A20-1182 Precedential Reversed Processed

In the Matter of the Welfare of the Child of: H.G.D. and J.R.Q., Parents.

Minnesota Supreme Court · Filed August 4, 2021

The holding in the court’s own words

Rather, we hold that the district court can consider the allegations of that petition if evidence establishes the reliability of those allegations. Based on our analysis, we hold that the district court did not err in finding that the child is in need of protection or services pursuant to Minn. Stat. § 260C.

Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.

Authorities cited

Identified automatically; this list may not be exhaustive.

Opinion text

1
STATE OF MINNESOTA

IN SUPREME COURT

A20-1182

Court of Appeals McKeig, J.

In the Matter of the Welfare of the Child of:
H.G.D. and J.R.Q., Parents.
Filed: August 4, 2021
Office of Appellate Courts
________________________

John Fossum, Rice County Attorney, Terence Swihart, Chief Assistant Rice County
Attorney, Faribault, Minnesota, for appellant Rice County Social Services.

Mallory K. Stoll, Blahnik, Prchal, & Stoll, PLLC, Prior Lake, Minnesota; and

Brooke Beskau Warg, Mitchell Hamline School of Law Child Protection Clinic, Saint Paul,
Minnesota, for respondent H.G.D.

Christos Jensen, Assistant Ramsey County Attorney, Saint Paul, Minnesota, and Lisa
Michelle Thompson, Assistant Anoka County Attorney, Anoka, Minnesota, for amicus
curiae Minnesota County Attorneys Association.

Anne Carlson, Saint Paul, Minnesota, and

Emily Wall, New York, New York, for amicus curiae Center for Family Representation.
________________________
S Y L L A B U S
1. Even when a parent fails to appear for a noticed hearing in a juvenile
protection proceeding, the allegations in the petition at issue in that proceeding must be
proven by clear and convincing evidence. A petition alleging a child is in need of
protection or services need not be entered into evidence for the district court to consider
2
the allegations of that petition in deciding whether to grant the relief requested if evidence
establishes the reliability of the allegations in the petition.
2. The district court did not err in finding the child was in need of protection or
services pursuant to Minn. Stat. § 260C.007, subd. 6(3), (8)–(9) (2020).
Reversed.
O P I N I O N
MCKEIG, Justice.
This appeal presents two legal questions related to juvenile protection proceedings:
(1) whether a district court may consider the allegations in a petition to be deemed admitted
if a parent fails to appear at a noticed hearing on the petition; and, (2) whether a petition
must be entered into evidence to be considered in a district court’s determination that a
child is need of protection or services. Respondent H.D.G., the child’s mother, failed to
appear at a pretrial hearing and appellant Rice County Social Services requested to proceed
by default pursuant to Minn. R. Juv. Prot. P. 18. The district court granted that request
over the objection of mother’s attorney, and after taking testimony, found that mother’s
child was in need of protection or services.
On appeal, mother did not challenge the district court’s decision to proceed by
default; rather, she asserted that the allegations in the County’s petition could not be
considered in determining whether the County met its burden of proof. Then, she argued
that, absent considering the County’s petition, the evidence was insufficient to establish
that the child was in need of protection or services. The court of appeals agreed with
mother and reversed the district court’s decision. Because we conclude that the district
3
court properly considered the allegations of the petition in this case, and the County proved
the allegations of the petition by clear and convincing evidence, we reverse.
FACTS
H.D.G. is the mother of I.D.-Q. On June 24, 2020, Rice County Social Services
filed a Petition for Child in Need of Protection Services (CHIPS) on behalf of the child,
who was 5 years old at the initiation of these proceedings. Before filing the petition, the
County had received multiple child protection reports alleging neglect of the child, from
January to May 2020. The County completed one family assessment and one child-
protection investigation before the petition was filed.1
The petition alleged that mother has a history of housing instability; for example, in
the 3 months before the petition was filed, mother moved six times between four different
addresses. In May 2020, the County received a report that mother had left the child with a
relative for 3 weeks, with no follow up or contact by mother during that time. Mother had
originally told the relative to watch the child for 1 week. After 3 weeks, the relative could
no longer keep the child and she contacted the county for assistance.
The petition alleged that mother had unresolved mental health and chemical
dependency issues. A few weeks before the petition was filed, a psychiatric evaluation
showed that the mother was experiencing auditory hallucinations or delusions, was positive
for psychosis, and had stopped taking her medications despite being diagnosed with

1 This summary of the facts comes from the record on appeal, which in addition to
the testimony at the pretrial hearing, includes the petition and reports filed with the district
court. See Minn. R. Civ. App. P. 110.01 (stating the record on appeal includes the
documents filed in the trial court).
4
conditions that required her to do so. She had been diagnosed with alcohol and substance
abuse disorders, ranging from moderate to severe. Although she had received substance
abuse treatment, she had a history of noncompliance and was unable to remain sober.
The petition alleged incidents of violence and physical threats of danger that put the
child’s well-being at risk. For example, mother and the child had resided with a man who
faced charges for domestic assault. In January 2020, mother was arrested after she
assaulted the child’s father, in the child’s presence. In May 2020, mother went to her own
mother’s residence after midnight, with a knife and a replica BB gun in her purse, and
threatened to kill her. As a condition of her release from jail on this charge, mother was
prohibited from possessing or consuming alcohol. County investigators reported, however,
that the child stated that mother was drinking too much and, on occasion, yelling at the
child.
In late May 2020, a Steele County Deputy responded to a report that mother was
wandering around neighborhoods, “having a hard time walking, carrying two bags and
possibly a razor.” The deputy found her walking through a wooded area on a muddy path,
smelling strongly of alcohol. The deputy described mother as “very emotional and
irrational.”
The County’s petition was filed in Rice County District Court on June 24, 2020,
alleging that the child was in need of protection or services pursuant to Minn. Stat.
§ 260C.007, subd. 6(3), (8)–(9) (2020). The juvenile court held an Emergency Protective
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Care (EPC) hearing, pursuant to Minn. R. Juv. Prot. P. 42, on June 26, 2020. 2 The court
found the petition stated a prima facie case that a child protection matter existed , that
mother’s child was the subject of the matter, and that the child would be endangered if she
were returned to mother’s care. See Minn. R. Juv. Prot. P. 42.08, subd. 1(a)–(b) (explaining
prima facie determinations). The court continued the child’s temporary legal and physical
custody with the County. Mother, represented by counsel, requested a continuance to allow
for “the accumulation or presentation of evidence,” see Minn. R. Juv. Prot. P. 42.01, subd.
2, and to allow the County to visit the housing she had recently secured to determine its
suitability for the child. The district court granted this request, and also required mother to
submit to chemical testing at the County’s request.
At the continued EPC hearing on July 6, 2020, the district court granted mother’s
request to return the child to her care if , after inspection, the County determined that
mother’s residence was safe and appropriate for the child. Mother also had to demonstrate
her sobriety through a urinalysis test and continue to submit to chemical testing at the
County’s request. The district court combined the EPC hearing with the admit/deny
hearing, see Minn. R. Juv. Prot. P. 43, subd. 1, and thus Mother entered a denial to the
allegations of the County’s petition at the hearing.3

2 The child’s father, J.R.Q., appeared for this hearing but did not participate in the
appeal at the court of appeals or before us.

3 The child was returned to mother’s care on July 9, 2020, after mother provided one
clean urinalysis test and the guardian ad litem approved mother’s new home. The child’s
placement as of this date is not at issue before us.
6
On July 8, 2020, mother received notice of the pretrial hearing that was scheduled
for August 14, 2020. The notice stated that the mother was “expected to appear” at the
hearing “fully prepared.” If she did not appear, the notice stated that the district court could
“conduct the hearing without” her, “find that the factual allegations and statutory grounds
set forth in the Petition have been proved,” and grant “the relief requested in the Petition.”
Mother did not appear for the pretrial hearing held on August 14, 2020. Mother’s
attorney explained on the record that she spoke to mother three times the previous day, that
the instructions for the hearing (which was held by Zoom) were sent to mother, and she
knew that mother intended to appear at the hearing. However, mother’s attorney stated
that her phone calls that morning were “going straight to voicemail” and she did not know
mother’s whereabouts.
The County expressed concern about mother’s absence from the hearing, noting that
the child had been returned to mother as directed at the July 6 hearing. Thus, the County
asked the district court to proceed by default pursuant to Minn. R. Juv. Prot. P . 18. The
child’s guardian ad litem agreed with the County’s request to proceed by default, noting
that mother had missed appointments the guardian had scheduled with her after the July 6
hearing. The court, over the objection of mother’s attorney, granted the County’s request
to proceed by default.
The County called two witnesses to testify. A Rice County social worker testified
under oath that he prepared and signed the petition. He also testified that he had
participated in a family assessment and an investigation , both in 2020, regarding mother
and her child. He testified that the petition included the “numerous contacts” he had with
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mother in 2020. Finally, he testified that everything stated in the petition was true and
correct, and based on all of the information in the petition he believed the child was in need
of protection or services. Mother’s attorney did not object to this testimony or cross -
examine the witness.
The next witness, the mother’s Rice County case manager, confirmed that the child
was returned to mother’s care on July 9, 2020, after the home was inspected and determined
to be safe, and after mother provided a negative urinalysis test. Thereafter, the witness
testified, mother had been inconsistent in her disclosures to the County, difficult to contact,
and unwilling to meet with the County. For example, mother disclosed an incident of
potential violence involving the child’s father, which occurred while the child was present,
but mother would not commit to a date and time on which the County could see the child.
Mother also reported to the case manager that she had moved most of her belongings to a
new residence, but would not provide her new address. The witness also testified that
mother had missed two appointments with her probation officer for urinalysis tests.
Mother’s attorney did not cross-examine this witness.
The County then rested its case. Mother’s attorney did not present any witnesses or
any evidence.
After hearing closing arguments, the district court found that the County “proved
by clear and convincing and uncontroverted evidence” that the child was in need of
protection or services pursuant to Minn. Stat. § 260C.007, subd. 6(3), (8)–(9). The court
noted that mother had been “out of contact” with the social worker, her probation officer,
8
and the guardian ad litem after July 9, 2020, thus making it “impossible” to ensure the
child’s safety in mother’s care.
Mother appealed to the court of appeals. She asserted that the testimon y of the
County’s witnesses was insufficient to demonstrate by clear and convincing evidence that
the child was in need of protection or services. The County contended that the evidence
before the district court included its petition and that, because mother failed to appear for
pretrial hearing, the allegations in the petition were effectively admitted. In response,
mother argued that the district court could not consider the allegations in the petition
because the petition itself was not entered into evidence.
The court of appeals agreed with the mother, holding that the juvenile protection
rules do not allow for relief in a default proceeding “based solely on the pleadings,” and
the County must still prove the allegations of a petition by clear and co nvincing evidence.
In re Welfare of Child of H.G.D. , 953 N.W.2d 735, 740 (Minn. App. 2021). It also held
the district court could not consider the allegations in the petition as true when deciding
whether the County had shown by clear and convincing evidence that the child is in need
of protection or services. Id. at 741. Because it found that the district court could not
consider the allegations of the petition in its decision, the court of appeals concluded that
the evidence was insufficient to adjudicate the child in need of protection or services. Id.
at 741–43. Accordingly, the court of appeals reversed the district court. Id. at 743.
We granted the County’s petition for review.
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ANALYSIS
The primary issue presented by this appeal is whether there is sufficient evidence to
support the district court’s determination that the child is in need of protection or services.
Mother concedes that the district court did not err by proceeding in default based on her
failure to appear at the pretrial hearing. But to determine whether the evidence is sufficient,
we must first resolve the parties’ dispute over the relevance of the County’s petition to the
district court’s decision.
I.
Before the court of appeals, the County asserted that mother’s failure to appear
allowed the district court, once it proceeded by default, to consider the allegations of the
petition deemed admitted. In the appeal to our court, the County asks us to adopt a rule of
law that “when a district court proceeds by default in a juvenile protection matter, the
defaulting party is deemed to have admitted the facts in the petition by virtue of their
default.”
Mother disagrees. She asserts that even when a parent does not appear at a noticed
hearing, the County’s burden of proof is unchanged: the allegations of a petition must be
shown by clear and convincing evidence. Further, she argues that the district court could
not consider the County’s petition in this case because it was never offered into evidence.
A.
Relying on Thorp Loan & Thrift Co. v. Morse, 451 N.W.2d 361 (Minn. App. 1990),
rev. denied (Minn. Apr. 13, 1990), the County argues that on appeal from a default
judgment, the appellant “may not assert facts on appeal which were not asserted below.”
10
Id. at 363 (emphasis omitted). Thus, before the court of appeals, the County argued that
the facts alleged in its petition should be accepted as true in considering whether clear and
convincing evidence supports the district court’s decision. The court of appeals disagreed,
stating that the rules that govern juvenile protection proceedings “do not allow for relief
based solely on the pleadings” and even when a parent defaults by failing to appear or
defend, the petitioner retains the “burden to present evidence proving the allegations in the
petition.” In re Welfare of Child of H.G.D., 953 N.W.2d at 740. Thus, the court held that
the district court could not consider the allegations in the County’s petition as true in
making its determination. Id. at 741.
The County asks us to adopt the rule of law stated in Thorp Loan & Thrift Co.,
asserting that the court of appeals has consistently applied this rule in appeals from default
orders in juvenile protection matters. The County also notes that the petition is part of the
record on appeal, see Minn. R. Civ. App. P. 110.01, and should be considered in reviewing
the district court’s decision. Mother disagrees. She argues that the petition was never
offered into evidence or admitted and cannot be considered in reviewing the district court’s
decision.
The Rules of Juvenile Protection Procedure govern child protection cases. See
Minn. R. Juv. P rot. P. 1.01. Their purpose is to “provide a just, thorough, speedy, and
efficient determination of each juvenile protection matter before the court and ensure due
process for all persons involved in the procedures.” Minn. R. Juv. Prot. P. 1.02(b). The
interpretation of the Rules of Juvenile Protection is a legal question that we review de novo.
In re Welfare of Child of R.K., 901 N.W.2d 156, 159 (Minn. 2017).
11
We have applied the rules of civil procedure on occasion in juve nile protection
matters, including in the context of proceedings in which a parent has defaulted by failing
to appear.4 See In re Welfare of Children of Coats, 633 N.W.2d 505, 510 (Minn. 2001)
(considering whether the district court erred in denying a parent’s motion under Minn. R.
Civ. P. 60.02 to vacate a default judgment in a parental termination case). But we have not
applied the default standard used in civil cases, see Minn. R. Civ. P. 55, to a parent’s failure
to appear in juvenile protection matters because the Rules of Civil Procedure do not apply
in these cases unless a rule of juvenile protection procedure states otherwise. See Minn. R.
Juv. Prot. P. 3.01.
Under the Rules of Civil Procedure, when a party fails to appear, plead, or otherwise
defend against a claim for which “affirmative relief is sought,” a default judgment is
entered if the failure to appear or defend is shown by affidavit. Minn. R. Civ. P. 55.01.
Under this rule, judgment is entered based solely on the failure to appear or defend. As a
result, the “party in default may not deny facts alleged in the complaint when such facts
were not put into issue below,” Thorp Loan & Thrift Co., 451 N.W.2d at 363, and the
“default judgment is equivalent to an admission by the defaulting party to properly pleaded
claims and allegations,” State by Humphrey v. Ri-Mel, Inc., 417 N.W.2d 102, 110 (Minn.
App. 1987), rev. denied (Minn. Feb. 17, 1988). See also Doud, Sons & Co. v. Duluth

4 Other than for the admit/deny hearing, when a denial may be entered by counsel,
Minn. R. Juv. Prot. P. 47.02, subd. 1, Minn. R. Juv. Prot. P. 56.02, subd. 1, parents are
required to personally appear at child protection hearings, even if represented by counsel.
See Minn. R. Juv. Prot. P. 18.01; see also In re Welfare of Children of Coats, 633 N.W.2d
505
, 509 n.2 (Minn. 2001).
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Milling Co., 56 N.W. 463, 463–64 (Minn. 1883) (recognizing that a district court may enter
a default judgment against a defendant who does not answer a complaint or appear in court
so long as the allegations in the complaint are “proper”).
By contrast, Rule 18 of the Rules of Juvenile Protection Procedure does not permit
entry of judgment based solely on a failure to appear. Instead, if a parent fails to appear,
the court “may receive evidence in support of the petition,” and if it does so, “may enter an
order granting the relief sought in the petition” if the allegations of the petition are “proved
by the applicable standard of proof.” Minn. R. Juv. Prot. P. 18.01 –.02. Nothing in the
language of this rule relieves the County from its burden to prove the allegations of the
petition by the appropriate standard of proof; to the contrary, the language of Rule 18.02
expressly requires proof of the allegations by the relevant standard, even when the parent
fails to appear. In this case, that standard is clear and convincing evidence. Minn. R. Juv.
Prot. P. 49.03; Minn. Stat. § 260C.163, subd. 1(a) (2020); see also In re Welfare of
Children of S.E.P., 744 N.W.2d 381, 385 (Minn. 2008) (applying clear and convincing
standard to parental termination decision).
The default at issue here is a failure to appear for a noticed hearing, see Minn. R.
Juv. Prot. P. 18.01 (allowing the district court to “receive evidence in support of the
petition” when a party “fails to appear for an admit-deny hearing, a pretrial hearing, or a
trial” after receiving notice of the hearing). Further, unlike the procedure authorized in
civil cases when a party “fail[s] to plead or otherwise defend,” Minn. R. Civ. P. 55.01,
mother appeared for the hearing held on July 6, 2020, and entered a denial to the allegations
of the petition. See Minn. R. Juv. Prot. P. 46.01 (“An admit/deny hearing is a hearing at
13
which the statutory grounds set forth in the petition are admitted or denied pursuant to Rule
47.”). Therefore, we cannot agree with the County that the allegations in the petition are
deemed admitted after mother denied those allegations, simply because mother did not
appear for the pretrial hearing.
Accordingly, we agree with the court of appeals that the district court could not
simply accept the allegations in the County’s petition as true when mother failed to appear
for the pretrial hearing. Even when a district court decides to proceed by default pursuant
to Rule 18, the County is required to prove the allegations of the petition by clear and
convincing evidence.
B.
We next consider whether the district court could consider the allegations of the
County’s petition once evidence was received in support of that petition. In other words,
even if the allegations of the petition are not deemed true simply because mother failed to
appear, are those allegations nonetheless part of the record of information that supports the
County’s request to determine that the child is in need of protection or services?
The court of appeals concluded that the “district court could not rely on the
allegations” in the County’s petition, and thus considered whether the County met its
burden of proof by looking “only to the evidence presented at” the hearing. In re Welfare
of Child of H.G.D., 953 N.W.2d at 741. The County argues that the court erred in this
narrowed focus because a witness for the County testified under oath that the allegations
of the petition were true, which was sufficient for the court to consider those allegations.
Mother disagrees. She argues that the district court could not consider the petition and
14
could only consider the testimony offered at the pretrial hearing because Rule 18 requires
the evidence offered when a parent defaults to be “in support of the petition.” Minn. R.
Juv. Prot. P. 18.01. This requirement, she asserts, means that the evidence offered must be
independent of the petition.
We start with the court of appeals’ statement that the County did not “present
evidence to prove the allegations in the petition.” In re Welfare of Child of H.G.D., 953
N.W.2d at 740–41. U nder the Rules of Juvenile Protection Procedure, “[a] child in need
of protection or services matter is commenced by filing a petition with the court .” Minn.
R. Juv. Prot. P. 44.01. The petition must “be verified by a person having knowledge of the
facts, and may be verified on information and belief.” Minn. R. Juv. Prot. P. 45.02, subd. 1.
The petition must have “a statement of facts that, if proven, would support the relief
requested in the petition.” Id., subd. 1(a).
The County alleged three separate grounds on which the child was in need of
protection or services: first, the child was “without necessary food, clothing, shelter,
education, or other required care for the child’s physical or mental health or morals because
the child’s parent . . . is unable or unwilling to provide that care,” Minn. Stat. § 260C.007,
subd. 6(3); second, the child was “without proper parental care because of the emotional,
mental, or physical disability, or state of immaturity of the child’s parent,” id., subd. 6(8);
and, third, the child’s “behavior, condition, or environment is such as to be injurious or
dangerous to the child or others,” id., subd. 6(9). The allegations in the County’s petition
detailed mother’s transient housing, multiple relocations to different residences over a span
of several weeks, and decision to leave the child with a relative for an extended period
15
without any contact from mother. The petition included allegations regarding mother’s
longstanding substance abuse disorder, inability to remain sober, lack of compliance with
treatment evaluations and programs, and the adverse impact of mother’s chronic and severe
substance abuse on the child’s mental and emotional stability. Finally, the petition included
allegations of domestic violence and mother’s dangerous behaviors that put the child’s
mental and physical health and well-being in danger.
Before the pretrial hearing, the district court found that the County’s petition
established a prima facie case that the child was in need of protection or services. Mother,
as noted above, had entered a denial of the allegations in that petition. Then, at the pretrial
hearing, the social worker who prepared the petition testified that he had participated in a
family assessment and protection investigation, and that the petition recited his numerous
contacts with mother and the child. He also testified that everything stated in the petition
was true and correct. Finally, he testified that based on the allegations in the p etition, he
believed the child is in need of protection or services. Mother’s attorney did not object to
this testimony, nor did she cross-examine him.
A second witness for the County testified that mother had been “very inconsistent”
in her disclosures to the County regarding her housing and location after the child was
returned to her care, and there were concerns regarding the child’s safety given a recent
report of violence between the parents. The witness testified that it was difficult to contact
mother, and “there’s always a reason she is unable to meet,” thus preventing the County
from seeing the child. The witness was unable to convince mother to provide a urinalysis
sample, and based on text and voicemail messages from mother, was concerned that mother
16
was using alcohol or drugs in the child’s presence. Again, mother’s attorney did not cross-
examine this witness. She also did not offer any testimony or evidence to refute the
allegations in the County’s petition.
Thus, before the pretrial hearing, the allegations in the petition were just that:
allegations. Further, to be clear, the petition was not evidence because it was not offered
or admitted into evidence. Cf. Minn. R. Evid. 402 (explaining that relevant evidence is
“admissible”). If the County had offered no evidence in support of the petition, then, as
mother argues, the allegations in the petition would have been unproven and there would
have been no basis for a CHIPS adjudication. But given the unrefuted testimony in this
case that the allegations in the petition were true and correct, and the additional testimony
that was consistent with the allegations in the petition— housing instability, possible
substance use, lack of contact, and possible violence—the district court was not precluded
from considering the allegations in the petition in making its decision. The petition was
filed with the district court and was therefore part of the case record before the court. Minn.
R. Juv. Prot. P. 2.01(18) (defining “case records” as “all records regarding a particular
juvenile protection matter filed with . . . the court”). The district court could therefore
consider those allegations in making a disposition on that petition.
5 Minn. Stat.

5 At the court of appeals, the County asserted that the district court could take judicial
notice of the petition. See Minn. R. Juv. Prot. P. 3.02, subd. 3 (stating that in addition to
the notice authorized under the Rules of Evidence, the district court can “take judicial
notice only of findings of fact and court orders in the juvenile protection court file and in
any other proceeding in any other court file involving the child or the child’s parent or legal
custodian”). The court of appeals disagreed, stating that the district court cannot take
judicial notice simply because the petition was filed with the court. In re Welfare of Child
17
§ 260C.193, subd. 2 (2020) (allowing the court to consider “any report or recommendation
made by the responsible social services a gency, probation officer, licensed child-placing
agency. . . or any other information deemed material by the court.”).6
Therefore, a petition alleging a child is in need of protection or services need not be
entered into evidence for the district court to consider the allegations of that petition in its
determination. Rather, we hold that the district court can consider the allegations of that
petition if evidence establishes the reliability of those allegations. Here, the unrebutted
witness testimony presented at the hearing established that the allegations of the petition
were true and correct.
II.
We now turn to whether the district court erred in finding that the child is in need
of protection or services. To adjudicate a child in need of protection or services, the county
must prove, by clear and convincing evidence, the existence of one of the statutory child-
protection grounds under Minn. Stat. § 260C.007, subd. 6, and that the child needs

of H.G.D., 953 N.W.2d at 741, n.3. The court of appeals reads the judicial notice rule too
narrowly. The plain language of the rule permits the district court to take judicial notice
as allowed under the Rules of Evidence, and in addition, to take notice of “findings of fact
and court orders in the juvenile protection court file.” Minn. R. Juv. Prot. P. 3.02, subd. 3
(“In addition to the judicial notice permitted under the Rules of Evidence . . . .”). Under
the Rules of Evidence, the district court can also take notice of facts that are not subject to
reasonable dispute based on, among other things, “sources whose accuracy cannot
reasonably be disputed.” Minn. R. Evid. 201(b).

6 Relying on this statutory provision, a micus curiae Minnesota County Attorneys
Association argues that the district court can consider a petition because it is a “report.”
Having determined that the allegations in the petition are supported by the unrebutted
witness testimony, we do not need to decide whether the petition is also a “report” under
this statute.
18
protection or services as a result. Minn. Stat. § 260C.163, subd. 1(a); Minn. R. Juv. Prot.
P. 49.03. We review the district court’s decision that a child is in need of protection or
services to determine whether the findings “address the statutory criteria and whether the
district court’s findings are supported by substantial evidence and not clearly erroneous.”
In re Welfare of Children of S.E.P., 744 N.W.2d at 385. While we will “closely inquire”
into the sufficiency of the evidence, In re Welfare of J.M., 574 N.W.2d 717, 724 (Minn.
1998), we also defer to the district court, which “is in a superior position to assess the
credibility of witnesses.” In re Welfare of L.A.F., 554 N.W.2d 393, 396 (Minn. 1996).
The district court held that the child is in need of protection or services pursuant to
Minn. Stat. § 260C.007, subd. 6(3), (8)–(9). Based on our review of the record, we
conclude that the district court did not err in finding that the child is in need of protection
or services pursuant to all three statutory grounds.
We start with the first basis for the County’s petition: that the child “is without
necessary food, clothing, shelter, education, or other required care for the child’s physical
or mental health or morals because the child’s parent . . . is unable or unwilling to provide
that care.” Minn. Stat. § 260C.007, subd. 6(3). The record establishes as follows.
Mother’s and child’s housing was unstable in the first half of 2020, when they moved six
times between four different residences. At one point, they were “living in a home without
income, adequate furniture, and [they were] sleeping on the floor with just pillows and
blankets.” The child had been left with a relative for three weeks, without any contact from
mother, who had lost her housing and was observed to be intoxicated and in a declining
state of mental health. This evidence is clear and convincing, and therefore the district
19
court did not err in adjudicating the child in need of protection or services pursuant to Minn.
Stat. § 260C.007, subd. 6(3).
As a second basis, the County alleged that the child “is without proper parental care
because of the emotional, mental, or physical disability, or state of immaturity of the child’s
parent.” Minn. Stat. § 260C.007, subd. 6(8). The record includes detailed documentation
of mother’s six known chemical dependency evaluations, history of alcohol abuse, and
“long history of noncompliance [with treatment programs] and inability to maintain
sobriety.” Mother’s documented and severe alcohol abuse led the child to ask others to tell
her mother to stop drinking and to report that her mother drank too much. The district
court found that “Mother’s documented pattern of chronic and severe use of alcohol has
adversely affected the Child’s basic needs and safety and has inflicted mental injury and
emotional harm,” as well as left the child with unstable and inadequate housing. The record
also includes details on mother’s documented, but unresolved, mental health issues, as well
as incidents of violence or threatened violence against other family members, some of
which occurred in the child’s presence. Based on this clear and convincing evidence, the
district court did not err in adjudicating the child in need of protection or services pursuant
to Minn. Stat. § 260C.007, subd. 6(8).
Finally, the petition alleged that the child’s “behavior, condition, or environment is
such as to be injurious or dangerous to the child or others.” Minn. Stat. § 260C.007, subd.
6(9). A dangerous environment includes the child’s exposure to criminal activity in the
child’s home. Id. As noted above, the district court found that the mother’s pattern of
alcohol abuse left the child without a safe home and had caused serious mental and
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emotional harm to the child. The record also provides details on the multiple occasions in
which mother threatened harm to others, including her own mother and the child’s father.
At least one of those instances occurred while the child was in the home. Finally, the record
shows that mother and the child lived with a man who had been charged with domestic
assault. Therefore, the district court did not err in adjudicating the child in need of
protection or services pursuant to Minn. Stat. § 260C.007, subd. 6(9).
Based on our analysis, we hold that the district court did not err in finding that the
child is in need of protection or services pursuant to Minn. Stat. § 260C.007, subd. 6(3),
6(8), and 6(9), because clear and convincing evidence in the record supports that
determination. We therefore reverse the court of appeals’ decision on mother’s challenge
to the sufficiency of the evidence.
CONCLUSION

For the foregoing reasons, we reverse the decision of the court of appeals.

Reversed.