Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Austin 295 N.W.2d 246
- State v. Modtland 695 N.W.2d 602
- Marriage of Goldman v. Greenwood 748 N.W.2d 279
Opinion text
1
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A21-0535
State of Minnesota,
Respondent,
vs.
Cody Michael Thorson,
Appellant.
Filed September 7, 2021
Affirmed
Florey, Judge
Benton County District Court
File Nos. 05-CR-17-2253; 05-CR-19-1217
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Philip K. Miller, Benton County Attorney, Karl L. Schmidt; Assistant County Attorney,
Foley, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appella te Public Defender, Max Brady Kittel, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Reyes, Presiding Judge; Hooten, Judge; and Florey,
Judge.
NONPRECEDENTIAL OPINION
FLOREY, Judge
In this appeal from the district court’s order revoking his probation, appellant argues
the district court abused its discretion in concluding that the need for his confinement
2
outweighed the policies favoring continued probation because this finding was not
supported by the record. We affirm.
FACTS
Appellant Cody Thorson pleaded guilty to a second -degree drug offense in April
2019. In September 2019, while awaiting sentencing, Thorson pleaded guilty to a fifth -
degree drug offense. The district court sentenced Thorson for both offenses in November
2019.
At the time of sentencing, Thorson’s criminal history included seven prior felony
convictions, five for controlled substances, and two for second-degree assault and unlawful
possession of a firearm. The presumptive sentence was 111 months on the second-degree
controlled-substance conviction and 24 months on the fifth -degree-possession conviction.
The parties agreed to a downward dispositional departure based on Thorson’s recent
completion of a chemical -dependency-treatment program, participation in a Suboxone
program, and his ability to continue on Suboxone while serving the agreed-upon jail time.
At the sentencing hearing, Thorson, who was represented by counsel, stated that he
was not currently in an aftercare program, explaining that he had been dealing with family
deaths. The district court imposed the parties’ agreed -upon sentence, which included a
stayed 111-month prison sentence, 25 years of probation, and 365 da ys in jail. The
probation conditions included: remain law abiding, report to the probation officer and
notify the officer within 72 hours of any contact with law enforcement or new charges,
follow all treatment programming recommendations, participate in mental -health
counseling, take all prescribed medications in the prescribed dosage and frequency, refrain
3
from using or possessing non -prescribed mood -altering chemicals, comply with any
random chemical testing requested by probation or law enforcement, and do not possess
any drug paraphernalia. Thorson was provided with a written order explaining his sentence
and probationary conditions.
Thorson failed to turn himself in to begin his jail time, and the district court issued
a warrant for his arrest. The probation officer later filed a violation report, all eging that
Thorson violated his probation by failing to serve his jail sentence, to provide his agent
with verification that he was participating in mental -health services, to make himself
available for random testing, to provide verification that he was t aking mental -health
medication as prescribed, and to make contact with his probation officer or anyone at the
Department of Corrections (DOC) since his sentencing hearing.
In April 2020, Thorson was arrested and charged with the gross -misdemeanor
offense of giving a peace officer a false name. Because Thorson displayed COVID -19
symptoms while in jail, the warrant for his arrest for the previous convictions was quashed.
In May, Thorson was charge d with misdemeanor possession of hypodermic needles and
possession of drug paraphernalia.
Thorson appeared by phone for his probation-violation hearing in September 2020.
He stated that he was unable to begin his jail sentence because of the COVID-19 pandemic,
and also stated that he had not been given a probation officer’s name or contact, so he never
started probation. The district court told Thorson to contact the county jail and the DOC
by September 11, 2020.
4
Thorson failed to appear at his next court hearing in November 2020, and the district
court issued another warrant for h is arrest. In January 2021, Thorson was arrested and
appeared before the district court in custody and repr esented by counsel. The probation
officer filed an addendum to her earlier report, alleging additi onal violations of failing to
notify his probation hours within 72 hours of contact with law enforcement, being charged
with new crimes, and failing to follow the district court’s September 2020 release order.
In March 2021, Thorson appeared by video fr om jail at a remote contested -
probation-revocation hearing. The probation officer testified that since his sentencing
hearing, Thorson had neither contacted her nor provided any verification that he made
progress on his other probationary conditions excep t for providing a urine sample
immediately following his sentencing hearing. The probation officer also stated that
Thorson would have received a copy of his sentencing order, explaining the terms of his
probation, following his sentencing hearing. On cross-examination, the probation officer
testified that she never contacted Thorson.
Thorson testified that he completed chemical -dependency treatment and
participated in the community Suboxone program at the time of sentencing but admitted
that was before sentencing and was part of the basis for him receiving a downward
dispositional departure. He also testified that he was currently taking his mental -health
medications as prescribed. He admitted that he did not turn himself in to complete jail time
and did not contact probation, stating that he did not know he had to contact probation and
that he was not provided the name or contact information of his probation officer.
5
The probation officer and the state asked the district court to commit Thorson to
prison. The state argued that the Austin factors supported revocation of Thorson’s
probation, specifically arguing that Thorson was a danger to the public and that to not
commit him would minimize the seriousness of his violations. Thorson’s counsel argued
for another opportunity on probation, stating that Thorson followed through on “almost
all” of his probationary conditions but that he was not aware that he was supposed to
contact probation.
The district court found that the state proved the alleged probation violations by
clear and convincing evidence and that the violations were intention al and inexcusable.
When Thorson asked for one more opportunity to comply with probation, the district court
stated:
Well, I certainly would, Mr. Thorson, had I any
optimism that you would be successful on your own. I just
think that your addiction has such a grip on you that you blew
off probation. You could not even contact your agent even after
I released you from custody and told you that you had to
contact your agent by 4:30 the following day. You never
contacted [your agent].
It is more than one mist ake. It is a series of bad
judgment, and I think you just need to get your head cleared
from chemicals, and hopefully things will fall into place.
I am satisfied though under the circumstances here that
the need for confinement outweighs the public policies
favoring probation in that specifically your treatment is
necessary to be accomplished in a correctional setting because
you can’t do that voluntarily on your own.
The district court then executed Thorson’s stayed prison sentences to r un concurrently.
Thorson appeals.
6
DECISION
The district court did not abuse its discretion in revoking Thorson’s probation
and executing his prison sentences.
Thorson argues that the district court abused its discretion in revoking his probation
because the required findings were not supported by the record. “The [district] court has
broad discretion in determining if there is sufficient evidence to revoke probation and
should be reversed only if there is a clear abuse of that discretion.” State v. Austin , 295
N.W.2d 246, 249-50 (Minn. 1980). To revoke proba tion, the district court must find that
(1) the probationer violated a specific condition of probation ; (2) the violation was
intentional or inexcusable ; and (3) the need for confinement outweighed the policies
favoring probation. Id. at 250; see also State v. Modtland, 695 N.W.2d 602, 606 (Minn.
2005) (explaining that the district court must make specific findings on all three Austin
factors to revoke probation).
With regard to the third factor‒that the need for confinement outweighs the policies
favoring probation‒the district court should consider Modtland findings by “balanc[ing]
the probationer’s interest in freedom and the state’s interest in insuring his rehabilitation
and the public safety.” Id. at 607 (quotation omitted). The district court considers whether
“(i) confinement is necessary to protect the public from further criminal activity by the
offender; or (ii) the offender is in need of correctional treatment which can most effectively
be provided if he is confined; or (iii) it would unduly d epreciate the seriousness of the
violation if probation were not revoked.” Id. (quotation omitted).
7
Thorson does not challenge the district court’s finding s on the first and second
Austin factors. He argues that the district court abused its discretion in revoking his
probation because its findings on the third Austin factor are not supported by the record .
Specifically, Thorson argues his probation should be reinstated because the district court
failed to make findings on the first and third Modtland factors. However, in determining
whether the third factor is met, the subfactors as stated by the supreme court in Modtland
do not require the district court to make findings on all three subfactors; rather, a finding
on one of the subfactors is sufficien t to uphold the district court’s probation revocation.
See Goldman v. Greenwood , 748 N.W.2d 279, 283 (Minn. 2008) (recognizing that
appellate courts “normally interpret the conjunction ‘or’ as disjunctive rather than
conjunctive”).
Thorson further argues the record does not support the district court’s finding on the
second Modtland subfactor because he completed “almost all” of the conditions of
probation. However, review of the record shows that Thorson did not inform his probation
officer of his activities and never contacted her following his sentencing hearing. Thus,
even if he was making progress on his probation conditions, no evidence of that progress
was available to the probation officer or the district court, and nothing is found in the
record. Thorson also argues that he did not know that he had to contact probation and was
not provided the name of his probation officer. However, Thorson was provided with a
8
written order explaining his sentence and probationary conditio ns following the initial
sentencing hearing.1
While there is evidence that Thorson completed at least one chemical-dependency-
treatment program, that completion occurred before sentencing, and was part of the basis
for the district court’s grant of a downward dispositional departure. Finally, Thorson
argues that the district court’s reasons for revoking probation are not more than “general,
non-specific reasons for revocation.” But the district court found that “treatment [was]
necessary to be accomplis hed in a correctional setting because [Thorson] can’t do that
voluntarily on [his] own,” and also explained that Thorson’s addiction had “such a grip”
on him that he was unable to comply with probation, despite multiple opportunities to do
so. This finding is sufficient to satisfy the second Modtland subfactor, and thus, to satisfy
the third Austin factor. Therefore, the district court did not abuse its discretion in revoking
Thorson’s probation based on this record.
Affirmed.
1 Furthermore, as the state pointed out, Thorson had been on probation for felony violations
on multiple occasions in the past, so he was familiar with the process.