A23-1715 Nonprecedential Affirmed Processed

In the Matter of the Welfare of: G. A. B., Child.

Minnesota Court of Appeals · Filed July 8, 2024

The holding in the court’s own words

We thus conclude that the district court’s findings on the Austin factors were sufficient. We therefore conclude that the district court did not abuse its discretion in revoking G.A.

Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.

Authorities cited

Identified automatically; this list may not be exhaustive.

Opinion text

This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).

STATE OF MINNESOTA
IN COURT OF APPEALS
A23-1715

In the Matter of the Welfare of: G. A. B., Child.

Filed July 8, 2024
Affirmed
Smith, Tracy M., Judge

Clay County District Court
File Nos. 14-JV-20-1851, 14-CR-23-2696

Cathryn Middlebrook, Chief Appellate Public Defender, Sara L. Martin, Assistant Public
Defender, St. Paul, Minnesota (for appellant G.A.B.)

Keith Ellison, Attorney General, St. Paul, Minnesota; and

Brian J. Melton, Clay County Attorney, Pamela L. Foss, Assistant County Attorney,
Moorhead, Minnesota (for respondent State of Minnesota)

Considered and decided by Smith, Tracy M., Presiding Judge; Bjorkman, Judge;
and Frisch, Judge.
NONPRECEDENTIAL OPINION
SMITH, TRACY M., Judge
In this appeal from the district court’s revocation of extended jurisdiction juvenile
(EJJ) probation and execution of a stayed 144-month adult sentence, appellant argues that
a remand is necessary because the district court failed to make the required findings.
Alternatively, appellant argues that the district court abused its discretion by revoking EJJ
probation because the policies favoring retaining appellant on EJJ probation outweigh the
2
need for confinement and therefore the order revoking EJJ probation must be reversed. We
affirm.
FACTS
In March 2020, appellant G.A.B. engaged in sexual intercourse, involving
penetration, with a 12-year-old girl whom he had met online through social media. At the
time, G.A.B. was 16 years old. Respondent State of Minnesota filed a juvenile-delinquency
petition charging G.A.B. with one count of first-degree criminal sexual conduct and two
counts of third-degree criminal sexual conduct.1
In October 2020, G.A.B. pleaded guilty to first-degree criminal sexual conduct.
G.A.B. received a stayed adult prison sentence of 144 months and was placed on EJJ
probation until his 21st birthday. He was ordered to complete the Pathways program among
other conditions of probation.
In January 2021, G.A.B. completed the Pathways program, and two weeks later, the
district court released G.A.B. to the care and custody of his mother. The district court
ordered G.A.B. to “follow all aftercare recommendations[,] . . . follow all
recommendations of [his] diagnostic assessment, . . . attend and participate in trauma
therapy with Lutheran Social Services, . . . attend and participate in intensive outpatient
treatment with Drake Counseling, . . . [and] attend school with no unexcused absences or
tardies.” These conditions were ordered in addition to the previous conditions ordered.

1 See Minn. Stat. §§ 609.342, subd. 1(a) (first-degree criminal sexual conduct), .344,
subd. 1(b) (third-degree criminal sexual conduct) (2020).
3
In March 2021, a probation-violation report was filed alleging that G.A.B. failed to
attend and participate in trauma therapy with Lutheran Social Services, failed to attend and
participate in treatment with Drake Counseling, and failed to attend school with no
unexcused absences or tardies.
In April 2021, probation filed an addendum to the March 2021 probation-violation
report, alleging an additional violation for failure to obey all probation rules because, as
probation alleged, G.A.B. failed to contact his probation agent, he was not in school, and
his whereabouts were unknown.
On July 2, 2021, probation filed another addendum alleging an additional violation
for failure to remain law abiding. It was alleged that G.A.B. had been cited with four
misdemeanors: (1) fifth-degree assault—fear of bodily harm or death; (2) fleeing a peace
officer by means other than a motor vehicle; (3) possession of a facsimile firearm; and
(4) possession of drug paraphernalia—use or possession prohibited.
At the probation-violation hearing on July 6, 2021, G.A.B. admitted all five
probation violations. The district court found G.A.B. in violation, but deferred disposition
for 60 days and released G.A.B. to the custody of his mother.
In August 2021, probation filed a third addendum to the March 2021 probation-
violation report, alleging an additional violation for “failure to remain law abiding and of
good behavior and obey all probationary and parental rules.” The report alleged that G.A.B.
was cited for tampering with motor vehicles.
At a hearing in September 2021, the state requested that the district court execute
G.A.B.’s adult prison sentence. G.A.B.’s attorney requested that the district court send
4
G.A.B. to the juvenile residential correctional facility at the Minnesota Correctional
Facility in Red Wing. The district court noted that, since the previous hearing, G.A.B. had
not reengaged in services and, having found him in violation of probation, ordered that he
be placed at Red Wing.
In July 2022, G.A.B. successfully completed his placement at Red Wing. At a
review hearing, G.A.B.’s probation officer noted that “[G.A.B.] has overall done excellent
in [the] program and ha[d] really made quite a transformation at Red Wing.” G.A.B. was
ordered to, among other conditions, complete the Community Living Independent
Programming and Skills (CLIPS) program at the West Central Regional Juvenile Center.
In January 2023, a probation-violation report was filed alleging a new probation
violation for failure to successfully complete the CLIPS program. The report alleged that
G.A.B. submitted a urinalysis (UA ) that was positive for methamphetamine and that he
was “unsuccessfully discharged” from the CLIPS program after he brought in tobacco vape
devices, potentially with the intent to bring in methamphetamine to use through the devices.
The report alleged that G.A.B. had been moved from CLIPS to secure detention “on several
occasions due to ongoing chemical use (methamphetamine) and behavioral issues when
provided the opportunity to be in the community with work status” and that his pattern of
behavior “demonstrate[ed] an inability to make positive choices and ongoing substance use
when provided the opportunity to be in a lesser-restrictive setting.” Probation
recommended revoking G.A.B.’s EJJ probation and executing his adult sentence.
A letter from the CLIPS program director noted that G.A.B. “started off the program
relatively strong” and that he “should be commended for the positive changes he has been
5
able to make over the last several years,” but that he was “in need of a greater level of
structure and support than the CLIPS program [could] afford him.”
A probation-violation hearing was held in February 2023 at which G.A.B. admitted
to violating probation by failing to complete the CLIPS program because he brought in
vape devices and failed drug tests. The state argued that all opportunities in the juvenile
system had been exhausted and requested that the district court revoke G.A.B.’s EJJ
probation and execute his adult sentence. Probation agreed with the state’s
recommendation. G.A.B.’s attorney requested that the district court order G.A.B. to
complete a chemical-dependency treatment program rather than revoke EJJ. The district
court found G.A.B. in violation but deferred disposition.
At the disposition hearing, the district court retained G.A.B. on EJJ probation under
the same conditions and ordered that he complete inpatient chemical-dependency
treatment. G.A.B. successfully completed the treatment program, and, at G.A.B.’s request,
the district court ordered that he transition back to, and complete, the CLIPS program.
In June 2023, a probation-violation report was filed alleging a violation for failure
to complete the CLIPS program. It was alleged that G.A.B. failed to report to work and did
not return to the CLIPS program and that his whereabouts were unknown. In July 2023, an
addendum was filed alleging additional probation violations for chemical use and failure
to remain law abiding , which were based on new criminal charges for possession of
methamphetamine, unlawful display of license plates, and fleeing a peace officer in a motor
vehicle. In the report, probation recommended that EJJ probation be revoked and that
G.A.B.’s adult sentence be executed.
6
At a revocation hearing in August 2023, G.A.B. admitted to violating the conditions
of probation by failing to successfully complete the CLIPS program, failing to remain law
abiding, and failing to abstain from alcohol or controlled substances. G.A.B. specifically
admitted that he pleaded guilty to possession of methamphetamine and unlawful display of
license plates.
The state argued that EJJ probation should be revoked because any other
consequence would depreciate the seriousness of the violations. G.A.B.’s attorney argued
that EJJ probation should not be revoked and that he should be reinstated on probation and
ordered to complete programming at Red Wing again.
After a lengthy discussion of G.A.B.’s history on EJJ probation, the district court
revoked EJJ probation and executed G.A.B.’s 144-month adult sentence. It stated:
I am finding . . . that you have violated probation. That the
violations are inexcusable and intentional. That to not revoke
the EJJ and impose your adult sentence would unduly
depreciate not only the seriousness of the violations but would
also, potentially . . . fail to address public safety concerns in
the fact that you have not been able to successfully transition
out of these placements, and that you still continue to struggle
with all of the issues that were there at the beginning when you
were first sentenced.

The district court also found that probation is not appropriate and that the policies favoring
probation would not be served by continuing G.A.B. on probation.
The district court’s written order made the following findings:
7. The violations of probation are willful, inexcusable,
and intentional.

8. The violations of failing to complete the CLIPS
program as well as new law violations for possession/use of
7
controlled substances and unlawful display of license plates are
serious in nature.

9. This is the 4th formal probation [violation] filed in
this matter and there are no further available options in the
juvenile system appropriate for the child. All appropriate
options in the juvenile system have been exhausted.

[10]. Reinstatement on [EJJ] would unduly depreciate
the violations and fail to address the public safety concerns.
The need for confinement outweighs the policies favoring
probation.

G.A.B. appeals.
DECISION
Before revoking EJJ probation and executing a previously stayed adult sentence, the
district court must (1) identify the specific condition of probation that was violated,
(2) “find that the violation was intentional or inexcusable,” and (3) “find that the need for
confinement outweighs the policies favoring probation.” State v. B.Y., 659 N.W.2d 763,
764, 768 (Minn. 2003) (quoting State v. Austin, 295 N.W.2d 246, 250 (Minn. 1980))
(holding that “the Austin factors must be considered” in the EJJ probation revocation
context); see also Minn. R. Juv. Delinq. P. 19.11, subd. 3(C)(1), (2).
Under the third Austin factor, the district court must balance “the probationer’s
interest in freedom and the state’s interest in insuring his rehabilitation and the public
safety.” Austin, 295 N.W.2d at 250. To make a finding on the third Austin factor, the district
court considers the three subfactors identified in State v. Modtland—whether
(1) “confinement is necessary to protect the public from further criminal activity by the
offender;” (2) “the offender is in need of correctional treatment which can most effectively
8
be provided if he is confined; or” (3) “it would unduly depreciate the seriousness of the
violation if probation were not revoked.” 695 N.W.2d 602, 607 (Minn. 2005) (quotation
omitted). Only one of the Modtland subfactors is necessary to support revocation. See
Goldman v. Greenwood, 748 N.W.2d 279, 283 (Minn. 2008) (stating that courts “normally
interpret the conjunction ‘or’ as disjunctive rather than conjunctive”).
G.A.B. challenges the revocation of his EJJ probation and execution of his adult
sentence on two grounds: (1) the district court failed to make sufficient findings on the
three Austin factors a nd (2) the district court abused its discretion by revoking EJJ
probation because the third Austin factor was not supported by the record. We address each
argument in turn.
I. The district court made sufficient findings on the three Austin factors.

G.A.B. contends that the order revoking his EJJ probation must be reversed and the
case remanded because his attorney did not argue the Austin factors and the district court
merely recited the factors in its written order. Whether the district court made the required
findings to revoke probation is a question of law, which appellate courts review de novo.
Modtland, 695 N.W.2d at 605. In making its findings, the district court must “convey [its]
substantive reasons for revocation and the evidence relied upon.” Id. at 608.
To support his argument, G.A.B. relies on a nonprecedential opinion, State v. N.R.S.,
in which we reversed and remanded an EJJ revocation because “the parties did not present
evidence or argument on the Austin factors, and . . . the district court did not consider [the]
factors.” No. A09-2044, 2010 WL 3119446, at *2 (Minn. App. Aug. 10, 2010). As a
nonprecedential opinion, N.R.S. is not binding authority. See Minn. R. Civ. App. P. 136.01,
9
subd. 1(c) (“Nonprecedential opinions . . . are not binding authority except as law of the
case, res judicata or collateral estoppel, but nonprecedential opinions may be cited as
persuasive authority.”). And, were we to consider N.R.S. for its persuasive value, we are
satisfied that the facts of the case at hand do not compel reversal.
At the hearing, G.A.B.’s attorney addressed the issue of whether the need for
confinement outweighs the policies favoring probation by arguing that the options in the
juvenile system were not exhausted and that retaining G.A.B. on EJJ probation at Red Wing
would provide him a better transition into the community. Thus, contrary to G.A.B.’s
contention on appeal, his attorney’s argument at the revocation hearing addressed the third
Austin factor.
2
Further, the district court’s order and the record demonstrate that the district court
did not merely recite the factors but rather considered their application to G.A.B.’s case.
Regarding the first Austin factor, the district court found that G.A.B. violated probation
and identified the violations as (1) failure to complete the CLIPS program and (2) “new
law violations for possession/use of controlled substances and unlawful display of license
plates.” The record is clear that the district court went through the probation violations with
G.A.B. and that G.A.B. admitted to the specific violations.
Regarding the second Austin factor, the district court found that “[t]he violations of
probation [were] willful, inexcusable, and intentional.” The record demonstrates that
G.A.B. absconded from the CLIPS program, he admitted that he used controlled substances

2 At the hearing, neither party addressed the first or second Austin factors.
10
that were not prescribed to him, and he admitted that he pleaded guilty to both criminal
offenses.
Regarding the third Austin factor, the district court found that the violations were
“serious in nature,” that “there [were] no further available options in the juvenile system
appropriate for [G.A.B.],” that “[r]einstatement on [EJJ] would unduly depreciate the
violations and fail to address the public safety concerns,” and that “[t]he need for
confinement outweighs the policies favoring probation.” These findings address all three
Modtland subfactors. And, at the hearing, the district court explained its findings by stating
that G.A.B. “ha[d] not been able to successfully transition out of these placements, and that
[he] still continue[d] to struggle with all of the issues that were there at the beginning when
[he was] first sentenced.”
We are satisfied that the district court addressed all three Austin factors and that it
“convey[ed] [its] substantive reasons for revocation and the evidence relied upon.”
Modtland, 695 N.W.2d at 608. We thus conclude that the district court’s findings on the
Austin factors were sufficient.
II. The district court did not abuse its discretion by revoking EJJ probation.

G.A.B. also argues that the district court abused its discretion by revoking G.A.B.’s
EJJ probation “because the policies favoring retention under EJJ supervision outweigh the
need to confine G.A.B.” “The [district] court has broad discretion in determining if there
is sufficient evidence to revoke probation.” Austin, 295 N.W.2d at 249. Without a clear
abuse of that discretion, we will affirm a probation revocation order and disposition in a
juvenile-delinquency case. In re Welfare of R.V., 702 N.W.2d 294, 298 (Minn. App. 2005).
11
A district court abuses its discretion if its findings of fact are unsupported by the record or
if it improperly applies the law or if it resolves the question in a manner that is contrary to
logic and the facts on record. Woolsey v. Woolsey, 975 N.W.2d 502, 506 (Minn. 2022).
Probation revocation “cannot be a reflexive reaction to an accumulation of technical
violations but requires a showing that the offender’s behavior demonstrates that he or she
cannot be counted on to avoid antisocial activity.” Austin, 295 N.W.2d at 251 (quotations
omitted). And a district court must be mindful that the purpose of probation is
rehabilitation, and revocation should be a last resort. Modtland, 695 N.W.2d at 606.
G.A.B. challenges only the third Austin factor: “that [the] need for confinement
outweighs the policies favoring probation.” Austin, 295 N.W.2d at 250. He asserts that the
district court revoked EJJ probation “reflexively based on the number of violations.” We
disagree that the district court abused its discretion because its order reflects that it found
at least one Modtland subfactor and its findings are supported by the record.
The first Modtland subfactor asks whether “confinement is necessary to protect the
public from further criminal activity by the offender” and the third subfactor asks whether
“it would unduly depreciate the seriousness of the violation if probation were not revoked.”
Modtland, 695 N.W.2d at 607 (quotation omitted). The district court found that
“[r]einstatement on [EJJ] would unduly depreciate the violations and fail to address the
public safety concerns.”
The record supports these findings on the first and third subfactors . G.A.B. had
previously violated probation by committing new criminal offenses. And one of the
probation violations involved here was for two new criminal offenses—controlled-
12
substance possession/use and improper license plates. And despite having multiple
opportunities to address his chemical-dependency issues— most recently through inpatient
treatment— G.A.B. continually failed to complete the CLIPS program and used controlled
substances. Based on G.A.B.’s history, it was not an abuse of discretion for the district
court to conclude that the new offenses here were “serious in nature” and that reinstating
EJJ probation would depreciate the seriousness of the violations as well as fail to address
public-safety concerns.
The second Modtland subfactor asks whether “the offender is in need of correctional
treatment which can most effectively be provided if he is confined.” Id. (quotation
omitted). The district court found that “there are no further available options in the juvenile
system appropriate for the child. All appropriate options in the juvenile system have been
exhausted.”
The record supports this finding. G.A.B. had a history of successfully completing
more restrictive programming and then failing to complete less restrictive programming
due to program violations such as controlled-substance use and absconding from his
placement. Even after completing the most restrictive placement in the juvenile system—
the placement at Red Wing—he failed to transition into and complete the CLIPS program.
Based on G.A.B.’s history, it was not an abuse of discretion for the district court to have
found that there were no further, effective options available other than confinement in the
adult system. The district court’s order and the record demonstrate that revocation in this
case was a last resort rather than a reflexive reaction to the number of violations G.A.B.
had accrued.
13
G.A.B. cites three nonprecedential opinions in support of his contention that we
must reverse the district court’s revocation for abuse of discretion. Nonprecedential
opinions are not binding on this court. Minn. R. Civ. App. P. 136.01, subd. 1(c). And the
factual dissimilarities between G.A.B.’s case and the nonprecedential opinions cited render
those opinions unpersuasive here.
In In re Welfare of G.V., we reversed the district court’s order revoking EJJ
probation. No. A05-2351, 2006 WL 2474086, at *4 (Minn. App. Aug. 29, 2006). In that
case, EJJ probation was revoked because the juvenile had not completed a program and his
EJJ probation was set to expire. Id. at *1. But , in the four years that the juvenile was on
EJJ probation, he did not commit any additional criminal offenses and he was making
“significant progress” in the program . Id. at *4. G.A.B.’s EJJ probation was not revoked
because he would be unable to complete the CLIPS program before his probation was set
to expire—it was revoked after he was unsuccessfully discharged from the program.
Further, unlike the juvenile in G.V., G.A.B. committed several additional criminal offenses
and the record does not clearly demonstrate that he was making “significant progress.”
In State v. N.R.S., we reversed the district court’s order revoking EJJ probation
because, during the 17 -month period during which the district court deferred disposition
on a probation violation, the juvenile “made significant strides in his personal life and
education” and successfully completed inpatient chemical-dependency treatment. No.
A11-523, 2011 WL 6351868, at *4-5 (Minn. App. Dec. 20, 2011). There was no such
deferral period here. And while G.A.B. successfully completed an inpatient chemical-
dependency treatment program since the last disposition hearing, he failed to transition into
14
and complete the CLIPS program again, absconded, and committed several new criminal
offenses— demonstrating his pattern of failure to transition from a more restrictive
placement to a lesser one.
In State v. G.D.T., we reversed the district court’s order revoking EJJ probation. No.
A13-1515, 2014 WL 1272383, at *4 (Minn. App. Mar. 31, 2014). But, importantly in that
case, probation recommended placement in the Red Wing program, which the juvenile had
not yet completed, because the program could impose the structure the juvenile needed. Id.
at *2-3. Here, probation did not recommend placement at Red Wing. Further, G.A.B. had
already been placed at Red Wing and had demonstrated that such a placement did not solve
his inability to transition back into the community and abide by the rules of less restrictive
programs.
The district court’s order and the record demonstrate that the district court did not
reflexively revoke G.A.B.’s EJJ probation based on the number of probation violations;
rather, the district court revoked G.A.B.’s EJJ probation because it found that the need for
confinement outweighed the policies favoring probation. Further, the nonprecedential
cases that G.A.B. cites are factually distinguishable from the case at hand and have little
persuasive value. We therefore conclude that the district court did not abuse its discretion
in revoking G.A.B.’s EJJ probation and executing his adult sentence.
Affirmed.