge sought indemnification
and defense of the Federal Lawsuit from respondent State of Minnesota under the State
Tort Claims Act , Act of April 20, 1976, ch. 331, § 33, 1976 Minn. Laws 1282, 1293–97
(codified as amended at Minn. Stat. §§ 3.736, subds. 1–11 (2020)), specifically Minn. Stat.
§ 3.736, subd. 9.
The State Tort Claims Act provides that “[t]he state shall defend, save harmless, and
indemnify any employee of the state ” who is subject to a claim “arising out of an alleged
act or omission occurring during the period of employment . . . if the employee was acting
1 When the Band filed its complaint, Brent Lindgren was the Mille Lacs County
sheriff and named in the lawsuit. Don Lorge has since replaced Lindgren as sheriff and
was subsequently substituted for Lindgren in the lawsuit.
3
within the scope of employment.” Minn. Stat. § 3.736, subd. 9. The dispute in this case is
whether Walsh and Lorge were “employees of the state” when they undertook the conduct
that is the subject of the Federal Lawsuit. We hold that Walsh and Lorge were not
employees of the State and, accordingly, are not eligible f or defense and indemnification
under the State Tort Claims Act . We therefore affirm the decision of the court of appeals
upholding the dismissal of appellants’ claims for defense and indemnification from the
State.
FACTS
General Background
In 1855, the United States by treaty established the Mille Lacs Indian Reservation,
comprising about 61,000 acres of land (1855 Treaty Lands) . Treaty with the Chippewa,
art. 2, Feb. 22, 1855, 10 Stat. 1165. The United States currently holds about 3,600 acres
of land in trust for the benefit of the Band within the bounds of the original reservation
territory (the Trust Lands ). In addition, the Band directly owns about 6 ,000 acres of the
reservation; individual band members directly own about 100 additional acres.
The Band and Mille Lacs County (the County) have long disputed the proper
boundaries of the reservation. The Band has asserted that the 1855 Treaty remains in place.
The County, as well as its county attorney , Walsh, and county sheriff, Lorge, have taken
the position that, in the decades following 1855, the Mille Lacs reservation has been
diminished or disestablished through subsequent federal treaties, statutes, and
4
agreements—a position that state officials also held until relatively recently.2 In November
2015, the U.S. Department of the Interior issued an opinion and legal conclusion on the
boundary dispute , finding that the Band ’s reservation, as it was established by the 1855
Treaty, remains intact. U.S. Dep’t of the Interior: Office of the Solicitor General, M-37032
Op. (2015).
Historically, criminal jurisdiction in Indian Country was shared between the federal
government and tribal governments with little interference from state governments. In
1953, Congress enacted Public Law 280 , which transferred federal law enforcement
jurisdiction to the State for certain tribes , including the Band. Act of Aug. 15, 1953, Pub.
L. No. 280, ch. 505, 67 Stat. 588 (codif ied as amended at 18 U.S.C. § 1162; 25 U.S.C.
§§ 1321–1326; 28 U.S.C. § 1360).
Minnesota Statutes section 626.90 (2020) establishes a statutory framework for
cooperation between Mille Lacs County law enforcement and the Band’s law enforcement.
The statute gives the Band the powers of a law enforcement agency under state law when
certain conditions are met. Minn. Stat. § 626.90, subd. 2(a). Section 626.90, subdivision
2(b), directs the Band to enter in to “mutual aid/cooperative agreements with the Mille Lacs
2 Walsh and Lorge correctly observe that for decades Minnesota governors and
attorneys general held the position that the Mille Lacs reservation was limited to the Trust
Lands. Indeed, in 2007, the Attorney General advised a former Mille Lacs County
Attorney that this was the position of the Attorney General’s Office, and their office was
“not aware of any reason why [ its] position should be inconsistent with positions of
Governors Pawlenty, Ventura, and Carlson or of Attorneys General Hatch and Humphrey.”
As of 2019, however, the State ha d changed its position and now contends that the Mi lle
Lacs reservation has not been diminished or disestablished since the 1855 Treaty. At oral
argument, counsel for Walsh and Lorge noted that the State’s new position only became
apparent because of the Federal Lawsuit brought by the Band against Walsh a nd Lorge.
5
County sheriff . . . to define and regulate the provision of law enforcement services ,”
including defining the trust property covered by the agreement. Id., subd. 2(b). The parties
entered into a cooperative agreement in 2008.
Under section 626.90, once the Band satisfies the conditions for becoming a law
enforcement agency and enters into a cooperative agreement with the County, the Band is
“authorized to appoint peace officers . . . who have the same powers as peace officers
employed by local units of government.” Id., subd. 3 . Those Band-appointed peace
officers have concurrent jurisdictional authority with the Mille Lacs County Sheriff’s
Department over all persons in the geographical boundaries of the Trust Lands , and over
all Minnesota Chippewa tribal members within the boundaries of the 1855 Treaty Lands.
Id., subd. 2(c)(1)–(2). In addition, the Band has concurrent jurisdiction over any person
who commits or attempts to commit a crime in the presence of a Band peace officer w ithin
the boundaries of the 1855 Treaty Lands. Id., subd. 2(c)(3).
In January 2016, the U.S. Department of Justice granted the Band’s request that the
federal government once again assume concurrent criminal jurisdiction on the Band’s
reservation under the Tribal Law and Order Act of 201 0. This decision meant that the
federal government could now prosecute major crimes in federal court such as murder,
rape, felony assault, and felony child abuse that occur on reservation lands . The decision
did not take away the right of tribal, state, and county officials under Public Law 280 to
prosecute those crimes in state court.
On June 21, 2016, approximately 7 months after the federal govern ment issued its
opinion regarding the reservation boundary, and nearly 6 months after the federal
6
government granted federal jurisdiction under the Tribal Law and Order Act , the county
commissioners voted to revoke the 2008 cooperative agreement . On July 1, 2016, under
Minn. Stat. § 8.07 (2020), Walsh requested that the attorney general issue an opinion on
how to proceed with the Band following the revocation of the cooperative agreement . The
attorney general declined to issue an opinion to Walsh, claiming that its office “was not
authorized to issue an opinion regarding the matter,” and directed Walsh to “advise the
County as you deem appropriate.”
On July 18, 2016, Walsh issued an opinion from his office stating that, among other
things, after the termination of the cooperative agreement, the Band ’s law enforcement
authority would now be limited to the Band’s members who commit crimes occurring
within the boundaries of the Trust Lands. The Band’s peace officers would no longer have
law enforcement authority over non -Band members within the boundaries of the Trust
Lands and no law enforcement authority in 1855 Treaty Lands outside the boundaries of
the Trust Lands. See Mille Lacs Band of Ojibwe, 508 F. Supp. 3d at 493–94.
On July 22, 2016, the cooperative agreement between the Band and the County
ended.
Federal Lawsuit
In November 2017, the Band sued Walsh and Lorge in both their individual and
official capacities in federal court. Mille Lacs Band of Ojibwe , 508 F. Supp. 3d at 486,
492. The Band claimed that the restrictions Walsh and Lorge were attempting to place on
the law enforcement authority of the Band’s peace officers violated federal law. Id. at 502–
03. In addition, the Band claim ed that Walsh threatened the Band’s peace officers with
7
arrest and prosecution should they exercise law enforcement authority on non-Trust Lands
within the reservation or with respect to non-Band members. Id. at 497–98. The Band also
claimed that Walsh asserted that he would not prosecute criminal cases based on
investigations conducted, or evidence gathered, by the Band’s officers on non-Trust Lands
within the reservation or with respect to non -Band members; and that Lorge and Walsh
instructed deputies not to arrest suspects apprehended by the Band’s officers exercising
their authority. Id. at 494–97. Finally, t he Band alleged that Walsh and Lorge took such
actions “on behalf of the County and are the official custom or policy of the County .”
The Band sought a declaratory judgment that its peace officers have the authority to
investigate violations of federal, state, and tribal law within all the 1855 Treaty Lands. The
Band also requested a declaratory judgment that it has the authority to apprehend suspects
that are not Band members. Id. at 505. Further, the Band s ought an injunction stopping
Walsh and Lorge from taking action that interferes with the authority of the Band’s peace
officers. Id. at 510–12. On March 4, 2022, t he federal district court partially granted the
Band’s motion for summary judgement, issuing an order stating that “the Mille Lacs
Reservation’s boundaries remain as they were under Article 2 of the Treaty of 1855,” which
comprises approximately 61,000 acres of land . Mille Lacs Band of Ojibwe v. C ounty of
Mille Lacs, Minn. , ___ F. Supp. 3d ___, ___ No. 17-CV-5155, 2022 WL 675980, at *40
(D. Minn. March 4, 2022) . The federal district c ourt “affirm[ed] what the Band ha s
maintained for the better part of two centuries —the Mille Lacs Reservation’s boundaries
remain as they were under Article 2 of the Treaty of 1855 .” Id.
8
This Case
On December 12, 2017, the county board agreed to cover the attorney fees incurred
by Walsh and Lo rge for using outside counsel to defend against the Federal Lawsuit.
Walsh and Lorge also sought indemnification from the County under a provision of the
Municipal Tort Claims Act . Act of May 22, 1963, ch . 798, § 7, 1963 Minn. Laws 1396,
1399 (codified as amended at Minn. Stat. § 466.07 (2020)). The County paid some of their
expenses and attorney fees.
In June 2019, nearly 18 months later, counsel for Walsh and Lorge sent a letter t o
the Attorney General’s Office requesting defense and indemnification under the State Tort
Claims Act, Minn. Stat. § 3.736 , subd. 9. They claimed that they were “employees of the
state” under Minn. Stat. § 3.732, subd. 1(2) (2020), and requested indemnification “for
costs and fees already incurred and going forward.”
On July 25, 2019, the Attorney General’s Office declined Walsh and Lorge’s
request for indemnification, finding that they were not “employees of the state” within the
meaning of the State Tort Claims Act. The Attorney General’s Office reasoned that Walsh
and Lorge were employees of the County. It further clarified that “[t]he Legislature’s
exclusion of county employees from indemnification by the State makes sense because
those employees are granted explicit indemnification by their county employers in another
statute.”
This lawsuit followed. Walsh and Lorge seek a declaratory judgment that they are
entitled to defense and indemnification under the State Tort Claims Act, Minn. S tat.
§ 3.736, subd. 9, and payment from the State for all expenses, both past and future, relating
9
to the Federal Lawsuit . The State moved to dismiss the complaint for failure to state a
claim under Minnesota Rule of Civil Procedure 12.02(e). The district court granted the
State’s motion and dismissed the case with prejudice. The court of appeals affirmed .
Walsh v. State, 962 N.W.2d 201 , 209 (Minn. App. 2021).
ANALYSIS
The question before us is whether , under the State Tort Claims Act, Minn. Stat.
§ 3.736, subd. 9, Walsh and Lorge are entitled to defense and indemnification by the State
for damages, expenses, and attorney fees incurred in the Federal Lawsuit. That question
turns on whether Walsh and Lorge were “persons acting on behalf of the state in an official
capacity, temporarily or permanently, with or without compensation ,” Minn. Stat. § 3.732
subd. 1(2), when they took the actions at issue in the Federal Lawsuit. This is a question
of statutory interpretation, which we review de novo. Jepsen as Tr. for Dean v. County of
Pope, 966 N.W.2d 472, 482 (Minn. 2021).
A.
When interpreting statutes, we attempt “to ascertain and effectuate the intention of
the legislature.” Minn. Stat. § 645.16 (2020). The first step in statutory interpretation is to
determine whether the language of the statute is plain. Vill. Lofts at St. Anthony Falls Ass’n
v. Hous. Partners III-Lofts, LLC , 937 N.W.2d 430, 435 (Minn. 2020). Statutory language
is plain when there is only one reasonable interpretation of the text , in which case we apply
that interpretation. Id. But when the statute’s text is subject to more than one reasonable
interpretation, we may apply a broader range of statutory construction tools . Id.
10
Under the State Tort Claims Act, the State is responsible for indemnifying any
“employee of the state” who is subject to a claim “arising out of an alleged act or omission
occurring during the period of employment . . . if the employee was acting within the scope
of employment.” Minn. Stat. § 3.736, subd 9. 3 Section 3.732, subdivision 1(2), defines
“employee of the state” for purposes of the State Tort Claims Act to include “all present or
former officers, members, directors, or employees of the state” and “persons acting on
behalf of the state in an official capacity, temporarily or permanently, with or without
compensation.” Minn. Stat. § 3.732, subd. 1 (2).4
3 Section 3.736, subdivision 9 , provides:
The state shall defend, save harmless, and indemnify any employee of
the state against expenses, attorney s’ fees, judgments, fines, and amounts
paid in settlement actually and reasonably incurred by the employee in
connection with any tort, civil, or equitable claim or demand, or expenses,
attorneys’ fees, judgments, fines, and amounts paid in settlement actually and
reasonably incurred by the employee in connection with any claim or demand
arising from the issuance and sale of securities by the state, whether
groundless or otherwise, arising out of an alleged act or omission occurring
during the period of emplo yment if the employee provides complete
disclosure and cooperation in the defense of the claim or demand and if the
employee was acting within the scope of employment.
4 Section 3.732, subdivision 1(2), reads in full:
“Employee of the state ” means all pr esent or former officers,
members, directors, or employees of the state, members of the Minnesota
National Guard, members of a bomb disposal unit approved by the
commissioner of public safety and employed by a municipality defined in
section 466.01 when en gaged in the disposal or neutralization of bombs or
other similar hazardous explosives, as defined in section 299C.063, outside
the jurisdiction of the municipality but within the state, or persons acting on
behalf of the state in an official capacity, tem porarily or permanently, with
or without compensation. It does not include either an independent
contractor except, for purposes of this section and section 3.736 only, a
guardian ad litem acting under court appointment, or members of the
11
The parties agree that Walsh and Lorge are not officers, members, directors, or
employees of the State. Accordingly, the central question is whether Walsh and Lorge are
non-State employees who are “persons acting on behalf of the state in an official capacity,
temporarily or permanently, with or without compensation.”
Walsh and Lorge offer a reasonable interpretation of the phrase “ persons acting on
behalf of the state in an official capacity.” They point out th at county sheriffs and county
attorneys enforce and prosecute state law crimes enacted by the Legislature. In particular,
they note that the Legislature defines what constitutes a felony in Minnesota and delegated
to county sheriffs the authority to “pursue and apprehend all felons,” Minn. Stat. § 387.03
(2020), and to county attorneys the duty to “prosecute felonies,” Minn. Stat. § 388.051,
subd. 1(3) (2020). Accordingly, Walsh and Lorge argue that coun ty sheriffs and county
attorneys are “acting on behalf” of the State when they are exercising authority statutorily
delegated to them as county sheriff and county attorney to enforce or prosecut e state-
enacted criminal statutes .
On the other hand, the State also offers a reasonable interpretation of the phrase
“persons acting on behalf of the state in an official capacity.” The State argues that Walsh
Minnesota National Guard while engaged in training or duty under United
States Code, title 10, or title 32, section 316, 502, 503, 504, or 505, as
amended through December 31, 1983. Notwithstanding sections 43A.02 and
611.263, for purposes of this section and section 3.736 only, “employee of
the state ” includes a district public defender or assistant district public
defender in the Second or Fourth Judicial District, a member of the Health
Technology Advisory Committee, and any officer, agent, or employee of the
state of Wisconsin performing work for the State of Minnesota pursuant to a
joint state initiative.
12
and Lorge’s reading of the text is incomplete. It points to the statutory definition of “State”
as set forth in the State Tort Claims Act :
“State” includes each of the departments, boards, agencies, commissions,
courts, and officers in the executive, legislative, and judicial branches of the
state of Minnesota and includes but is not limited to the Housing Finance
Agency, the Minnesota Office of Higher Education, the Higher Education
Facilities Authority, the Health Technology Advisory Committee, the
Armory Building Commission, the Zoological Board, the Department of Iron
Range Resources and Rehabilitation, the Minnesota Historical Society, the
State Agricultural Society, the University of Minnesota, the Minnesota State
Colleges and Universities, state hospitals, and state penal institutions. It does
not include a city, town, county, school district, or other local governmental
body corporate and politic.
Minn. Stat. § 3.732, subd. 1(1) (2020) (emphasis added) .
Accordingly, the State asserts, county attorneys and county sheriffs generally do not
work “on behalf of ” the State when arresting felons and prosecuting felonies because they
are not working on behalf of a department, board, agency, commission, court, or officer in
the executive, legislative, and judicial branches of the State of Minnesota. Instead, they
are employed by and work on behalf of a county, which , under the statutory definition, is
expressly not the State.
The State’s argument is not without its own textual complications. Walsh and Lorge
argue that the State reads the State Tort Claims Act definition of “State” t oo narrowly.
They point out that the State Tort Claims Act ’s definition of “State” uses the wor d
“includes” in the initial clause defining “State” as “each of the departments, boards,
agencies, commissions, courts, and officers in the executive, legislative, and judicial
branches of the state of Minnesota.” Id. They assert that “includes” is being used in a
nonrestrictive way such that the listing of certain entities and individuals does not mean
13
other not -mentioned entities and officers are excluded. See, e.g., LaMont v. Indep. Sch.
Dist. No. 728, 814 N.W.2d 14, 19 (Minn. 2012) (“The word ‘includes’ is not exhaustive or
exclusive.”). Accordingly, in the view of Walsh and Lorge , the definition of “State” does
not definitively exclude county attorneys and county sheriffs from its scope.
Further, Walsh and Lorge claim that although the definition of “State” expressly
carves out specific entities —cities, town s, count ies, school district s, and other local
governmental bodies—it does not specifically carve out individual municipal officers and
employees like county attorneys and county sheriffs . See Minn. Stat. § 645.19 (2020)
(“Exceptions expressed in a law shall be construed to exclude all others .”). Indeed, as
Walsh and Lorge point out, we have found county employees to be “employees of the state”
for purposes of the State Tort Claims Act, albeit under different circumstances as we
discuss in more detail below. See Andrade v. Ellefson, 391 N.W.2d 836 (Minn. 1986). 5
We are not convinced , however, that Walsh and Lorge’s parsing of the State Tort
Claims Act ’s definition of “State” is so decisive as to render the State’s interpretation of
5 Walsh and Lorge also argue that because the Legislature passed the criminal statutes
directing county sheriffs to enforce those crimes, and county attorneys to prosecute them,
they are certainly part of the State. While the argument has superficial appeal, our focus
here is not on the ordinary meaning of “State,” but rather on the statutory definit ion. See
U.S. Jaycees v. McClure , 305 N.W.2d 764, 766 (Minn. 1981) (“The legislature defines a
term only because it intends in some measure to depart from the ordinary sense of that
term. Thus, there is a presumption that we are not to substitute the lit eral, ordinary
meaning . . . for the definition the legislature has provided.”). As we explain below, the
critical distinction for determining whether a municipal employee is “acting on behalf of
the state” is whether the Legislature assigned the task to a state department, agency, or
official, or to a municipal employee. For the same reason, we do not agree with the
argument by Walsh and Lorge that Public Law 280 makes this case different from more
typical cases.
14
the phrase “persons acting on behalf of the state in an official capacity ” unreasonable. For
example, s imply because a list is not exhaustive does not mean that anything can be
included. The definition of “ State” specifically names entities like state departments,
boards, and agencies. The only persons included in the definition of “ State” are “officers
in the executiv e, legislative, and judicial branches of the state of Minnesota.” 6 The text
does not definitively demonstrate that the Legislature intended the definition of State to be
so open -ended as to generally include officials and employees of municipal entities
expressly carved out of the definition .
Because we conclude that the statute is subject to more than one reasonable
interpretation, we may look to a broader set of clues to understand whether the Legislature
intended that the State would indemnify count y attorneys and county sheriffs under the
State Tort Claims Act for conduct undertaken in the scope of their employment as county
attorney and county sheriff. See Vill. Lofts, 937 N.W.2d at 438.
B.
We start by considering language of other related statu tes. State v. Thonesavanh ,
904 N.W.2d 432, 437–38 (Minn. 2017). Minnesota statutes generally treat county sheriffs
6 Walsh and Lorge argue in passing that they are quasi-judicial officers. But they do
not develop an argument to claim that they fit under the definition of “officers in the
executive, legislative, and judicial branches of Minnesota.” Even so, the definition requires
that they be officers “in” one of the three different branches. As a practical matter, a quasi-
judicial officer would not fall squarely within the definition. Moreover, because the State
Agricultural Society (which runs the Minnesota State Fair) —is “a quasi-state agency ”—
and is specifically named in the definition of “ State” in the State Tort Claims Act, it
suggests that nontraditional agencies or officers would be specifically named if they were
to be indemnified under the State Tort Claims Act.
15
and county attorneys as county officials and employees. Minn. Stat. § 382.01 (2020)
(identifying county attorneys and county sheriffs as county officers). Most important,
county sheriffs and county attorneys are elected by residents of the county to serve the
residents of the county. See, e.g., id. The primary duties of a county attorney and a county
sheriff involve serving the county in which they were elected. See, e.g. , Minn. Stat.
§ 388.051 (2020) (explaining that county attorneys shall appear in all cases where the
county is a party and give op inions and advice upon request of the county board and any
county officer); Minn. Stat. § 387.03 (“The sheriff shall keep and preserve the peace of the
county.”).
Further, by statute, county attorneys serve the county from which they were elected
(and not the State) in many ways beyond prosecuting crimes within their county (a role
that itself includes prosecution of not only state -defined crimes but also violations of
municipal ordinances and charter provisions). County attorney duties include appearing in
all cases in which the county is a party and giving opinions and advice to the county board
or any county officer “upon all matters in which the county is or may be interested, or in
relation to the official duties of the board or officer. ” Minn. Stat. § 388.051, subd. 1 (1)–
(2). County attorneys have several duties related to grand juries convened in their county .
Id., subd. 1(3)–(5). Grand juries are generally county-based entities. Minn. Stat. § 628.41,
subd. 1 (2020). County attorneys must attend any inquest at the request of the county
coroner. Minn. Stat. § 388.051, subd. 1(6) . Coroners are county officials, elected by the
residents of, or appointed in, each county. Minn. Stat. § 390.005 (2020).
16
Moreover, as the State observes , the Legislature expressly provided that a county
attorney must “appear, when requested by the attorney general, for the state in any case
instituted by the attorney general in the county attorney ’s county or before the United
States Land Office in case of appl ication to preempt or locate any public lands claimed by
the state and assist in the preparation and trial.” Minn. Stat. § 388.051, subd. 1(7)
(emphasis added) ; see also Minn. Stat. § 8.06 (2020) (stating that “[w]hen requested by the
attorney general, it shall be the duty of any county attorney of the state to appear within the
county and act as attorney for” state officers and all boards or commissions created by law
“in any court of such county”). This provision demonstrates that the Legislature knew how
to delegate state department authority to county attorneys when it so desired. The textual
inference from this provision is that when a case is not instituted or requested by the
attorney general, the county attorney is acting for the county, not the State.
In addition, county attorneys and county sheriffs report to the county board , not to
any state agency or department. Their salaries and office budgets are set by the county
board (subject to review by the district court in the event of a dispute). 7 Minn. S tat.
§§ 387.20, 388.18, .22 (2020).
7 Walsh and Lorge argue that the court of appeals “failed to recognize that final
authority for these budgets and salaries belongs to the district court, not the county.” But
it is in fact the county board that sets the salary. District court review is an appeal remedy.
Matter of Year 2019 Salary of Freeborn C nty. Sheriff, 955 N.W.2d 917, 920 (Minn. 2021)
(recognizing that “[u]nder Minnesota law, a sheriff may appeal a county board’s salary
determination to the district court ” (citing Minn. Stat. § 387.20, subd. 7 (2020)). We do
not find compelling that by statute the district court reviews cases for county sheriffs
de novo, a less deferential standard than for other county officials. Id. at 922. That
standard of review difference does not change that it is the county boards that have original
17
Another relevant statute is a provision of the Municipal Tort Claims Act . The act,
which predates the State Tort Claims Act, provides:
[A] municipality or an instrumentality of a municipality shall defend and
indemnify any of its officers and employees, whether elective or appointive,
for damages, including punitive damages, claimed or levied against the
officer or employee, provided that the officer or employe e: (1) was acting in
the performance of the duties of the position; and (2) was not guilty of
malfeasance in office, willful neglect of duty, or bad faith.
Minn. Stat. § 466.07. All the entities expressly carved out of the State Tort Claims Act —
cities, towns, counties, school districts, or other local governmental bodies—are the entities
covered by the Municipal Tort Claims Act. Minn. Stat. § 466.0 1 (2020).
Everyone agrees that Walsh and Lorge may seek in demnification under the
Municipal Tort Claims Act. Indeed, Walsh and Lorge , as employees and officers of the
County, sought defense and indemnification under the act, and the County approved
indemnification and paid for defense under the act. See id., subd. 6 (defining “employee”
and “officer” for purposes of Municipal Tort Claims Act).
The fact that the Legislature established separate statutory schemes for defense and
indemnification by municipalities for municipal employees and for defense and
indemnification by the State for state employees is a strong clue that the Legislature did
authority to set the salary —a fact that is, in any event, largely tangential to the central
discussion before us. In addition, we do not find compelling Lorge’s reliance on language
in cases like Vanderhyde v. C ounty of Dodge, 255 N.W.2d 39 (Minn. 1977), and Zillgitt v.
Goodhue Cnty. Bd. of Comm ’rs, 202 N.W.2d 378 (Minn. 1972), where we have observed
that county sheriffs serve as officers of the court. Those cases do not involve interpretation
of the State Tort Claims Act. Further, the fact that county attorneys are officers of the court
does not mean that attorneys are acting on behalf of the State for the specific purpose of
the State Tort Claims Act. Cf. In re Klotz, 909 N.W.2d 327, 336 (Minn. 2018) (observing
that all lawyers in the state are “officer[s] of the court”).
18
not intend county officials and employees to be generally considered persons “acting on
behalf of the state” under the State Tort Claims Act. Of course, the separate existence of
the Municipal Tort Claims Act and the State Tort Claims Act does not decisivel y answer
the question of whether a person employed by a county can never be a “person[] acting on
behalf of the state in an official capacity.” Our only point here is that the existence of one
statute covering municipal employee indemnification and anothe r statute covering state
employee indemnification strongly suggests that the Legislature did not consider a county
attorney or a county sheriff performing their ordinary duties, without something more, to
be a person acting on behalf of the State such that they are entitled to indemnification by
the State.
That conclusion is supported when one considers the consequences of the alternative
broader reading of the State Tort Claims Act urged by Walsh and Lorge. See Minn. Stat.
§ 645.16(6) (providing that cour ts may consider “the consequences of a particular
interpretation”). Walsh and Lorge take the position that they were “acting on behalf of the
state in an official capacity” because state statute directs them to enforce and prosecute
criminal laws passed b y the Legislature. Under their theory, the State would be required
to defend and indemnify not only county attorneys and county sheriffs, but also every
county (and city, school district, watershed board) employee when those county
employees, pursuant to legislative directive, are carrying out laws and obligations enacted
by the Legislature. For instance, county social workers are acting on behalf of the State in
this general sense when they carry out duties under the Reporting of Maltreatment of
Minors Act, Minn. Stat. ch. 260E (2020). We are extremely reluctant to conclude that the
19
Legislature intended to place such an expansive defense and indemnification obligation on
the State, particularly since the State Tort Claims Act has not been applied in such a way
in the nearly half century since it was passed.
All these clues point to the conclusion that the Legislature did not intend that county
sheriffs enf orcing state felony laws and county attorneys prosecuting violations of state
felony laws be considered “persons acting on behalf of the state in an official capacity” for
purposes of defense and indemnification under the State Tort Claims Act.
C.
Walsh and Lorge argue that our decision in Andrade v. Ellefson, 391 N.W.2d 836
(Minn. 1986) , requires a different conclusion . We disagree. Andrade was not about
indemnification but rather about governmental immunity from suit. Nonetheless, as part
of the analysis, we addressed the question of who is an “employee of the state” for purposes
of the State Tort Claims Act. Id. at 840.
In Andrade, a group of parents sued Anoka County, claiming that Anoka County was
negligent in supervising, inspecting, and recommending licensing of the daycare where
their children were injured. Id. at 837. In response, Anoka County asserted that it was
immune from suit under a provision of the State Tort Claims Ac t that declared that “the
state and its employees are not li able for . . . [a]ny loss based on the failure of any person
to meet the standards needed for a license, permit, or other authorization issued by the state
or its agents.” Id. at 840 (quoting Minn. Stat. § 3.736, subd. 3(j) (1984)). To prevail on its
immunity argument, Anoka County needed to establish that , when it conducted its daycare
licensing activities, it was an employee of the State.
20
We held that Anoka County was a “person[] acting on behalf of the state” within the
meaning of section 3.732, subdiv ision 1(2) (1984),8 in the unique circumstances of the
case. Andrade, 391 N.W.2d at 840 (“ In general, the term ‘person’ includes bodies politic
and corporate .”). In so deciding, we found it significant that the Legislature assigned
responsibility for daycare licensing not directly to the county, but rather to a state agency,
the Department of Human Services. Id. (noting that responsibility for licensing was
“assigned to the state”); see Minn. Stat. § 245.783 (1984) (“No individual, corporation,
partnership, voluntary association, or other organization may operate a day care or
residential facility or agency unless licensed to do so by the commissioner .”). The
Legislature also expressly authorized the Department of Human Services commissioner to
“enlist the help of county welfare agencies to investigate day care licensing.” Andrade,
391 N.W.2d at 840 (citing Minn. Stat. § 245.804, subd. 1 (1984)). The state agency then
promulgated rules identifying local county welfare departments a s the “duly delegated
representative of the commissioner” and charged the county with evaluating license
applicants, recommending licensure to the State if minimum requirements were met, and
making annual evaluation visits of licensed daycares. Id. (citing Minn. R. §§ 9545.0310,
subp. 1, .0320, subps. 3, 5, 7 (1985) ).
8 Minn. Stat. § 3.732, subd. 1(2) (1984), has since been revised; however, the
relevant language at issue remains the same . Compare Minn. Stat. § 3.732, subd. 1(2)
(1984) (stating that “[e]mployee of the state” includes “persons acting on behalf of the state
in an official capacity, temporarily or permanently, with or without compensation ”), with
Minn. Stat. § 3.732, subd. 1(2) (2020) (same).
21
Consequently, in Andrade we concluded that a county (through its employees) was
“acting on behalf of the state in an official capacity” when the person performs a duty
assigned by the Legislature to a state agency or officer and the state agency or officer has
then expressly delegated that duty to the county (through its employees) to perfor m.
Andrade, 391 N.W.2d at 840 . In so doing, we reasoned:
There is no inconsistency in saying, on the one hand, that the county, as a
principal carrying out county functions, does not enjoy the state’s immunity,
while, on the other hand, saying that when the county acts for the state in
performing a responsibility assigned to the state but delegated by it to the
county, that the county partakes in the state’s immunity.
Id.
This case is fundamentally different. Walsh and Lorge do not claim that the
Legislature assigned the duty to enforce and prosecute felonies in Minnesota to a state
agency, department, or official ; nor do they argue that a state agency, department, or
official was authorized by the Legislature to delegate the performance of that duty to each
of the state’s county attorneys and county sheriffs within their respective counties. Rather,
what happened here is that the Legislature made enforcing and prosecuting state felony
laws within each county part of the job of county sheriffs and county attorneys ; put
differently, carrying out such duties is part of performing their role as a county official. 9
This distinction is consistent with specific examples set forth in the definition of
“employees of the state.” Minn. Stat. § 3.732, subd. 1(2). For instance, the Legislature
9 We note that Minn. Stat. § 626.90 authorizes both the County and the Band to
negotiate how their respective law enforcement agencies and officers will work together.
The terms of that relationship are not directly dictated by the State.
22
specifically included municipal bomb disposal employees as employees of the State when
those per sons are engaged in the disposal or neutralization of bombs or other similar
hazardous explosives outside the jurisdiction of the municipality but within the state. The
municipal employees are performing work not fo r the municipality but rather have been
enlisted by the State as part of the bomb disposal unit approved by the commissioner of
public safety. Id.; see also Minn. Stat. § 299C.063 (2020).
Walsh also claims that because charges for violations of state criminal law are
brought by county attorneys in their respective counties in the name of the State of
Minnesota, by definition , county attorneys are acting on behalf of the State when they
prosecute state criminal laws and are therefore entitled to indemnification by the State
under the Sta te Tort Claims statute. As a broad principal, it is true that criminal cases
alleging violations of state criminal laws are brought in the name of the State of Minnesota
and that, in that context, county attorneys are representing the State when they pros ecute
violations of state law. We disagree with the court of appeals’ opinion to the extent it
suggests that a county attorney generally is not the lawyer representing the State in criminal
prosecutions in a county. That general fact , however, does not m ean that the Legislature
intended that, under the State Tort Claims Act, the State must defend and indemnify county
attorneys for claims arising out of their prosecution of violations of state criminal laws.
Walsh’s reliance on cases like State v. Lemmer, 736 N.W.2d 650 (Minn. 2007), and State,
Department of Public Safety v. House, 192 N.W.2d 93 (Minn. 1971), which do not address
the State Tort Claims Act, is inapt.
23
In House, the defendant plead ed guilty to careless driving and disorderly conduct
arising out of an incident where the defendant refused a chemical test. 192 N.W.2d at 94.
As part of the agreement, the civil sanction of license revocation for test refusal was
waived. Id. We held that the county attorney acted beyond his authority in attempting to
bargain for dismissal of the civil license revocation proceedings and that the waiver of the
civil sanction was not binding on the commissioner of public safety. Id. at 95. We reasoned
that civil proceedings for license revocation and criminal proceedin gs for illegal driving
conduct are distinct —license revocation proceedings are brought in the name of the
commissioner of public safety and the county attorney has no authority in such civil
proceedings. Id. As part of our opinion, we stated generally th at a “criminal proceeding
is brought by the State of Minnesota against the individual charged. In that proceeding the
state is represented by the county attorney , whose duties are made clear by Minn. St.
388.05.” Id. But we also immediately observed that the statute governing county attorneys
states that “the county attorney shall represent the county in all cases in which the county
is a party, advise county officers, and handle all criminal matters within the county.” Id.
In other words, in bringing state criminal proceedings in their respective counties, the
county attorneys were acting for the State but in their roles as officers of the county. Id.;
see also Lemmer, 736 N.W.2d at 6 60–63 (holding that collateral estoppel did not apply in
a DWI civil license revocation proceeding because the State in the criminal proceeding was
not in privity with the commissioner of public safety in the civil proceeding ). House and
Lemmer do not compel the conclusion that a county attorney prosecuting the violation of a
24
state criminal law is a person acting on behalf of the State for purposes of the State Tort
Claims Act.
D.
In summary, we hold that , for purposes of defense and indemnifi cation under the
State Tort Claims Act, county sheriffs generally do not act on behalf of the State when they
enforce state criminal laws ; similarly, county attorneys generally do not act on behalf of
the State when they prosecute state criminal laws. 10 Accordingly, we conclude that Walsh
and Lorge are not entitled to defense and indemnification under the State Tort Claims Act.
Walsh’s and Lorge’s alleged conduct that is the subject of the Federal Lawsuit was conduct
undertaken in their general roles as county attorney and county sheriff. The conduct was
not undertaken in compliance with a duty delegated to Walsh or Lorge by a state agency,
department, or officer to whom the Legislature had given authority to perform those
functions. Walsh and Lorge wer e not acting on behalf of the State in an official capacity
for purposes of defense and indemnification under the State Tort Claims Act.
CONCLUSION
For the foregoing reasons, we affirm the decision of the court of appeals.
Affirmed.
GILDEA , C.J., took no part in the consideration or decision of this case.
10 Of course, we do not hold that a county sheriff or a county attorney may never be
considered to be “acting on behalf of the state.” Cf. Andrade, 391 N.W.2d at 840.