In the Matter of the Civil Commitment of: Leah Christina Graeber
Opinion text
STATE OF MINNESOTA
IN SUPREME COURT
A24-0067
Court of Appeals Hennesy, J.
Dissenting, Procaccini, Thissen, Gaïtas, JJ.
In the Matter of the Civil Commitment
of: Leah Christina Graeber Filed: March 11, 2026
Office of Appellate Courts
Jennifer L. Thon, Jones Law Office, Mankato, Minnesota, for appellant Leah Christina
Graeber.
Kathryn M. Keena, Dakota County Attorney, Todd P. Zettler, Assistant Dakota County
Attorney, Hastings, Minnesota, for respondent Dakota County Social Services.
Keith Ellison, Attorney General, Emily B. Anderson, Morgan Alexander, Assistant
Attorneys General, Saint Paul, Minnesota, for amicus curiae Minnesota Department of
Human Services.
SYLLABUS
The balancing test established in Price v. Sheppard, 239 N.W.2d 905 (Minn. 1976),
and affirmed in Jarvis v. Levine, 418 N.W.2d 139 (Minn. 1988), which requires a district
court to find that an intrusive treatment is both necessary and reasonable before it can be
administered to a civilly committed patient, adequately addresses whether the intrusive
treatment is a “treatment necessary to preserve the life or health of any committed patient”
under Minn. Stat. § 253B.03, subd. 6(b).
Affirmed.
1
OPINION
HENNESY, Justice.
This case requires us to decide whether the legal test that Minnesota courts apply
when ruling on petitions to administer involuntary intrusive treatments such as
electroconvulsive therapy (ECT) to civilly committed individuals—the framework we
established in Price v. Sheppard, 239 N.W.2d 905 (Minn. 1976), and affirmed in Jarvis v.
Levine, 418 N.W.2d 139 (Minn. 1988)—adequately addresses the statutory language
setting forth a means for obtaining consent to any “treatment necessary to preserve the life
or health of any committed patient” in Minn. Stat. § 253B.03, subd. 6(b). Since 1988,
district courts have decided such petitions using the Price/Jarvis balancing test, which
requires courts to determine if the intrusive treatment is both “necessary and reasonable.”
Price, 239 N.W.2d at 910. Under this analysis, district courts “balance the patient’s need
for treatment against the intrusiveness of the prescribed treatment” in light of six factors
we outlined in Price. Id. at 913.
Generally, under Minn. Stat. § 253B.03, subd. 6(a), civilly committed individuals
have the right to consent to medical and surgical treatments, including intrusive mental
health treatments such as ECT. The statute—which was enacted after we decided Price—
sets forth the procedures to obtain consent “for any treatment necessary to preserve the life
or health of any committed patient[.]” Id., subd. 6(b). In such circumstances, if a
committed individual is unable or refuses to consent and consent cannot be obtained from
an authorized representative or “nearest proper relative,” the statute authorizes the head of
a treatment facility or state-operated treatment program, or an interested person, to petition
2
the district court for authorization to administer intrusive treatments for mental illness. See
id., subd. 6(b)(3).
In this case, appellant Leah Graeber, who is civilly committed, appealed a district
court order authorizing involuntary ECT administration pursuant to this statute after
applying the Price/Jarvis balancing test. In the court of appeals, she argued that the district
court erred when it only applied the Price/Jarvis balancing test and did not separately
address the statutory language—“treatment necessary to preserve the life or health”—in
Minn. Stat. § 253B.03, subd. 6(b). Graeber asserted this language imposes an additional
requirement district courts must address before authorizing treatment. The court of appeals
rejected this argument and concluded the Price/Jarvis balancing test “subsume[s] the
medical-necessity element that appellant wishes to have this court analyze separately,”
observing that the court of appeals’ role is “limited to identifying errors and correcting
them.” In re Graeber, No. A24-0067, 2024 WL 2890845, at *4 (Minn. App. June 10,
2024). After further determining that the district court properly considered and balanced
the Price/Jarvis factors, the court of appeals affirmed the ECT authorization. Id. at *4–7.
Graeber petitioned this court, arguing that the Price factors do not adequately consider the
statutory language, and we granted review.
The question before us is thus whether the Price/Jarvis balancing test adequately
addresses the language in Minn. Stat. § 253B.03, subd. 6(b), specifying that, when a
treatment facility petitions a court to approve treatment, the treatment must be “necessary
to preserve the life or health of any committed patient.” Minn. Stat. § 253B.03, subd. 6(b).
3
Because we conclude the balancing test we articulated in Price/Jarvis adequately addresses
this statutory language, we affirm the court of appeals.
FACTS
Appellant Leah Graeber has been civilly committed on several occasions, beginning
in 2001. Her current civil commitment was initiated in 2011 after she was found
incompetent to proceed in a criminal vehicular homicide case. In that case, Graeber was
accused of losing control of her vehicle while driving at a high speed and crashing into an
oncoming vehicle, killing an 11-year-old boy and seriously injuring his family. During a
competency evaluation, Graeber claimed the boy was not dead and declared herself God.
Graeber was diagnosed with schizoaffective disorder, bipolar type, with symptoms of
psychosis and grandiose delusion, as well as multiple controlled-substance disorders. A
district court committed her as a person who is mentally ill and dangerous pursuant to
Minn. Stat. § 253B.18, and her civil commitment became indeterminate in 2012. 1 Graeber
has since resided at the state’s secure hospital in St. Peter.
1
Under Minn. Stat. § 253B.18, “[i]f the court finds at the final determination hearing
held pursuant to subdivision 2 that the patient continues to be a person who has a mental
illness and is dangerous to the public, then the court shall order commitment of the
proposed patient for an indeterminate period of time.” Graeber’s indeterminate
commitment as a mentally ill and dangerous person was affirmed on appeal. In re Graeber,
No. A12-0710, 2012 WL 4052899 (Minn. App. Sep. 17, 2012). In 2014, Graeber
unsuccessfully petitioned for provisional or full discharge from her civil commitment. The
court of appeals upheld the district court’s denial. In re Graeber, No. A17-0259, 2017 WL
3013344 (Minn. App. July 17, 2017). In 2015, Graeber appealed a district court order
authorizing the administration of neuroleptic medications. In re Graeber, No. A15-1139,
2016 WL 208440 (Minn. App. Jan. 19, 2016). The court of appeals affirmed the district
court’s order. Id. at *1.
4
In 2023, a psychiatrist at the hospital petitioned the district court for authorization
to administer ECT to Graeber. 2 In the petition, the psychiatrist described Graeber’s
persistent symptoms of psychosis which led him to conclude that ECT was necessary,
including “grandiosity[,] believing she is ‘God,’ paranoid and delusional thoughts about
peers and staff, elevated mood with agitation, pressured speech, lack of insight, and verbal
aggression at times.” The psychiatrist explained that ECT is “the least restrictive treatment
for this patient at this time,” because “[a]fter exhausting the different psychotropic
medication treatment modalities in addition to therapy,” Graeber’s “refractory symptoms
are preventing her from moving forward in treatment to a less restrictive setting.” The
psychiatrist concluded that he could not obtain Graeber’s consent to ECT because Graeber
“lacks capacity to make a rational decision regarding the proposed treatment.” Because
Graeber could not consent, the psychiatrist petitioned the district court for authorization to
administer ECT pursuant to Minn. Stat. § 253B.03, subd. 6(b)(3) (authorizing the head of
a treatment facility or state-operated treatment program, or an interested person, to petition
2
ECT is a mental health treatment that sends electric currents through a patient’s
brain, intentionally triggering a seizure. See Zhi-De Deng et al., How Electroconvulsive
Therapy Works in the Treatment of Depression: Is it the Seizure, the Electricity, or Both?,
49 Neuropsychopharmacology Reviews 150, 151 (2024), https://www.nature.com/articles/
s41386-023-01677-2 [https://doi.org/10.1038/s41386-023-01677-2]. It is used to treat
individuals with severe mental health conditions—such as schizophrenia, psychosis,
catatonia, bipolar disorder, and major depression—who are resistant to other forms of
treatment. Id. The district court’s findings included that “ECT is not experimental and has
been utilized for many years to treat mental health disorders,” “ECT is accepted in the
general psychiatric community in Minnesota and most other states,” “ECT involves
minimal pain connected with the treatment, which primarily is due to the insertion of an
intravenous line into the arm,” and “[p]atients are under general anesthesia while the ECT
is given minimizing the amount of pain from the treatment.”
5
the committing court to approve “any treatment necessary to preserve the life or health of
any committed patient” when the patient, or patient’s relative or authorized representative,
is unable to consent).
In making its decision on the petition to authorize ECT, the district court appointed
two examiners to evaluate Graeber. The first examiner concluded that, under Price, ECT
was reasonable and necessary to alleviate Graeber’s delusional thoughts and thought
disorganization. The second examiner opined that ECT could “be expected to result in a
stabilization of mood as well as a potential decrease in psychotic symptoms” and concluded
that ECT was “medically necessary” under Price. 3 The second examiner concluded that
Graeber’s reasons for rejecting ECT were “based on delusion.” When the examiner
attempted to determine whether Graeber would “prefer to stay in the hospital indefinitely”
rather than receive ECT, Graeber responded that she would not need to stay in the facility
much longer, with or without ECT, because “[p]eople will come to recognize that she is
God,” and that “the incompetent and stupid people who head the mental health system will
be replaced.”
3
The second examiner qualified her conclusions by acknowledging the difficulties of
this case. She noted that “[p]hysicians, this examiner included, frequently reference
‘medical necessity,’ as if there is a definitive meaning. There is not a bright line.” While
the examiner acknowledged that Graeber was not “at imminent risk to herself or others, or
at imminent risk of severe morbidity or mortality if ECT is not authorized at this time,” she
nevertheless concluded that ECT was necessary because it is “virtually the only option
available that can be hoped to provide at least a moderate degree of improvement” or “the
potential ability to move forward in treatment.”
6
After considering the examiners’ findings and testimony at a hearing, 4 the district
court issued an order authorizing ECT. The court found that Graeber’s “symptoms have
persisted despite robust doses of neuroleptic medication” and that she “remains actively
psychotic, persistently delusional, and in extreme denial.” The court concluded that
“[w]ithout ECT [Graeber]’s condition will likely remain the same and maybe even
deteriorate. There are no viable treatment alternatives other than ECT . . . .” The district
court applied the Price/Jarvis balancing test and made findings under each of its six
factors. 5 The court found “clear and convincing evidence that the treatment of [Graeber]’s
mental illness using ECT is necessary and reasonable.” The court authorized administering
Graeber a specified number and duration of ECT treatments.
Graeber appealed, arguing that the district court’s order was erroneous because it
did not separately analyze whether ECT treatment was “necessary to preserve [her] life or
health” under Minn. Stat. § 253B.03, subd. 6. 6 Graeber, 2024 WL 2890845, at *4.
4
Of the two examiners who evaluated Graeber, only the second testified at the
hearing. An expert who had observed the first examiner conduct Graeber’s evaluation also
testified.
5
The six factors identified in the Price/Jarvis balancing test are “(1) the extent and
duration of changes in behavior patterns and mental activity effected by the treatment,
(2) the risks of adverse side effects, (3) the experimental nature of the treatment, (4) its
acceptance by the medical community of this state, (5) the extent of intrusion into the
patient’s body and the pain connected with the treatment, and (6) the patient’s ability to
competently determine for himself whether the treatment is desirable.” Price, 239 N.W.2d
at 913; Jarvis, 418 N.W.2d at 144.
6
Before the court of appeals, Graeber also argued that the district court’s order did
not comply with a court of appeals decision that requires district courts to consider the
“present” need for intrusive mental health treatment, not a possible future need for
7
Graeber asserted that “necessary” within the statute means “absolutely needed or required,”
and by that definition, ECT is not medically necessary for her. Id.
Reasoning that Graeber’s argument overlooked the framework for determining
whether a treatment is both necessary and reasonable established in Price, the court of
appeals rejected her argument and affirmed the district court’s order authorizing ECT. Id.
at *7. The court concluded that the Price/Jarvis balancing test “subsume[s] the medical-
necessity element that appellant wishes to have this court analyze separately.” Id. at *4.
The court of appeals then reviewed the district court’s order and concluded that the district
court’s findings under each of the six Price factors were supported by clear and convincing
evidence. Id. at *5–7. As such, the court concluded that the record supported the district
court’s ultimate finding that ECT was necessary and reasonable. Id. at *6–7. We granted
Graeber’s petition for review. 7
treatment. In re Kinzer, 375 N.W.2d 526, 532 (Minn. App. 1985). The court of appeals
concluded that the Price/Jarvis balancing factors “inherently address the question that
[Graeber] wants separately analyzed: Is the treatment medically necessary?” Graeber,
2024 WL 2890845, at *4. Although Graeber repeats this argument on appeal to this court,
we decline to address it for the reasons set forth in footnote 7 of this opinion.
7
Graeber asks us to “clarify and harmonize” three authorities: Minn. Stat. § 253B.03,
subd. 6(b); our decision in Price, 239 N.W.2d 905; and the court of appeals’ decision in
Kinzer, 375 N.W.2d 526. Kinzer is not binding on this court. Hook & Ladder Apartments,
L.P. v. Nalewaja, 25 N.W.3d 867, 871 (Minn. 2025) (stating that “we are not bound to
follow court of appeals precedent”). And despite Graeber’s characterization of Kinzer as
an extension of Price, Kinzer merely interpreted Price, concluding that Price requires a
“present” need for treatment rather than a medical professional’s determination that
treatment may be required in the future. Kinzer, 375 N.W.2d at 532. We see no need to
harmonize Kinzer with Price and instead focus on Graeber’s argument based on Minn.
Stat. § 253B.03, subd. 6(b).
8
ANALYSIS
The sole issue before us is whether our Price/Jarvis balancing test—the test district
courts currently apply when deciding petitions to administer intrusive forms of treatment
such as ECT to civilly committed individuals without their consent—adequately addresses
the statutory language in Minn. Stat. § 253B.03, subd. 6(b), specifying that a treatment
facility may bring such a petition for “treatment necessary to preserve the life or health of
any committed patient.” 8 In order to make this determination, we first review our decisions
in Price and Jarvis. Then, we interpret the statutory language at issue—“treatment
necessary to preserve the life or health of any committed patient”—before deciding
whether our Price/Jarvis balancing test adequately addresses the statutory phrase.
A.
We first recognized an individual’s constitutional right to privacy against intrusive
medical treatment in our landmark decision in Price. Price, a minor, was civilly committed
in 1971 and admitted to a secure hospital due to mental illness and substance abuse. Price,
239 N.W.2d at 907. After his commitment, doctors diagnosed him with schizophrenia. Id.
at 908. Price failed to respond to medication and remained aggressive and assaultive to
8
Graeber did not seek review of the court of appeals’ conclusion that the district
court’s consideration of the Price factors is supported by clear and convincing evidence
and that the district court properly balanced the Price factors. Id. at *4–7. We do not
address those determinations, following our general practice of “not address[ing] issues
that were not raised in a petition for review.” See In re GlaxoSmithKline PLC, 699 N.W.2d
749, 757 (Minn. 2005).
9
staff and other patients. Id. The hospital’s medical director prescribed ECT, 9 and sought
Price’s mother’s consent for this treatment. Id. Price’s mother arranged for an examiner
to conduct an independent medical examination. Id. The examiner recommended
continuing treatment with medication, but, if Price’s condition did not improve, then
administering ECT. Id. The hospital staff followed this recommendation. Id. When Price
did not improve, the hospital administered ECT over the course of several weeks without
his mother’s consent. Id. Price’s mother later sued the hospital’s medical director for
administering ECT to her son. Id. at 907.
When we decided Price, the statute in effect at the time—the Minnesota
Hospitalization and Commitment Act of 1967—did not include the language we interpret
today: “necessary to preserve the life or health of any committed patient.” See Minn. Stat.
§§ 253A.01–.21 (1976). 10 In fact, although the statute contained provisions for obtaining
consent “for a surgical operation necessary to save the life, health, eyesight, hearing, or a
9
In Price we used the term “electroshock therapy.” 239 N.W.2d at 908. Because the
medical community now refers to this procedure as electroconvulsive therapy, or ECT, we
use the medically updated terms in this opinion.
10
The Minnesota Commitment Act of 1982 repealed the prior version of the
commitment statute that we reviewed in Price. See Act of Mar. 22, 1982, ch. 581, §§ 1–
26, 1982 Minn. Laws 1329, 1329–59 (codified as amended at Minn. Stat. §§ 253B.01–.23).
The 1982 law included the statutory language we consider here but excluded “the treatment
of mental illness” from the “medical or surgical treatment” covered by that subdivision.
See id. at § 3, subd. 6, 1982 Minn. Laws at 1332 (codified as amended at Minn. Stat.
§ 253B.03, subd. 6). In 1991, Minn. Stat. § 253B.03, subd. 6, was amended to narrow its
exclusion to only “nonintrusive treatment for mental illness.” Act of May 22, 1991,
ch. 148, § 2, 1991 Minn. Laws 308, 309 (codified as amended at Minn. Stat. § 253B.03,
subd. 6).
10
limb of any patient,” 11 it did not recognize a committed individual’s right to consent to any
mental health treatment, nor did it require any court order to authorize such treatment.
Minn. Stat. § 253A.17, subd. 8 (1967). Consequently, the question before us in Price was
whether the hospital involuntarily administering ECT to Price violated his constitutional
right to privacy, not whether it violated the civil commitment statute. 12 239 N.W.2d at 908.
It was the Price decision that required treatment facilities to petition for court orders and
district courts to decide these petitions using the criteria outlined, even though the statute
at that time did not require consent or a court order to administer intrusive mental health
treatments. Id. at 912–13; see Minn. Stat. § 253A.17, subd. 8 (1967).
In Price, we explained that at the core of the fundamental constitutional right to
privacy is “the concept of personal autonomy—the notion that the Constitution reserves to
the individual, free of governmental intrusion, certain fundamental decisions about how he
or she will conduct his or her life.” 239 N.W.2d at 910. We acknowledged that, “[l]ike
other constitutional rights, . . . this right is not an absolute one and must give way to certain
interests of the state, the balance turning on the impact of the decision on the life of the
11
The head of a state hospital was able to obtain consent from a patient if the patient
had “sufficient capacity to make a responsible decision.” Minn. Stat. § 253A.17, subd. 8
(1967). Otherwise, the statute provided for obtaining consent from a relative, guardian, or
the head of the state hospital in certain circumstances. Id.
12
We considered other issues in Price not relevant to this appeal, including whether
ECT constitutes cruel and unusual punishment under the Eighth Amendment and whether
the state hospital director is immune from lawsuit as a state official. 239 N.W.2d at 907.
We affirmed the dismissal of these claims on qualified immunity grounds. Id. at 912.
11
individual.” Id. We concluded that, in civil commitments, the state has a legitimate interest
in treating a committed patient. Id. at 911.
In our Price opinion, we determined that the constitutional right to privacy requires
that imposing intrusive forms of treatment not be “solely within the discretion of medical
personnel at our state hospitals.” Id. at 912–13. Accordingly, we adopted a procedure for
treatment facilities to request court orders to authorize involuntary, intrusive mental health
treatment with ECT. Id. at 913. In the absence of a patient’s or guardian’s consent, we
required a treatment facility to petition a district court for an order authorizing the
treatment. Id. We held that, in an adversarial proceeding, the district court must determine
whether the prescribed treatment is “necessary and reasonable” to justify infringing on an
individual’s constitutional right to privacy. Id. And we outlined how district courts should
make this determination:
the court should balance the patient’s need for treatment against the
intrusiveness of the prescribed treatment. Factors which should be
considered are (1) the extent and duration of changes in behavior patterns
and mental activity effected by the treatment, (2) the risks of adverse side
effects, (3) the experimental nature of the treatment, (4) its acceptance by the
medical community of this state, (5) the extent of intrusion into the patient’s
body and the pain connected with the treatment, and (6) the patient’s ability
to competently determine for himself whether the treatment is desirable.
Id. (emphasis added). Although we did not list all intrusive forms of treatment subject to
these procedures and the attendant analysis, we specifically observed that district courts
are required to conduct this analysis for psychosurgery and ECT. 13 Id. Since our Price
13
Ultimately, we did not decide whether ECT was necessary and reasonable for Price
because we affirmed the dismissal of the claim on other grounds. Id. at 913.
12
decision in 1976, district courts have applied this test in evaluating petitions seeking
authorization to involuntarily administer ECT, balancing the need for treatment against its
intrusiveness, and considering the factors we outlined.
We affirmed Price in Jarvis, holding that the Price test applies to all intrusive
treatments for mental illness—including administering neuroleptic medication—and that
treatment facilities must, therefore, obtain court orders to administer neuroleptic
medication without consent. 14 Jarvis, 418 N.W.2d at 150. While the constitutional privacy
interests we cited in Price were rooted in the federal constitution, in Jarvis, we held that
the right to privacy separately emanated from the Minnesota Constitution. Id. at 147–48.
We decided Jarvis “exclusively under Minnesota statutes and our Minnesota Constitution”
because of the importance of “our obligation to be independently responsible for
safeguarding the rights of our citizens.” 15 Id. (citation omitted) (internal quotation marks
omitted). In the years since Price and Jarvis, district courts have continued to apply the
Price/Jarvis test, balancing the need for treatment against its intrusiveness and considering
the six factors outlined in Price. 16 See, e.g., In re Commitment of Tefera, No. A10-1770,
14
Authorizing neuroleptic medication is now governed by Minn. Stat. § 253B.092.
15
Medical and legal professionals frequently refer to judicial proceedings regarding
whether to authorize treatment for patients unable or unwilling to consent as “Jarvis
hearings.” E.g., Matter of Peterson, 446 N.W.2d 669, 670–71 (Minn. App. 1989) (stating
that the district court conducted a “Jarvis hearing” when a medical director sought to
override the Treatment Review Panel’s denial of a hospital’s petition to involuntarily
administer neuroleptic medications on Peterson.)
16
The Legislature added the phrase at issue here—“necessary to preserve the life or
health of any committed patient”—after Price, but before Jarvis. Act of Mar. 22, 1982,
13
2011 WL 781353, at *2 (Minn. App. Mar. 8, 2011) (stating that the district court must
consider the Price balancing factors to determine the necessity and reasonableness of an
intrusive treatment such as ECT); In re Commitment of DeRosia, No. A19-1350, 2020 WL
877054, at *4 (Minn. App. Feb. 24, 2020) (acknowledging that the district court applied
the Price test when analyzing a request to administer neuroleptic medications to DeRosia).
B.
The statute we interpret today, found in the current Minnesota Commitment and
Treatment Act, establishes civilly committed patients’ rights and the procedures that apply
to civil commitments. Minn. Stat. § 253B.03. Among those enumerated rights is the
patient’s right to consent to treatment:
(a) A patient has the right to give prior consent to any medical or surgical
treatment, other than treatment for chemical dependency or nonintrusive
treatment for mental illness.
(b) The following procedures shall be used to obtain consent for any
treatment necessary to preserve the life or health of any committed
patient[.]
ch. 581, § 3, 1982 Minn. Laws 1329, 1332 (codified as amended at Minn. Stat. § 253B.03,
subd. 6). Despite this amendment, the commitment statute still provided committed
patients the right to consent only to medical and surgical treatments. Minn. Stat.
§ 253B.03, subd. 6 (1982) (providing that “[a] patient has the right to prior consent to any
medical or surgical treatment, other than the treatment of mental illness, mental retardation
or chemical dependency.”). It was not until 1991 that the Legislature amended the statute
to provide patients with the right to consent to intrusive mental health treatment. Act of
May 22, 1991, ch. 148, § 2, 1991 Minn. Laws 308, 309 (codified as amended at Minn. Stat.
§ 253B.03, subd. 6).
14
Id., subd. 6 (emphasis added). 17 The subsections that follow outline the methods for
obtaining consent to the treatment requested, including getting written, informed consent
from a patient, patient’s guardian, authorized representative, or relative, and providing that,
when such consent cannot be obtained, the head of a treatment facility or a state-operated
treatment program, or an interested person, may petition the district court for an order
authorizing the treatment. Id., subd. 6(b)(1)–(3). The statute does not specify
considerations a court must evaluate in deciding whether to authorize such treatment, nor
does it require the court to make any particular findings before authorizing treatment.
Graeber argues that the current language of Minn. Stat. § 253B.03, subd. 6(b)—
which states, “[t]he following procedures shall be used to obtain consent for any treatment
necessary to preserve the life or health of any committed patient”— requires a district court
to make a threshold determination that the proposed treatment is necessary to preserve a
patient’s life or health before applying the Price/Jarvis balancing test. Respondent Dakota
County Social Services (the County) opposes Graeber’s proposed two-step analysis,
arguing that Graeber’s reading of “necessary to preserve the life or health” in Minn. Stat.
§ 253B.03, subd. 6(b), is unreasonably narrow and would only allow physicians to petition
for treatment when necessary to save a patient’s life.
To decide whether the Price/Jarvis balancing test necessarily and adequately
addresses the statutory phrase “treatment necessary to preserve the life or health,” we must
17
Minnesota Statutes section 253B.03 has multiple subdivisions addressing consent
in different circumstances. All parties agree that the consent provisions in Minn. Stat.
§ 253B.03, subd. 6, apply to this case.
15
first determine what this phrase means. This is a question of statutory interpretation, which
we review de novo. In re Benson, 12 N.W.3d 711, 715 (Minn. 2024).
“The object of all interpretation and construction of laws is to ascertain and
effectuate the intention of the legislature.” Minn. Stat. § 645.16. “[W]hen interpreting a
statute, the first step is to determine whether the plain language of the statute is
ambiguous.” State v. Moore, 10 N.W.3d 676, 680 (Minn. 2024). When the plain language
of a statute is unambiguous, then the plain meaning controls. Id. If, however, the plain
language of the statute is subject to “more than one reasonable interpretation,” the statute
is ambiguous. Benson, 12 N.W.3d at 715 (citation omitted) (internal quotations omitted).
Only if we conclude the language is ambiguous will we go beyond the plain language of
the statute to determine the Legislature’s intent. Id. at 715. In assessing a statute’s words
and phrases, we construe the language “according to [its] common and approved usage.”
Minn. Stat. § 645.08(1).
Accordingly, we begin our interpretation of the statutory language “treatment
necessary to preserve the life or health of any committed patient” in Minn. Stat. § 253B.03,
subd. 6(b), by examining the plain language. We have not previously interpreted this
phrase, and the statute does not define the words at the heart of the parties’ dispute:
“preserve” and “health.” 18 “When the Legislature has not provided definitions of the
18
Chapter 253B defines “health officer,” in the context of the Minnesota Commitment
and Treatment Act, to include medical professionals like physicians and nurses, as well as
mental health professionals and social workers. Minn. Stat. § 253B.02, subd. 9. Although
not defining “health,” this related definition suggests that the Legislature has not limited
“health” as used in Chapter 253B to mean only physical health.
16
relevant terms, we may consider dictionary definitions to determine a word’s common
usage.” State v. Cummings, 2 N.W.3d 528, 533 (Minn. 2024).
Both parties assert the statute’s plain meaning is unambiguous. Graeber argues that
“preserve” means to “keep safe from injury, harm, or destruction: protect.” Merriam-
Webster’s Collegiate Dictionary 982 (11th ed. 2003) (defining “preserve” as “to keep safe
from injury, harm, or destruction: protect”). Here, because she believes that no injury,
harm, or destruction will occur if she does not receive ECT, Graeber asserts that her health
does not need protection. As such, Graeber’s narrow interpretation would allow treatment
only to maintain a patient’s current condition and prevent their health from deteriorating.
The County, on the other hand, focuses on the word “health” in arguing for a broader
interpretation to include treatments that provide relief from symptoms negatively
impacting a person’s mental health. 19 The County argues that “health,” as it is used in the
statute, means “the condition of being sound in body, mind, or spirit.” Id. at 574 (defining
“health” as “the condition of being sound in body, mind, or spirit; esp: freedom from
19
The Department of Human Services, as amicus curiae, suggests we consider how
the Legislature has defined the phrase “medically necessary.” For example, in the context
of insurance coverage for mental health services, Minn. Stat. § 62Q.53, subd. 2, defines
“medically necessary care” as:
[H]ealth care services appropriate, in terms of type, frequency, level, setting,
and duration, to the enrollee’s diagnosis or condition, and diagnostic testing
and preventive services. Medically necessary care must be consistent with
generally accepted practice parameters as determined by health care
providers in the same or similar general specialty as typically manages the
condition, procedure, or treatment at issue and must: (1) help restore or
maintain the enrollee’s health; or (2) prevent deterioration of the enrollee’s
condition.
17
physical disease or pain”). Under the County’s broader interpretation, preserving health
could include treatments that would improve a patient’s current condition so that the patient
would be “sound in body, mind, or spirit.” 20
When we consider competing dictionary definitions, “we evaluate and reject various
definitions until we ascertain the only reasonable definition.” Cummings, 2 N.W.3d at 534.
We have also observed that the “relevant definition of a term depends on the context in
which the term is used.” State v. Nelson, 842 N.W.2d 433, 437 n.2 (Minn. 2014).
We conclude that Graeber’s narrow interpretation of the language “treatment
necessary to preserve the life or health of any committed patient” in Minn. Stat. § 253B.03,
subd. 6(b), is not reasonable in the context of this statute. Graeber’s suggested dictionary
definition of “preserve” is not in itself problematic. But Graeber argues that because
“preserve” means to “keep safe from injury, harm, or destruction: protect,” intrusive mental
health treatments cannot be administered without a patient’s consent unless the patient will
suffer injury, harm, or destruction without such treatments. See Merriam-Webster’s
Collegiate Dictionary 982 (11th ed. 2003). The problem with this proposed interpretation
is Graeber’s reliance on the isolated meaning of “preserve” without considering the
interaction between “preserve” and “health” in the context of the statutory phrase
“necessary to preserve the life or health.” See Minn. Stat. § 253B.03, subd. 6(b). If a
20
While Graeber did not propose a definition for “health”, she acknowledged that
“health” may be defined in part as “the condition of being sound in body, mind, or spirit.”
She argued, however, that the definitions of health “primarily focus[] on physical health,”
such as “freedom from physical disease or pain.” In oral argument, Graeber conceded that
“health” here must mean more than freedom from physical disease or pain.
18
person’s health means the “condition of being sound in body, mind, or spirit,” preserving
or protecting a person’s health means protecting a person’s sound condition or healthiness.
See Merriam-Webster’s Collegiate Dictionary 574 (11th ed. 2003). While Graeber’s
interpretation might make sense for a currently healthy person, for a person who is injured
or ill this interpretation would mean that the statute was intended to maintain their injury
or disease in its current condition rather than restoring health. Under Graeber’s
interpretation, a court could never authorize an intrusive mental health treatment to
improve a civilly committed person’s mental health, no matter how badly the person’s
mental health had deteriorated. This cannot be a reasonable interpretation of this statute.
Accordingly, we conclude that Graeber’s narrow interpretation of “necessary to
preserve the life or health of a committed patient,” which results in merely maintaining the
status quo for civilly committed patients with serious and persistent mental illness, is not
reasonable. We reject this narrow definition in favor of a broader interpretation that
appropriately considers the meaning and relationship between the terms “preserve” and
“health,” and which includes treatments that alleviate mental illness’s harmful symptoms
in order to restore a person’s health.
C.
Finally, we turn to the question of the ongoing validity of the Price/Jarvis balancing
test. This question is not one of statutory interpretation but rather interpreting our own
jurisprudence. Graeber asserts that the statutory language “treatment necessary to preserve
the life or health of any committed patient” in Minn. Stat. § 253B.03, subd. 6(b), is a
separate requirement in addition to the Price/Jarvis factors because those six factors do not
19
address that specific statutory requirement. Graeber advocates for a new rule of law that
would require district courts to first analyze whether treatment is “necessary to preserve
the life or health” of a committed individual and then apply the Price/Jarvis balancing test
before deciding whether to authorize intrusive mental health treatment. As such, we must
decide whether our Price/Jarvis balancing test adequately addresses the “necessary to
preserve the life or health” language of Minn. Stat. § 253B.03, subd. 6(b). After comparing
the two, we conclude that it does.
First, we examine the statutory language. Having concluded that Graeber’s narrow
interpretation of the phrase “necessary to preserve the life or health” is unreasonable, we
interpret the statutory phrase at issue as including treatments that alleviate harmful mental
illness symptoms in order to restore a person’s health. Yet even with this broader
interpretation, the statutory language remains focused on the necessity of such treatment.
The Price/Jarvis balancing test, however, addresses two fundamental concerns:
necessity and intrusiveness. Price, 239 N.W.2d at 910. In Price, we described the first
concern, necessity, as the “need for treatment.” Id. at 913. As such, under the Price/Jarvis
balancing test, a district court must assess the necessity of the proposed treatment, which
requires the court to consider the patient’s current condition and symptoms. See id. at 911–
12. And district courts must weigh the necessity of the treatment against the second
consideration, the treatment’s intrusiveness, which focuses on whether the intrusion is
reasonable, or “in light of alternative means, the least intrusive”—the salient consideration
in a constitutional privacy analysis. Id. at 910.
20
Consequently, we conclude that the concern underlying the statute’s language—that
treatment be “necessary to preserve the life or health” of the committed patient—is
fundamentally the same concern for necessity that the Price/Jarvis test addresses: the need
for the treatment. As such, our Price/Jarvis balancing test adequately addresses the
“treatment necessary to preserve the life or health” language of Minn. Stat. § 253B.03,
subd. 6(b), and also provides additional, important protection for patients’ constitutional
privacy rights. See Price, 239 N.W.2d at 910–11; Jarvis, 418 N.W.2d at 148–50.
Therefore, when a district court makes the required findings under the Price/Jarvis
balancing test that a treatment is both necessary and reasonable (i.e., the least intrusive
means available), such a finding satisfies not only the important individual constitutional
privacy interests but also adequately addresses the statutory language.
Graeber’s argument and the dissent’s reasoning disregard the overarching concern
of our Price/Jarvis balancing test. Graeber and the dissent focus on the six factors listed
in Price, arguing that the factors do not address whether a treatment is “necessary to
preserve life or health.” But the Price/Jarvis balancing test involves more than analyzing
the six outlined factors. Those factors guide a district court’s analysis of one half of the
balancing test: reasonableness—the extent of the proposed treatment’s intrusion on an
individual’s privacy interest. The second half of the balancing test requires the district
court to weigh “the patient’s need for treatment against the intrusiveness of the prescribed
treatment.” Price, 239 N.W.2d at 913. Ultimately, district courts are tasked with weighing
both important principles: necessity and reasonableness. Because the test requires district
courts to make a finding that the treatment is both “necessary and reasonable” in order to
21
authorize treatment, it necessarily encompasses a patient’s need for treatment. Id. We
therefore conclude that this careful and detailed inquiry 21 satisfies the “treatment necessary
to preserve the life or health” language of Minn. Stat. § 253B.03, subd. 6(b).
In sum, the Legislature did not create a separate test, in addition to the Price/Jarvis
balancing test, by requiring that district courts consider whether a treatment is “necessary
to preserve the life or health of any committed patient” in deciding whether to authorize
that treatment under the Minnesota Commitment and Treatment Act. 22 In the past thirty-
21
District courts must ensure they address the entirety of the Price analysis, which
requires courts to balance a patient’s need for treatment against the intrusiveness of the
prescribed treatment. Courts must make express findings regarding all six factors, as well
as whether the prescribed treatment is both necessary and reasonable.
22
The dissent concludes “necessary to preserve the life or health” in Minn. Stat.
§ 253B.03, subd. 6(b), imposes an independent procedural requirement that district courts
must address before applying the Price/Jarvis balancing test, but never interprets the
statutory language itself. Nonetheless, the dissent concludes that the necessity prong of
the Price/Jarvis balancing test does not adequately address the undefined statutory
language. The dissent describes the statutory requirement as a “threshold” or serving a
“gatekeeping” function. Without defining the statutory language, however, it is unclear
whether the dissent interprets this threshold requirement as a low or high bar relative to the
Price/Jarvis balancing test. If it is a lower bar, it would be meaningless to require a district
court to make such a finding before applying the Price/Jarvis test. If it is a higher bar that
requires analysis of something more than the patient’s need for treatment, this
interpretation would render the Price/Jarvis test moot.
Further, had the Legislature intended to direct district courts to make a threshold
finding before weighing necessity and reasonableness under the Price/Jarvis balancing test
in determining whether to authorize intrusive treatments such as ECT, it could have “done
so explicitly—just as it has in other statutes.” Benson, 12 N.W.3d at 717; see, e.g., id.
(concluding a right was waivable because the Legislature did not say it was unwaivable, as
it had done in other statutes); State v. Cloutier, 987 N.W.2d 214, 223 (Minn. 2023)
(concluding that if the Legislature had intended to change the State’s burden of proof in
restitution cases, it would have done so directly). With respect to administration of
neuroleptic medications to civilly committed individuals, for example, the Legislature
enacted language to require findings regarding a patient’s capacity to make decisions under
22
plus years that this statutory language and the Price/Jarvis balancing test have been in
effect, although the Legislature has amended the Minnesota Commitment and Treatment
Act, it has not amended it to require district courts to make findings beyond those required
under the Price/Jarvis balancing test. This supports our conclusion that the Price/Jarvis
balancing test addresses both constitutional privacy interests and the statutory language
governing authorizing treatment procedures and remains valid.
* * *
We affirm the validity of our longstanding Price/Jarvis balancing test, which
provides essential protections to civilly committed individuals in Minnesota. The test
ensures that treatment facilities may not impose involuntary intrusive treatments such as
ECT without a court first determining that the treatment is “necessary and reasonable,”
after balancing the patient’s need for the treatment and the intrusiveness of the treatment.
See Price, 239 N.W.2d at 910. We hold that the Price/Jarvis balancing test not only
protects an individual’s constitutional right to privacy, but it adequately addresses the
Minn. Stat. § 253B.092 after we pointed out that mentally ill persons may be competent to
make some medical decisions in Jarvis. Compare Jarvis, 418 N.W.2d at 148 n.7 (noting
that “mentally ill persons may be competent to make some medical decisions” and
expressing our view that “a finding of legal incompetence is a prerequisite to involuntary
medication with neuroleptics”), with Act of May 22, 1997, ch. 217, § 60, 1997 Minn. Laws
2138, 2161 (codified at Minn. Stat. § 253B.092, subd. 6(d) (1997)) (stating, in the context
of authorizing administration of neuroleptic medications, that “the court shall make
findings regarding the patient’s capacity to make decisions” (emphasis added)). The
Legislature did not, however, include language in the statute explicitly requiring district
courts to make any particular findings before performing the Price/Jarvis balancing test.
If the Legislature had wished to impose a threshold finding or change the Price/Jarvis
balancing test, the Legislature was capable of doing so outright, as it did with the 1997
amendments requiring findings regarding a patient’s capacity to make decisions after our
1988 Jarvis decision.
23
“necessary to preserve the life or health of any committed patient” language of Minn. Stat.
§ 253B.03, subd. 6(b).
CONCLUSION
For the foregoing reasons, we affirm the decision of the court of appeals.
Affirmed.
24
DISSENT
PROCACCINI, Justice (dissenting).
I respectfully dissent. I would conclude that the phrase “necessary to preserve the
life or health of any committed patient” in Minnesota Statutes section 253B.03,
subdivision 6(b), imposes a threshold requirement for hospitals to petition courts for
authorization to administer intrusive treatment to committed patients. This statutory
threshold requirement and the constitutional balancing test outlined in Price v. Sheppard,
239 N.W.2d 905 (Minn. 1976), are different requirements that must be independently
addressed before a court may order a patient to undergo involuntary electroconvulsive
therapy (ECT).
Because the statutory threshold requirement and the constitutional balancing test
impose distinct procedural requirements and answer different substantive questions, I
would hold that a district court errs when—as happened here—it does not consider the
statutory threshold requirement independently and determine whether the treatment sought
is “necessary to preserve the life or health” of the patient.
A.
Attempts to reconcile the subdivision 6(b) statutory threshold requirement and the
constitutional balancing test by subsuming one within the other fail because they are simply
different—both procedurally and substantively. Procedurally, the statutory threshold
requirement plays a gatekeeping function, establishing when a hospital can seek consent to
administer intrusive treatment to a committed patient via a court petition under
subdivision 6(b)(3). And courts apply the constitutional balancing test when deciding
D-1
whether to authorize intrusive treatment sought in such a petition, addressing the
appropriateness of the intrusion posed by a particular treatment. Substantively, the
statutory threshold requirement and the constitutional balancing test ask different questions
that cannot be applied interchangeably. As addressed below, these differences make sense
in light of the different purposes served by the statutory threshold requirement and
constitutional balancing test, as well as the history of their development.
To start, the statutory threshold requirement is not subsumed within the
constitutional balancing test because it is an independent procedural requirement that plays
a distinct role. Together, the statutory threshold requirement and the constitutional
balancing test call for a two-step procedure for the district court to follow when a hospital
seeks to administer intrusive treatment to a non-consenting committed patient.
The first step is the express statutory threshold requirement that the treatment to be
administered is “necessary to preserve the life or health of [the] committed patient.” Minn.
Stat. § 253B.03, subd. 6(b). Subdivision 6(b) functions as a gatekeeper. It explains when
a hospital may seek consent via a court petition to administer intrusive treatment to a
committed patient under subdivision 6(b)(3). Subdivision 6 begins by establishing the
baseline principle that “[a] patient has the right to give prior consent to any medical or
surgical treatment, other than treatment for chemical dependency or nonintrusive treatment
for mental illness.” 1 Id., subd. 6(a). Having codified the right of all patients to consent to
treatment, the statute explains that “[t]he following procedures shall be used to obtain
1
The parties agree that ECT is not “nonintrusive treatment for mental illness.”
D-2
consent for any treatment necessary to preserve the life or health of any committed
patient[.]” Id., subd. 6(b) (emphasis added.) The statute then delineates five procedures
that may be used to obtain such consent. 2 Id. Subdivision 6(b)(3), the provision at the
center of this case and one of the five consent procedures, allows the “head of the treatment
facility or state -operated treatment program or an interested person” to “petition the
committing court for approval for the treatment” in certain circumstances.
Under the express statutory language, approval under subdivision 6(b)(3) is
available only if the treatment sought is “necessary to preserve the life or health of any
committed patient” and when the other prerequisites of subdivision 6(b)(3) are met. 3
Unless and until this threshold requirement is met, a hospital cannot petition the
committing court to obtain consent to administer intrusive treatment to a non-consenting
2
In addition to the consent procedure at issue here, subdivision 6(b) specifies that
consent may also be obtained from “a competent adult patient” if that consent is informed
and in writing. Minn. Stat. § 253B.03, subd. 6(b)(1). And consent can also be obtained
from a guardian, if the patient is subject to guardianship, and the guardian’s consent is
informed and in writing. Id., subd. 6(b)(2). The subdivision also establishes procedures
relating to obtaining consent from minors. Id., subd. 6(b)(4). Finally, the subdivision
provides that the head of the treatment facility, in cases of emergency, may provide consent
“when the persons ordinarily qualified to give consent cannot be located in sufficient time
to address the emergency need.” Id., subd. 6(b)(5).
3
Under subdivision 6(b)(3), “written, informed consent” must be obtained from
either “the person appointed the health care power of attorney, the patient’s agent under
the health care directive, or the nearest proper relative.” Minn. Stat. § 253B.03,
subd. 6(b)(3). Only if the patient’s nearest proper relatives “cannot be located, refuse to
consent to the procedure, or are unable to consent” can “the head of the treatment facility
or state-operated treatment program or an interested person . . . petition the committing
court for approval for the treatment.” Id.
D-3
committed patient. 4 Accordingly, a determination that the treatment sought is “necessary
to preserve” the committed patient’s “life or health” is an express statutory threshold
requirement that the committing court must make to determine whether a petition is
properly before it under subdivision 6(b)(3). 5
If the hospital can petition the court for consent under subdivision 6(b)(3) because
the treatment sought is necessary to preserve the committed patient’s life or health, then
the court must consider whether it should authorize the treatment. This brings us to the
second step—the constitutional balancing test. Our 1976 decision in Price (predating
subdivision 6’s amendment providing patients with the right to consent to intrusive mental
health treatment by approximately 15 years), 6 set forth a constitutional balancing test that
courts must apply when deciding whether to authorize intrusive treatment against a
committed patient’s wishes. 239 N.W.2d at 912–13. We also recognized “that ‘intrusive’
4
The parties do not argue that any mechanism apart from subdivision 6(b)(3) allows
hospitals to obtain consent under the circumstances presented here.
5
This is not a case where the Legislature failed to speak. Contra In re Benson,
12 N.W.3d 711, 717 (Minn. 2024). Here, the Legislature expressly cabined the
subdivision 6(b)(3) petitioning process within the “procedures [that] shall be used to obtain
consent for any treatment necessary to preserve the life or health of any committed
patient[.]” Just as subdivision 6(b) does not authorize a hospital to bring a
subdivision 6(b)(3) petition to obtain consent to treat a non-committed patient, it likewise
does not authorize a subdivision 6(b)(3) petition to obtain consent for treatment that is not
necessary to preserve life or health. Although it is true that the Legislature did not
expressly instruct district courts to make specific findings related to necessity, the lack of
such an instruction is not an invitation for hospitals or district courts to disobey a clear
legislative mandate. Courts, of course, must faithfully apply the law—whether or not they
are expressly told to do so.
6
See Act of May 22, 1991, ch. 148, § 2, 1991 Minn. Laws 308, 309 (codified as
amended at Minn. Stat. § 253B.03, subd. 6).
D-4
forms of treatment seriously infringe upon a committed mental patient’s right of privacy.”
Jarvis v. Levine, 418 N.W.2d 139, 144 (Minn. 1988) (quoting Price, 239 N.W.2d at 910). 7
To protect committed patients, Price established pre-treatment judicial review procedures
to be used before the imposition of intrusive treatment on non-consenting patients.
239 N.W.2d at 913. For such intrusive treatments, Price required the district court to
“determine the necessity and reasonableness of the prescribed treatment” by “balanc[ing]
the patient’s need for treatment against the intrusiveness of the prescribed treatment.” Id.
We set out six factors to guide this determination:
[T]he court should balance the patient’s need for treatment against the
intrusiveness of the prescribed treatment. Factors which should be
considered are (1) the extent and duration of changes in behavior patterns
and mental activity effected by the treatment, (2) the risks of adverse side
effects, (3) the experimental nature of the treatment, (4) its acceptance by the
medical community of this state, (5) the extent of intrusion into the patient’s
body and the pain connected with the treatment, and (6) the patient’s ability
to competently determine for himself whether the treatment is desirable.
Id.
Taken together, the subdivision 6(b) threshold requirement and the Price/Jarvis
balancing test constitute a two-step procedure. Courts considering petitions under
subdivision 6(b)(3) must first address the statutory threshold requirement—whether the
hospital may obtain consent via a petition to the committing court under
subdivision 6(b)(3). If a hospital cannot show that the treatment sought is “necessary to
preserve the life or health” of the committed patient, then the hospital does not meet the
7
In Jarvis, we reaffirmed Price and held that—under the Minnesota Constitution—
the balancing test set forth in Price applies to all involuntary intrusive treatments for mental
illness, including the administration of neuroleptic medication. Jarvis, 418 N.W.2d at 145.
D-5
statutory threshold requirement and cannot petition for consent under subdivision 6(b)(3).
If the hospital meets the statutory threshold requirement, then the court must apply the
constitutional balancing test to determine whether the administration of the petitioned
treatment comports with the committed patient’s constitutional privacy rights. 8 Because
the statutory threshold requirement is a prerequisite to a hospital’s petition to obtain
consent from the court, collapsing that requirement into the constitutional balancing test to
be weighed simultaneously among other factors effectively nullifies its procedural
function.
But the problem with subsuming the statutory threshold requirement in the
constitutional balancing test is not merely procedural—it is also substantive. Because each
poses a different question and requires a substantively distinct analysis, answering one
question does not necessarily answer the other. The constitutional balancing test simply
does not address the statutory threshold requirement that the treatment be “necessary to
preserve the life or health” of the patient. In this sense, subsuming the statutory threshold
requirement within the constitutional balancing test is like replacing a hurdle with a seesaw.
8
This two-step approach also addresses several issues with a combined approach. A
combined approach inextricably embeds a statutory threshold requirement within a
constitutional balancing test that need only be reached if the petition is properly before the
court. Such an approach is needlessly confusing, as it forces district courts to answer two
different and distinct questions with a six-factor balancing test. A combined approach is
also inefficient because a court cannot dispose of an impermissible petition without first
conducting the full six-factor constitutional balancing test. It is unwise for district courts
to conduct both simultaneously. Although there may be overlap between the statutory
threshold requirement and the constitutional balancing test, separating the two steps
streamlines and clarifies the required analysis.
D-6
Although it is true the constitutional balancing test calls for a determination of
whether the proposed treatment is “necessary” and “reasonable,” Price also explained that
a district court must make that determination by conducting a balancing assessment with
reference to the six factors. 239 N.W.2d at 913. But an evaluation of necessity, and
specifically the necessity to preserve the patient’s life or health, is absent from all six of
the factors. See id. In other words, none of the factors addresses the basic question posed
by subdivision 6(b): Is the requested intrusive treatment necessary to preserve the life or
health of the patient? That question plainly requires a focus on the patient’s condition, and
such a focus is absent from the factors set out in Price. The first factor addresses efficacy
(the extent and longevity of the impacts of the proposed treatment) and not whether the
patient needs treatment. The second factor (the risk of adverse side effects) also plainly
does not help a court assess the patient’s condition or whether an intrusive treatment is
needed. The third and fourth factors likewise focus on risk (experimental treatments) and
efficacy (general acceptance), and they again do not relate to whether a patient needs an
invasive treatment. The fifth factor looks at the level of intrusion and pain associated with
the treatment—once again failing to answer whether a treatment is needed in the first place.
And, finally, the sixth factor considers whether the patient has capacity to consent—a factor
irrelevant to whether the patient needs the treatment.
Furthermore, the constitutional balancing test contemplates that the level of
authorized intrusiveness will vary based on the patient’s relative need for the treatment.
On this sliding scale, as a patient’s need for treatment increases, so does the authorized
level of intrusiveness. And, conversely, a minimally invasive treatment may be authorized
D-7
when the need for treatment is not as great. This sliding-scale approach comports with
Price’s admonition that—given the paramount importance of a patient’s privacy rights—
when the government intrudes on those rights over the objection of a patient, the means of
the intrusion “must, in light of the alternatives, be the least intrusive.” 239 N.W.2d at 911.
But this balancing test does not help a court determine the threshold statutory requirement
of whether a patient’s condition is such that intrusive treatment is necessary to preserve
their life or health. Indeed, the Price/Jarvis test implies that some treatments may well
pass constitutional muster even if they are not necessary to preserve a patient’s life or
health.
The substantive distinctions highlighted above make sense when one considers the
different purposes that underlie the statutory threshold requirement and the constitutional
balancing test. In Price, and later in Jarvis, we were focused on vindicating committed
patients’ state and federal constitutional rights to be free of unwanted and excessive
government intrusions into their bodily autonomy. Price, 239 N.W.2d at 910–911; Jarvis,
418 N.W.2d at 144, 146–47. The purpose of subdivision 6 is related but not identical. In
crafting subdivision 6, the Legislature was focused on ensuring that patients have a right
to provide prior consent to certain types of medical treatments by, in particular, formalizing
the ways in which prior consent can be effectuated. See Minn. Stat. § 253B.03, subd. 1
(“A patient has the right to give prior consent to any medical or surgical treatment, other
than treatment for chemical dependency or nonintrusive treatment for mental illness.”).
Finally, the conclusion that the statutory threshold requirement and the
constitutional balancing test are distinct is only reinforced by the chronology of their
D-8
development. It is illogical to conclude that Price—decided in 1976 and focused on a
patient’s constitutional rights to privacy—anticipated and fully accounted for a statutory
requirement that the Legislature adopted in 1991 protecting a patient’s right to give prior
consent to intrusive mental health treatments. See Act of May 22, 1991, ch. 148, § 2,
1991 Minn. Laws 308, 309–10 (codified as amended at Minn. Stat. § 253B.03, subd. 6).
We have stated that “once we have interpreted a statute, . . . [o]ur interpretation becomes
part of the statute as though written therein.” Hagen v. Steven Scott Mgmt., Inc.,
963 N.W.2d 164, 174 (Minn. 2021) (citation omitted) (internal quotation marks omitted).
But we have not stated that our interpretation of an issue, made in a different context and
predating a statute, somehow becomes part of, and subsumes, the statutory language
written by the Legislature. The plain language of the statute does not support such a
proposition. And logic defies such a conclusion. Put simply, it is unreasonable to assume
that statutory language made applicable to ECT by the Legislature in 1991 is subsumed by
a rule of law that we articulated in an entirely different context in 1976. 9
For these reasons, I would hold that a district court considering a petition under
subdivision 6(b)(3) must: (1) determine whether the sought treatment is “necessary to
preserve the life or health” of the committed patient; and if so, then (2) determine whether
9
Similarly, because Jarvis was decided three years before the Legislature amended
section 253B.03 to provide patients with the right to consent to intrusive mental health
treatment, this court had no occasion to reconcile the constitutional balancing test with the
statutory threshold requirement in that case. See Jarvis, 418 N.W.2d at 148 n.7 (noting
that the operative version of section 253B.03 did not apply to mental health treatment of
any kind).
D-9
the administration of the treatment comports with the committed patient’s privacy rights
under the constitutional balancing test.
B.
Here, although the district court conducted a thorough constitutional balancing
analysis, it did not address the statutory threshold requirement—whether ECT was
necessary to preserve Graeber’s life or health. The district court’s order does not mention
subdivision 6(b) or its “necessary to preserve” requirement; it merely incorporates
Minnesota Statutes section 253B.03 by reference. Although the district court found that
“[w]ithout ECT [Graeber’s] condition will likely remain the same and may even
deteriorate,” its other findings suggest that it did not find that ECT was necessary to
preserve Graeber’s life or health. The district court found that Graeber “is functioning well
in her current setting,” that “there is no medical or physical emergency that needs to be
treated with ECT,” and that Graeber’s “behavior patterns and mental activity has been
stable for many years.”
Because the district court applied only the constitutional balancing test and did not
engage with the statutory threshold requirement, it is far from clear that the district court
found that ECT was necessary to preserve Graeber’s life or health. Accordingly, I would
hold that the district court abused its discretion by failing to apply the correct legal standard
when it neglected to conclude whether ECT was necessary to preserve Graeber’s life or
health as required by subdivision 6(b). See State v. Storkamp, 656 N.W.2d 539, 541 (Minn.
2017) (“A district court abuses its discretion when its ruling is based on an erroneous view
of the law.”). In reaching this conclusion, we need not further define “necessary to
D-10
preserve . . . life or health.” 10 The question before us on appeal is whether the district
court’s findings and conclusions applying the constitutional balancing test also satisfy the
independent statutory threshold requirement imposed by Minnesota Statutes
section 253B.03, subdivision 6(b). The answer to that question is no. The question before
us is not whether ECT is in fact necessary to preserve Graeber’s life or health. Because
defining “necessary to preserve . . . life or health” is not necessary to resolve the
controversy before us, judicial restraint counsels that we decline to address the issue here.
Lipka v. Minn. Sch. Emps. Ass’n, Loc. 1980, 550 N.W.2d 618, 622 (Minn. 1996)
(“[J]udicial restraint bids us to refrain from deciding any issue not essential to the
disposition of the particular controversy before us.”).
And, because it is unclear whether the district court would have made the same
findings and conclusions had it applied the statutory threshold requirement, remand is
appropriate. See State v. Mauer, 741 N.W.2d 107, 116 (Minn. 2007) (holding that remand
was appropriate because we could not be certain that the district court would have made
the same findings of fact had it applied the correct legal standard). The district court is in
the best position to apply the statutory standard to the evidence in the record. See id.;
Glacial Plains Coop. v. Chippewa Valley Ethanol Co., 912 N.W.2d 233, 237 (Minn. 2018)
10
As discussed above, because the level of necessity required under the constitutional
balancing test is variable; it will be high in some cases and low in others, depending on the
intrusiveness of the treatment. This means that even if we were to define “necessary to
preserve,” we could not answer for each future case whether the level of necessity required
under the statute is higher or lower than the variable level of necessity required under the
constitutional balancing test. This is one of the reasons that the constitutional balancing
test and the statutory threshold requirement should be considered separately.
D-11
(“It is for the district court, sitting in its role as factfinder, to weigh the evidence and apply
the law . . . .”). I would therefore remand this case to the district court.
For these reasons, I respectfully dissent.
THISSEN, Justice (dissenting).
I join in the dissent of Justice Procaccini.
GAÏTAS, Justice (dissenting).
I join in the dissent of Justice Procaccini.
D-12
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