Steven Charles Perkins, petitioner, Appellant,
The holding in the court’s own words
We conclude that the postconviction court did not abuse its discretion and that appellant’s ineffective-assistance arguments do not merit relief. We therefore conclude that the district court did not abuse its discretion by denying Perkins’s postconviction request to withdraw his guilty plea because the district court correctly applied the Epps exception and determined that Perkins’s guilty plea was valid. We therefore conclude that the district court did not abuse its discretion by denying Perkins’s request for postconviction relief based on his statutory-interpretation argument.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- Randy Leeroyal Swaney v. State of Minnesota 882 N.W.2d 207
- State v. Raleigh 778 N.W.2d 90
- Lussier v. State 821 N.W.2d 581
- 955 N.W.2d 294 not in our corpus
- 977 N.W.2d 798 not in our corpus
- State of Minnesota, Respondent, A21-0533
- State v. Berkelman 355 N.W.2d 394
- State v. Brown 896 N.W.2d 557
- 966 N.W.2d 803 not in our corpus
- 904 N.W.2d 9 not in our corpus
- Hill v. State 483 N.W.2d 57
- State v. Craig 826 N.W.2d 789
- 990 N.W.2d 406 not in our corpus
- 657 N.W.2d 823 not in our corpus
- State v. Doppler 590 N.W.2d 627
- Fields v. State 733 N.W.2d 465
- Aaron Joseph Morrow v. State of Minnesota 886 N.W.2d 204
Opinion text
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A23-0304
Steven Charles Perkins, petitioner,
Appellant,
vs.
State of Minnesota,
Respondent.
Filed October 2, 2023
Affirmed
Wheelock, Judge
Hennepin County District Court
File No. 27-CR-19-26505
Cathryn Middlebrook, Chief Appellate Public Defender, Jennifer Lauermann, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Mary F. Moriarty, Hennepin County Attorney, Adam Petras, Assistant County Attorney,
Minneapolis, Minnesota (for respondent)
Considered and decided by Larkin, Presiding Judge; Wheelock , Judge; and Kirk,
Judge.
*
* Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant to
Minn. Const. art. VI, § 10.
2
NONPRECEDENTIAL OPINION
WHEELOCK, Judge
In this appeal from an order denying postconviction relief, appellant argues that the
district court abused its discretion by determining that his guilty plea was accurate and by
failing to consider the pro se arguments in his petition. In a supplemental brief, appellant
also argues that the district court abused its discretion by denying relief for his pro se
postconviction arguments and raises ineffective-assistance-of-counsel claims. We
conclude that the postconviction court did not abuse its discretion and that appellant’s
ineffective-assistance arguments do not merit relief. Therefore, we affirm.
FACTS
Respondent State of Minnesota charged appellant Steven Charles Perkins with
unlawful possession of a firearm in violation of Minn. Stat. § 624.713, subd. 1(2) ( Supp.
2019), which prohibits a person who has been convicted of a crime of violence from
possessing a firearm. According to the complaint, the Minneapolis Police Department
executed an unannounced search warrant at Perkins’s home in October 2019. Police
recovered a handgun, magazine, and ammunition in Perkins’s bedroom and a rifle and
magazine in the basement of the home. The complaint also identified Perkins’s previous
conviction for a third-degree controlled-substance offense in Hennepin County.
Perkins denied knowledge of the rifle that law enforcement recovered from the
basement but admitted that he possessed the handgun. He pleaded guilty to the charge
based on his possession of the handgun. In October 2021, the district court accepted his
guilty plea and sentenced him to 60 months in prison.
3
In October 2022, Perkins filed a pro se postconviction petition alleging three issues:
(1) the state engaged in malicious prosecution by charging him under Minn. Stat.
§ 624.713, subd. 1(2), because his prior conviction was not a “crime of violence”; (2) the
legislature intended that chapter 152 controlled-substance offenses would qualify as a
“crime of violence” only if they were perpetrated using physical force, injury, or a weapon;
and (3) his public defender provided ineffective assistance of counsel. Shortly thereafter,
Perkins’s appellate counsel filed a postconviction petition arguing that the district court
must vacate Perkins’s conviction and allow him to withdraw his guilty plea because the
plea was invalid as inaccurate or, in the alternative, that the district court must resentence
Perkins and consider a sentencing departure because the prosecution made a mistake of
law in its sentencing argument. The state filed an answer and memorandum opposing
Perkins’s requested postconviction relief. In December 2022, the district court issued an
order denying postconviction relief without an evidentiary hearing.
Perkins appeals.
DECISION
I. The district court did not abuse its discretion by denying Perkins’s
postconviction plea-withdrawal request because the guilty plea was valid.
Perkins argues that the district court abused its discretion by denying his
postconviction request to withdraw hi s guilty plea. He contends that his guilty plea was
inaccurate because his plea colloquy did not establish an adequate factual basis for the
offense, and therefore, the plea was invalid. Specifically, he did not admit in his plea
colloquy that he had a prior conviction for a “crime of violence” that would make him
4
ineligible to possess a firearm, nor did he testify to the truth and accuracy of the criminal
complaint that included the information about his prior conviction. He requests that we
reverse his conviction and remand to allow him to withdraw his guilty plea.
We review the denial of a postconviction petition for an abuse of discretion. Swaney
v. State, 882 N.W.2d 207, 214 (Minn. 2016). The district court’s decision warrants reversal
if “the court exercised its discretion in an arbitrary or capricious manner, based its ruling
on an error of law, or made clearly erroneous factual findings.” Id. The validity of a guilty
plea is a question of law that we review de novo. State v. Raleigh, 778 N.W.2d 90, 94
(Minn. 2010).
The district court must allow a defendant to withdraw a guilty plea at any time “to
correct a manifest injustice.” Minn. R. Crim. P. 15.05, subd. 1. “A manifest injustice exists
if a guilty plea is not valid,” meaning that the plea is not accurate, voluntary, and intelligent.
Raleigh, 778 N.W.2d at 94. “To be accurate, a plea must be established on a proper factual
basis.” Id. “The purpose of the accuracy requirement is to protect a defendant from
pleading guilty to a more serious offense than that for which he could be convicted if he
insisted on his right to trial.” Lussier v. State, 821 N.W.2d 581, 588 (Minn. 2012)
(quotation omitted). Two recent cases guide our analysis of whether a guilty plea has
established a proper factual basis to support its accuracy.
In Rosendahl v. State, we concluded that a defendant’s guilty plea was inaccurate
because his plea colloquy did not establish sufficient facts from which to infer the intent
element of his offense. 955 N.W.2d 294, 298 (Minn. App. 2021). The state argued that
5
we were permitted to consider the allegations in the criminal complaint to supplement the
plea colloquy. Id. We disagreed, explaining:
A postconviction court may consider record evidence,
in addition to a defendant’s words [in a plea colloquy], in
inferring intent. However, because Rosendahl did not
expressly testify as to the truthfulness and accuracy of these
allegations of the complaint during his colloquy, the
allegations are not part of the record and we cannot consider
them in assessing the accuracy of his plea.
Id. at 300 (emphasis omitted) (citation omitted). Thus, Rosendahl stands for the
proposition that “in determining the accuracy of a guilty plea, the reviewing court does not
consider allegations in the complaint unless the truthfulness and accuracy of the allegations
have been expressly admitted to by the defendant.” Id. at 302.
The following year, the supreme court created a narrow exception to Rosendahl in
State v. Epps, 977 N.W.2d 798 (Minn. 2022). Epps was charged with violating a
domestic-abuse no-contact order, and the offense was enhanced from a gross misdemeanor
to a felony due to his prior convictions. Epps, 977 N.W.2d at 800, 802. Epps did not testify
about his previous convictions in his plea colloquy or admit to the truthfulness and
accuracy of the previous convictions alleged in the criminal complaint. Id. at 800-01.
When Epps challenged the validity of his guilty plea on appeal, the supreme court
concluded that the Rosendahl rule was “unsound as applied specifically to the facts” of
Epps’s case and that Epps’s plea was valid:
In these circumstances —when the felony complaint alleges
prior convictions, the defendant had the opportunity to review
the felony complaint and discuss the plea with his lawyer, and
the defendant does not contest the validity of the prior
convictions—the defendant’s failure to expressly acknowledge
6
those convictions in the plea colloquy does not give rise to a
manifest injustice.
Id. at 802. Specifically, the supreme court held that Epps’s plea was valid because “a
manifest injustice does not occur, and [plea] withdrawal is not required, when a plea
colloquy omits questions about uncontested previous convictions that were alleged in the
complaint.” Id.
Perkins argues that the Rosendahl holding, not the Epps holding, should control the
outcome of the instant case. He contends that Epps is inapposite because the prior
convictions at issue in that case were “being used as an element for enhancement of a
lower-severity level offense to a felony level offense.” He argues that the factual basis in
Rosendahl is comparable to that in the instant case “because it involves the lack of a
necessary element to establish the offense itself.” We are not persuaded.
For purposes of the Epps exception, we see no distinction between elements used to
enhance the severity of an offense and other elements of an offense. The supreme court
did not reach its conclusion in Epps on the basis that it is less necessary to establish in a
plea colloquy a prior conviction used to enhance the severity of an offense than it is other
elements of an offense.
1 Rather, the supreme court based its ruling on the fact that Epps
1 We stated in a nonprecedential opinion that “[a] prior conviction is an element of an
aggravated offense that the state must prove at trial and that the defendant has the right to
have a jury decide.” State v. Foster, No. A21-0533, 2022 WL 351214, at *2 (Minn. App.
Feb. 7, 2022) (citing State v. Berkelman, 355 N.W.2d 394, 396 (Minn. 1984)) ; see also
Minn. R. Civ. App. P. 136.01, subd. 1(c) (stating that “nonprecedential opinions may be
cited as persuasive authority”). This is consistent with our conclusion that a
prior-conviction element used to enhance the severity of an offense is “a necessary element
to establish the offense itself,” contrary to Perkins’s argument.
7
“had the opportunity to review the felony complaint and discuss the plea with his lawyer”
and did not contest the validity of his prior convictions after this opportunity. Epps,
977 N.W.2d at 802.
Similarly, Perkins had the opportunity to review the complaint and discuss his plea
with his lawyer prior to the plea hearing. The probable-cause section of the complaint
alleged that Perkins was previously convicted of a third-degree controlled-substance crime
and cited the relevant district court file and date of the conviction. Perkins then signed and
filed a guilty-plea petition on the day of the plea hearing, affirming that he received, read,
and discussed a copy of the complaint with his counsel and understood the charge made
against him. At no point did Perkins allege that his previous conviction was invalid. The
facts in Perkins’s case align squarely with the facts in Epps, and thus, the Epps holding
controls the outcome of this case.
We therefore conclude that the district court did not abuse its discretion by denying
Perkins’s postconviction request to withdraw his guilty plea because the district court
correctly applied the Epps exception and determined that Perkins’s guilty plea was valid.
II. The district court did not abuse its discretion by denying relief based on
Perkins’s pro se statutory-interpretation and malicious-prosecution claims.
Both Perkins’s counseled appellate brief and pro se supplemental brief assert that
the district court abused its discretion by denying relief based on the arguments in Perkins’s
pro se postconviction petition. We address eac h of Perkins’s arguments in turn. F irst,
Perkins argues that his previous third-degree controlled-substance conviction does not
qualify as a “crime of violence” for purposes of the statute under which he was convicted
8
of unlawful possession of a firearm. We review the denial of a postconviction petition for
an abuse of discretion. Swaney, 882 N.W.2d at 214. We review questions of law raised in
a postconviction petition de novo. State v. Brown, 896 N.W.2d 557, 560 (Minn. App.
2017), rev. denied (Minn. July 18, 2017). And statutory interpretation is a question of law
that we review de novo. State v. Holl, 966 N.W.2d 803, 808 (Minn. 2021).
Section 624.713, subd ivision 1(2), states that a person “shall not be entitled to
possess” a firearm if the person “has been convicted of, or adjudicated delinquent or
convicted as an extended jurisdiction juvenile for committing, in this state or elsewhere, a
crime of violence.” The preceding section, Minn. Stat. § 624.712, subd. 5 (Supp. 2019),
defines the phrase “crime of violence” to include felony convictions under chapter 152, the
statutory scheme for controlled-substance offenses.
Perkins argues that the “manifest intent of the legislature” was to limit the definition
of a “crime of violence” to include only felony convictions that involve an “element of
physical force, injury, [a] dangerous weapon, or the threat [there]of.” He asserts that his
prior conviction is not a “crime of violence” under this interpretation of the statute, and
therefore, his conviction for unlawful possession of a firearm must be reversed. We
disagree because Perkins’s argument is based on a misunderstanding of the relevant
statutes.
Perkins’s argument assumes that the definition of a “crime of violence” in Minn.
Stat. § 624.712, subd. 5, is ambiguous. “The first step in statutory interpretation is to
determine whether the statute’s language, on its face, is ambiguous,” meaning that “it is
subject to more than one reasonable interpretation.” State v. Thonesavanh, 904 N.W.2d
9
432, 435 (Minn. 2017) (quotation omitted). But “[i]f the language of the statute is not
ambiguous on its face, [appellate courts] abide by the plain language of the statute.” Holl,
966 N.W.2d at 808. Appellate courts “are not permitted to rewrite a statute or add
additional statutory language” when conducting a statutory- interpretation analysis. Id. at
812 (quotation omitted).
Here, the statutory definition of “crime of violence” in Minn. Stat. § 624.712,
subd. 5, is unambiguous on its face. The statute provides an exhaustive list of offenses for
which a felony conviction constitutes a “crime of violence.” Felony convictions for
chapter 152 offenses are included on this list. Subdivision 5 does not include any language
that specifies, or even suggests, that a felony conviction for a chapter 152 offense must
involve physical force, injury, or use of a dangerous weapon.
Furthermore, Perkins relies on inapposite authority. In his postconviction petition,
he relied on 18 U.S.C. § 924(e)(2)(B) (2018)—which defines “violent felony” for the
purposes of federal statutes—to support his argument. In his pro se supplemental brief, he
similarly cites to a federal case involving 18 U.S.C. §§ 922(g)(1), 924(e)(1) (2018), which
are federal statutes that prohibit the possession of firearms by individuals previously
convicted of a felony offense. However, Perkins was charged under Minnesota’s
unlawful-possession statute, not the federal unlawful-possession statute. Therefore, the
definition of a “crime of violence” under state law, not federal law, controls this case.
Here, the criminal complaint described Perkins’s prior conviction as a “third-degree
controlled substance crime” but did not cite the statute governing that offense. A review
of chapter 152 indicates that Minn. Stat. § 152.023 (2018) governs third- degree
10
controlled-substance crimes and that these crimes are felony-level offenses. See
Minn. Stat. § 152.023, subd. 3(a) (providing that the penalty for third-degree
controlled-substance crimes may be not more than 20 years); Hill v. State, 483 N.W.2d 57,
62 (Minn. 1992) (stating that in Minnesota, an offense is classified as a felony if it may be
punished by more than one year in prison). Therefore, Perkins’s prior conviction fits the
statutory definition of a “crime of violence” under sections 624.712 and 624.713. See also
State v. Craig, 826 N.W.2d 789, 797 (Minn. 2013) (noting that a prior conviction for felony
fifth-degree controlled-substance possession “is defined by statute as a ‘crime of violence’”
because “a substantial nexus exists between drugs and violence”). We therefore conclude
that the district court did not abuse its discretion by denying Perkins’s request for
postconviction relief based on his statutory-interpretation argument.
We next turn to Perkins’s argument that the prosecutor engaged in malicious
prosecution by charging him under Minn. Stat. § 624.713, subd. 1(2), and that the district
court abused its discretion by rejecting this argument in his postconviction petition.
Perkins asserts that the prosecutor “maliciously applied” section 624.713 to Perkins’s
conduct despite the “legislat[ive] intent” that the statute “be interpreted and construed to
apply to persons under 18 years of age or who have a prior conviction that was committed
under the age of 18 years.”
Perkins’s argument misinterprets the unlawful-possession statute. Section 624.713,
subdivision 1(2), prohibits possession of a firearm by “a person who has been convicted
of, or adjudicated delinquent or convicted as an extended jurisdiction juvenile for
committing . . . a crime of violence.” Individuals under 18 years of age who have been
11
convicted of a “crime of violence” are included in the statute’s purview, as are adults
convicted of a “crime of violence.” Thus, there is no support for Perkins’s
malicious-prosecution argument, and we conclude that the district court did not abuse its
discretion by denying relief based on this argument.
III. The district court did not abuse its discretion by denying relief based on
Perkins’s ineffective-assistance-of-trial-counsel claim.
Perkins next argues that the public defender who represented him at trial rendered
ineffective assistance of counsel by collaborating with the prosecution to convict him of a
crime that did not apply to his conduct. He contends that the public defender “permitted
[the] prosecutor” to “utilize[e] a prior drug conviction that did not contain use or
threat[ened] use of physical force, [a] dangerous weapon, or bodily harm . . . to qualify as
a crime of violence.” He further contends that the public defender “knew [his] prior drug
conviction was committed . . . when he was 43 years of age and not under 18 years of age
as is required by” section 624.713. Based on our preceding analysis, we discern no abuse
of discretion in the district court’s denial of relief on these grounds.
We apply the two-prong Strickland v. Washington test to evaluate an appellant’s
ineffective-assistance-of-counsel claim. State v. King, 990 N.W.2d 406, 417 (Minn. 2023);
see Strickland v. Washington, 466 U.S. 668, 687 (1984). The first prong requires an
appellant to show that their “attorney’s representation fell below an objective standard of
reasonableness.” King, 990 N.W.2d at 417 (quotations omitted) . The second prong
requires the appellant to show that “there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different.” Id.
12
(quotations omitted). If one prong is determinative, the reviewing court need not address
the other. State v. Rhodes, 657 N.W.2d 823, 842 (Minn. 2003).
Minnesota courts define the “objective standard of reasonableness” in the first prong
of the Strickland test to mean “the representation of an attorney exercising the customary
skills and diligence that a reasonably competent attorney would perform under the
circumstances.” State v. Doppler, 590 N.W.2d 627, 633 (Minn. 1999) (quotation omitted).
There is also a “strong presumption” that counsel’s conduct meets this standard. King,
990 N.W.2d at 417 (quotation omitted); Doppler, 590 N.W.2d at 633.
We find no support in the record for Perkins’s assertion that his trial counsel failed
to exhibit “the customary skills and diligence [of] a reasonably competent attorney.”
Doppler, 590 N.W.2d at 633. As we previously concluded, the unlawful-possession statute
applies to Perkins’s conduct because his prior conviction meets the statutory definition of
a “crime of violence” and the statute prohibits possession of a firearm regardless of the
ineligible person’s age. It was therefore reasonable for trial counsel to proceed with
representation on the premise that the unlawful-possession charge was appropriate for the
facts of Perkins’s case. We conclude that trial counsel’s conduct met the “objective
standard of reasonableness” required by the first Strickland prong and that the district court
did not abuse its discretion by denying postconviction relief on this basis.
IV. Perkins’s ineffective-assistance-of-appellate-counsel argument does not merit
relief.
Finally, Perkins argues that his appellate counsel has rendered ineffective assistance
of counsel here because she refused to address or litigate his
13
ineffective-assistance-of-trial-counsel claim in this appeal. He requests that this court
appoint “new conflict-free counsel” to represent him.
“When an ineffective assistance of appellate counsel claim is based on appellate
counsel’s failure to raise an ineffective assistance of trial counsel claim, the appellant must
first show that trial counsel was ineffective.” Fields v. State, 733 N.W.2d 465, 468 (Minn.
2007). Because we conclude that Perkins failed to show that his trial counsel was
ineffective, his ineffective-assistance-of-appellate-counsel argument also fails.
Perkins also asserts that “[a]ppellate counsel is just referencing appellant’s
post-conviction issues but has not . . . support[ed the] issues” with legal arguments in the
counseled appellate brief. However, “[i]f a defendant raises an issue in a pro se
supplemental brief, then counsel’s failure to raise the same issue in the principal brief or at
oral argument is not prejudicial.” Morrow v. State, 886 N.W.2d 204, 206-07 (Minn. 2016).
Because Perkins argued that the district court abused its discretion by denying his
postconviction petition in his pro se supplemental brief, his appellate counsel’s alleged
failure to develop this argument in the principal brief is not prejudicial and does not merit
relief.
Affirmed.