The holding in the court’s own words
We therefore conclude that the district court did not err by denying Turner’s motion to suppress based on the exigency exception. 14 caselaw and rules, we conclude that Turner’s statutory argument is not subject to plain-error review but rather is forfeited based on the standard announced in Roby. Instead, we are persuaded that Roby controls our review, and we conclude that Turner has forfeited his argument for suppression pursuant to section 626A.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Gauster 752 N.W.2d 496
- State v. Othoudt 482 N.W.2d 218
- State v. Licari 659 N.W.2d 243
- State of Minnesota v. Todd Eugene Trahan 886 N.W.2d 216
- State v. Gray 456 N.W.2d 251
- State v. Roby 463 N.W.2d 506
- 937 N.W.2d 146 not in our corpus
- State v. Hannuksela 452 N.W.2d 668
- Montanaro v. State 802 N.W.2d 726
- State of Minnesota v. Lionel Curtis Drew 889 N.W.2d 323
- State v. Griller 583 N.W.2d 736
- State v. BARRIENTOS-QUINTANA 787 N.W.2d 603
- Crow v. State 923 N.W.2d 2
- State v. Ellis-Strong 899 N.W.2d 531
- Andersen v. State 830 N.W.2d 1
- 905 N.W.2d 870 not in our corpus
- In re Charges of Unprofessional Conduct in Panel Case No. 44387 932 N.W.2d 310
Opinion text
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A24-0219
State of Minnesota,
Respondent,
vs.
Phillip Eugene Turner,
Appellant.
Filed February 3, 2025
Affirmed
Cochran, Judge
Olmsted County District Court
File No. 55-CR-22-8670
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Mark A. Ostrem, Olmsted County Attorney, James E. Haase, Senior Assistant County
Attorney, Rochester, Minnesota (for respondent)
Paul D. Sellers, Minnesota Legal Defense, Eagan, Minnesota (for appellant)
Considered and decided by Cochran, Presiding Judge; Ross, Judge; and Harris,
Judge.
NONPRECEDENTIAL OPINION
COCHRAN, Judge
Appellant challenges his convictions of attempted second-degree intentional
murder, first-degree assault, second-degree assault, and unlawful possession of a firearm.
Appellant raises four arguments on appeal. First, he challenges the district court’s decision
2
to deny his motion to suppress evidence stemming from the warrantless acquisition of his
location via his cell- phone provider. Second, he argues that the district court erred by
failing to consider a statutory basis for suppressing the same evidence. Next, he contends
that he received ineffective assistance of trial counsel. Finally, he argues that his Fifth
Amendment right against self-incrimination was violated by his trial counsel’s disclosure
of a prior conviction to the state as required by the Minnesota Rules of Criminal Procedure.
We affirm.
FACTS
Following a shooting in Rochester on December 24, 2022, law enforcement
identified appellant Phillip Eugene Turner as the suspected shooter and arrested him the
next day. Respondent State of Minnesota charged Turner with attempted second-degree
intentional murder in violation of Minnesota Statutes section 609.19, subdivision 1(1)
(2022); first-degree assault in violation of Minnesota Statutes section 609.221,
subdivision 1 (2022); and second-degree assault with a dangerous weapon in violation of
Minnesota Statutes section 609.222, subdivision 2 (2022). Turner pleaded not guilty.
Amended Complaint and Motion to Dismiss New Charge
By an amended complaint, the state added a charge of ineligible person in
possession of a firearm in violation of Minnesota Statutes section 624.713, subdivision 1(2)
(2022). The state amended the complaint after Turner’s attorney disclosed to the state that
Turner had a 2008 Illinois conviction. As a result of the Illinois conviction, Turner was
ineligible to possess a firearm in Minnesota. See Minn. Stat. § 624.713, subd. 1(2).
3
Turner’s defense attorney discovered the Illinois conviction through discussions
with Turner. Defense counsel determined that the Illinois conviction was not referenced
in any of the state’s disclosures to the defense. Counsel recognized that the Minnesota
Rules of Criminal Procedure required that he disclose the Illinois conviction to the state.
See Minn. R. Crim. P. 9.02, subd. 1(8) (requiring the defense to “inform the prosecutor of
any convictions the defendant has, provided the prosecutor informs the defense of the
defendant’s record of convictions known to the prosecutor”). Concerned that disclosure of
the conviction as required by rule 9.02 would violate the attorney-client privilege, defense
counsel contacted the Minnesota Office of Lawyers Professional Responsibility. The
office told counsel that he “absolutely must disclose [the Illinois conviction].” Counsel
disclosed the Illinois conviction to the state, and, within two days of the disclosure, the
state amended its complaint to add the new charge based on the Illinois conviction.
Before trial, Turner moved to dismiss the unlawful-possession charge, arguing that
his attorney’s disclosure of the conviction violated his Fifth Amendment right “to be honest
and open with his counsel and have that be inviolate and absolutely protected.” The state
countered that, regardless of the attorney’s disclosure of the conviction, the state was
“aware” of the Illinois conviction after checking Turner’s criminal history and “would have
been in a position to inquire further” about it.
The district court denied Turner’s motion to dismiss the unlawful-possession
charge. The district court determined that the disclosure of the Illinois conviction did not
violate Turner’s constitutional right against self-incrimination because his prior conviction
“is a fact that can be discovered and verified by court records.”
4
Turner’s Motion to Suppress Evidence
In addition to moving to dismiss the unlawful-possession charge, Turner moved to
suppress evidence seized as a result of his arrest. Turner argued that police only found and
arrested him via an unconstitutional, warrantless search of his cell phone’s real-time
cell-site location information (CSLI). The district court held a contested omnibus hearing
in April 2023, at which the court heard testimony from various law-enforcement officials
involved in the investigation. A summary of that testimony follows.
An Officer Finds the Injured Victim
On Christmas Day 2022, J.B. was picking up his children from their mother’s
apartment in Rochester at 11:00 a.m. The children’s mother, J.R., did not answer her phone
or her apartment buzzer. J.B. grew concerned for J.R. and the children and contacted police
to conduct a welfare check.
A patrol officer with the Rochester Police Department (Officer S) responded to
J.R.’s apartment complex to conduct an in-person welfare check. Once inside the building,
Officer S knocked on J.R.’s door. A five-year-old child (child 1), one of J.R. and J.B.’s
children, answered the door. Officer S asked child 1 where J.R. was. Child 1 replied,
“She’s in her room covered in blood and I think she’s dead.”
Officer S cleared the apartment and determined that no one else was present. Then,
Officer S located J.R. in her bedroom, where she was lying on the floor in a pool of blood.
J.R. had injuries that looked recent and were consistent with a gunshot wound to her head.
When Officer S called out her name, J.R. made “guttural” responses and “slightly move[d]
her left arm.” Officer S immediately summoned more units and an ambulance. While
5
waiting for backup, Officer S searched J.R.’s room for evidence. He discovered a bullet
casing and an unfired round near J.R.’s body. Both the casing and the round were later
determined to be .380 caliber. Officer S did not find a gun in the apartment. Officer S
found another child, child 1’s two-year-old sister, hiding in the living room.
Investigation
In the hours following the discovery of J.R., numerous law-enforcement officers
conducted interviews and attempted to identify suspects. Detective J arrived at the
apartment complex while the other officers were still on the scene. Detective J spoke with
child 1, who reported that he had been home with his mom (J.R.), sister, and a man named
Phil. Child 1 stated that, the previous day, they all had lunch and then he and his sister
took a nap. When child 1 woke up, Phil was gone and J.R. was bleeding on the floor. Child
1 reported that Phil was a Black male.
Officers also spoke to members of J.R.’s family at the hospital where J.R. was taken
by ambulance. The family members confirmed that a man named Phil Turner could have
been at J.R.’s apartment at the time of the shooting. The family members also disclosed
that J.R. and Turner worked together at a restaurant and had become friends. J.R.’s family
described Turner as a Black male with dreadlocks and a slender build. J.R.’s brother said
that Turner was from Chicago and that, if he were to leave Rochester, he would probably
head back to Chicago.
The statements of child 1 and J.R.’s family were relayed to Sergeant V, who started
searching for Turner. Sergeant V used “in- house systems” to identify multiple phone
numbers and addresses associated with Turner. Sergeant V confirmed that one of the phone
6
numbers was still active. Sergeant V also assigned officers to check several addresses
associated with Turner. Officers “cleared” those addresses and determined that Turner was
not present. Investigators discovered that the most recent address associated with Turner
was a residence belonging to S.H., who “was known to be a significant other of
Mr. Turner.”
Investigators Ping Turner’s Cell Phone and Arrest Him
Around that time, Detective J informed Sergeant V that he had established probable
cause to detain Turner. Detective J felt that law enforcement “had to figure out where
[Turner] was.” Detective J was concerned because Turner (1) was “an armed suspect” who
posed a danger to the public; (2) could discard his gun or other evidence; and (3) could
flee. So, the investigators decided to ping Turner’s phone number.
Detective J did not apply for a warrant to ping Turner’s phone. Detective J testified
that it could have taken several hours to prepare a search warrant application and get
judicial authorization on Christmas Day. Given the concerns about the nature of the crime,
the risks to public safety, and the possibility of Turner fleeing or disposing of evidence,
Detective J considered the situation to be an emergency requiring quick action.
Detective J instructed dispatch to provide Turner’s cell-service provider with a
request to ping Turner’s location. A timestamp on the request form shows that it was sent
or received at 3:58 p.m. on Christmas Day. Approximately 15 minutes later, law
enforcement received a ping showing Turner’s phone was in the vicinity of S.H.’s
residence.
7
In an unmarked squad car, Detective M parked roughly two blocks away from
S.H.’s residence and surveilled the front of the residence. No officers attempted to enter
S.H.’s residence because Turner was presumed to be armed, and officers did not want to
risk a conflict by entering the residence.
Officer MC, who was posted near the residence, saw someone leaving from the rear
entrance. Detective M , who was about two blocks away, drove in that direction and saw
the person walking along the road. The person was a Black male with his hood up and
with a mask covering most of his face. The man’s build matched Turner’s. At the request
of Detective M, another officer, Officer MU, made contact with the man and asked, “Are
you Phillip?” The man answered, “Yes.” Officer MU and Detective M then arrested
Turner.
Officer MU took a backpack off Turner’s person and then placed Turner in
handcuffs. Officer MU searched Turner and seized a cell phone. Detective M searched
through Turner’s backpack and found a pistol holster and a pistol magazine containing six
rounds of .380 caliber ammunition. Across the street from where Turner was arrested,
another officer found a pistol in a plastic bag that was left on a snowbank. The pistol was
loaded with an empty magazine similar to the one found in Turner’s backpack.
The District Court Denies Turner’s Motion to Suppress
In his motion to suppress, Turner argued that all evidence seized as a result of his
arrest should be suppressed because it stemmed from the warrantless search of his real-time
CSLI. The district court rejected Turner’s motion, concluding that no search had occurred
because Turner did not have a constitutionally protected expectation of privacy in his
8
real-time CSLI and, in the alternative, exigent circumstances authorized a warrantless
search of his real-time CSLI. Following the district court’s denial of his motions, Turner
entered a demand for speedy trial.
Trial and Verdict
After a week-long trial, the jury found Turner guilty of all counts. The district court
adjudicated convictions on all counts but sentenced Turner only for the attempted-murder
and unlawful-possession counts. The district court committed Turner to the Commissioner
of Corrections for concurrent sentences of 219 months and 60 months.
Turner appeals.
DECISION
Turner makes four arguments on appeal. First, he challenges the district court’s
denial of his motion to suppress , arguing that the search of his CSLI violated his
constitutional rights. Second, Turner argues that the search of his CSLI was prohibited by
Minnesota Statutes section 626A.42 (2022). Third, Turner argues that he received
ineffective assistance of counsel. Lastly, he asserts that his attorney’s disclosure of his
Illinois conviction to the state, as required by rule 9.02 of the Minnesota Rules of Criminal
Procedure, violated his constitutional right against self-incrimination.
I. The district court did not err by concluding the warrantless search of Turner’s
CSLI did not violate the constitutional prohibition against unreasonable
searches and seizures.
Turner first argues that the district court erred by denying his motion to suppress
because the evidence at issue was seized as a result of a warrantless search of his real-time
CSLI in violation of the federal and state constitutions. “When reviewing a district court’s
9
pretrial order on a motion to suppress evidence, we review the district court’s factual
findings under a clearly erroneous standard and the district court’s legal determinations
de novo.” State v. Gauster, 752 N.W.2d 496, 502 (Minn. 2008) (quotation omitted). We
“may independently review the facts and determine, as a matter of law, whether the
evidence need be suppressed.” State v. Othoudt, 482 N.W.2d 218, 221 (Minn. 1992).
The federal and state constitutions protect “[t]he right of the people to be secure in
their persons, houses, papers, and effects, against unreasonable searches and seizures.”
U.S. Const. amend. IV; accord Minn. Const. art. I, § 10. A “search occurs when the
government violates a subjective expectation of privacy that society recognizes as
reasonable.” Kyllo v. United States , 533 U.S. 27, 33 (2001). “[T]he ultimate measure of
the constitutionality of a governmental search is reasonableness.” Maryland v. King, 569 U.S. 435, 447 (2013) (quotations omitted). “Warrantless searches are presumptively
unreasonable unless one of ‘a few specifically established and well-delineated exceptions’
applies.” State v. Licari, 659 N.W.2d 243, 250 (Minn. 2003) (quoting Katz v. United
States, 389 U.S. 347, 357 (1967)).
“One well-recognized exception applies when the exigencies of the situation make
the needs of law enforcement so compelling that a warrantless search is objectively
reasonable under the Fourth Amendment.” Kentucky v. King, 563 U.S. 452, 460 (2011)
(quotations omitted). “In determining whether exigent circumstances exist, courts follow
a totality- of-the-circumstances approach.” State v. Trahan, 886 N.W.2d 216, 222
(Minn. 2016) (citing Missouri v. McNeely, 569 U.S. 141, 149 (2013)). Courts apply six
factors, the Dorman factors, in determining whether the totality of the circumstances
10
establish an exigency sufficient to make the search reasonable within the meaning of the
constitution and thereby overcome the presumptive warrant requirement:
(a) whether a grave or violent offense is involved; (b) whether
the suspect is reasonably believed to be armed; (c) whether
there is strong probable cause connecting the suspect to the
offense; (d) whether police have strong reason to believe the
suspect is on the premises; (e) whether it is likely the suspect
will escape if not swiftly apprehended; and (f) whether
peaceable entry was made.
State v. Gray, 456 N.W.2d 251, 256 (Minn. 1990) (citing Dorman v. United States,
435 F.2d 385, 392-93 (D.C. Cir. 1970)). It is the state’s burden to establish the existence
of an exception to the constitutional warrant requirement. Licari, 659 N.W.2d at 250.
The district court concluded that no Fourth Amendment search occurred here
because Turner did not have a reasonable expectation of privacy in his real-time CSLI.
The district court further concluded that, even if Turner did have a reasonable expectation
of privacy in his real-time CSLI, the totality of the circumstances established “an
exigency . . . that required law enforcement to obtain” Turner’s CSLI and therefore the
CSLI search was exempt from the constitutional warrant requirement. In reaching this
conclusion, the district court considered the Dorman factors. The district court found that
(1) “[t]he offense in question [was] undoubtedly grave and violent,” (2) “[a]fter observing
the victim’s injuries and doing a cursory look around the apartment, law enforcement
reasonably believed that [Turner] was in possession of the firearm, as no firearm was
located in the victim’s apartment,” (3) “there was probable cause linking [Turner] to the
crime being investigated,” and (4) “law enforcement had received information that
[Turner] had ties to Chicago” and therefore could flee the state. In support of the
11
probable-cause piece, the district court further found that, at the time of the request to ping
Turner’s phone, law enforcement knew that:
(1) a man named ‘Phil’ may have been present at the scene of
the shooting, (2) a man named ‘Phil’ had been working at [a
restaurant] with the victim, and that this man was [B]lack and
had dread locks, (3) a vehicle was located in [the restaurant’s]
parking lot that was registered to Phillip Turner, and (4) the
minor child who had been present at the apartment told
investigators that ‘Phil’ had been present at the apartment and
that Phil was gone when the minor child awoke from a nap.
“[W]eighing the totality of the circumstances,” the district court determined “there was
ample cause under the Dorman factors to justify the warrantless search of [Turner’s]
real-time [CSLI].”
Turner contends that the district court erred in its analysis. Turner first argues that
the district court erred when it determined that he did not have a reasonable expectation of
privacy in his real-time CSLI. He next argues that the exigency exception to the
constitutional warrant requirement does not support the search of his CSLI. The state
counters that Turner did not have a reasonable expectation of privacy in his real-time CSLI,
and therefore no warrant was required. In the alternative, the state argues that the
warrantless acquisition of Turner’s CSLI was lawful under the exigency exception.
Assuming without deciding that Turner had a reasonable expectation of privacy in his
real-time CSLI, we turn to whether the district court correctly determined that exigent
circumstances supported the warrantless search of Turner’s real-time CSLI.
Turner does not challenge the district court’s findings on the Dorman factors.
Instead, Turner argues the district court’s legal conclusion “is contradicted by the facts”
12
and that the actual “exigency relied upon by [law enforcement] was merely their own desire
to quickly apprehend [Turner].” He further argues that the constitutional protection against
unreasonable searches supersedes the government’s interest in making “quick arrest[ s].”
But Turner ignores that the warrantless acquisition of his CSLI was justified by far more
than the need to make a quick arrest. The uncontradicted evidence in the record shows that
police found J.R. lying in a pool of her own blood caused by a gunshot wound to her head
but were unable to find a gun at the scene. As a result, police faced a situation in which
the presumptively armed Turner could have harmed others. And police discovered that
Turner had multiple known addresses but were unable to find him after searching several
of the addresses. By acquiring Turner’s real-time CSLI, police were able to expeditiously
ensure that no one else was harmed by Turner and that Turner did not flee the state. Police
were also able to limit the possibility that evidence was destroyed or lost by Turner. By
arguing that police were overeager to make a quick arrest, Turner fails to address these
serious exigent circumstances faced by law enforcement . His argument is therefore
unavailing.
In sum, we agree with the district court that the circumstances following J.R.’s
shooting were sufficiently exigent to make the warrantless search of Turner’s CSLI
objectively reasonable under both the federal and state constitutions. We therefore
conclude that the district court did not err by denying Turner’s motion to suppress based
on the exigency exception.
13
II. Turner has forfeited his argument on the applicability of section 626A.42.
Next, Turner argues the district court erred in denying his motion to suppress
because section 626A.42 “clear[ly] and unequivocal[ly]” requires the suppression of
evidence obtained in connection with law enforcement’s warrantless acquisition of his
real-time CSLI.1 Turner did not raise an argument based on section 626A.42 before the
district court. Generally, “[w]e do not decide issues which are not first addressed by the
[district] court and are raised for the first time on appeal.” State v. Roby, 463 N.W.2d 506,
508 (Minn. 1990) (quotation omitted). Nonetheless, Turner asserts that this court should
consider his argument and apply the plain-error standard of review. The state agrees,
without much analysis, that the plain-error standard controls our review of this argument.
Despite the state’s agreement, we are obliged “to ‘decide cases in accordance with
[the] law’ even when the parties agree on an issue.” State v. Brown, 937 N.W.2d 146, 157
(Minn. App. 2019) (quoting State v. Hannuksela, 452 N.W.2d 668, 673 n.7 (Minn. 1990)),
rev. denied (Minn. Feb. 18, 2020). Based on our independent review of the applicable
1 Section 626A.42 concerns “electronic device location information.” Under that section,
“a government entity may not obtain the location information of an electronic device or
unique identifier without a tracking warrant.” Minn. Stat. § 626A.42, subd. 2(a). An
electronic device is defined as “a device that enables access to or use of an electronic
communication service, remote computing service, or location information service.” Id.,
subd. 1(c). A “tracking warrant” is defined as “an order in writing, in the name of the state,
signed by a court other than a court exercising probate jurisdiction, directed to a peace
officer, granting the officer access to location information of an electronic device or unique
identifier.” Id., subd. 1(h). Section 626A.42 provides that, “[e]xcept as proof of a violation
of this section, no evidence obtained in violation of this section shall be admissible in any
criminal, civil, administrative, or other proceeding.” Id., subd. 6(a).
14
caselaw and rules, we conclude that Turner’s statutory argument is not subject to
plain-error review but rather is forfeited based on the standard announced in Roby.
Under Minnesota Rule of Criminal Procedure 31.02, “[p]lain error affecting a
substantial right can be considered by the court . . . on appeal even if it was not brought to
the [district] court’s attention.” The supreme court’s application of rule 31.02 demonstrates
that plain-error review is generally reserved for unobjected-to trial errors. See, e.g.,
Montanaro v. State, 802 N.W.2d 726, 732-34 (Minn. 2011) (observing that the plain-error
rule gives courts “the discretion to review an unobjected -to trial error,” and reviewing
unobjected-to prosecutorial misconduct during trial for plain error); State v. Drew,
889 N.W.2d 323, 329 -30 (Minn. App. 2017) (reviewing unobjected -to evidentiary ruling
at trial for plain error); State v. Griller, 583 N.W.2d 736, 740 (Minn. 1998) (reviewing
unobjected-to jury instructions for plain error).
We are not convinced that rule 31.02 requires this court to open the door to
appellants raising new legal arguments on appeal that were not first presented to the district
court. Rule 31.02 provides that an appellate court “can” consider plain error on appeal
even if the issue was not raised before the district court, but the rule does not require an
appellate court to consider an argument based on plain error. And the types of errors that
have been considered by appellate courts under the plain-error standard—prosecutorial
misconduct, evidentiary rulings, and jury instructions that are unobjected to at trial—are
distinguishable from a party’s failure to raise (and a district court’s purported failure to
consider) an entire theory for the suppression of evidence prior to trial. In the case of the
former, identifying the error and assessing whether it is plain is a straightforward task —
15
we look to see if the prosecutor’s conduct, the evidentiary ruling, or the jury instruction
“contravenes case law, a rule, or a standard of conduct.” State v. Barrientos -Quintana,
787 N.W.2d 603, 612 (Minn. 2010) (quotation omitted). In the case of the latter, it is
unclear to whom the error is even attributable. Turner would have us assign error to the
district court here for failing to address an argument that Turner did not even ask the court
to consider. But, if anything, Turner’s argument is better suited for a claim of ineffective
assistance of counsel, which we address below.
For these reasons, we decline to accept the parties’ invitation to review Turner’s
argument for plain error. Instead, we are persuaded that Roby controls our review, and we
conclude that Turner has forfeited his argument for suppression pursuant to section
626A.42. To conclude otherwise would permit appellants to raise a wide range of legal
issues for the first time on appeal, which runs counter to our role as an error-correcting
court.
III. Turner has not shown that he received ineffective assistance of counsel.
Turner next asserts that his trial counsel was ineffective. Criminal defendants enjoy
the right to effective assistance of counsel under the federal and state constitutions. U.S.
Const. amend. VI; Minn. Const. art. I, § 6; Crow v. State, 923 N.W.2d 2, 14 (Minn. 2019).
When a claim for ineffective assistance of counsel is properly before this court, we
follow the two-step framework announced by the United States Supreme Court in
Strickland v. Washington, 466 U.S. 668 (1984). Under Strickland, the defendant has the
burden to show that “ (1) counsel’s performance ‘fell below an objective standard of
reasonableness,’ and (2) but for counsel’s error, the outcome of the proceeding would have
16
been different.” State v. Smith, 9 N.W.3d 543, 556 (Minn. 2024) (quoting Strickland,
466 U.S. at 688).
Claims of ineffective assistance of counsel should typically be raised in a
postconviction petition for relief, rather than on direct appeal. State v. Ellis-Strong,
899 N.W.2d 531, 535 (Minn. App. 2017). That is “because an evidentiary hearing, if
granted, provides the district court with additional facts to explain the parties’ decisions.”
Id. But “[w]hen a claim of ineffective assistance of trial counsel can be determined on the
basis of the trial record,” the claim is properly before this court on direct appeal.
Andersen v. State, 830 N.W.2d 1, 10 (Minn. 2013).
Turner raises two ineffective-assistance-of-counsel theories. First, he contends that
his counsel was ineffective for failing to raise an argument based on section 626A.42 in
support of his motion to suppress. We conclude that the record is not sufficiently developed
to determine whether trial counsel was ineffective in this regard. There is no evidence in
the record regarding counsel’s reasons, or lack thereof, for declining to rely on section
626A.42 in support of the motion to suppress. Trial counsel may have had an objectively
reasonable basis for concluding that a motion to suppress pursuant to section 626A.42 was
unlikely to succeed. But without further development of the record, we cannot assess trial
counsel’s performance. We therefore decline to decide the issue.
2
Second, Turner argues that trial counsel was ineffective for disclosing Turner’s
Illinois conviction to the state. On this issue, we are satisfied that the record is sufficiently
2 Turner may raise this issue in a postconviction petition. We express no opinion as to the
merits of the argument.
17
developed to address Turner’s argument. The record before us reflects that, at a pretrial
hearing, trial counsel stated that he was reluctant to disclose the Illinois conviction and did
so only after consulting with the Minnesota Office of Lawyers Professional Responsibility.
According to trial counsel, the office instructed him that he was obligated to disclose the
Illinois conviction under rule 9.02. After disclosing the conviction, Turner’s trial counsel
then moved to dismiss the resulting unlawful-possession charge. Counsel argued that the
charge, which resulted from the disclosure of the Illinois conviction, violated Turner’s Fifth
Amendment rights and the attorney-client privilege.
The foregoing circumstances demonstrate that trial counsel was diligent both in
meeting his professional obligation to disclose the conviction under rule 9.02 and in
moving to dismiss the resulting charge by raising constitutional and privilege concerns over
the disclosure. Based on these facts, we are convinced that trial counsel’s performance
was objectively reasonable. Because Turner has not satisfied his burden under the first
prong of Strickland regarding this claim, we need not analyze the second pr ong of the
Strickland test. See Smith, 9 N.W.3d at 556 (noting that appellate courts “need not analyze
both prongs if either one is determinative”).
In sum, Turner’s first claim of ineffective assistance of counsel is not properly
before this court, and his second claim does not warrant reversal.
IV. Turner has not met his heavy burden of demonstrating that rule 9.02,
subdivision 1(8), violates the Fifth Amendment.
Lastly, Turner raises a constitutional argument based on the Fifth Amendment.
Turner contends that disclosure of his Illinois conviction as required by rule 9.02 violated
18
his rights under the Fifth Amendment, and therefore the district court erred by failing to
dismiss the unlawful-possession charge premised on that conviction. Appellate courts
review questions arising under the Fifth Amendment de novo. State v. Diamond,
905 N.W.2d 870, 873 (Minn. 2018). And appellate courts presume court rules to be
constitutional; “to demonstrate otherwise is a very heavy burden.” In re Panel Case
No. 44387, 932 N.W.2d 310, 315 (Minn. 2019).
Rule 9.02 provides:
The defendant must, at the prosecutor’s request and
before the Rule 11 Omnibus Hearing, make the following
disclosures and permit the prosecutor to inspect and reproduce
them:
. . . .
(8) Criminal Record. The defendant must inform the
prosecutor of any convictions the defendant has, provided the
prosecutor informs the defense of the defendant’s record of
convictions known to the prosecutor.
Minn. R. Crim. P. 9.02, subd. 1(8) (emphasis added).
“The Fifth Amendment, applicable to the states through the Fourteenth Amendment,
provides that ‘no person . . . shall be compelled in any criminal case to be a witness against
himself.” Diamond, 905 N.W.2d at 873 (quoting U.S. Const. amend. V) (citation omitted).
“[T]he Fifth Amendment privilege is a personal privilege: it adheres basically to the person,
not to information that may incriminate him.” Couch v. United States, 409 U.S. 322, 328
(1973). Thus, “[a] party is privileged from producing [incriminating] evidence, but not
from its production.” Id. (quotation omitted). “The privilege against self-incrimination
19
bars the state from (1) compelling a defendant (2) to make a testimonial communication to
the state (3) that is incriminating.” Diamond, 905 N.W.2d at 873.
Turner has not met his “very heavy burden” of demonstrating the unconstitutionality
of rule 9.02. Turner cites no authority suggesting that rule 9.02’s disclosure requirements
violate his Fifth Amendment rights. Nor does Turner explain how the rule’s disclosure
requirement equates to the state compelling Turner to testify against himself. As the district
court observed, the existence of the Illinois conviction “is a fact that can be discovered and
verified by court records.” Significantly, Turner’s discussion with his attorney about the
Illinois conviction was not used as evidence of the Illinois conviction at trial. Instead, the
state relied on certified records from Illinois demonstrating that Turner was convicted of a
drug offense in 2008. And, while the rule required Turner’s attorney to disclose the
existence of Turner’s prior convictions, the existence of the Illinois conviction is publicly
accessible and could have been verified without Turner’s disclosure. Turner’s reliance on
United States Supreme Court precedent to suggest otherwise is therefore unavailing. C.f.
Curcio v. United States, 354 U.S. 118, 128 (1957) (holding that requiring records custodian
to testify about the location of undisclosed, private records would “require[] him to disclose
the contents of his own mind” in violation of the Fifth Amendment). Because Turner has
not met his “very heavy burden” of establishing that rule 9.02 is unconstitutional, we
conclude that the district court did not err by refusing to dismiss the charge for unlawful
possession of a firearm based on the Illinois conviction.
Affirmed.