The holding in the court’s own words
Because Wright is inapposite and Matlock cites no other relevant authority to support his argument, we conclude that the district court was not required to depart from the presumptive sentence based on Matlock’s alleged “unamenability” to prison and thus did not abuse its discretion in declining to do so.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Olson 765 N.W.2d 662
- State of Minnesota v. Jacob Miles Solberg 882 N.W.2d 618
- State v. Pegel 795 N.W.2d 251
- State v. Guzman 892 N.W.2d 801
- State v. Walker 913 N.W.2d 463
- State v. Kindem 313 N.W.2d 6
- State v. Peake 366 N.W.2d 299
- State of Minnesota v. Jose Arriage Soto, Jr. 855 N.W.2d 303
- State v. Trog 323 N.W.2d 28
- State v. Johnson 831 N.W.2d 917
- State v. Van Ruler 378 N.W.2d 77
- Roby v. State 547 N.W.2d 354
- State v. Wright 310 N.W.2d 461
- State v. Mattson 376 N.W.2d 413
- State v. Rund 896 N.W.2d 527
Opinion text
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A22-0820
State of Minnesota,
Respondent,
vs.
George Jerry Matlock,
Appellant.
Filed June 5, 2023
Affirmed
Wheelock, Judge
Ramsey County District Court
File No. 62-CR-19-6776
Keith Ellison, Attorney General, St. Paul, Minnesota; and
John J. Choi, Ramsey County Attorney, Thomas R. Ragatz, Assistant County Attorney, St.
Paul, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Kathryn J. Lockwood, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Wheelock, Presiding Judge; Segal, Chief Judge; and
Ross, Judge.
NONPRECEDENTIAL OPINION
WHEELOCK, Judge
Appellant challenges his sentence for second-degree burglary, arguing that the
district court abused its discretion by denying his motion for either a downward
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dispositional departure or a downward durational departure. Because the district court
acted within its discretion in imposing a presumptive guidelines sentence, we affirm.
FACTS
In September 2019, respondent State of Minnesota charged appellant George Jerry
Matlock with second- degree burglary after police arrested him for taking an iPad from
Rondo Education Center, a St. Paul school. A security guard observed Matlock inside the
school and followed him outside, where Matlock removed an iPad from his pants and set
it on a retaining wall near the school before attempting to flee on foot.
In a separate Ramsey County court file, the district court ordered Matlock to
undergo a Minnesota Rule of Criminal Procedure 20.01 mental-competency exam; the
resulting report concluded that Matlock was incompetent to participate in his defense in
that case. Further proceedings in that case and in this one were delayed during the
pandemic in 2020. The district court suspended proceedings pursuant to rule 20.01 and
ordered an updated competency report in both cases in February 2021. The updated report
stated that Matlock experienced “genuine mental illness and cognitive impairment,” but
the related symptoms did not prevent him from understanding the legal process and
participating in his defense.
In December 2021, Matlock pleaded guilty to second-degree burglary by entering a
school building without consent and committing theft in violation of Minn. Stat. § 609.582,
subd. 2(b) (2018). During the plea colloquy, he admitted to taking an iPad from an office
inside the school.
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At the sentencing hearing, the state opposed any departure from the recommended
presumptive sentence range, which was 44 to 60 months’ imprisonment based on
Matlock’s criminal-history score of seven and the offense’s severity level of five. Matlock
requested a downward dispositional departure on the bases that he was particularly
amenable to probation because he had not violated his probation in a different matter in
Dakota County, he had completed a treatment program, he had developed an appreciation
of the impact of his behavior on others, and he had experienced significant health issues
that motivated him to be more committed to a healthy lifestyle that would not include
criminal behavior. In the alternative, Matlock requested a downward durational departure,
first arguing that, although Matlock was not found incompetent, he showed signs of
diminished capacity, and second, that the burglary was less severe than a typical offense
because it took place in a public building and the school recovered the device after he left
it on the school grounds.
The district court expressed sympathy for Matlock’s severe health challenges but
determined that he did not “meet the legal basis for departure” because he was not
amenable to probation and his offense was not less serious than typical. It then denied both
departure requests. It further noted that Matlock had been sent to the Minnesota
Department of Corrections at least 14 times since 1997 and had been charged with two new
counts of theft in 2020 after the theft offense for which he was being sentenced. The district
court sentenced Matlock to 51 months’ imprisonment.
Matlock appeals.
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DECISION
Matlock argues that the district court abused its discretion by denying his motion
for (1) a downward dispositional departure because he is particularly amenable to
probation and particularly unamenable to prison or (2) a downward durational departure
because his offense was less serious than the typical second-degree burglary offense.
“Whether to depart from the guidelines rests within the district court’s discretion, and this
court will not reverse the decision absent a clear abuse of that discretion.” State v. Olson,
765 N.W.2d 662, 664 (Minn. App. 2009) (quotation omitted); accord State v. Solberg,
882 N.W.2d 618, 623 (Minn. 2016). When a district court imposes a presumptive sentence,
an appellate court “may not interfere with the [district court’s] exercise of discretion, as
long as the record shows the [district court] carefully evaluated all the testimony and
information presented before making a determination.” State v. Pegel, 795 N.W.2d 251,
255 (Minn. App. 2011) (quotation omitted). “A district court abuses its discretion when
its decision is based on an erroneous view of the law or is against logic and the facts in the
record.” State v. Guzman, 892 N.W.2d 801, 810 (Minn. 2017). However, the denial of a
departure is not equivalent to an abuse of discretion. Pegel, 795 N.W.2d at 253-54. And
we reverse a district court’s decision not to depart only in “rare” cases. State v. Walker,
913 N.W.2d 463, 468 (Minn. App. 2018) ( quoting State v. Kindem, 313 N.W.2d 6, 7
(Minn. 1981)).
The Minnesota Sentencing Guidelines establish presumptive sentences for felony
offenders “based on reasonable offense and offender characteristics.” Minn. Stat. § 244.09,
subd. 5 (2018). The sentences are “presumed to be appropriate for the crimes to which
5
they apply,” and the district court must pronounce a sentence within the guidelines “unless
there exist identifiable, substantial, and compelling circumstances to support a departure.”
Minn. Sent’g Guidelines 2.D.1 (Supp. 2019); accord Pegel, 795 N.W.2d at 253.
“Substantial and compelling circumstances” are those that distinguish the instant case from
typical cases. State v. Peake, 366 N.W.2d 299, 301 (Minn. 1985). The guidelines and
caselaw provide a “nonexclusive list” of mitigating circumstances that can justify a
downward departure. State v. Soto, 855 N.W.2d 303, 308 (Minn. 2014) (quoting Minn.
Sent’g Guidelines 2.D.3.a).
I. The district court did not abuse its discretion by denying Matlock’s motion for
a downward dispositional departure.
Matlock argues that the district court abused its discretion by not granting a
downward dispositional departure from the presumptive guidelines sentence because
Matlock is both particularly amenable to probation and particularly unamenable to prison
because of his health. A downward dispositional departure “occurs when the [sentencing
g]uidelines recommend a prison sentence but the court stays the sentence.” Minn. Sent’g
Guidelines 1.B.5.a(2) (Supp. 2019).
A. Particular Amenability to Probation
First, Matlock asserts that he is particularly amenable to probation. In evaluating a
request for a downward dispositional departure, the district court may consider whether a
defendant is “particularly amenable to probation.” Soto, 855 N.W.2d at 309; Minn. Sent’g
Guidelines 2.D.3.a(7) (Supp. 2019). It is not sufficient for the defendant to be merely
amenable to probation; the defendant must be “particularly” amenable to probation to
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distinguish the defendant from others and present the substantial and compelling
circumstances necessary to justify a departure. Minn. Sent’g Guidelines 2.D.303 cmt.
(Supp. 2019) (quoting Soto, 855 N.W.2d at 309). A district court may consider the
following factors in evaluating whether a defendant is particularly amenable to probation:
age, prior record, remorse, cooperation, attitude in court, and the support of friends and/or
family. State v. Trog, 323 N.W.2d 28, 31 (Minn. 1982).
Matlock argues that the Trog factors weigh in favor of a determination that he is
particularly amenable to probation, pointing to his age, completion of treatment,
involvement in mental -health care, willingness to make changes in his life, and remorse
for his criminal activity. He asserts that these factors, combined with his unique
circumstances and medical issues, demonstrate that the presumptive prison sentence is not
best for him or for society. The district court determined that Matlock was not amenable
to treatment or probation given that he continued to add theft charges to his extensive
criminal history while under pretrial supervision. And it specifically stated that it could
not keep Matlock in the community given the prolific nature of his crimes over the span of
many years.
The district court determined that the substantial and compelling circumstances that
would justify a downward dispositional departure were not present here because it found
that Matlock was not amenable—let alone “particularly amenable”—to probation. Soto,
855 N.W.2d at 309. The record shows that the district court “evaluated all the testimony
and information presented” before it made its decision. State v. Johnson, 831 N.W.2d 917,
925 (Minn. App. 2013) (quotation omitted), rev. denied (Minn. Sept. 17, 2013). Moreover,
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“[a]lthough the trial court is required to give reasons for departure, an explanation is not
required when the court considers reasons for departure but elects to impose the
presumptive sentence.” State v. Van Ruler, 378 N.W.2d 77, 80 (Minn. App. 1985); see
also Pegel, 795 N.W.2d at 254 (there is “no requirement” that a district court must discuss
all the Trog factors). We discern no abuse of discretion in the district court’s denial of
Matlock’s motion for a dispositional departure on the basis of particular amenability to
probation.
B. Particular Unamenability to Prison
Matlock also argues that he is “particularly unamenable to prison” due to his mental
illness and severe medical issues and asserts that this is a sufficient basis for the district
court to depart from the guidelines. As an initial matter, we note that he did not make this
argument to the district court, and we could therefore decline to review it. See Roby v.
State, 547 N.W.2d 354, 357 (Minn. 1996) (stating that the reviewing “court generally will
not decide issues which were not raised before the district court”). But even if we consider
this argument, it does not persuade us that the district court erred in its sentencing
determination.
In support of this argument, Matlock cites State v. Wright for the principle that
“unamenability” to incarceration can be a “substantial basis for departure” even when the
defendant could pose a public-safety risk if unsupervised. 310 N.W.2d 461, 462-63 (Minn.
1981). Matlock characterizes the Minnesota S upreme Court’s decision in Wright as
upholding a district court’s decision to grant a dispositional departure “based largely” on
the defendant being “particularly unamenable to incarceration.” He then attempts to draw
8
an analogy between his health issues and Wright’s mental-health issues, which rendered
Wright “more child than man” and thus potentially susceptible to being “abused seriously
if he were in some type of correctional institution.” Id. at 462. Matlock’s physical
diagnoses include end-stage kidney disease and congestive heart failure, and his
mental-health diagnoses include substance use and posttraumatic stress disorder. Matlock
emphasizes that he is suffering from “end- of-life” health issues that require multiple
treatments and therapies per week, but he does not assert that these health issues cause him
to be in danger of being abused in a correctional facility. Matlock’s health issues are thus
distinguishable from those Wright experienced and from the type of health issues that the
supreme court held could be a substantial basis for departure. And c ontrary to Matlock’s
assertion, Wright stands for the proposition that the district court may issue a downward
dispositional departure if a defendant has serious health problems and the court believes
society will not be harmed by the decision, 310 N.W.2d at 462-63; it does not stand for the
inverse—that when a defendant has serious health concerns, a district court must grant a
downward dispositional departure. Because Wright is inapposite and Matlock cites no
other relevant authority to support his argument, we conclude that the district court was not
required to depart from the presumptive sentence based on Matlock’s alleged
“unamenability” to prison and thus did not abuse its discretion in declining to do so.
II. The district court did not abuse its discretion by denying Matlock’s motion for
a downward durational departure.
Matlock argues he should have received a downward durational departure because
he suffers from “diminished capacity due to his mental illness and severe medical issues”
9
and because his conduct during the offense was significantly less serious than is typically
involved in second-degree burglaries. A downward durational departure “occurs when the
court orders a sentence with a duration [lower] than the presumptive fixed duration or
range.” Minn. Sent’g Guidelines 1.B.5.b (Supp. 2019). “[A] downward durational
departure is justified if the defendant’s conduct is significantly less serious than typically
involved in the commission of the offense.” State v. Mattson, 376 N.W.2d 413, 415 (Minn.
1985).
A. Diminished Capacity
Matlock asserts that he should have received a downward durational departure due
to his “mental illness and severe medical issues.” He specifically asserts that his mental
and physical health caused him to have diminished capacity that may be a basis for a
downward durational departure. See Minn. Sent’g Guidelines 2.D. 3.a(3) (Supp. 2019)
(listing lack of substantial capacity for judgment because of physical or mental impairment
when the offense was committed as a mitigating factor that can support a departure). The
district court considered Matlock’s health history, the rule 20 evaluation report, and the
criminal-history memorandum filed in lieu of a PSI report and stated that, although it
understood his argument about mitigation of culpability, it did not find this factor to be
compelling under the circumstances. Moreover, because the district court imposed the
presumptive sentence, it did not have to explain its decision. See Van Ruler, 378 N.W.2d
at 80 (stating the district court need not provide an explanation when it considers reasons
for departure and imposes a presumptive sentence). We discern no abuse of the district
court’s discretion in declining to depart durationally on this basis.
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B. Seriousness of Offense
Finally, Matlock argues that his offense is less serious than the typical
second-degree burglary because Rondo Education Center is “open to the public,” and
therefore, he was not in the building without consent. He also argues that because the iPad
was returned to the school undamaged, “there was no victim, no violence, no harm.” The
district court rejected these bases as establishing that Matlock’s offense was less serious
than a typical second-degree burglary. The district court first explained that the crime t o
which Matlock pleaded guilty required that he enter “a government building, religious
establishment, historic property, or school building without consent,” Minn. Stat.
§ 609.582, subd. 2(b), and thus, “[t]his very charge implies that the buildings are public
buildings . . . [s]o really, it’s no different than the typical case.” And as the state correctly
points out, Matlock’s assertion that the iPad was recovered also does not make his offense
less serious than a typical burglary because the record does not explain why Matlock left
the iPad behind; indeed, adverse inferences might be drawn from the fact that a security
guard was following Matlock as he was leaving the school with stolen property. Although
the school ultimately did not suffer a monetary loss for which it had to seek restitution,
Matlock provides no authority supporting his suggestion that a lack of a monetary loss or
the ultimate return of the stolen property makes this offense less serious than a typical
burglary. Additionally, nothing in the record indicates the offense was less serious than a
typical burglary inside a school or other public building. An offense that “fits squarely
within” the statutory definition is not “less serious” than a typical offense in that category.
11
State v. Rund, 896 N.W.2d 527, 534 (Minn. 2017). Thus, we discern no abuse of the district
court’s discretion in declining to depart durationally on this basis.
In sum, the district court did not abuse its discretion by denying Matlock’s request
for a downward dispositional or downward durational sentencing departure.
Affirmed.