Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Raleigh 778 N.W.2d 90
- State v. Cubas 838 N.W.2d 220
- State v. Theis 742 N.W.2d 643
- Ryan v. Bagne 434 N.W.2d 263
- State v. Aviles-Alvarez 561 N.W.2d 523
Opinion text
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A20-1298
State of Minnesota,
Respondent,
vs.
Harold Badillo Chaparro,
Appellant.
Filed August 16, 2021
Affirmed
Reyes, Judge
Hennepin County District Court
File No. 27-CR-18-18853
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Michael O. Freeman, Hennepin County Attorney, Jacqueline Bailey, Assistant County
Attorney, Minneapolis, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Suzanne M. Senecal -Hill,
Assistant Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Reyes, Presiding Judge; Larkin, Judge; and Bjorkman,
Judge.
NONPRECEDENTIAL OPINION
REYES, Judge
Appellant argues that the district court abused its discretion by denying his motion
to withdraw his guilty plea because he experienced cognitive dysfunction that negatively
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impacted his ability to understand and participate in a plea hearing, providing a fair -and-
just reason for withdrawal. We affirm.
FACTS
In July 2018, police officers responded to a domestic-assault report at a gas station.
The officers spoke with an employee of the gas station who witnessed a man in the
passenger seat of an SUV repeatedly hit a woman in the driver’s seat. The employee said
that the man then exited the SUV and left on foot. The officers next interviewed the
woman-victim, who identified appellant Harold Badillo Chaparro as the man who struck
her. The victim explained that she and appellant were in a romantic relationship at the time
and that they have twin children. The victim told the officers that after she began arguing
with appellant, he bit her right shoulder and punched her in the face. The victim then pulled
over into the gas station and struggled with appellant for the car keys before he fled on foot
without the keys. The officers reported seeing a bite mark on the victim’s right sh oulder
and bruising and swelling on her right eye.
On July 27, 2018, respondent State of Minnesota charged appellant with one count
of felony domestic assault under Minn. Sta t. § 609.224, subd. 4 (2016). On January 22,
2020, appellant attempted to plea d guilty to the charge at an omnibus hearing, but the
district court rejected the plea because appellant maintained that he acted in self-defense.
On February 18, 2020, at a plea hearing, appellant again requested that the district court
accept his guilty plea. Appellant answered the following questions , among others, from
his counsel:
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Q: Now you are taking some medications that are
prescribed for you?
A: Yes.
Q: Is there anything about those medications that causes
you not to understand what you’re doing today?
A: No.
Q: Are you clear headed and focused?
A: Yes.
Q: And you understand the terms of the plea negotiation
that [the state] just put on the record?
A: Yeah. I do.
Unlike the January 22 hearing, appellant unequivocally stated that he did not act in self -
defense because he could have retreated. Appellant also agreed that the complaint outlined
two prior qualifying domestic -violence-related offenses. The district court accepted
appellant’s guilty plea.
On June 4, 2020, before sentencing, appellant moved to withdraw his guilty plea ,
arguing that he suffered “cognitive dysfunct ion” at the time of the plea. Specifically, he
asserted that he did “not knowingly and voluntarily enter []” the plea because he labor ed
under mental illness and his p rescribed medications had not stabilized his thinking and
decisionmaking faculties. In support of his motion, appellant submitted an affidavit from
his mother detailing changes in his behavior, mood, and appetite as well as his medical
records from December 24, 2019, to February 18, 2020.
The same district court judge who heard and accepted appellant’s guilty plea held a
hearing on appellant’s motion to withdraw his plea on June 9, 2020. At the hearing,
appellant first stated that he could remember “nothing” about the plea hearing and that he
did not understand t he terms of the agreement. But then on cross -examination, appellant
stated that he remembered someone laughing at him in the background when he entered
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the courtroom on the day of the plea and that he spoke with his brother about that incident.
The district court denied appellant’s motion to withdraw his guilty plea because it found
that appellant’s medical records and performance on the day of the plea did not support his
allegations that he had been experiencing cognitive dysfunction. The district court
sentenced appellant to 18 months in prison, stayed for three years, and three years of
probation. This appeal follows.
DECISION
Appellant argues that the district court abused its discretion by denying his motion
to withdraw his guilty plea under the fair-and-just standard. We are not persuaded.
Although a defendant has a right to withdraw a guilty plea, that right is not absolute.
State v. Raleigh, 778 N.W.2d 90, 93 (Minn. 2010). The two standards for plea withdrawals
are: (1) at any time, a plea withdrawal must be permitted if “necessary to correct a manifest
injustice” or (2) before sentencing, a plea may be withdrawn when it is fair and just to do
so. Minn. R. Crim. P. 15.05, subds. 1, 2. Under the fair -and-just standard, the defendant
bears the burden of providing reasons supporting wit hdrawal, while the state bears the
burden of showing it would be prejudiced by withdrawal. Raleigh, 778 N.W.2d at 97.
“Even when there is no prejudice to the state, a district court may deny plea withdrawal
under [the fair -and-just standard] , if the defe ndant fails to advance valid reasons why
withdrawal is fair and just.” State v. Cubas , 838 N.W.2d 220, 224 (Minn. App. 2013) ,
review denied (Minn. Dec. 31, 2013).
Although it is a lower burden than the manifest-injustice standard, the fair-and-just
standard “does not allow a defendant to withdraw a guilty plea for simply any reason.”
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State v. Theis, 742 N.W.2d 643, 646 (Minn. 2007) (quotation omitted). Doing so would
“undermine the integrity of the plea-taking process.” Kim v. State, 434 N.W.2d 263, 266
(Minn. 1989). Under both rule 15.05 standards, a plea must be valid, meaning that it must
be accurate, voluntary, and intelligent. Theis, 742 N.W.2d at 646. We review a district
court’s decision to deny a motion to withdraw before sentencing for an abuse of discretion,
and its decision will rarely be reversed. Raleigh, 778 N.W.2d at 97. We defer to a district
court’s credibility determinations during a plea hearing. State v. Aviles -Alvarez, 561
N.W.2d 523, 527 (Minn. App. 1997).
Here, appellant argues that his mental distress, anxiety, and medication adjustment
negatively impacted his cognitive function. In Raleigh, the dist rict court denied the
defendant’s request for plea withdrawal because the defendant failed to provide any
evidence to substantiate allegations that mental illness and stress prevented him from
understanding the plea. 778 N.W.2d at 93. Appellant attempts to distinguish this case
from Raleigh on the basis that he has provided sufficient evidentiary support for cognitive
dysfunction. It is true that his medical records show he is diagnosed with post-traumatic-
stress disorder, major depressive disorder recurrent with anxious distress, and generalized
anxiety disorder with panic attacks. His medical records also show that he switched
medications on February 7, 2020. However, as the district court noted, appellant’s medical
records do not support the assertion that these conditions resulted in “cognitive
dysfunction” and he does not direct this court to any specif ic portion of his records that
could. To the contrary, appellant’s medical records refute his claim of cognitive
dysfunction. To the extent that appellant relies on his mother’s affidavit for support, she
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merely describes changes in appeti te, mood, sleep, and anxiety. The record supports the
district court ’s determination that appellant failed to show a fair and just reason for
withdrawal.
Additionally, t he district court relied on its own observation of appellant’s
performance at the plea hearing to det ermine that he did not suffer from cognitive
dysfunction. At the plea hearing, appellant answered questions about the rights he was
giving up, responded specifically that his medications were not affecting his ability to
understand the proceedings, and that he was thinking with a clear head. The district court
found that “his presentation was consistent with his testimony.” Appellant argues that a
comparison between the omnibus hearing and the plea hearings demonstrates his cognitive
dysfunction. First, he points to the leading questions, that his counsel asked him, for the
proposition that “[l]ittle can be discerned about what [appellant] understood when his
responses were merely a series of yeses.” But that assertion is inconsistent with the record.
Appellant responded affirmatively that he was taking medications, then stated that those
medications were not impacting his ability to understand the proceedings, and then
responded again affirmatively that he was thinking with a clear head. Because the district
court is in the best position to observe the witness and relied on its own observations of
appellant during both hearings, we decline to disturb the district court’s decision.
Finally, because appellant failed to advance substantiated reasons for withdrawal of
his guilty plea, we need not address whether withdrawal would prejudice the state. Cubas,
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838 N.W.2d at 224 (stating that district court need not address prejudice prong if defendant
fails to carry burden to show valid reasons for withdrawal).
Affirmed.