State of Minnesota, Respondent,
Also decided on this docket: Minn., June 11, 2025
The holding in the court’s own words
We therefore hold that Paulson’s guilty plea was accurate even though the factual basis for his plea did not address venue.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Smith 421 N.W.2d 315
- In re the Welfare of the Children of S.E.P. 745 N.W.2d 830
- State v. Loveless 425 N.W.2d 602
- State v. Robinson 14 Minn. 447
- State v. Daniels 765 N.W.2d 645
- State v. Eibensteiner 690 N.W.2d 140
- State of Minnesota v. Brian George Fitch 884 N.W.2d 367
- Claseman v. Feeney 300 N.W. 818
- Peterson v. Holiday Recreational Industries, Inc. 726 N.W.2d 499
- State v. Krejci 458 N.W.2d 407
- State v. Trezona 176 N.W.2d 95
- 979 N.W.2d 483 not in our corpus
- State v. Pierce 792 N.W.2d 83
- State v. Larsen 442 N.W.2d 840
- In Re Guardianship of Kowalke 46 N.W.2d 275
- State v. Ford 397 N.W.2d 875
- 940 N.W.2d 162 not in our corpus
- Dikken v. State 896 N.W.2d 873
- State v. Holmberg 527 N.W.2d 100
- 11 N.W.2d 180 not in our corpus
- State v. Raleigh 778 N.W.2d 90
- State v. Ecker 524 N.W.2d 712
- Munger v. State 749 N.W.2d 335
- State v. Trott 338 N.W.2d 248
- 944 N.W.2d 464 not in our corpus
- State v. Blooflat 524 N.W.2d 482
- State v. Ali 806 N.W.2d 45
- State v. Maurstad 733 N.W.2d 141
- State v. Larson 520 N.W.2d 456
- State v. Rucker 752 N.W.2d 538
- State v. Maley 714 N.W.2d 708
- State v. Reece 625 N.W.2d 822
- Hill v. State 483 N.W.2d 57
- Williams v. State 910 N.W.2d 736
- 953 N.W.2d 729 not in our corpus
- 968 N.W.2d 25 not in our corpus
- State v. Henderson 706 N.W.2d 758
- State v. Scovel 916 N.W.2d 550
- State v. Griffin 336 N.W.2d 519
- State v. Jackson 358 N.W.2d 681
- State v. Outlaw 748 N.W.2d 349
Opinion text
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A22-0632
State of Minnesota,
Respondent,
vs.
Matthew Douglas Paulson,
Appellant.
Filed March 27, 2023
Affirmed in part, reversed in part, and remanded
Larkin, Judge
Anoka County District Court
File No. 02-CR-21-1789
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Brad Johnson, Anoka County Attorney, Robert I. Yount, Assistant County Attorney,
Anoka, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Adam Lozeau, Assistant Public
Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Connolly, Presiding Judge; Larkin, Judge; and Slieter,
Judge.
NONPRECEDENTIAL OPINION
LARKIN, Judge
Appellant challenges his kidnapping conviction, arguing that the district court
should not have exercised jurisdiction over the charge and that his guilty plea was
inaccurate because the underlying factual basis did not address venue. Appellant al so
2
challenges his sentence, arguing that the district court erred by including two out -of-state
convictions in his criminal-history score. We affirm appellant’s conviction. But we
reverse appellant’s sentence and remand for recalculation of his criminal-history score.
FACTS
In April 2021, respondent State of Minnesota charged appellant Matthew Douglas
Paulson in Anoka County with first- and second-degree criminal sexual conduct, alleging
that Paulson sexually assaulted SW, a 15-year-old girl.
According to the complaint, on March 18, 2021, an officer stopped a vehicle driven
by AG in Anoka County. SW was a passenger. Law enforcement discovered
methamphetamine in the vehicle and suspected that SW was “ extremely under the
influence of methamphetamine.” AG told law enforcement that on March 16, Paulson
assaulted her at a residence in Wisconsin and then left with SW. SW told law enforcement
that Paulson drove her to a wooded property in “Stacy” and that they stayed there for three
days. It was later determined that the property was in Stacy, Minnesota. SW stated that
Paulson provided her with methamphetamine and sexually assaulted her. AG stated that
she located SW at the property, took SW from Paulson, and drove away. The complaint
stated that SW resides with her mother, AB, in Anoka County and that, pursuant to Minn.
Stat. § 627.15 (2020), SW was “found” in Anoka County “for purposes of jurisdiction.”
Paulson moved to dismiss the charges for lack of jurisdiction. He argued that “the
alleged crime[s] took place in Stacy, Minnesota,” which “is not in Anoka [C]ounty.” The
district court held a contested omnibus hearing on Paulson’s motion. The parties stipulated
to the fact that the alleged offenses occurred in Stacy, Minnesota, which is in Isanti County.
3
The state introduced a police report and a medical record and argued that SW was “found”
in Anoka County. Paulson called two witnesses to testify. HD testified that she previously
was friends with SW, that SW was a runaway and a drug user, and that SW did not reside
in Anoka County at the time of the offenses. AG likewise testified that SW was a runaway
and resided in Wisconsin at the time of the offenses. AG testified that when she was
stopped with SW in Anoka County, she was on her way to Chisago County.
The district court denied Paulson’s motion to dismiss, reasoning that SW had been
“found” in Anoka County and that venue was therefore proper in Anoka County. The state
later amended the complaint to include three counts of kidnapping to facilitate a felony or
flight.
Paulson and the state reached a plea agreement resolving “seven different cases.” 1
As to the underlying sexual-assault and kidnapping charges involving SW, Paulson pleaded
guilty to one count of kidnapping to facilitate a felony, specifically, to facilitate a second -
degree controlled-substance crime. In exchange, the state agreed to concurrent sentencing,
to sentencing in chronological order, and, based on an anticipated criminal-history score of
three, to a prison term of between 78 and 93 months for the kidnapping charge, which
would be sentenced last.
The ensuing presentence investigation report (PSI) assigned Paulson one-half of a
criminal-history point for a Wisconsin marijuana conviction and one-half of a criminal-
1 Paulson pleaded guilty to second -degree controlled-substance possession in court file
number 02-CR-20-2247, to third-degree assault in court file number 02-CR-21- 1243, and
to threats-of-violence in court file number 02-CR-20-5432.
4
history point for an Iowa marijuana conviction. Paulson’s criminal-history score, for
purposes of sentencing the kidnapping conviction, was determined to be five, and not three
as anticipated, and the PSI recommended a presumptive prison sentence of 98 months
(range of 84-117). The district court sentenced Paulson to an executed term of 93 months
in prison for the kidnapping offense.2
Paulson appeals.
DECISION
I.
Paulson contends that the “Anoka County District Court could not exercise subject
matter jurisdiction over the kidnaping charge” because he “engaged in no criminal behavior
relevant to the charge in Anoka County and no operative event occurred in Anoka County.”
He argues that just because “some court in Minnesota would have had jurisdiction over the
charge does not mean that Anoka County District Court could exercise jurisdiction.”
Paulson’s argument raises issues of both jurisdiction and venue. We address each issue in
turn.
Jurisdiction
“[J]urisdiction is the power to hear and decide disputes,” or stated differently, “it is
the authority to apply the law to the acts of men.” State v. Smith, 421 N.W.2d 315, 318
(Minn. 1988) (quotation omitted). “The district court has original jurisdiction in all civil
2 The district court imposed concurrent sentences of 58 months for the controlled-substance
offense, 21 months for the third-degree assault offense, and 24 months for the threats-of -
violence offense.
5
and criminal cases.” Minn. Const. art. VI, § 3. However, “jurisdiction can exist only in
those places where the crime was committed.” Smith, 421 N.W.2d at 318. It is “universally
accepted that one [s]tate or sovereignty cannot enforce the penal or criminal laws of
another, or punish crimes or [offenses] committed in and against another [s] tate or
sovereignty.” Id. (quotation omitted). “[S]ome operative event, a triggering event if you
will, must occur within the jurisdiction for the court to have power to act.” Id. at 319. An
appellate court reviews jurisdictional issues de novo. State v. Simion, 745 N.W.2d 830,
837 (Minn. 2008).
Consistent with that principle, Minn. Stat. § 609.025 (2022) provides that a person
may be convicted and sentenced in Minnesota if the person commits an offense in whole
or in part within this state. The statute “requires that some territorial event be committed
in Minnesota to confer jurisdiction.” Smith, 421 N.W.2d at 319-20.
The district courts of Minnesota have jurisdiction to punish a crime “[o]nly if some
part of the crime was committed within the State of Minnesota.” Id . at 320. However,
“[t]he jurisdiction of a district court of the State of Minnesota is not limited to any particular
county but extends throughout the state.” State v. Loveless, 425 N.W.2d 602, 603 (Minn.
App. 1988), rev. denied (Minn. Aug. 31, 1988). As this court explained in Loveless,
Before the passage of 1982 Minn. Laws, ch. 398, the
function and power of the district court were much different
from what they are today. Prior to the merger of the trial bench
into one court, there was separate jurisdiction for county
(which included juvenile) and district courts. As a result of the
merger, the county courts are now integrated into the district
6
courts. As such, an order from one district court is effective
throughout all of Minnesota.3
Id.
In sum, the State of Minnesota, and not any particular judicial district, is the relevant
“territory” when determining whether a district court has jurisdiction over criminal
charges. And because a district court’s jurisdiction extends throughout the state, the court
has jurisdiction to hear any case that falls within the jurisdictional grant of section 609.
025. It is undisputed that part of the charged offense in this case occurred in Minnesota.
Thus, the district courts of Minnesota had jurisdiction to hear and decide the case. See
Minn. Const. art. VI, § 3; Simion, 745 N.W.2d at 834 (holding that “because an operative
event of the theft charge was committed in Minnesota, the court had jurisdiction over the
theft charge”).
Paulson cites State v. Robinson to avoid the conclusion that Anoka County District
Court had jurisdiction over the underlying case. 14 Minn. 447, 14 Gil. 333 (1869). He
quotes the first clause of a sentence in that opinion as follows: “It is true, as a general rule,
that for the purpose of showing jurisdiction an indictment for a crime must allege that the
offen[se] was committed in the county in which the indictment is found.” Id. at 450, 14
Gil. at 334 (emphasis added). But an exception to that rule, which is set forth in the second
clause of the quoted sentence, provides that “the rule is only applicable where the
3 Minnesota has ten judicial districts. See Minn. Judicial Branch, Find Your Court,
https://www.mncourts.gov/find-courts.aspx [https://perma.cc/A98D-G7R6]. Two of those
districts are coextensive with single counties: the second judicial district is coextensive
with Ramsey County and the fourth judicial district is coextensive with Hennepin County.
Id. The remaining judicial districts include more than one county. Id.
7
jurisdiction of the court in which the offen[se] is prosecuted is limited to the local
boundaries of the county.” Id. Because the jurisdiction of a district court of the State of
Minnesota is not limited to any particular county and extends throughout the state, t he
Robinson rule is inapplicable here.
Paulson’s remaining arguments that Anoka County District Court could not exercise
jurisdiction over the kidnaping charge are based on the doctrine of venue. We therefore
turn to that issue.
Venue
Venue is a trial right rooted in the Minnesota Constitution, which provides that “[i]n
all criminal prosecutions the accused shall enjoy the right to a speedy and public trial by
an impartial jury of the county or district wherein the crime shall have been committed,
which county or district shall have been previously ascertained by law.” Minn. Const. art.
VI, § 6 (emphasis added). A Minnesota statute similarly provides that “every criminal
cause shall be tried in the county where the offense was committed, ” except as otherwise
provided in the Minnesota Rules of Criminal Procedure. Minn. Stat. § 627.01, subd. 1
(2022) (emphasis added). An appellate court reviews venue issues de novo. State v.
Daniels, 765 N.W.2d 645, 648-49 (Minn. App. 2009), rev. denied (Minn. Aug. 11, 2009).
The doctrines of jurisdiction and venue are “distinct.” State v. Eibensteiner, 690
N.W.2d 140, 148 (Minn. App. 2004), rev. denied (Minn. Mar. 15, 2005). “Jurisdiction is
a threshold inquiry that must be established before the question of venue is reached.”
Smith, 421 N.W.2d at 320. Unlike jurisdiction, which concerns a court’s power to hear
and decide a case, “venue is a very different issue that requires different considerations.”
8
Smith, 421 N.W.2d at 320. “[V]enue deals with convenience and location of trial,” and not
with “the power of the court to hear the action in the first place.” Id. Thus, “[v]enue cannot
determine jurisdiction.” Eibensteiner, 690 N.W.2d at 149.
Simply put: “[a]rticle I, [s]ection 6, does not define or limit the jurisdiction of the
courts of this state over criminal offenses.” 4 State v. Fitch, 884 N.W.2d 367, 374 (Minn.
2016) (quotation omitted). Thus, Paulson’s contention that his charges were improperly
resolved in the Anoka County District Court because the alleged offenses did not occur in
Anoka County raises a venue issue, and not a jurisdictional issue.
“Article I, [s]ection 6 does not expressly, or in effect, guaranty to the accused in all
cases a trial in the county in which the offense was committed.” Fitch, 884 N.W.2d at 374
(quotation omitted). Instead, the constitutional provision “defines and limits the locality
from which a jury shall be taken for the trial of [a] defendant in a criminal prosecution.”
Id. (quotation omitted).
Thus, the language of [a]rticle I, [s]ection 6, and the
weight of our precedent reveal that a criminal defendant has
the right to be tried by an impartial jury drawn from the county
in which the alleged offense occurred. This right guarantees
the defendant only a jury from a particular county or district ,
not a judge or prosecuting authority from that county or
district.
4 The same rule applies in civil cases. See Claseman v. Feeney, 300 N.W. 818, 819 (Minn.
1941) (stating that improper venue in a civil case is not a jurisdictional defect); Peterson v.
Holiday Recreational Indus., Inc., 726 N.W.2d 499, 504 (Minn. App. 2007) (stating that
venue is not jurisdictional), rev. denied (Minn. Feb. 28, 2007).
9
Id. at 375 (emphasis added). Thus, a defendant’s rights under article I, section 6, cannot
be violated “until a jury from a county other than the one in which the alleged offense
occurred was impaneled to adjudicate the case against him.” Id. at 374.
The venue challenge in this case arises in the context of a guilty plea. We are not
aware of, and our research does not reveal, any precedential case addressing a venue
challenge in that context. Instead, the precedential caselaw examines venue challenges in
the trial context. See, e.g., Fitch, 884 N.W.2d at 373 (venue challenge in jury-trial context);
State v. Krejci, 458 N.W.2d 407, 409 (Minn. 1990) (venue challenge in court-trial context);
State v. Trezona, 176 N.W.2d 95, 96 (Minn. 1970) (venue challenge in court-trial context);
State v. Johnson, 979 N.W.2d 483, 498 (Minn. App. 2022) (venue challenge in jury-trial
context), rev. granted (Minn. Nov. 23, 2022); State v. Pierce, 792 N.W.2d 83, 84 (Minn.
App. 2010) (venue challenge in court-trial context); Daniels, 765 N.W.2d at 647 (venue
challenge in “Lothenbach trial” context); State v. Larsen, 442 N.W.2d 840, 842 (Minn.
App. 1989) (venue challenge in jury-trial context); see also Eibensteiner, 690 N.W.2d at
144 (venue challenge in grand-jury context).
However, this court has held, in a nonprecedential opinion, that a defendant waives
a venue challenge by pleading guilty.
5 Rosillo v. State, No. A10-1864, 2011 WL 3903183,
at *1 (Minn. App. 2011). We relied on State v. Ford, which states that “[a] guilty plea by
a counseled defendant has traditionally operated, in Minnesota and in other jurisdictions,
5 We note that a waiver rule applies in civil cases. See In re Kowalke’s Guardianship, 46
N.W.2d 275, 284 (Minn. 1950) (stating that defective venue can be waived by failing to
object or by seeking affirmative relief in the allegedly improper venue).
10
as a waiver of all non- jurisdictional defects arising prior to the entry of the plea.” 397
N.W.2d 875, 878 (Minn. 1986); see State v. Cruz Montanez, 940 N.W.2d 162, 163 (Minn.
2020) (declining to consider issue based on the “longstanding rule” that “a criminal
defendant’s valid guilty plea waives all non-jurisdictional defects arising prior to the entry
of the plea”); Dikken v. State, 896 N.W.2d 873, 878 (Minn. 2017) (applying the rule that
“only jurisdictional challenges may be entertained after a criminal defendant has pleaded
guilty”).
Once again, “[v]enue cannot determine jurisdiction.” Eibensteiner, 690 N.W.2d at
149. And “[a]rticle I, [s]ection 6, does not define or limit the jurisdiction of the courts of
this state over criminal offenses.” Fitch, 884 N.W.2d at 374. Because venue is non-
jurisdictional and a valid guilty plea waives all non-jurisdictional defects, a valid guilty
plea results in waiver of any venue challenge. We therefore decline to address Paulson’s
challenge to the validity of his guilty plea.
II.
Paulson contends that his guilty plea was inaccurate and therefore invalid. 6 For a
guilty plea to be valid, it must be accurate, voluntary, and intelligent. Brown v. State, 449
6 Paulson also contends that the district court plainly erred by finding probable cause for
the kidnapping offense because the state did not allege facts that would have proved the
venue element of the kidnapping offense. Although Paulson moved to dismiss the
criminal-sexual-conduct charges for lack of proper venue, he did not assert a probable-
cause challenge after the kidnapping charges were added. We do not address Paulson’s
probable-cause challenge for three reasons. First, once a defendant has been found guilty,
a pretrial probable-cause challenge is immaterial because “[t]he standard for the sufficiency
of the evidence to support a conviction is much higher than probable cause.” State v.
Holmberg, 527 N.W.2d 100, 103 (Minn. App. 1995), rev. denied (Minn. Mar. 21, 1995).
Second, by pleading guilty, Pauls on waived the non-jurisdictional probable-cause
11
N.W.2d 180, 182 (Minn. 1989). A defendant bears the burden of showing his plea was
invalid. State v. Raleigh, 778 N.W.2d 90, 94 (Minn. 2010). “Assessing the validity of a
plea presents a question of law that [appellate courts] review de novo.” Id.
“A proper factual basis must be established for a guilty plea to be accurate.” State
v. Ecker, 524 N.W.2d 712, 716 (Minn. 1994). “The factual basis must establish sufficient
facts on the record to support a conclusion that defendant’s conduct falls within the charge
to which he desires to plead guilty.” Munger v. State, 749 N.W.2d 335, 338 (Minn. 2008)
(quotations omitted). “The main purpose of the accuracy requirement is to protect a
defendant from pleading guilty to a more serious offense than he could be convicted of
were he to insist on his right to trial.” State v. Trott, 338 N.W.2d 248, 251 (Minn. 1983).
Paulson’s challenge to the accuracy of his plea is based solely on the “venue
element.” He argues that “[t]here was no factual basis establishing the venue element for
[his] plea” and that the district court therefore erred by accepting “the inaccurate plea.”
Caselaw states that “[v]enue is an element” of an offense that “must be proved
beyond a reasonable doubt” at trial. Larsen, 442 N.W.2d at 842. The “venue determination
relating to where a trial may be held . . . is distinct from venue as an element of the offense,
which, like all other elements, must be established by probable cause to support an
indictment and by proof beyond a reasonable doubt to support a conviction.” Eibensteiner,
challenge. And third, Paulson expressly waived a probable-cause challenge, as shown by
his petition to plead guilty, which states, “I know that I could now move that the complaint
against me be dismissed for lack of probable cause and I know that if I do not make such a
motion and go ahead with entering my plea of guilty, I waive all right to successfully object
to the absence of a probable cause hearing.”
12
690 N.W.2d at 150; see State v. Huisman, 944 N.W.2d 464, 468 (Minn. 2020) (treating
location of offense as an element of charged offense when determining whether defense
counsel conceded guilt at a court trial); Trezona, 176 N.W.2d at 96 (treating venue as an
element of a charged offense and deciding whether the state adequately proved venue at a
court trial). Although objections to improper venue are deemed waived if a defendant does
not object to the venue before trial, “[s]uch wavier . . . does not relieve the state of its
burden of proving venue.” State v. Blooflat, 524 N.W.2d 482, 484 (Minn. App. 1994).
Minnesota Supreme Court caselaw treating venue as an offense “element” predates
the passage of the 1982 law merging the Minnesota trial bench into one court, which
extended the jurisdiction of the district courts throughout the state. Loveless, 425 N.W.2d
at 603. Prior to the merger, “there was separate jurisdiction for the county . . . and district
courts.” Id. We question whether it is appropriate to treat venue as an element of a charged
offense now that the Minnesota district courts have statewide jurisdiction. Indeed, a more
recent, post-merger, case from the Minnesota Supreme Court, State v. Ali, suggests reason
to question the pre-merger approach of treating venue as an offense element. 806 N.W.2d
45 (Minn. 2011).
In Ali, the Minnesota Supreme Court considered “the appropriate evidentiary
standard to be applied to the question of a defendant’s age on the date of the alleged
offense,” for purpose of determining jurisdiction. Id. at 46. The Ali defendant was a
juvenile and his age at the time of the offense determined whether he was automatically
subject to prosecution under the laws governing proceedings in adult criminal court, instead
of in juvenile court. Id . The defendant argued that “establishing his age is an element of
13
the offenses of which he has been charged,” that “jurisdiction is ‘ no less indispensable to
a conviction than is a fact establishing venue,’” and that “because the court of appeals has
required that venue be proven by the prosecution beyond a reasonable doubt,” the beyond-
a-reasonable-doubt standard should apply to jurisdictional determinations as well. Id. at
52.
The supreme court rejected that argument and held that the state need only prove
the defendant’s age by a preponderance of the evidence. Id. at 46. The supreme court
reasoned that:
A defendant’s age is not an element of either first-degree
premeditated murder or first-degree felony murder, the two
charges for which Ali was indicted. See Minn. Stat.
§§ 609.185(a)(1), (a)(3). Rather, the question of age
determines only whether the juvenile or district court has
jurisdiction over the proceedings. See Minn. Stat. § 260B.101,
subd. 2. This is a separate issue from that of guilt or innocence,
and nothing in Minnesota Statutes or our case law requires
that either the question of age or the issue of jurisdiction of the
[district] court be proven beyond a reasonable doubt.
Id. at 52-53 (emphasis added).
The same could be said in this case. Location is not an element of the statutory
kidnapping offense to which Paulson pleaded guilty. See Minn. Stat. § 609.25, subd. 1(2)
(2020). Section 609.25, subdivision 1(2), describes the elements of the offense in terms of
the acts necessary to constitute the offense, whereas the constitutional venue provision
regards the proper location for a trial, if a trial were to occur. Under the supreme court’s
reasoning in Ali, the proper location for trial “is a separate issue from that of guilt or
innocence.” 806 N.W.2d at 52. Thus, venue is not an “element” of the charged offense in
14
the sense that it determined whether or not Paulson committed the offense. Instead, venue
concerns solely the trial location and ensures the constitutional right to a trial by “an
impartial jury of the county or district wherein the crime shall have been committed.”
Minn. Const. art. VI, § 6.
Because venue is a constitutional jury-trial right, we do not discern a need for the
district court to determine, when accepting a guilty plea, whether venue would have been
proper if the defendant had not waived his right to trial. Mo re importantly, we do not
discern how failure to establish venue when proffering a factual basis for a guilty plea
implicates the purpose of the accuracy requirement, which is to “protect a defendant from
pleading guilty to a more serious offense than he could be convicted of were he to insist on
his right to trial.” Trott, 338 N.W.2d at 251. Indeed, Paulson does not contest that the
record establishes the statutory elements of the kidnapping offense, that is, his commission
of the acts necessary to constitute the offense as defined in statute. Thus, we have no
concern that Paulson pleaded guilty to a more serious offense than he could have been
convicted of if he had gone to trial. We therefore hold that Paulson’s guilty plea was
accurate even though the factual basis for his plea did not address venue.
In sum, Paulson has not established that his guilty plea was inaccurate and therefore
invalid. As a result of that valid guilty plea, his non-jurisdictional challenge to venue has
been waived.
7
7 Because Paulson’s venue challenge is deemed waived, we do not address the parties’
arguments regarding whether venue was proper under Minn. Stat. § 627.15, which states
that “[a] criminal action arising out of an incident of alleged child abuse may be prosecuted
either in the county where the alleged abuse occurred or the county where the child is
15
III.
Paulson contends that his sentence was illegal, arguing that the district court erred
by assigning him one- half of a criminal-history point for a marijuana conviction from
Wisconsin and one-half of a criminal-history point for a marijuana conviction from Iowa.
“The presumptive sentence for a felony conviction is found in the appropriate cell
on the applicable [sentencing guidelines] [g]rid located at the intersection of the criminal
history score (horizontal axis) and the severity level (vertical axis).” Minn. Sent’g
Guidelines 2.C.1 (2020 ). “The sentences provided in the [g]rids are presumed to be
appropriate for the crimes to which they apply.” Minn. Sent’g Guidelines 2.D.1 (2020 ).
Sentencing pursuant to the sentencing guidelines “is a procedure based on state public
policy to maintain uniformity, proportionality, rationality, and predictability in
sentencing.” Minn. Stat. § 244.09, subd. 5 (2022).
“[S]entences must be based on correct criminal history scores, as these scores are
the mechanism district courts use to ensure that defendants with similar criminal histories
receive approximately equal sanctions for the same offense.” State v. Maurstad, 733
N.W.2d 141, 147 (Minn. 2007). A defendant can neither waive nor forfeit appellate review
found.” However, we note that the complaint indicates that SW resided in Anoka County
with her mother at the time of the offense and that this court has held that “[f]or the
purposes of the venue statute for criminal prosecution of child abuse, a child may be
‘found’ and an action may be prosecuted in the county where the child resides.” State v.
Larson, 520 N.W.2d 456, 458 (Minn. App. 1994), rev. denied (Minn. Oct. 14, 1994); see
also State v. Rucker, 752 N.W.2d 538, 542 (Minn. App. 2008) (holding that for the purpose
of establishing venue in the limited area of child abuse, a child can be “found” in the county
where the child resided either when the abuse occurred or when the abuse was discovered),
rev. denied (Minn. Sept. 23, 2008).
16
of his criminal-history score “because a sentence based on an incorrect criminal history
score is an illegal sentence.” Id.; see also Minn. R. Crim. P. 27.03, subd. 9 (“The court
may at any time correct a sentence not authorized by law.”). “[A] defendant’s right to
appeal an illegal sentence cannot be waived.” State v. Maley, 714 N.W.2d 708, 714 (Minn.
App. 2006).
When computing an offender’s criminal-history score, “the offender is assigned a
particular weight for every felony conviction for which a felony sentence was stayed or
imposed before the current sentencing or for which a stay of imposition of sentence was
given for a felony level offense . . . before the current sentencing.” Minn. Sent’g
Guidelines cmt. 2.B.101 (2020). Convictions from other jurisdictions must be considered
in calculating an offender’s criminal- history score. Minn. Sent’g Guidelines 2.B.5.a
(2020); State v. Reece, 625 N.W.2d 822, 824 (Minn. 2001). A non-Minnesota conviction
“may be counted as a felony [in a criminal- history score] only if it would both be defined
as a felony in Minnesota, and the offender received a sentence that in Minnesota would be
a felony-level sentence.” Minn. Sent’g Guidelines 2.B.5.b (2020) (emphasis omitted).
“[T]he sentencing court should compare the definition of the foreign offense with
the definitions of comparable Minnesota offenses but also may consider the nature of the
foreign offense and the sentence received.” Hill v. State, 483 N.W.2d 57, 58 (Minn. 1992).
It would “be unfair to those defendants receiving criminal history points for prior
Minnesota convictions if their counterparts with prior foreign or out -of-state convictions
of similar offenses for the same basic conduct did not receive criminal history point s for
those offenses.” Id. at 61.
17
The state must “show that a prior conviction qualifies for inclusion within the
criminal-history score” and that the criminal-history score is calculated correctly.
Williams v. State, 910 N.W.2d 736, 740 (Minn. 2018). “The state must establish by a fair
preponderance of the evidence that the prior conviction was valid, the defendant was the
person involved, and the crime would constitute a felony in Minnesota.” Maley, 714
N.W.2d at 711. We review a district court’s determination of a defendant’s criminal-
history score for an abuse of discretion. State v. Morgan, 953 N.W.2d 729, 732 (Minn.
App. 2020), aff’d, 968 N.W.2d 25 (Minn. 2021).
Paulson argues that the Wisconsin and Iowa offenses “are not equivalent to any
Minnesota felony offense” and that “the state did not submit evidence that would prove
that [his] conduct would have been a felony in Minnesota.” The district court assigned
Paulson one-half of a criminal-history point for his conviction under Wis. Stat. § 961.41,
subd. 1(h)(1) (2010),8 which was deemed “equivalent to” a conviction of fifth-degree sale
of a controlled substance in Minnesota under Minn. Stat. § 152.025, subd. 1(1) (2020).
Under Wis. Stat. § 961.41, subd. 1(h)(1), it is a felony for “any person to manufacture,
distribute or deliver a controlled substance or controlled substance analog,” including
“[t]wo hundred grams or less, or 4 or fewer plants containing tetrahydrocannabinols.” The
PSI stated, “According to Wisconsin [c]ourt records[,] [Paulson] was involved in the sale
of 34.31 grams of marijuana.”
8 Though no specific year for the statute was given, the offense date was listed as April
2011.
18
Under Minn. Stat. § 152.025, subd. 1(1), “[a] person is guilty of a controlled
substance crime in the fifth degree” in Minnesota if “the person unlawfully sells one or
more mixtures containing marijuana . . . except a small amount of marijuana for no
remuneration.” A “small amount of marijuana” is defined by statute as “42.5 grams or
less.” Minn. Stat. § 152.01, subd. 16 (2020). Because Paulson was accused of selling
34.31 grams of marijuana in Wisconsin, if there was no remuneration, the “sale” would not
be defined as a fifth-degree sale in Minnesota.
The district court also assigned Paulson one-half of a criminal-history point for his
conviction under Iowa Code § 124.401, subd. 1(d) (2014)9 and Iowa Code § 124.204, subd.
4(m) (2014), which make it a felony for “any person to manufacture, deliver, or possess
with the intent to manufacture or deliver, a controlled substance,” including “fifty
kilograms or less of marijuana.” The PSI stated that this conviction was “equivalent” to a
conviction under Minn. Stat. § 152.025, subd. 2(1) (2020), for fifth-degree possession of a
controlled substance. The PSI further stated, “According to Iowa [Department of
Corrections] records, [Paulson] was in possession of approximately one pound (0.45 kg)
of marijuana.”
Under Minn. Stat. § 152.025, subd. 2(1), “[a] person is guilty of controlled substance
crime in the fifth degree” in Minnesota if “the person unlawfully possesses one or more
mixtures containing a controlled substance classified in Schedule I, II, III, or IV, except a
small amount of marijuana.” Marijuana is a “Schedule I” drug in Minnesota. Minn. Stat.
9 Though no specific year for the statute was given, the offense date was listed as April
2015.
19
§ 152.02, subd. 2(h) (2020). Again, a “small amount of marijuana” is defined by statute as
“42.5 grams or less.” Minn. Stat. § 152.01, subd. 16. If Paulson possessed 0.45 kilograms,
or 450 grams, Minnesota’s small-amount exception is inapplicable.
Paulson notes that the “out-of-state offenses criminalize a broader range of behavior
than Minnesota’s controlled[-]substance laws, such that conduct that would be felonious
in Wisconsin and Iowa is a petty misdemeanor in Minnesota.” He argues that “a defendant
categorically cannot be assigned points for convictions under the statutes [he] was
convicted of violating, regardless of what conduct the defendant engaged in in those
states.” (Emphasis added.) Paulson argues for application of a “categorical approach” and
asks this court to focus only on the elements of the out-of-state convictions and the
analogous Minnesota crimes, and to ignore the particular facts of the out-of-state cases.
The state counters that this court should use a “modified categorical approach” because
Iowa’s and Wisconsin’s statutory drug schemes are “divisible.” The state asks us to look
to underlying documents or facts to determine the exact offenses of which Paulson was
convicted.
The “categorical” and “modified categorical” approaches to sentencing are
explained in Mathis v. United States, 136 S. Ct. 2243 (2016). Under the categorical
approach, a sentencing court focuses “solely on whether the elements of the crime of
conviction sufficiently match the elements of [the out-of-state] conviction, while ignoring
the particular facts of the case.” Mathis, 136 S. Ct. at 2248. Under the modified categorical
approach, “a sentencing court looks to a limited class of documents (for example, the
20
indictment, jury instructions, or plea agreement and colloquy) to determine what crime,
with what elements, a defendant was convicted of.” Id. at 2249.
Mathis involved application of the Armed Career Criminal Act (ACCA), which
imposes a 15-year mandatory minimum sentence on certain federal defendants who have
three prior convictions for a “violent felony.” Id. at 2247. The Supreme Court stated that
application of the ACCA involves only “comparing elements.” Id. at 2257. “Courts must
ask whether the crime of conviction is the same as, or narrower than, the relevant generic
offense. They may not ask whether the defendant’s conduct—his particular means of
committing the crime—falls within the generic definition.” Id. “T he prior crime qualifies
as an ACCA predicate if, but only if, its elements are the same as, or narrower than, those
of the generic offense.” Id. at 2247.
The Mathis court provided three justifications for that rule, including that “only a
jury, and not a judge, may find facts that increase a maximum penalty, except for the simple
fact of a prior conviction.” Id. at 2252; see Apprendi v. New Jersey, 530 U.S. 466, 490
(2000). “That means a judge cannot go beyond identifying the crime of conviction to
explore the manner in which the defendant committed that offense.” Mathis, 136 S. Ct. at
2252. Paulson seizes on that justification, arguing that “constitutional rules . . . prohibit a
court from increasing a presum ptive sentence due to facts found by the court rather than
admitted by the defendant or proved beyond a reasonable doubt to a jury.” (Emphasis
added.)
Paulson’s reliance on Mathis and its application of the “categorical” approach is
unavailing because Mathis involved use of a prior conviction to enhance a sentence under
21
the ACCA. Those are not the circumstances here. The Wisconsin and Iowa offenses were
not used to enhance Paulson’s presumptive sentence under the Minnesota Sentencing
Guidelines. Instead, the out-of-state offenses were used to determine Paulson’s criminal-
history score, which in turn determined his presumptive sentence. Minn. Sent’g Guidelines
2 (2020) (“The presumptive sentence is found in the cell of the appropriate [g]rid located
at the intersection of the criminal history score and the severity level.”). Evaluating out-
of-state convictions for possible inclusion in a defendant’s criminal-history score when
determining the presumptive sentence is very different from relying on a prior conviction
to impose an enhanced sentence; only the latter implicates the constitutional right to a jury
trial. See, e.g., State v. Henderson, 706 N.W.2d 758, 758 (Minn. 2005) (“A determination
that appellant’s prior convictions formed a pattern of criminal conduct as required for
enhanced sentencing . . . based on the district court’s finding of a pattern of criminal
conduct violated appellant’s Sixth Amendment right to trial by jury.” (emphasis added)).
In sum, the district court was not required to apply the “categorical” approach when
determining whether Paulson’s Wisconsin and Iowa convictions could be included in his
criminal-history score for the purpose of determining his presumptive sentence. The
district court could look beyond the elements of the relevant offenses and could consider
the nature of the foreign offenses.
10 See Hill, 483 N.W.2d at 58 (stating that “the sentencing
10 Although comments to the sentencing guidelines are not binding, they support this
approach, providing that “[f]or prior non-Minnesota controlled substance convictions, the
amount and type of the controlled substance should be considered in the determination of
the appropriate weight to be assigned to a prior felony sentence for a controlled substance
offense.” Minn. Sent’g Guidelines cmt. 2.B.503 (2020); see State v. Scovel, 916 N.W.2d
550, 555 (Minn. 2018) (stating that the comments are merely advisory, not binding).
22
court should compare the definition of the foreign offense with the definitions of
comparable Minnesota offenses but also may consider the nature of the foreign offense and
the sentence received by the offender for the offense.”).
To establish that inclusion of out-of-state convictions in a defendant’s criminal-
history score is appropriate, the state must provide evidence under Minn. R. Evid. 1005
that proves the validity of the conviction. State v. Griffin, 336 N.W.2d 519, 525 (Minn.
1983). In accordance with Griffin and rule 1005, the district court can “rely on persuasive
evidence that sufficiently substitutes for the official, certified record of conviction.” Maley,
714 N.W.2d at 712. For example, in State v. Jackson, the state provided sufficient evidence
of an out-of-state conviction based only on the unsworn “advice and testimony” of a
probation officer during sentencing. 358 N.W.2d 681, 683 (Minn. App. 1984). In contrast,
the state did not meet its burden in Maley when it listed the out-of-state convictions on the
sentencing worksheet but provided no documents or evidence admissible under rule 1005
to prove the convictions. 714 N.W.2d at 710, 712.
Here, the only evidence presented regarding Paulson’s Wisconsin and Iowa
convictions was the PSI. The state argues that the record is sufficient because the PSI
referenced other documents that provided information regarding those convictions. For
example, the PSI stated that “[a]ccording to Wisconsin [c] ourt records[,] [Paulson] was
involved in the sale of 34.31 grams of marijuana” and that “[a] ccording to Iowa
[Department of Corrections] records, [Paulson] was in possession of approximately one
pound (0.45 kg) of marijuana.” We conclude that this record is inadequate to justify
inclusion of the Wisconsin and Iowa convictions as felonies in Paulson’s criminal-history
23
score because the state did not submit the documents on which the PSI relied or call a
probation officer to explain those documents. The state simply relied on the PSI alone,
which was inadequate. See id.
We therefore reverse and remand Paulson’s sentence for recalculation of his
criminal-history score. Because Paulson did not object to the district court’s determination
that his out-of-state convictions were felonies, the state is “permitted to further develop the
sentencing record so that the district court can appropriately make its determination.” State
v. Outlaw, 748 N.W.2d 349, 356 (Minn. App. 2008), rev. denied (Minn. July 15, 2008).
Affirmed in part, reversed in part, and remanded.