The holding in the court’s own words
Based upon the thorough record the district court made, we conclude that the court did not abuse its discretion by finding the second Austin factor was satisfied. 8 Based on the record, we conclude that the district court made fi ndings under multiple Modtland subfactors.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- State v. Austin 295 N.W.2d 246
- State v. Modtland 695 N.W.2d 602
- 994 N.W.2d 317 not in our corpus
- State of Minnesota, Respondent, A22-0917
- A19-0015 A18-1995
- State of Minnesota v. August Latimothy Fleming 869 N.W.2d 319
- State of Minnesota v. August Latimothy Fleming 883 N.W.2d 790
- A06-0448 not in our corpus
Opinion text
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A24-1703
State of Minnesota,
Respondent,
vs.
Leo Joseph Goulette, III,
Appellant.
Filed July 14, 2025
Affirmed
Schmidt, Judge
Goodhue County District Court
File Nos. 25-CR-19-3070, 25-CR-22-1281
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Stephen F. O’Keefe, Goodhue County Attorney, Red Wing, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Gina D. Schulz, Assistant Public
Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Cochran, Presiding Judge; Reyes, Judge; and Schmidt,
Judge.
NONPRECEDENTIAL OPINION
SCHMIDT, Judge
Appellant Leo Joseph Goulette, III argues that the district court abused its discretion
by revoking his probation. We affirm.
2
FACTS
Respondent State of Minnesota charged Goulette with one count of being an
ineligible person in possession of ammunition. Goulette pleaded guilty and received a
downward dispositional departure sentence. The district court stayed imposition of the
sentence for five years and placed Goulette on probation.
Two years later, the state charged Goulette with two counts of fifth-degree drug
possession, one count of driving after cancellation, and one count of possession of a
hypodermic needle. Goulette pleaded guilty to one count of fifth-degree drug possession
and the state dismissed the other charges. The district court stayed execution of the
sentence for 17 months and again placed Goulette on probation for the ammunition offense.
Between March 2023 and July 2024, the Minnesota Department of Corrections filed
three probation violation reports.1 The first violation was based on Goulette’s fifth-degree
drug-possession conviction, to which Goulette pleaded guilty, and Goulette’s failure to
enroll in treatment at a center, which Goulette admitted at the violation hearing.
The second violation report alleged Goulette failed to complete outpatient treatment.
Goulette admitted to this violation at a hearing.
The third violation report alleged that Goulette failed to contact his probation
officer, failed to timely provide probation with an updated address, and failed to complete
a chemical-dependency evaluation and outpatient treatment. Goulette disputed the failure-
to-maintain-contact violation, claiming that he attempted to contact probation but was
1 The department of corrections filed all three violation reports in both criminal files. The
contested revocation hearing occurred under both files.
3
unsuccessful because he had to use someone else’s phone. Goulette admitted that he did
not timely provide probation with his new address and that he did not complete outpatient
treatment. The district court revoked Goulette’s probation and executed both sentences.
Goulette appeals.2
DECISION
Probation violations must be proved by clear and convincing evidence. Minn. R.
Crim. P. 27.04, subd. 2(1). “The [district] court has broad discretion in determining if there
is sufficient evidence to revoke probation and should be reversed only if there is a clear
abuse of that discretion.” State v. Austin, 295 N.W.2d 246, 249-50 (Minn. 1980).
After a district court finds a probation violation has occurred, it has the discretion
to continue probation, impose an intermediate sanction, or revoke probation and execute
the stayed sentence. Minn. Stat. § 609.14, subd. 3(1) (2024); Minn. R. Crim. P. 27.04,
subd. 3(2)(b). If the district court chooses to revoke probation, the court must
(1) “designate the specific condition or conditions that were violated,” (2) “find that the
violation was intentional or inexcusable,” and (3) “find that need for confinement
outweighs the policies favoring probation.” Austin, 295 N.W.2d at 250.
Goulette argues that the district court abused its discretion because it did not make
sufficient particularized findings under the second and third Austin factors. Whether a
district court made the required Austin findings is a question of law that we review de novo.
State v. Modtland, 695 N.W.2d 602, 605 (Minn. 2005).
2 The state did not file a response brief. We ordered that the case will be determined on
the merits pursuant to Minn. R. Civ. App. P. 142.03.
4
I. The district court made sufficient findings on the second Austin factor.
Goulette contends that the district court abused its discretion on the second Austin
factor because the court “failed to find that the violations were intentional or inexcusable.”
But at the contested-revocation hearing, the district court made the following findings:
All right. Based upon the testimony that is before this Court,
the Court finds that Mr. Goulette is in violation of each of the
alleged violations. Specifically [,] the Court finds that
Mr. Goulette was required to report to his Wisconsin probation
agent on June 14, 2024, and he failed to do so. The Court finds
that [the probation officer]’s testimony was credible. But the
Court also finds that the defendant admitted to not making that
appointment.
Additionally, the Court finds by clear and convincing evidence
that the defendant failed to update his address within 72 hours.
The Court finds it credible that [A.S.]—when [A.S.] testified
that he was no longer at that residence by July 9th, 2024, the
defendant did not provide any information about him leaving
that address, nor did he provide any information about his new
address to probation, neither to his Wisconsin agent, or [A.S.].
The Court does not find that the defendant had no phone at that
time to be a justifiable excuse as to why he did not provide that
updated address or at least that he no longer was living at his
son’s house. That was not justifiable as to why he did not
follow that condition.
Additionally, the defendant admitted that he left that address
and all he did was call and leave a message. He did not indicate
that he provided a new and updated address, and he did not
indicate that he provided—or indicated that he was no longer
at his son’s. So I find between [A.S.]’s testimony and the
defendant’s testimony, that the second element—or the second
allegation was met.
Additionally, the Court finds that the defendant failed to follow
the treatment conditions in the third allegation here. [A.S.]
credibly testified that the defendant completed his inpatient
treatment, and one of the recommendations was that he
5
continue with outpatient treatment. Prior to her transfer to
Wisconsin, she reminded the defendant that he was required to
complete outpatient treatment. He did not do so. His excuse
on the stand was that his Wisconsin agent did not direct him or
follow up with him. But he was directed by [A.S.] to complete
outpatient treatment. So based upon [A.S.]’s testimony and
the defendant’s testimony, I find that the defendant is in
violation of Item Number 3 as well.
(Emphasis added.) Goulette argues that the district court never found his probation
violations were “intentional or inexcusable” under the second Austin factor and that the
findings the court made regarding his “excuses” only relate to the first Austin factor. But
Goulette cites no authority that a district court’s findings cannot apply to multiple factors.
And contrary to his argument, our review of the record demonstrates that the district
court found Goulette’s violations inexcusable within the meaning of the second factor. The
court rejected Goulette’s reason for failing to contact his probation officer because it was
“not a justifiable excuse,” which is another way to say “inexcusable.” And the district
court rejected Goulette’s “excuse” for failing to complete treatment. Based upon the
thorough record the district court made, we conclude that the court did not abuse its
discretion by finding the second Austin factor was satisfied.
II. The district court made sufficient findings on the third Austin factor.
Goulette next argues that the district court abused its discretion on the third Austin
factor because it simply reiterated the violations and made “conclusory statements about
public safety and [his] ‘particular’ amenability to probation.” In determining whether “the
need for confinement outweighs the policies favoring probation ”—the third Austin
factor—a district court considers whether one of three subfactors is met: (1) “confinement
6
is necessary to protect the public from further criminal activity by the offender,” (2) “the
offender is in need of correctional treatment which can most effectively be provided if he
is confined,” or (3) “it would unduly depreciate the seriousness of the violation if probation
were not revoked.” Modtland, 695 N.W.2d at 607 (quotations omitted); see also
State v. Smith, 994 N.W.2d 317, 320 (Minn. App. 2023) (“Only one Modtland subfactor is
necessary to support revocation.”), rev. denied (Minn. Sept. 27, 2023).
Goulette cites multiple nonprecedential cases 3 to support his argument that the
district court did not satisfy the third Austin factor. These cases are distinguishable because
each case either contains no findings under the third Austin factor or the findings merely
restated the Modtland subfactors. That is not the case here.
Before reciting the Modtland subfactors, the court made the following findings:
Now, in this case, we have continued to not contact probation.
They did not know where you lived. They did not have a
current address for you. And you did not complete an updated
chemical dependency evaluation.
It is clear to this Court that you have failed to maintain sobriety
in the community and failed to follow through with treatment.
It is imperative for public safety that you remain sober in the
community, and you have been unable to do so.
3 State v. Vivas Buezo, No. A22-0917, 2023 WL 1098172, at *3 (Minn. App. Jan. 30, 2023)
(noting the district court merely restated subfactors); State v. Rogers, No. A22-0649,
2023 WL 125845, at *2 (Minn. App. Jan. 9, 2023) (same); State v. Hill, No. A19-0313,
2019 WL 5107465, at *5 (Minn. App. Oct. 14, 2019) (noting the district court failed to
address second Austin factor and inadequately addressed the third factor); State v. Trott ,
No. A18-1995, 2019 WL 3886915, at * 3-4 (Minn. App. Aug. 19, 2019) (concluding that
the district court improperly revoked probation by citing nine pending cases and finding
the defendant does not like probation); State v. Schwab, No. A16-1371, 2017 WL 875260,
at *2-3 (Minn. App. Mar. 6, 2017) (concluding that the district court did not specify the
violations and restated subfactors); State v. Aranjo, No. A14-0712, 2014 WL 7344285, at
*2 (Minn. App. Dec. 29, 2014) (noting the lack of a record documenting any findings).
7
Additionally, you have not cooperated with probation, failed to
maintain contact with them. And probation cannot supervise
you when it’s unclear where you’re located.
As such, you’re not particularly amenable to probation
supervision. And with your failed attempts at sobriety within
the community, you’re not particularly amenable to treatment.
So the Court does not see how treatment court is appropriate in
this case, especially with this Court’s finding that you’re not
amenable to treatment or probation.
Additionally, I’ll note that you received a dispositional
departure, where the Court had to find offender-based reasons
as to why you deserved that departure. And you’ve squandered
that opportunity. This is your third probation violation. You
only received [four] days of jail time at the beginning of your
sentence.
The law said you are presumed to do 60 months of prison based
upon your offense. The only rational option for this Court is to
impose the original sentence that was stayed by this Court.
I will note that probation, in its original recommendation, made
a determination or recommendation that this crime was less
onerous because it was just a bullet or ammunition. The
legislature has made it clear that firearms and ammunition are
equally dangerous under the law and deserve the same
penalties.
And the Court did not make an initial finding of a durational
departure finding that this was less onerous because this was
ammunition. The Court only made a dispositional departure
finding.
So based upon the complete record before this Court, the Court
is finding that the need for confinement outweighs the policies
favoring probation. The Court finds that confinement is
necessary to protect the public from further criminal activity
by you, Mr. Goulette, and it would unduly depreciate the
seriousness of the multiple violations that have been before this
Court if your prison sentence was not revoked.
(Emphasis added.)
8
Based on the record, we conclude that the district court made fi ndings under
multiple Modtland subfactors. First, the district court made findings about why
“confinement is necessary to protect the public from further criminal activity,” satisfying
the first Modtland subfactor. See Modtland, 695 N.W.2d at 607 (quotation omitted). For
example, the district court found that “[i]t is imperative for public safety that you remain
sober in the community, and you have been unable to do so.” The district court also found
that Goulette failed to maintain contact with his probation officer, and as a result, probation
could not monitor Goulette’s rehabilitation, which hindered his sobriety.
Second, the district court also made findings about why refusing to execute
Goulette’s sentence “would unduly depreciate the seriousness of the [offenses],” satisfying
the third Modtland subfactor. See i d. (quotation omitted). The district court found that
Goulette already received a downward dispositional departure but had committed multiple
probation violations since that time. See State v. Fleming, 869 N.W.2d 319, 331 (Minn.
App. 2015) (noting that the district court properly considered a grant of downward
dispositional departure when deciding to revoke probation), aff’d, 883 N.W.2d 790
(Minn. 2016). The court then noted that despite the opportunities Goulette received from
the departure and probation, his conviction for possessing ammunition is considered by the
legislature as “dangerous under the law[.]” As the district court recognized, ammunition
and firearms are treated the same under Minnesota law. See Minn. Stat. § 624.713,
subds. 1, 2 (2018). Therefore, Goulette’s offense cannot be considered less serious simply
because he possessed ammunition rather than a firearm.
9
Goulette also argues that the district court revoked his probation “over the
recommendation of both probation and the state[.]” The record does not support Goulette’s
contention. At the dispositional hearing the state recommended the following:
[The state’s] recommendation is for the Court to consider
Mr. Goulette for treatment court.
In the alternative, for the Court to execute the 60-month prison
sentence.
. . . .
It’s probably better off for society in general to have him in a
long-term treatment program that has a lot of supervision rather
than warehousing him at a prison facility. I think the facts in
his overall history and everything that was brought out during
the probation violation hearing justify execution. But given all
the factors in this case, I think the better long-term solution
would be treatment court.
And Goulette’s probation officer made these recommendations at the hearing:
Q. Looking at all of [the alleged violations] together, what is
your overall opinion on Mr. Goulette’s adjustment to probation
at this point?
A. This—as you stated , this is the third time we’ve been before
the Court for—for violations similar to this one. Mr. Goulette
has been on supervision for a very long time on and off
throughout the years. And it’s my opinion at this time that he’s
no longer amenable to supervision. Our attempts to provide
him with treatment in the community have been unsuccessful.
And he’s typically resistant to abiding by my
recommendations, at least as far as aftercare programming. He
does a really good job of going to the 30- to 60-day programs,
and he comes back and he’s healthy and he’s doing well. And
I’ve made suggestions that maybe coming back to Red Wing
isn’t in his best interests, but he’s typically adamant that he
needs to return to Red Wind and/or the surrounding area for
whatever reason, whether it be to collect his belongings or to
work or to be near family. And given these things and the
10
severity of the offenses, I just —at this time believe that he’s
not amenable to probation and to continue to attempt to force
treatment on him will not result in any different outcome.
Q. Do you believe he’s no longer amenable to probation?
A. Correct.
Q. Based on your opinion on his adjustments and his—the
allegations that you testified about, what is your
recommendation to the Court regarding what to do in this
matter?
A. Well, at this time I’m going to—I’m recommending 365
days and then an unsuccessful discharge from probation.
I had considered execution of sentence, but I— I believe that as
we discussed earlier, it’s a 60-month stayed sentence, and
Mr. Goulette is on for possession of ammunition, which I don’t
believe to be as onerous as if he were to be in possession of a
firearm.
After hearing from the state and probation, the district court then made findings supporting
two of the Modtland subfactors. Based upon this record, the district court did not abuse its
discretion in finding that the third Austin factor is satisfied.
Finally, Goulette argues “the record does not support the conclusion that the need
for confinement outweighs the policies favoring probation.” In support of his argument,
Goulette cites State v. Ewers, in which this court reversed revocation without remand
because the record lacked “evidence that appellant’s behavior meets [the] threshold” of the
third Austin factor. No. A06-448, 2006 WL 2807190, at *3-4 (Minn. App. Oct. 3, 2006).
But Ewers is distinguishable, and, therefore, not persuasive.
In that case, the alleged probation violation only included failing to maintain contact
with probation officers . Id. at *3. Goulette’s violations included failing to enroll into a
11
treatment center, failing to complete outpatient treatment, failing to provide probation with
his updated address, and failing to complete a chemical dependency evaluation and
treatment, all of which Goulette admitted at the violation hearing . The district court
thoroughly reviewed these violations, appropriately considered the Austin factors—and the
Modtland subfactors— and, within its discretion, revoked Goulette’s probation.
Affirmed.