The holding in the court’s own words
Thus, we conclude that by violating MDVA’s reasonable policies, Slonim committed employment misconduct.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- Deli v. University of Minnesota 511 N.W.2d 46
- Nina Wilson v. Mortgage Resource Center, Inc., Department of Employment and Economic Development 888 N.W.2d 452
- Skarhus v. Davanni's Inc. 721 N.W.2d 340
- 32 N.W.2d 775 not in our corpus
- State ex rel. Independent School District No. 276 v. Department of Education 256 N.W.2d 619
- Marn v. Fairview Pharmacy Services LLC 756 N.W.2d 117
- Schmidgall v. FilmTec Corp. 644 N.W.2d 801
Opinion text
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A21-1243
Jeanine Slonim,
Relator,
vs.
Minnesota Department of Veterans Affairs,
Respondent,
Department of Employment and Economic Development,
Respondent.
Filed July 18, 2022
Affirmed
Reilly, Judge
Department of Employment and Economic Development
File No. 44810962-3
Peter B. Knapp, Mitchell Hamline Law Clinic, St. Paul, Minnesota (for relator)
Minnesota Department of Veterans Affairs, Minneapolis, Minnesota (respondent
employer)
Keri Phillips, Anne B. Froelich, Minnesota Department of Employment and Economic
Development, St. Paul, Minnesota (for respondent department)
Considered and decided b y Worke, Presiding Judge; Bjorkman, Judge; and Reilly,
Judge.
2
NONPRECEDENTIAL OPINION
REILLY, Judge
Relator challenges the decision of an unemployment -law judge (ULJ) that she was
ineligible for unemployment benefits because she was discharged for employment
misconduct. She a rgues that the ULJ improperly relied solely on hearsay evidence. We
affirm.
FACTS
Relator Jeanine Slonim worked full -time as a human services technician for
respondent Minnesota Department of Veterans Affairs (MDVA) for 12 years. H er job
duties included providing care for patients at an MDVA facility and documenting that care.
Slonim was a union employee, entitled to an investigation, union representation, and a
Loudermill hearing1 before MDVA could finalize certain disciplinary actions.
In September 2020, a report stated that Slonim failed to provide proper care for two
residents. Following an investigation, MDVA suspended Slonim for five days without
pay. Two weeks later, a second report stated that Slonim again failed to provide prope r
care for a resident and that she improperly washed her hands. Following another
investigation, MDVA suspended Slonim for three days without pay. A month later in
October 2020, a nurse on staff reported seeing Slonim with her face shield pulled down in
1 A Loudermill hearing is provided to public employees before the employer imposes
disciplinary action. T he purpose of the Loudermill hearing is to provide the public
employee a pretermination opportunity to respond to allegations against them before an
impartial board or tribunal. See Cleveland Bd. of Educ. v. Loudermill, 470 U.S. 532, 542
(1985); Deli v. Univ. of Minn., 511 N.W.2d 46, 50 (Minn. App. 1994), rev. denied (Minn.
Mar. 23, 1994).
3
violation of MDVA’s COVID-19 policies. MDVA investigated the incident by reviewing
Slonim’s care documentation and speaking to staff and clients. Following the
investigation, MDVA determined that Slonim would be discharged from employment
based on her “poor work performance” and for failing to follow MDVA policies. MDVA
also provided Slonim a letter explaining the cause for her discharge. Before discharging
her, MDVA conducted a Loudermill hearing to discuss the violation with Slonim.
Following her disc harge, Slonim applied for unemployment benefits through
respondent Department of Employment and Economic Development (DEED). DEED
determined Slonim was ineligible for unemployment benefits because she was discharged
for employment misconduct. Slonim appe aled. In April 2021, a ULJ held a hearing to
determine whether Slonim was eligible for unemployment benefits. The Human Resources
Consultant (HR Consultant) for MDVA testified on its behalf. The HR Consultant testified
that MDVA discharged Slonim for “multiple reasons” including the five-day suspension,
the three-day suspension, and the failure to wear personal protective equipment (PPE)
properly. The HR Consultant testified that she could not answer questions about the three-
day suspension because she did not have the investigation report. But the HR Consultant
did testify about the other two suspensions stating that MDVA determined that suspending
Slonim was appropriate following a “review of the documentation and . . . reports from the
residents as well as other employees.” The HR Consultant also testified that a nurse
observed Slonim not wearing a face shield or goggles around a resident while under strict
COVID- 19 precautions. The ULJ asked if she could take the testimony of the nurse who
reported the incident, but the nurse did not answer the phone when contacted.
4
Slonim also testified. She testified that MDVA informed her that she would be
suspended for providing improper care to re sidents and for failing to wear PPE. Slonim
testified that she did provide proper care s2 to residents, but she may have forgotten to
document it. Slonim testified that she admitted in the Loudermill hearing that she “did not
provide cares” for two residents, but that she “probably said the wrong word.” Slonim also
testified about the third incident leading to her suspension. She testified that she had been
wearing a face shield , but that she was working in a new area within the care facility, and
a resident had pulled the face shield down from her face. She testified that the nurse walked
in and observed the face shield down when she was trying to defog it. The ULJ asked the
HR Consultant if Slonim provided MDVA with the reasons for why she was not we aring
a mask. The HR Consultant testified that Slonim told MDVA that she took the mask off
to defog it in the Loudermill hearing but did not say that a resident pulled it down.
Following the hearing, the ULJ issued her determination finding that Slonim was
not eligible for unemployment benefits because she was discharged for employment
misconduct. The ULJ based the findings of fact mainly “on the testimony of [the HR
Consultant].” The ULJ found that the HR Consultant provided detailed testimony
explaining the reasons Slonim was discharged. Because the HR Consultant identified
details that Slonim could not provide, the ULJ found her testimony credible. The ULJ also
2 MDVA required employees to provide multiple forms of care for clients including, but
not limited to, assistance with toileting, grooming, hygiene, and transfer assistance. T he
term “cares” is often used when an employee assisted with more than one client care need.
5
found that Slonim’s pre-hearing responses differed from her testimony. Slonim requested
reconsideration, and the ULJ affirmed her decision. This appeal follows.
DECISION
I. The ULJ did not err in considering hearsay testimony.
Slonim argues that the ULJ improperly relied solely on hearsay evidence to find that
she committed misconduct resulting in her termination, a finding that precluded her from
receiving unemployment benefits. This court reviews “the ULJ’s findings of fact in the
light most favorable to the decision and will not disturb those findings as long as there is
evidence in the record that reasonably tends to sustain them.” Wilson v. Mortg. Res. Ctr.,
Inc., 888 N.W.2d 452, 460 (Minn. 2016) (quotation omitted). When reviewing the decision
of a ULJ, this court may affirm the decision, remand the case, or reverse or modify the
decision if the decision is unsupported by substantial evidence or is arbitrary or capricious.
Minn. Stat. § 268.105, subd. 7(d)(5)-(6) (2020).
Slonim objects to the testimony of the HR Consultant, arguing that her testimony
was hearsay. She contends that the ULJ could not rely solely on hearsay evidence but
needed some direct evidenc e to find that Slonim violated MDVA policies. Under Minn.
R. Evid. 802, out -of-court statements offered for their truth are excluded from evidence
unless they fall within an exemption or exception. But a ULJ is not bound by the rules of
evidence and is s pecifically permitted to receive hearsay “if it is the type of evidence on
which reasonable, prudent persons are accustomed to rely in the conduct of their serious
affairs.” Minn. R. 3310.2922 (2021).
6
In Skarhus v. Davanni’s Inc., an employee was discharg ed after a fellow employee
reported her for food theft. 721 N.W.2d 340, 342- 43 (Minn. App. 2006). The employee
applied for unemployment benefits and DEED determined that she was ineligible because
she was discharged for employment misconduct. Id. at 342. At a hearing before a ULJ,
the employer’s general manager testified on behalf of the employer, although he had not
been present when the incident occurred. Id. at 345. This court determined that “[a]
witness at an evidentiary hearing is not required t o have firsthand knowledge because a
ULJ ‘may receive any evidence which possesses probative value, including hearsay.’” Id.
(quoting Minn. R. 3310.2922). This court determined that the testimony was “relevant and
properly considered by the ULJ” and affirmed the decision. Id. at 345-46.
The matter here is similar. Both Slonim and the HR Consultant testified about the
incidents leading to Slonim’s discharg e. While the HR Consultant was not working
alongside Slonim during these incidents, the HR Consultant was present during the
Loudermill hearings. And as the HR Consultant for the employer , she received
investigative reports and complaints from employees and patients at MDVA. The ULJ
balanced Slonim’s testimony against the HR Consultant’s testimony. The ULJ found the
HR Consultant’s testimony more credible, and we must defer to the credibilit y
determinations made by the ULJ. Id. at 344.
Slonim cites In re Expulsion of E.J.W. from Indep . Sch. Dist. No. 500 to support her
assertion that an agency cannot solely rely on hearsay evidence. 6 32 N.W.2d 775, 782
(Minn. App. 2001). In In re Expulsion of E.J.W., three boys were accused of being
involved in a bomb threat at a school. Id. at 777. At the expulsion hearing, the three boys’
7
statements were admitted as hearsay through the police officers who took their statements.
Id. This court determined that there was no direct evidence to support the hearing officer’s
findings and that the students must be afforded a new hearing with the right to confront
witnesses. Id. at 782-83.
But In re Expulsion of E.J.W. is not persuasive in the unemployment hearing context
because it applied the exclusion and expulsion administrative procedures under Minn. Stat.
§ 121A.47 (2020). Id. at 781- 82. Without a special statute, “an administrative agency
cannot, at least over objection, rest its findings of fact solely upon hearsay evidence which
is inadmissible in a judicial proceeding.” State ex rel. Indep. Sch. Dist. No. 276 v. Dep’ t
of Ed uc., 256 N.W.2d 619, 627 (Minn. 1977) (quotation omitted). In the context of
exclusion and expulsion proceedings, there are no special statutes that allow the
administrative agency to rely on hearsay evidence in its findings of fact . In contrast, a
statute exists for unemployment hearings allowing the ULJ to rest its findings of fact upon
hearsay evidence. See Minn. Stat. § 268.105, subd. 1(b) (2020) (stating that the department
may adopt rules and procedures for hearings and that the rules “need not conform to
common law or statutory rules of evidence and other technical rules of procedure”) ; see
also Minn. R. 3310.2922 (stating that a ULJ “may receive any evidence that possesses
probative value, including hearsay”). And, in this case, the ULJ relied on both hearsay and
non-hearsay from the testimony of the HR Consultant and Slonim.
In sum, the ULJ determined that the HR Consultant provided detail ed and credible
testimony to show that MDVA decided to discharge Slonim after progressive discipline.
The ULJ recognized that the HR Consultant was present at the Loudermill hearings when
8
Slonim testified and credited the testimony of the HR Consultant . The ULJ did not find
Slonim to be as credible , in part because her testimony was inconsistent. Viewing the
factual findings in the light most favorable to the decision, we conclude that the hearsay
evidence was the type of evidence “on which reasonable, prudent persons are accustomed
to rely in the conduct of their serious affairs.” Minn. R. 3310.2922.
II. The record supports a determination of misconduct.
An employee who is discharged for employment misc onduct is ineligible for
unemployment benefits. Minn. Stat. § 268.095, subd. 4(1) (2020). Employment
misconduct is “any intentional, negligent, or indifferent conduct, on the job or off the job,
that is a serious violation of the standards of behavior the employer has the right to
reasonably expect of the employee.” Minn. Stat. § 268.095, subd. 6(a) (2020). It is not
“simple unsatisfactory conduct” or “good faith errors in judgment if judgment was
required.” Id., subd. 6(b)(3), (6) (2020). Whether an act constitutes employment
misconduct is a question of law, which this court reviews de novo. Marn v. Fairview
Pharmacy Servs., 756 N.W.2d 117, 121 (Minn. App. 2008) , rev. denied (Minn. Dec. 16,
2008).
Slonim argues that MDVA discharged her for “negligent behavior,” but that there
was no evidence that Slonim acted in a negligent way. This argument is not persuasive.
While Slonim testified before the ULJ that she did not violate MDVA policies , Slonim
admitted she told her employer that she did not provide care s. The ULJ found Slonim’s
prior statement to be more credible than the contradictory statements that she made at the
unemployment hearing. Further, when asked whether she provided cares to a resident
9
without a face shield or googles, Slonim responded , “yes.” While she tried to justify why
she was not wearing the facemask or goggles, the ULJ again found the HR Consultant’s
testimony to be more credible than Slonim’s as to this incident. And we must defer to the
ULJ’s credibility determinations. Skarhus, 721 N.W.2d at 344.
“As a general rule, refusing to abide by an employer ’s reasonable policies and
requests amounts to disqualifying misconduct.” Schmidgall v. FilmTec Corp., 644 N.W.2d
801, 804 (Minn. 2002). When an employee knowingly violates an employer’s instructions
and directives, such action amounts to employment misconduct because it is a willful
disregard of the employer’s interests. Id. at 806. A single violation of a reasonable policy
constitutes misconduct, but such a finding is even more persuasive “when there are
multiple violations of the same rule involving warnings or progressive discipline.” Id.
Here, the ULJ found that “Slonim’s conduct in failing to provide c ares and
complying with PPE requirements seriously violated the standards of behavior [MDVA]
had the right to reasonably expect.” The ULJ also found that Slonim knew of MDVA’s
policies to wear a mask and face shield under COVID-19 policies, but that in October 2020,
Slonim did not do so. The ULJ found that Slonim had a fair opportunity to share her side
of the story in the investigative interviews and Loudermill hearings, at which she was
represented, before her termination. The record supports t hese fin dings. Thus, we
conclude that by violating MDVA’s reasonable policies, Slonim committed employment
misconduct.
Affirmed.