State of Minnesota, Respondent,
The holding in the court’s own words
We conclude that the district court erred in imposing an aggravated sentence, and we reverse and remand for resentencing within the presumptive range . We also conclude that the district cou rt erred by entering judgment on both murder charges, and we remand with instructions to vacate the conviction for second -degree unintentional murder. Because we conclude that appellant is not entitled to relief under the abuse-of-discretion standard, we do not address the state’s plain-error argument.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Cited by
- State of Minnesota v. Bryant Jerome Stephenson Minn. Ct. App. 2024
Authorities cited
Identified automatically; this list may not be exhaustive.
- 4 N.W.2d 569 not in our corpus
- State v. Worthy 583 N.W.2d 270
- State v. Clark 722 N.W.2d 460
- 961 N.W.2d 238 not in our corpus
- State v. Edwards 774 N.W.2d 596
- State v. Stanke 764 N.W.2d 824
- State v. Rourke 773 N.W.2d 913
- State v. Best 449 N.W.2d 426
- State v. Geller 665 N.W.2d 514
- Williams v. State 361 N.W.2d 840
- State v. Carridine 812 N.W.2d 130
- State v. Gisege 561 N.W.2d 152
- In Re Petition for DISCIPLINARY ACTION AGAINST Barbara Ann NIMIS, a Minnesota Attorney, Registration No. 235428 858 N.W.2d 535
- State v. Jackson 363 N.W.2d 758
- State v. Chavarria-Cruz 839 N.W.2d 515
- State v. Lory 559 N.W.2d 425
- State v. Clark 486 N.W.2d 166
- State v. Ellis-Strong 899 N.W.2d 531
- Andersen v. State 830 N.W.2d 1
- State v. Gassler 505 N.W.2d 62
- State v. Miller 754 N.W.2d 686
- State v. Mosley 895 N.W.2d 585
- State v. Nicks 831 N.W.2d 493
- State v. Jones 392 N.W.2d 224
- Sanchez-Diaz v. State 758 N.W.2d 843
- State v. Breaux 620 N.W.2d 326
- State v. Bartylla 755 N.W.2d 8
- State v. Williams 593 N.W.2d 227
- In re Disciplinary Action Against Smith 903 N.W.2d 411
Opinion text
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A22-0242
State of Minnesota,
Respondent,
vs.
Bryant Jerome Stephenson,
Appellant.
Filed February 6, 2023
Affirmed in part, reversed in part, and remanded
Reilly, Judge
Stearns County District C ourt
File No. 73-CR-19-11005
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Janelle Kendall, Stearns County Attorney, Lisa Lodin Peralta, Assistant County Attorney,
St. Cloud, Minnesota (for respondent)
Melissa Sheridan, Eagan, Minnesota (for appellant)
Considered and decided by Reilly, Presiding Judge; Bjorkman, Judge; and Cochran,
Judge.
NONPRECEDENTIAL OPINION
REILLY, Judge
In this direct appeal from the judgment of conviction for second -degree murder,
appellant argues that: (1) the district court erred by declining to appoint substitute counsel,
(2) the district court erred in imposing an upward durational departure without articulating
2
the justification for departur e, (3) his conviction for second -degree unintentional murder
must be vacated because it is an included offense of his conviction for second -degree
intentional murder, (4) he received ineffective assistance of counsel, and (5) the prosecutor
committed misconduct by failing to disclose discovery materials. We conclude that the
district court erred in imposing an aggravated sentence, and we reverse and remand for
resentencing within the presumptive range . We also conclude that the district cou rt erred
by entering judgment on both murder charges, and we remand with instructions to vacate
the conviction for second -degree unintentional murder. We affirm in all other respects.
FACTS
In the early morning hours of December 29, 2019, appellant Bryant Jerome
Stephenson was at a club in St. Cloud with two other men. The three men got into a fight
with a fourth man, the victim. The club’s bouncers broke up the fight and told the victim
to leave the club. The victim fell down in front of the club, leaving a trail of blood behind
him. A witness saw the victim bleeding and called the police. The responding police
officer saw the victim lying face up on the sidewalk in front of the club. The officer saw a
great deal of blood on the victim and “a significant laceration” on the right side of the
victim’s chest. The victim had either “a very weak” pulse, or “nothing at all.” The officer
tried to resuscitate the victim. At about the same time, paramedics arrived and transported
the victim to the hospital.
The victim did not have a pulse and was not breathing when he arrived at the
hospital. Doctors saw a stab wound in the victim’s lower right chest, bleeding from the
lung, and bleeding across the diaphragm. The victim lost all cardiac activity and was
3
pronounced dead. A forensic pathologist performed an autopsy on the victim. The
pathologist noted that the victim had a black eye, a stab wound on the lower right chest,
and three stab wounds in the back. The cause of death was multiple stab wounds and the
manner of death was homicide.
Respondent State of Minnesota charged appellant by amended complai nt with
aiding and abetting second-degree intentional murder in violation of Minn. Stat. § 609.19,
subd. 1(1) (2018); and aiding and abetting second -degree murder, without intent while
committing a felony, in violation of Minn. Stat. § 609.19, subd. 2(1) ( 2018). The district
court held a five -day jury trial in April 2021. The jury found appellant guilty of both
crimes. The district court adjudicated appellant guilty of second-degree intentional murder
and sentenced him to 480 months in prison, which repr esented an upward departure from
the presumptive prison term.
This appeal follows.
DECISION
I. The district court did not abuse its discretion by declining to ask whether
appellant wanted substitute counsel.
The Sixth Amendment of the United States Constituti on guarantees criminal
defendants the right to effective assistance of counsel. Strickland v. Washington, 466 U.S.
668, 685-86 (1984); see also U.S. Const. amend. VI; Minn. Const. art. I, § 6. If a criminal
defendant complains about their appointed counsel ’s ineffective representation and
requests substitute counsel, the district court must grant the request “only if exceptional
circumstances exist and the demand is timely and reasonably made.” State v. Munt, 831
4
N.W.2d 569, 586 (Minn. 2013). Exceptional circumstances are those that affect counsel’s
“ability or competence to represent the client,” not the defendant ’s mere “general
dissatisfaction” with counsel. Id. (quotation omitted). We review “the district court ’s
decision to appoint substitute defense counsel for an abuse of discretion.” Id.
Appellant was represented by a public defender at trial. At the beginning of the
fourth day of trial, appellant sought to discharge the public defender’s office because they
“misrepresented” him. Appellant did not specifically request substitute counsel. After
further questioning, appellant withdrew his request to discharge his attorney and agreed to
go forward with trial with his appointed counsel . Appellant now claims that there were
grounds to appoint substitute counsel. We disagree.
A defendant’s request for substitute counsel must be “timely and reasonably made.”
State v. Worthy, 583 N.W.2d 270, 278 (Minn. 1998). Here, appellant did not communicate
to the district court that he wanted substitute counsel. While appellant suggested that he
wanted to “discharge the public defender’s office,” he did not ask the district court to
replace his defense counsel with altern ate counsel. Moreover, appellant’s request was not
timely. In Worthy, the supreme court determined that a substitution request was untimely
when the defendant requested substitution for his court-appointed attorneys on the morning
of trial. Id. at 278-79. Similarly, in State v. Clark, the supreme court determined that the
defendant’s request for substitute counsel was untimely when the request was made the
morning of the first day of trial, after jury selection had begun, and when the defendant had
made a speedy-trial demand . 722 N.W.2d 460, 465 (Minn. 2006) . Here, appellant did not
5
seek to discharge the public defender’s office until the fourth day of trial. Appellant’s
request was not timely, nor was it reasonably made.
Appellant also argues that the district court failed to conduct an inquiry into whether
substitute counsel should be appointed. If a defendant “voices serious allegations of
inadequate representation,” the district court should conduct a “searching inquiry” before
determining whether the defendant ’s complaints warrant the appointment of substitute
counsel. Id. at 464. As stated, appellant did not request substitute counsel, nor did he voice
“serious allegations” that his representation was inadequate. When a defendant fails to
make “serious allegations of inadequate representation,” a district court is “ not required to
engage in a ‘searching inquiry’ before refusing to appoint new [substitute counsel].” State
v. Woods, 961 N.W.2d 238, 247 n.7 (Minn. 2021). Given appellant’s failur e to timely
request substitute counsel, we determine that the district court did not abuse its discretion
by declining to appoint a new attorney. 1
II. The district court erred by imposing an aggravated sentence.
Appellant argues that the district court erred in sentencing because it imposed an
upward durational departure without explaining why an aggravated sentence was justified.
The sentencing guidelines provide for presumptive sentences for felony offenses. Minn.
Sent’g Guidelines 2.C (2020). The presumptive sentence is “presumed to be appropriate
for the crimes to which they apply.” Minn. Sent’g Guidelines 2.D (2020). A district court
1 The state urges us to apply the plain- error standard of review, rather than the abuse -of-
discretion standard of review. Because we conclude that appellant is not entitled to relief
under the abuse-of-discretion standard, we do not address the state’s plain-error argument.
6
must impose a sentence within the presumptive sentencing range “unless there exist
identifiable, substantial, and compelling circumstances to support a departure.” Id. One
aggravating factor identified in the sentencing guidelines is when “[t] he offender
committed the crime as part of a group of three or more offenders who all actively
participated in the crime.” Minn. Sent’g Guidelines 2.D.3.b.10 (2020). We will affirm a
district court’s departure so long as it is factually supported and the reasons given are
legally permissible. State v. Edwards, 774 N.W.2d 596, 601 (Minn. 2009).
Under the Minnesota S entencing Guidelines, “[a] pronounced sentence for a felony
conviction that is outside the appropriate prison range on the applicable [g]rid . . . is a
departure from the Guidelines.” Minn. Sent’g Guidelines 2.D.1. The facts underlying the
departure must be found by a jury unless waived by the defendant. State v. Stanke , 764
N.W.2d 824, 828 (Minn. 2009) . The district court must then “ explain why the
circumstances or additional facts found by the jurors . . . provide the district court a
substantial and compelling reason to impose a sentence outside the range on the grid.”
State v. Rourke, 773 N.W.2d 913, 920 (Minn. 2009). A district court “has broad discretion
to depart only if aggravating . . . circumstances are present.” State v. Best , 449 N.W.2d
426, 427 (Minn. 1989) . If a district court does not provide reasons for the departure, the
departure will not be allowed. State v. Geller , 665 N.W.2d 514, 517 (Minn. 2003) ;
Williams v. State, 361 N.W.2d 840, 844 (Minn. 1985) .
Before trial, the state sought an aggravated durational departure from the sentencing
guidelines, asserting that appellant committed each crime as part of a group of three or
more offenders who all actively participated in the crime. After the jury found appellant
7
guilty, the district court charged the jury with determining whether an aggravating factor
existed. The special verdict form asked for each charge, “Did the defendant commit the
crime as part of a group of three or more persons who all actively participated in the
crime?” The jury answered “yes” to each question.
Under the guidelines, the presumptive sent ence for a defendant with appellant’s
criminal history score of zero is 306 months, with a lower range of 261 months and an
upper range of 367 months. The district court sentenced appellant to 480 months in prison
for intentional murder, which represented an upward departure from the maximum
presumptive term. But the district court did not identify that the sentence it was imposing
was an upward departure based on the jury finding of an aggravating factor. Instead, the
district court stated it believed t hat a 480-month sentence was “within the sentencing
guidelines.” The district court did not articulate the basis for its departure on the record.
And the district court failed to explain why the circumstances found by the jury provided
the district court with “a substantial and compelling reason” to depart from the guidelines.
Rourke, 773 N.W.2d at 920. Thus , the district court imposed an unsupported durational
departure, which constitutes an impermissible aggravated sentence.
The state argues that we should review the district court’s sentencing decision for
invited error. Under this doctrine, “a party cannot assert on appeal an error that he invited
or that could have been prevented at the district court.” State v. Carridine, 812 N.W.2d
130, 142 (Mi nn. 2012) . This rule “discourage[s] litigants from intentionally creating
appealable issues.” State v. Gisege , 561 N.W.2d 152, 159 (Minn. 1997). But “[t]he
invited-error doctrine . . . does not require us to turn a blind eye to errors that seriously
8
affect the fairness, integrity or public reputation of judicial proceedings .” State v. Benton,
858 N.W.2d 535, 540 (Minn. 2015) .
The state concedes that the district court erred by imposing an upward departure
without stating its reasons for departure on the record. But the state argues that the
presentencing investigation report (the PSI) and defense counsel’s statements at sentencing
were misleading and caused the district cour t to incorrectly accept that the 480-month
sentence did not constitute an upward departure. The PSI revealed that the state sought an
upward departure “due to the aggravating factor of committing the crime as part of a group
of three or more persons who all actively participated in the crime.” The PSI stated twice
that the probation officer did “not support a dispositional or durational departure” for
appellant. Despite these statements, the officer concluded, “In accordance with Minnesota
Sentencing Guidelines, it is recommended that the defendant be committed to the custody
of the Commissioner of Corrections for a period of 480 months .” At sentencing, the state
noted that the jury found the presence of an aggravating factor. The state argued that this
finding “allows the Court to go above the sentencing guideline range and sentence to the
top of the box or the top of the statute, which is 480 months.” The district court asked
defense counsel whether she agreed “that with the determination by the jury of these
aggravating factors that the 480 months is within the sentencing gui delines?” Defense
counsel responded, “we would agree that it’s within the guidelines that the Court can
sentence [appellant] to.” The state argues that defense counsel’s statement was inaccurate
and invited the district court to err. Given the co nfusion in the record , the state contends
9
that the appropriate remedy is to remand to the district court so it may determine whether
a guidelines sentence or an aggravated departure is appropriate.
We do not agree that the invited -error doctrine applies here. Instead, c aselaw
compels us to reverse the district court’s sentencing decision and remand for imposition of
a sentence within the presumptive range . The supreme court adopted a clear rule stating
that “[i]f no reasons for departure are stated on the record at the time of sentencing, no
departure will be allowed. ” Williams, 361 N.W.2d at 844. The supreme court expressly
reaffirmed th is rule in Geller, where it again stated that “absent a statement of the reasons
for the sentencing departure placed on the record at the time of sentencing, no departure
will be allowed.” 2 665 N.W.2d at 517. The remedy for an unsupported durational
departure is to remand for resentencing within the presumptive range. Id. When the district
court does not state its reasons for departure on the record at the time of sentencing, it is
error for a reviewing court to remand to the district court to allow it to provide reasons for
the departure after sentencing has occurred. Id. Based on this binding caselaw, we remand
for the district court to modify appellant’s sentence to within the applicable presumptive
guidelines range.
III. The district court erred by entering judgment on both murder charges.
Appellant argues that the district court erred by entering judgments of conviction on
both murder charges. We agree. A criminal defendant “may be convicted of either the
2 The holdings of Williams and Geller were modified by the United States Supreme Court’s
decision in Blakely v. Washington, 542 U.S. 296, 313- 14 (2004), requiring that the
existence of aggravating factors be found by a trier of fact. No precedential caselaw has
directly addressed th e issue presented here since Blakely was issued.
10
crime charged or an included offense, but not both.” Minn. Stat. § 609.04, subd. 1 (2018).
Section 609.04 also “bars multiple convictions under different sections of a criminal statute
for acts committed during a single behavioral incident.” State v. Jackson, 363 N.W.2d 758,
760 (Minn. 1985). The a pplication of section 609.04 is a question of law reviewed de
novo. State v. Chavarria-Cruz, 839 N.W.2d 515, 522 (Minn. 2013).
The jury found appellant guilty of second -degree intentional murder in violation of
Minn. Stat. § 609.19, subd. 1(1); and second -degree murder, without intent while
committing a felony, in violation of Minn. Stat. § 609.19, subd. 2(1). At the sentencing
hearing, the district court adjudicated appellant guilty of intentional murder. The district
court imposed a 480- month prison sentence for this crime. As for the second count, the
district court entered a judgment of conviction for felony murder but did not impose a
sentence. The warrant of commitment reflects that appellant was convicted of both crimes.
Felony murder is a lesser-included offense of intentional murder. See State v. Lory,
559 N.W.2d 425, 426 (Minn. App. 1997) (“ Second-degree felony murder is a lesser -
included offense of second -degree intentional murder.” ), rev. denied (Minn. Apr. 15,
1997). Because intentional murder and felony murder are different sections of the same
criminal statute, and because Lory instructs us that felony murder is a lesser-included
offense of intentional murder, we conclude that the district court erred by issuing a warrant
of commitment convicting appellant of both crimes. See State v. Clark, 486 N.W.2d 166,
170 (Minn. App. 1992) (holding that “section 609.04 forbids multiple convictions under
different sections of a criminal statute for acts committed during a single behavioral
incident” (quotation omitted)). We therefore remand to the district court with instructions
11
to vacate the felony murder conviction and correct the warrant of commitment, leaving the
jury’s finding of guilt on the vacated count in place.
IV. Appellant is not entitled to a new trial on his ineffective -assistance-of-counsel
claims.
Appellant claims he received ineffective assistance of counsel. We examine
ineffective-assistance-of-counsel claims under the two -prong test set forth in Strickland.
466 U.S. at 687; State v. Ellis-Strong, 899 N.W.2d 531, 535 (Minn. App. 2017) . Under the
Strickland test, a defendant “must demonstrate that ( 1) his counsel’s performance fell
below an objective standard of reasonableness, and (2) that a reasonable probability exists
that the outcome would have been different but for counsel’s errors.” Andersen v. State ,
830 N.W.2d 1, 10 (Minn. 2013) . The objective standard of reasonableness is defined as
“representation by an attorney exercising the customary skills and diligence that a
reasonably competent attorney would perform under similar circumstances.” State v.
Gassler, 505 N.W.2d 62, 70 (Minn. 1993). “There is a strong presumption that a counsel’s
performance falls within the wide range of reasonable professional assistance. ” State v.
Miller, 754 N.W.2d 686, 709 (Minn. 2008) (quotation omitted) . “If a claim fails to satisfy
one of the Strickland requirements, [ an appellate c ourt] need not consider the other
requirement.” State v. Mosley, 895 N.W.2d 585, 591 (Minn. 2017) . “Application of the
Strickland test involves a mixed question of law and fact, which we review de novo.” State
v. Mouelle, 922 N .W.2d 706, 715 (Minn. 2019).
Appellant claims he received ineffective assistance of counsel because counsel did
not properly impeach a key witness . Appellant also claims counsel failed to call two
12
witnesses who were allegedly at the club and could have provided testimony helpful to the
defense. We ordinarily “give trial counsel wide latitude to determine the best strategy for
the client.” State v. Nicks, 831 N.W.2d 493, 506 (Minn. 2013) . Questions of trial strategy,
including which witnesses to call and what information to present to the jury, is within
counsel’s discretion and is not reviewed on appeal . State v. Jones, 392 N.W.2d 224, 236
(Minn. 1986); see also Sanchez-Diaz v. State, 758 N.W.2d 843, 848 (Minn. 2008) (noting
that appellate courts do not “review ineffective assistance of counsel claims based on trial
strategy”). Because the decisions related to which witnesses to call and whether or not to
impeach witnesses are matters of trial strategy, we do not consider them. A ppellant has
not satisfied the first Strickland prong as to these claims.
Appellant next argues that his counsel failed to request a rule 20.01 competency
hearing to evaluate his mental state. Appellant submitted information on appeal about his
previous mental-health evaluations. But this information is outside the scope of the trial
record. A reviewing court “cannot base i ts decision on matters outside the record on
appeal.” State v. Breaux , 620 N.W.2d 326, 334 (Minn. App. 2001) (quotation omitted) .
The trial court record contains no evidence that appellant would have been eligible for a
rule 20.01 evaluation. See State v. Bartylla, 755 N.W.2d 8, 22- 23 (Minn. 2008) (noting
that this court does not consider pro se claims on appeal that are not supported by argument
or citation to legal authority). As a result, appellant has not shown that his counsel’s
representation fell below an objective standard of reasonableness under the first Strickland
prong.
13
Lastly, appellant claims his counsel failed to move to suppress a voluntary statement
made during a meeting with police. The record does not support this argument. Instead,
the record shows that, in July 2020, defense counsel filed a notice of motion and motion to
suppress the statement . The district court denied the motion. Because the record shows
that appellant’s counsel did seek to suppress his police statement, this argument lacks merit.
V. The prosecutor did not commit misconduct by failing to disclose discovery
materials.
Appellant claims the prosecutor committed misconduct by failing to disclose all
discovery materials. The state has a constitutional duty to disclose all exculpatory evidence
in its possession. Brady v. Maryland, 373 U.S. 83, 87- 88 (1963); see also U.S. Const.
amend. XIV, § 1; Minn. R. Crim. P. 9.01; State v. Williams, 593 N.W.2d 227, 234 (Minn.
1999) (noting that the prosecution has a duty to disclose “favorable and material” evidence
to the defense ). To establish a violation, appellant must show:
(1) the evidence must be favorable to the defendant because it
would have been either exculpatory or impeaching;
(2) the evidence must have been suppressed by the prosecution,
intentionally or otherwise; and
(3) the evidence must be material—in other words, the absence
of the evidence must have caused prejudice to the defendant.
Zornes v. State, 903 N.W.2d 411, 417 (Minn. 2017) (quotation omitted).
Appellant argues that there were two unknown men at the club who could have
offered first -hand knowledge of the assault. Appellant claims the state and the police
department withheld the names an d addresses of these two unknown men, which
constitutes a discovery violation. But appellant fails to point to facts in the record that
14
support this theory. Appellant has presented no evidence suggesting that the two unknown
men would have provided testimony favorable to the defense, appellant has not shown that
the state withheld this evidence, and appellant has not shown that the evidence was material
or that he was prejudiced. For those reasons, this claim fails.
Affirmed in part, reversed in part, an d remanded.