State of Minnesota, Respondent,
The holding in the court’s own words
We therefore conclude that the district court did not clearly err in its determination that the state provided a race-neutral reason for striking Juror 11, and we turn our attention to the final step of the analysis.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Martin 773 N.W.2d 89
- State v. Carridine 812 N.W.2d 130
- State v. Harvey 932 N.W.2d 792
- 963 N.W.2d 205 not in our corpus
- State v. Pendleton 725 N.W.2d 717
- State v. Taylor 650 N.W.2d 190
- State of Minnesota v. Diamond Lee Jamal Griffin 887 N.W.2d 257
- Cohen v. Cowles Media Co. 481 N.W.2d 840
- State v. Williams 771 N.W.2d 514
- State of Minnesota v. Carl Lee Nodes 863 N.W.2d 77
- 937 N.W.2d 146 not in our corpus
Opinion text
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A23-1156
State of Minnesota,
Respondent,
vs.
James Andrew Works,
Appellant.
Filed September 16, 2024
Affirmed in part, reversed in part, and remanded
Slieter, Judge
Hennepin County District Court
File No. 27-CR-22-21091
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Mary F. Moriarty, Hennepin County Attorney, Mark V. Griffin , Assistant County
Attorney, Minneapolis, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Jessica Merz Godes, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Slieter, Presiding Judge; Bjorkman, Judge; and Smith,
Tracy M., Judge.
NONPRECEDENTIAL OPINION
SLIETER, Judge
On appeal from the final judgment of conviction, appellant argues that his
convictions for first-degree criminal sexual conduct and kidnapping involving two victims
must be reversed and remanded for a new trial because the district court clearly erred in
2
denying his Batson challenge to the prosecutor’s peremptory strike of a juror and it abused
its discretion in admitting other-crimes evidence. Alternatively, appellant argues that he is
entitled to resentencing because the district court erred in imposing lifetime conditional
release and in failing to sentence the offenses in the order in which they occurred. Because
the district court did not err by denying appellant’s Batson challenge and it acted within its
discretion by admitting other-crimes evidence, we affirm appellant’s convictions . But,
because the district court entered simultaneous convictions, it erred by imposing lifetime
conditional release and, because the district court erred in failing to sentence the offenses
in the order in which they occurred, we reverse appellant’s sentence and remand for
resentencing.
FACTS
In October 2022, respondent State of Minnesota charged appellant James Andrew
Works with two counts of criminal sexual conduct in violation of Minn. Stat. § 609.342,
subd. 1(d) (2008), and two counts of kidnapping in violation of Minn. Stat. § 609.25, subd.
1 (2008). The complaint alleged that on June 26, 2010, Works responded to an online
advertisement for escort services, met two women at an agreed-upon street, directed them
by gunpoint to a secluded location, and forced them to engage in various noncons ensual
sex acts.
Jury selection started on March 21, 2023. After the j ury panel completed
questionnaires, Juror 11 asked to speak with the district court and, outside of the presence
of other jurors but with parties and counsel present, raised concerns about the racial
composition of the jury. After hearing the juror’s concerns, the district court reiterated that
3
jurors are selected at random and told Juror 11 that the jury would receive an instruction
regarding implicit bias.
After completing voir dire questioning the following day, the state struck Juror 11
and defense counsel raised a Batson challenge. After hearing arguments from counsel, the
district court determined that defense failed to prove Juror 11 was struck because of his
race.
The state’s first witness was A.M. A.M. testified that she and J.S. advertised
“mannequin dress[ing],” meaning she would dress however a person wanted and
accompany them to an event; her services did not involve touching. A.M. testified that on
June 26, 2010, a person who identified himself as “Jordan” responded to her ad. A.M. and
J.S. were dropped off at the meeting spot arranged with “Jordan,” and the two were
approached by someone with a gun. A.M. identified Works as the person who approached
them with a gun. Works directed A.M. and J.S. to a secluded place around the corner.
Works then forced A.M. to perform oral sex while he pointed a gun at J.S. A.M. stated
that she did not consent to performing oral sex. Works then directed A.M. and J.S. across
the street. Works then alternated penetrating A.M. and J.S. with his penis. A.M. testified
that she was afraid Works was going to shoot them and that neither she nor J.S. consented
to having sex with him.
J.S. testified that she was with A.M. on June 26, 2010, and that she was under the
impression that the two would be going to meet someone who A.M. agreed to dance for.
J.S. testified that they were approached by a man with a gun who directed them at gunpoint
to a nearby park where he alternated penetrating each of them with his penis. J.S. testified
4
that she did not consent to the contact and that Works held the two at gunpoint throughout
the process. J.S. also testified that Works forced her to perform oral sex on him, which she
would not have done if he was not holding her at gunpoint.
A.M. and J.S. reported the incident and received sexual-assault examinations. DNA
testing in 2022 identified Works as the perpetrator.
The district court also allowed the state, over Works’ objection, to present Spreigl
evidence of two prior, similar incidents.
The jury found Works guilty of all four counts. Immediately after dismissing the
jury, the district court stated, “I do accept and record the jury’s verdicts as to Counts 1, 2,
3, and 4, and so you are adjudicated guilty of each of those offenses at this time.”
Works appeared for sentencing in May 2023. The district court sentenced the
offenses in the order in which they appear in the complaint, imposing sentences first on the
counts of criminal sexual conduct and then the kidnapping counts. For the two counts of
criminal sexual conduct, the district court sentenced Works to consecutive 172- months
prison terms. On the two counts of kidnapping, the district court imposed 23-month prison
terms, consecutive to the proceeding counts. The district court also imposed a lifetime
conditional-release term.
Works appeals.
DECISION
I. The district court did not clearly err in denying Works’ Batson challenge.
A party may use a peremptory challenge “to strike a prospective juror that the party
believes will be less fair than some others” in an effort “to select as final jurors the persons
5
they believe will be most fair.” State v. Martin, 773 N.W.2d 89, 100 (Minn. 2009)
(quotation omitted). But a party may not use a peremptory challenge to strike a prospective
juror based on race, as doing so violates the Equal Protection Clause of the Fourteenth
Amendment. U.S. Const. amend. XIV, § 1; Batson v. Kentucky, 476 U.S. 79, 84 (1986);
see State v. Carridine, 812 N.W.2d 130, 136-37 (applying Batson).
Minnesota courts use a three-step framework set forth by the United States Supreme
Court in Batson to determine whether a peremptory challenge was motivated by racial
discrimination. Martin, 773 N.W.2d at 101; see also Minn. R. Crim. P. 26.02, subd. 7(3).
Under this framework,
(1) the defendant must make a prima facie showing that the
prosecutor executed a peremptory challenge on the basis of
race; (2) the burden then shifts to the prosecution to articulate
a race-neutral explanation for striking the juror in question; and
(3) the district court must determine whether the defendant has
carried the burden of proving purposeful discrimination.
Martin, 773 N.W.2d at 101. Appellate courts generally will not reverse a district court’s
ruling on a Batson challenge unless it is clearly erroneous. State v. Harvey, 932 N.W.2d
792, 811 (Minn. 2019). Appellate courts afford a district court “great deference” in a
Batson ruling “because the record may not reflect all of the relevant circumstances that the
court may consider.” Id. (quotation omitted).
At step one, “the defendant must make a prima facie showing that the prosecutor
executed a peremptory challenge on the basis of race.” Martin, 773 N.W.2d at 101. “[T]he
question as to step one is moot on appeal” when the district court proceeds to step two of
the Batson analysis. State v. Lufkins, 963 N.W.2d 205, 210 (Minn. 2021).
6
In raising the Batson challenge, Works’ trial counsel noted that “race has been a
specter over this trial” and Juror 11 “was the first person in the jury to make note of it.”
Defense counsel continued,
He said that he was uncomfortable with the juror panel not
looking like Mr. Works and there not being any black people
on the jury panel that we had in front of us. He’s been one of
the most outspoken proponents of making sure that people
were aware of their implicit bias. He has been talking
repeatedly about race, what it means, culture, what that means.
He spoke about being a third or fourth generation Chinese and
Japanese immigrant. He talked about his experience with his
wife and being judged as an interracial couple. Almost every
piece of information that [Juror 11] gave us today was related
to his race, and how he perceives other people interact with him
and how he perceives the rest of the world because of it.
I think based off of those reasons I think it is appropriate to
raise a Batson challenge. And I don’t – I cannot remember or
recall anything that [Juror 11] spoke about that wasn’t at least
in part guided by his experience with his heritage and his own
race. Thank you.
The district court determined that Works failed to show that Juror 11 was struck because
of race. But, because the district court nonetheless considered the remaining factors, the
question as to whether step one has been met, is moot on appeal. Id. at 210. Therefore,
we consider the remaining steps.
At step two of the Batson analysis, the state must “offer a reasonably specific
explanation that the court can use to determine whether that reason is related to the case
being tried.” Id. at 211. The explanation need not be “persuasive or even plausible,”
Martin, 773 N.W.2d at 101, and “will be deemed race-neutral unless a discriminatory intent
7
is inherent in the . . . explanation,” State v. Pendleton, 725 N.W.2d 717, 726 (Minn. 2007)
(quotation omitted).
The prosecutor explained that Juror 11 was struck because he “appeared very
engaged, nodded emphatically to some of [defense counsel’s] more suggestive questioning,
seemed to . . . favor defense” and was “less responsive” than other juror’s to questions
posed by the state. The district court determined that the state provided a race-neutral
reason for striking Juror 11. “[D]emeanor can be [a] valid, race -neutral explanation[] for
a peremptory strike.” Lufkins, 963 N.W.2d at 210 (citing Snyder v. Louisiana , 552 U.S.
472 (2008)); see also State v. Taylor, 650 N.W.2d 190, 202 (Minn. 2002) (“Unless
discriminatory intent is inherent in the prosecutor’s explanation, the reason offered will be
deemed race-neutral.”). We therefore conclude that the district court did not clearly err in
its determination that the state provided a race-neutral reason for striking Juror 11, and we
turn our attention to the final step of the analysis.
At step three of the Batson analysis, the challenging party must prove “that the
peremptory strike was motivated by racial discrimination and that the proffered reasons
were merely a pretext for the discriminatory motive.” Pendleton, 725 N.W.2d at 726
(quotation omitted). This court affords “considerable deference to the district court ’s
finding on the issue of the prosecutor’ s intent because the court ’s finding typically turns
largely on credibility.” Taylor, 650 N.W.2d at 202.
The district court determined that Works had not proved purposeful discrimination
and denied the Batson challenge. Works claims that the prosecutor’s demeanor-based
reason for striking Juror 11 was a pretext for discrimination , noting Juror 11 raised
8
concerns about race and the criminal justice system. The record shows that Juror 11 talked
to the district court and parties outside the presence of other jurors about race and the
criminal justice system, spoke about his personal experiences as an Asian American, and
responded to the prosecutor’s questions regarding the quality versus quantity of evidence
in more depth than the other jurors. Still, the state asserted that it struck Juror 11 because
he appeared sympathetic towards the defense and was less responsive to the prosecutor’s
questions than other jurors, and we give great deference to the district court’s finding on
the state’s offered reason for the strike. Id. Moreover, “[p]eremptory challenges may be
exercised for any reason, other than for purposes of impermissible discrimination.”
Pendleton, 725 N.W.2d at 727. We, therefore, conclude that the district court’s finding
that Works failed to prove that the prosecutor’s reason for striking Juror 11 was pretextual
is not clearly erroneous. See id. (“The state’s decision to challenge jurors that it believed
were sympathetic to the defendant’s case is a permissible use of its challenges.”).
II. The district court acted within its discretion by allowing the state to introduce
other-crimes evidence.
A district court’s decision to admit Spreigl evidence under Minn. R. Evid. 404(b) is
reviewed for an abuse of discretion. State v. Griffin, 887 N.W.2d 257, 261 (Minn. 2016).
If the district court abused its discretion by admitting the evidence, this court “must then
determine whether there is a reasonable possibility that the wrongfully admitted evidence
significantly affected the verdict.” Id. at 262. As the party claiming the error, Works bears
the burden of proving that the district court abused its discretion by admitting the evidence
and that the resulting prejudice significantly impacted the jury’s verdict. Id. at 261.
9
“Evidence of another crime, wrong, or act is not admissible to prove the character
of a person in order to show action in conformity therewith. It may, however, be admissible
for other purposes, such as proof of motive, opportunity, intent, preparation, plan,
knowledge, identity, or absence of mistake or accident.” Minn. R. Evid. 404(b)(1). But
this type of evidence is only admissible if “the probative value of the evidence is not
outweighed by its potential for unfair prejudice to the defendant.” Minn. R. Evid.
404(b)(2).
Minnesota R ule of Evidence 404(b)(2) outlines a three-part test for determining
whether evidence of another crime, wrong, or act is admissible. However, Works only
challenges the last prong—that the district court abused its discretion by admitting the
Spreigl evidence because the probative value was outweighed by the risk of unfair
prejudice.
There are two Spreigl incidents. The first piece of Spreigl evidence was admitted
through direct testimony. B.W. testified that she previously worked as an escort and, in
2008, a person who identified himself as “Jason” responded to her advertisement for a nude
massage. B.W. testified that the man sexually assaulted her during the encounter. B.W.
reiterated that she did not offer or consent to having sex with him. After the incident, the
man pulled what looked like a gun out of the closet and told B.W. to leave. The man later
called B.W. and told her that he had a gun and was going to kill her. B.W. identified Works
as the man she met in 2008.
The second Spreigl incident was admitted via officer testimony regarding a
statement S.H. made to police about being sexually assaulted by a man named “Justin” at
10
his apartment in 2008. The officer connected Works to the incident using the address S.H.
provided. S.H. told the officer that the man held what she thought was a gun, forced her
to perform oral sex, penetrated her vagina with his fingers, and then forced her out of his
apartment at gunpoint. S.H. later identified Works in a photo lineup.
The district court did not weigh the probative value of the evidence against the risk
of unfair prejudice on the record. But we need not determine whether the district court
erred by admitting the Spreigl evidence because, even if we assume without so ruling that
the evidence was wrongfully admitted, there is no reasonable possibility that the evidence
significantly affected the verdict. See Griffin, 887 N.W.2d at 262.
The district court gave cautionary instructions to the jury before each Spreigl
witness testified, and “we presume that the jurors followed the district court’s instruction.”
Id. (explaining that concerns regarding the prejudicial impact of Spreigl evidence was
mitigated by an instruction and the presumption that juries follow instructions). Moreover,
the evidence in this case was substantial. Both victims testified that Works forced them at
gunpoint to a secluded area and sexually assaulted them. See State v. Dickerson, 481
N.W.2d 840, 843 (Minn. 1992), aff’d, 508 U.S. 366 (1993) (reasoning that appellate courts
defer to the fact-finder’s credibility determinations). And DNA evidence identified Works
as the perpetrator and connected him to the scene of the crime. Thus, there is no reasonable
possibility that the Spreigl evidence impacted the verdict.
11
III. The district court erred by imposing lifetime conditional release.
Whether a sentence conforms to the requirements of a statute or the sentencing
guidelines is a question of law reviewed de novo. State v. Williams, 771 N.W.2d 514, 520
(Minn. 2009).
Persons convicted of first-degree criminal sexual conduct are subject to conditional
release. Minn. Stat. § 609.342, subd. 2(c) (2008). If the offender has a previous
sex-offense conviction, they are subject to lifetime conditional release. Minn. Stat.
§ 609.3455, subd. 7(b) (2008).
“A conviction is considered a ‘previous sex offense conviction’ if the offender was
convicted of committing a sex offense before the offender has been convicted of the present
offense.” Minn. Stat. § 609.3455, subd. 1(g) (2008). A conviction occurs when the district
court accepts and records “a verdict of guilty by a jury or a finding of guilt by the court.”
Minn. Stat. § 609.02, subd. 5(2) (2008). The Minnesota Supreme Court has clarified that
“a court ‘records’ a guilty plea upon accepting the guilty plea and adjudicating the
defendant guilty on the record.” State v. Nodes, 863 N.W.2d 77, 81 (Minn. 2015)
(quotation omitted). “This record—the court reporter’s transcription of the proceedings —
is all that is required for a conviction to be ‘recorded.’” Id.
Immediately after receiving the jury’s verdict, the district court stated, “I do accept
and record the jury’s verdicts as to Counts 1, 2, 3, and 4, and so [Works is] adjudicated
guilty of those offenses at this time.” Because the district court accepted and recorded the
jury’s verdicts simultaneously, there was no prior conviction under Minn. Stat. § 609.3455,
subd. 1(g). Id.; see also State v. Brown, 937 N.W.2d 146, 155- 57 (Minn. App. 2019)
12
(“With no temporal gap whatsoever between a district court’s adjudication of offenses, no
conviction is entered ‘before’ the other, and no conviction can be prior to the other.”). The
district court, therefore, erred by imposing lifetime conditional release when sentencing the
second count of criminal sexual conduct.
IV. The district court erred by failing to sentence in the order in which the offenses
occurred.
Whether a sentence conforms to the requirements of a statute or the sentencing
guidelines is a question of law reviewed de novo. Williams, 771 N.W.2d at 520.
Works argues that the district court erred by sentencing the offenses in the order in
which they appear on the complaint and by imposing consecutive sentences. Although the
order in which the offenses were to be sentenced was not addressed at Works’ sentencing
hearing, we consider Works’ claim because an illegal sentence may be reviewed at any
time. Minn. R. Crim. P. 27.03, subd. 9. He claims that, because the Minnesota Sentencing
Guidelines provide that when sentencing multiple offenses at the same hearing, the
“offenses are sentence d in the order in which they occurred,” Minn. Sent’g Guidelines
II.B.1 (Supp. 2009), the district court erred by sentencing his offenses in order of severity.
We agree. The record shows that the kidnapping offenses occurred first. The state’s
response to Works’ argument references consecutive sentencing and criminal-history
points but does not address the issue Works raised, which is the proper order of sentencing
the four counts.
The Minnesota Sentencing Guidelines are “to be used by a district court when
imposing a sentence upon a conviction of a crime in a particular case.” Williams, 771
13
N.W.2d at 521. The district court, therefore, erred by sentencing the offenses by the order
they appeared in the complaint, which is not the order in which the crimes occurred, and
we reverse Works’ sentence and remand for resentencing.
Works also argues that the district court erred by imposing consecutive sentences.
When sentencing multiple felony convictions, a district court may impose consecutive
sentences for certain offenses for which the presumptive disposition is commitment to the
department of corrections. See Minn. Sent’g Guidelines II.F.2 (Supp. 2009). Works claims
that if the kidnapping offenses were sentenced first, he would have received a stayed
sentence for each and, therefore, the kidnapping offenses would not qualify for consecutive
sentencing. We have already determined that the district court erred by failing to sentence
Works’ convictions in the order in which the offenses occurred, which entitles Works to
resentencing. And, because we remand for resentencing, we need not reach the issue of
whether the district court abused its discretion by imposing consecutive sentences.
Affirmed in part, reversed in part, and remanded.