Authorities cited
Identified automatically; this list may not be exhaustive.
- Junious Taylor, Jr. v. State of Minnesota 887 N.W.2d 821
- State v. Raleigh 778 N.W.2d 90
- Ryan v. Bagne 434 N.W.2d 263
- State of Minnesota v. Adaiah Deontraie Townsend 872 N.W.2d 758
- James v. State 674 N.W.2d 216
- James v. State 699 N.W.2d 723
- State v. Crump 826 N.W.2d 838
- State v. Cubas 838 N.W.2d 220
- State v. Aviles-Alvarez 561 N.W.2d 523
- Abshir Abtidon Barrow v. State of Minnesota 862 N.W.2d 686
- 778 N.W.2d 12 not in our corpus
- State v. DeZeler 427 N.W.2d 231
- State v. Benson 330 N.W.2d 879
- A03-0180 not in our corpus
Opinion text
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A22-0313
State of Minnesota,
Respondent,
vs.
Renard Lydell Carter,
Appellant.
Filed December 19, 2022
Affirmed
Florey, Judge*
Olmsted County District Court
File No. 55-CR-20-5403
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Mark A. Ostrem, Olmsted County Attorney, James E. Haase, Assistant County Attorney,
Rochester, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Christopher Mishek, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Worke, Presiding Judge; Smith, Tracy M., Judge; and
Florey, Judge.
* Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant to
Minn. Const. art. VI, § 10.
2
NONPRECEDENTIAL OPINION
FLOREY, Judge
Appellant pleaded guilty to killing his pregnant girlfriend and her young daughter.
Prior to sentencing, he requested to withdraw his plea, which the district court denied. He
argues on appeal that the district court erred in not allowing him to withdraw his plea
because fair and just reasons exist to support withdrawal and because his plea was
manifestly unjust. We affirm.
FACTS1
In September 2020, Rochester police discovered the lifeless bodies of K.F. and her
two-year old daughter M.F. in their apartment. K.F. was pregnant and had a phone cord
tied tightly around her neck; her unborn child did not survive. Police believed that the
killings had occurred on September 10 and learned that appellant Renard Lydell Carter had
allegedly posted videos to social media depicting him in the process of killing K.F. and
standing over her lifeless body. Carter had subsequently fled to South Carolina, where he
was arrested after a shootout with police. Respondent State of Minnesota charged Carter
with two counts of second-degree murder and one count of second- degree murder of an
unborn child. See Minn. Stat. §§ 609.19, subd. 1(1), .2662(1) (2020).
Carter was assigned two public defenders to represent him: Sam Shabel and Lauri
Traub. Through counsel, Carter attempted to negotiate a plea settlement with the state. On
July 12, 2021, the state rejected a plea offer Carter submitted that would have had him
1 These facts largely originate from the plea hearing and the presentence-plea-withdrawal
hearing.
3
imprisoned for 50 years. The state then informed Carter that there was going to be a grand
jury convened to indict him for first-degree murder. On July 15, Carter and the state
reached a plea agreement. Using a copy of a previously proposed plea petition, Carter and
his attorneys wrote in by hand the amount of months Carter agreed to serve consecutively
for each charged count along with the assigned criminal-history score: 426 months and six
criminal-history points for the murder of K.F., 326 months and one criminal-history point
for the murder of M.F. , and 326 months and one criminal history point for the murder of
K.F.’s unborn child. A plea hearing was held that same day.
At the plea hearing, Carter confirmed that he wanted the court to accept the
agreement as contained in the plea petition. The district court confirmed with Carter that
he was not under the influence of drugs or alcohol and was thinking clearly, that he went
over the plea petition with his attorneys and understood his rights, that he understood that
he did not have to plead guilty, and that he understood that by pleading guilty he was giving
up his right to a trial and all associated trial rights. Carter then pleaded guilty to each count,
and his attorneys attempted to establish the factual basis for the plea.
Carter testified that on September 10, 2020, he got into an argument with K.F. at the
apartment they shared over Carter allegedly cheating on K.F. and K.F.’s alleged threat to
terminate her pregnancy. He then testified that he told K.F., “If you want to kill somebody,
you want to kill me and my child, my unborn child . . . I’m going to give you something to
kill, and I made her kill her own child.” He testified that he made K.F. kill M.F. by forcing
K.F. to choke her. He described showing K.F. how to choke her daughter by placing his
hands over K.F.’s around M.F.’s neck to make her squeeze tighter. Carter agreed that he
4
intended for his actions to cause M.F.’s death. He then testified that he made K.F. tie a
phone cord around her own neck and when she didn’t tie it tight enough, he tightened it to
the point that it would kill her. He also acknowledged that he knew his actions would lead
to the death of the unborn child.
When the state examined Carter, Carter suggested that he “blacked out” during the
incident and did not remember it. This prompted Carter’s attorneys to reexamine him.
During the reexamination, Carter transferred responsibility for M.F.’s death onto K.F.,
claiming that he put his hands over K.F.’s hands to show her how to apply pressure to
M.F.’s airway, that he directed her not to let go, and that he then removed his hands and
K.F. choked M.F. for three-and-a-half minutes until she died. Following this testimony,
Carter’s attorneys asked to speak to the judge. The judge, Carter’s attorneys, and the
prosecution then went to speak in private outside the presence of Carter and the gallery.
The following exchange occurred:
THE COURT: So we are now outside the presence of the
gallery, as well as the defendant. Clearly the factual basis for
the child, it was shaky until he said, oh, for three-and-a-half
minutes he wasn’t—didn't even have his hands on her. So
what—where are we at?
PROSECUTOR 1: There is not a factual basis for that count,
unless there would be a dramatic revision, which, you know, I
don’t expect.
PROSECUTOR 2: Based on what’s happened today, no.
MS. TRAUB: Can I talk to him? I think we can get him there,
I do.
PROSECUTOR 1: I think he would have to say—we need him
to say—
5
MS. TRAUB: We need him to say he put his hands over her
hands and squeezed her until she died, and that’s what he did.
THE COURT: And explain why he would say that. You
know, I don’t know if it’s—
PROSECUTOR 2: He needs to say that that three-and-a-half
minute thing was a lie.
PROSECUTOR 1: That’s what I was just going to say. For
the family, he has to say that what he just said isn’t true.
MS. TRAUB: Got it.
PROSECUTOR 1: And we insist on that, or there is no deal.
MS. TRAUB: Can we take him in the back for a minute?
MR. SHABEL: We appreciate everyone ’s patience. We ’re
going to try this one more time.
Carter’s attorneys spoke with him. During their conversation, his attorneys emphasized
that he did not have to plead guilty, but that if he did, he had to admit to killing K.F. and
M.F. and not shift blame for those deaths onto K.F.
2 Carter indicated that he may not be
able to do that, but ultimately agreed to move forward with the plea.
When Carter returned to the courtroom, the district court explained to him that it
could not accept his plea if Carter did not believe that he was guilty and allowed Carter’s
attorneys to re-examine him to continue developing the factual basis for the plea. Carter
testified that K.F. put her hands around M.F.’s neck but because she was not squeezing
hard enough, Carter put his hands over her hands and applied the pressure that caused M.F.
2 Traub and Shabel both describe telling Carter that he needed to testify to the same version
of facts that he had told them when they initially met: that it was him, not K.F., who
committed the murders.
6
to die. Carter admitted that he lied in his previous testimony that it was K.F. who killed
M.F. and stated that he wanted the court to accept his plea of guilty for killing M.F. Carter
then clarified that although K.F. wrapped the cord around her neck, he was the one who
tightened it until it was tight enough to suffocate her and that he intended to kill h er. He
also reaffirmed that he knew that his unborn child would die as a result of his actions.
Following this testimony, the court found that a factual basis existed to support Carter’s
pleas of guilty to all three counts and scheduled a sentencing hearing for the end of August.
Prior to sentencing, Carter moved to withdraw his plea, arguing that he was coerced
by his attorneys. Because his basis for withdrawal implicated Traub and Shabel, the district
court assigned Carter conflict counsel. At a hearing six days later, new counsel represented
Carter and asserted that a rule 20 evaluation was necessary to determine his competency
and susceptibility to coercion, which the district court ordered. The rule 20 evaluator
concluded that Carter was competent to proceed. The district court scheduled a
competency and plea-withdrawal hearing for late October.
At the hearing, the district court found Carter competent. Carter then provided
testimony to support his plea-withdrawal motion. Carter described being assigned Traub
and Shabel as attorneys and how they met with him around seven times prior to the plea
hearing on July 15. He expressed dissatisfaction with Traub, stating that he would argue
with her a lot and that she would not listen to him when he said he wanted to go to trial.
He testified that he only agreed to plead guilty because they pressured him to do so and
that he felt like he had no other choice because his attorneys were working against him
with the state and the judge. He stated that his attorneys told him, “Look, take this plea
7
and just be quiet about it.” He cited the court not accepting his original version of facts
and stopping the plea hearing for the attorneys and the judge to meet as evidence that they
were all working together against him and that he felt helpless as a result. He also testified
that he did not understand what it meant to give up his trial rights, that his attorneys used
words he could not understand, and that he was scared. Carter explained that he had
learning disabilities, mental health issues, and traumatic experiences that made him
susceptible to coercion and diminished his ability to understand what was occurring at the
plea hearing.
Traub and Shabel also testified. Traub confirmed that she and Carter did not always
get along and that Carter told her she was “mean.” She disagreed w ith Carter’s assertion
that he wanted to go to trial and described instead Carter’s consistent efforts to reach a plea
agreement with the state. She described that on the morning of July 15, Carter had some
reservations about agreeing to the state’s final offer prior to the grand jury convening, but
she believed that he understood his options and was fully onboard with entering a guilty
plea that day. She also clarified that when she said “I can get him there” at the private
meeting with the judge and the prosecution, she meant she could get him to testify to the
version of facts that he originally told her, and she emphasized to Carter that he did not
have to plead guilty if he did not want to. She denied ever telling Carter he could not go
to trial or putting undue pressure on him to plead guilty; she explained that she worked too
hard to get her law license to lose it like that and simply explained to Carter that he was
likely to lose at trial based on the available evidence, including the video Carter posted
showing him killing K.F. She also testified that Carter appeared to understand the advice
8
she was giving him. Shabel’s testimony mirrored Traub’s, and he confirmed that Carter
understood the proceedings and that they did not pressure him to plead guilty or lie about
his actions.
The district court denied Carter’s motion to withdraw his plea. It found that Carter’s
attorneys put no undue pressure on him and that, based on the rule 20 evaluation and his
actions at the plea hearing, Carter understood the rights he was waiving by pleading guilty.
At sentencing, the district court mistakenly attributed to Carter one criminal-history point
for both the murder of M.F. and the murder of the unborn child. The state corrected the
district court and explained that because the sentences would be consecutive, the criminal-
history score for those two convictions would be zero and Carter’s attorney agreed. The
district court then sentenced Carter as follows: 426 months with six criminal-history points
for the murder of K.F. , 326 months with zero criminal-history points for the murder of
M.F., and 326 months with zero criminal-history points for the murder of the unborn child.
The cumulative sentence amounted to 1,078 months in prison, the same amount
contemplated by the plea agreement. Carter appeals.
DECISION
Carter argues that he should be allowed to withdraw his pleas to correct a manifest
injustice caused by his plea petition containing inaccurate criminal-history scores and
because it would be fair and just to do so. “A defendant has no absolute right to withdraw
a guilty plea after entering it.” Taylor v. State, 887 N.W.2d 821, 823 (Minn. 2016)
(quotation omitted). Plea withdrawal is permitted under two circumstances. State v.
Raleigh, 778 N.W.2d 90, 97 (Minn. 2010). First, a district court may allow a defendant to
9
“withdraw a plea at any time before sentence if it is fair and just to do so.” Minn. R. Crim.
P. 15.05, subd. 2. Second, a district court must allow a defendant to withdraw a guilty plea
“[a]t any time” if “withdrawal is necessary to correct a manifest injustice.” Id., subd. 1.
The decision to withdraw a presentence guilty plea is left to the sound discretion of the
district court and will be reversed only in the “rare case” that the district court abuses its
discretion. Kim v. State, 434 N.W.2d 263, 266 (Minn. 1989). We review de novo whether
a manifest injustice rendered a plea constitutionally invalid. Raleigh, 778 N.W.2d at 94.
I. The district court did not abuse its discretion when it denied Carter’s
presentence motion to withdraw his plea
Carter first argues that he should have been allowed to withdraw his pleas prior to
sentencing under the fair-and-just standard because he was unduly coerced into making a
plea by his attorneys and because his mental deficiencies rendered him unable to
understand the consequences of his decision. “Under the fair-and-just standard, a court
considers the reasons a defendant offers to support withdrawal of a guilty plea and the
prejudice to the state should withdrawal be permitted.” State v. Townsend, 872 N.W.2d
758, 764 (Minn. App. 2015). “The defendant bears the burden of proving, by a
preponderance of the evidence, that the facts warrant withdrawal of the guilty plea.” James
v. State, 674 N.W.2d 216, 218 (Minn. App. 2004), rev’d on other grounds, 699 N.W.2d
723 (Minn. 2005). The state bears the burden of showing any prejudice caused by the
withdrawal. State v. Crump, 826 N.W.2d 838, 841 (Minn. App. 2013), rev. denied (Minn.
May 21, 2013). But prejudice need not be shown if a defendant cannot establish a good
10
reason for withdrawal in the first place. State v. Cubas, 838 N.W.2d 220, 224 (Minn. App.
2013).
Carter first argues that his attorneys unduly coerced him to plead guilty. Carter’s
argument relies on the conversations he had with his attorneys and his description of them
as being overbearing and their insistence that he plead guilty instead of going to trial.
Carter’s attorneys, however, describe Carter as always being onboard with pleading guilty
and stated that they would have gone to trial if Carter had demanded to. In its memorandum
of law supporting its order denying Carter’s motion to withdraw his plea, the district court
adopted Carter’s attorneys’ version of events. When the question of whether to allow the
withdrawal of plea is based largely on the credibility determinations of the district court,
we defer to those determinations. State v. Aviles-Alvarez , 561 N.W.2d 523, 527 (Minn.
App. 1997), rev. denied (Minn. June 11, 1997). The district court’s order indicates that it
implicitly credited the testimony of Traub an d Shabel and discredited Carter’s testimony.
And even though Traub asserted in private that she could “get [Carter] there” in reference
to getting Carter to plead, the district court credited Traub’s clarification that she meant
she could get Carter to testify to an accurate account of the facts as she understood them if
he still desired to plead guilty. Giving full deference to the district court’s implicit
credibility determinations, Carter failed to meet his burden of providing compelling
reasons for withdrawal and we cannot conclude that the district court abused its discretion
by rejecting this argument.
Carter also asserts it would be fair and just to allow him to withdraw his plea because
his mental deficiencies made it so he could not understand the proceedings. The district
11
court found that Carter’s mental deficiencies did not prohibit him from understanding the
nature of the proceeding and the consequences of pleading guilty. It based its conclusions
on the information contained in Carter’s competency evaluation and his responses to
questions posed by the court and counsel at the plea hearing. It cited to Carter’s ability to
communicate to the court and counsel when he did not understand the questions posed to
him and his acknowledgement that he had plead guilty before as evidence that he made his
plea intelligently. These findings are supported by the record. And although the state did
not present any of evidence of prejudice, Carter’s failure to establish a good reason for
withdrawal renders such evidence unnecessary. Cubas, 838 N.W.2d at 224. Under our
deferential standard of review, we discern no abuse of discretion by the district court in its
denial of Carter’s motion to withdraw his plea under the fair-and-just standard.
II. Carter suffered no manifest injustice sufficient to render his plea
constitutionally invalid.
Carter next argues that he should be allowed to withdraw his plea because it was
unintelligent, rendering it manifestly unjust. “A manifest injustice exists if a guilty plea is
not valid.” Barrow v. State, 862 N.W.2d 686, 691 (Minn. 2015). “To be valid, a guilty
plea must be accurate, voluntary, and intelligent.” Taylor, 887 N.W.2d at 823. A court
must allow the defendant to withdraw a guilty plea if the defendant proves that the plea
was not accurate, voluntary, and intelligent. See Barrow, 862 N.W.2d at 689 (placing the
burden of proof on the defendant).
The intelligence requirement ensures that the defendant understands the state’s
charges, the rights being waived, and the consequences of the plea. Raleigh, 778 N.W.2d
12
at 96. The defendant must understand the plea’s “direct consequences.” Id. “Direct
consequences are those which flow definitely, immediately, and automatically from the
guilty plea. . . .” Crump, 826 N.W.2d at 841-42 (quotation omitted). A plea is manifestly
unjust if it is based in part on an inaccurate criminal-history score that results in a greater
sentence than what was bargained for. See State v. DeZeler, 427 N.W.2d 231, 235 (Minn.
1988) (holding that a defendant was entitled to withdraw his guilty plea where a mutual
mistake as to the defendant’s criminal history score resulted in a lower presumptive
sentence than was ultimately imposed).
Carter argues that the criminal-history scores and resulting sentencing durations for
his guilty pleas relating to the murder of M.F. and the unborn child were miscalculated at
the time he entered his plea. And Carter is partially correct; the plea petition incorrectly
stated he would have one criminal-history point for each conviction, not zero. Carter
centers his argument on the bargain he struck with the state being that he would receive a
middle-of-the-box sentence for a severity level 11 offense with a criminal-history score of
one, not a top-of-the- box sentence with a criminal-history score of zero. His argument is
unavailing; Carter’s sentences for each count, 326 months, is within the presumptive range
for either of those scenarios. See Minn. Sent’g Guidelines 4.A (2020). Both the plea
petition and the plea colloquy grounded the plea in terms of how many months Carter
would be sentenced to; it was not based on where those sentences fell in a particular box
on the sentencing grid, even if that is how Carter and the state came to agree on a particular
duration for the proposed sentence. The length of the sentences imposed for counts two
and three, 326 months each, is consistent with what Carter agreed to be sentenced to, even
13
if the correction of the criminal-history score transformed his sentence to a top of the box
sentence for a criminal-history score of zero.
Carter fails to cite to any authority compelling us to reach a different result. One
case Carter relies on is State v. Benson, 330 N.W.2d 879 (Minn. 1983). In that case, Benson
pleaded guilty and agreed to a presumptive sentence of 32 months with the belief that he
had a criminal history score of five when it was actually six. 330 N.W.2d at 880. The
change in score resulted in a higher presumptive sentence that did not permit a 32-month
sentence absent a downward departure. Id. Although the district court imposed a 32-month
sentence, the supreme court remanded to allow the defendant the opportunity to withdraw
his plea as there was no evidence to justify a departure down to 32 months. Id. at 880-81.
The supreme court recognized that because the sentence Benson agreed to was
impermissible under the guidelines, the mutual mistake regarding his criminal-history
score rendered his plea unintelligent. Id. But unlike in Benson, the sentence Carter agreed
to was not rendered impermissible by the change in his score; Carter received a lawful
sentence within the presumptive sentencing range.
Carter also relies on an order opinion from the supreme court involving a mutual
mistake as to the nature of the plea agreement, State v. Thomas, No. C3-96-1173, 1997 WL
20348 (Minn. Jan. 14, 1997). In Thomas, the supreme court reversed the decision of this
court and remanded to the district court to allow Thomas to withdraw his plea after this
court found that the plea agreement contemplated an illegal sentence and reduced the
imposed sentence by 21 months. 1997 WL 20348, at *2; see also State v. Thomas, No. C3-
14
96-1173, 1996 WL 523798, at *1-2 (Minn. App. Sept. 17, 1996). Because Carter’s plea
agreement does not contain an illegal sentence, Thomas is also inapposite.
Lastly, Carter cites to a nonprecedential decision of this court, State v. Howard, No.
A03-180, 2004 WL 235805 (Minn. App. Feb. 10, 2004). In Howard, the parties reached a
plea agreement based on a mistaken belief regarding the severity level of the offense and
Howard’s criminal-history score and agreed to a presumed executed sentence. 2004 WL
235805, at *1. The correct severity level would have resulted in a presumed stayed
sentence based on Howard’s corrected criminal-history score. Id. at *2. Because the plea
was based on an incorrect score that resulted in an executed rather than stayed sentence,
we held that Howard should be allowed to withdraw his plea. Id. at *3-4. Unlike in
Howard, the change in Carter’s score did not result in a stayed sentence; it simply shifted
his sentence to a top-of -the-box sentence for a severity-level -11 offense with a criminal-
history score of zero. Thus, this case is also distinguishable.
The erroneous calculation of Carter’s criminal-history score included in the plea
petition did not result in Carter suffering a manifest injustice. Carter received what he
bargained for: in addition to a 426- month sentence for the murder of K.F., he received
consecutive 326-month sentences for the murders of M.F. and the unborn child, which are
permissible sentences under the sentencing guidelines for his corrected criminal-history
score. Therefore, Carter has suffered no manifest injustice and his plea is constitutionally
valid.
Affirmed.