The holding in the court’s own words
Because Evans has appealed only from the October 2025 order denying his motion for relief from judgment under rule 60.02, we conclude that any judicial error by the district court in dismissing the complaint under rule 5.04 is not within the scope of our review. Based on our careful review of the district court’s decision to deny Evans’s motion for relief from judgment , we conclude that the court acted within its discretion in determining that these conclusory statements lack specific information demonstrating the existence of the alleged injuries supporting Evans’s negligence claim. Because the district court did not act under a misapprehension of the law or make clearly erroneous factual findings in determining that Evans has not provided specific information that clearly demonstrates the existence of a debatably meritorious claim for relief, we conclude that the court acted within its discretion in deciding that the first Finden factor did not favor granting Evans’s motion for relief from judgment.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- 992 N.W.2d 393 not in our corpus
- Finden v. Klaas 128 N.W.2d 748
- Lilly v. City of Minneapolis 527 N.W.2d 107
- Marriage of Clifford v. Bundy 747 N.W.2d 363
- Marriage of Mingen v. Mingen 679 N.W.2d 724
- 971 N.W.2d 257 not in our corpus
- Carter v. Anderson 554 N.W.2d 110
- Sullivan v. Spot Weld, Inc. 560 N.W.2d 712
- Pederson v. Rose Cooperative Creamery Ass'n 326 N.W.2d 657
- Quast v. State 326 N.W.2d 7
- Jerry Wayne Cole v. Alexander Allen Wutzke 884 N.W.2d 634
- Ferdinand Leo Gams, Jr., Respondent/Cross-Appellant v. Steven Ronald Houghton, Appellant/Cross-Respondent. 884 N.W.2d 611
- Hanka v. Pogatchnik 276 N.W.2d 633
- Cornell v. Ripka 897 N.W.2d 801
- Belton v. City of Minneapolis 393 N.W.2d 244
Opinion text
This opinion is nonprecedential, except as provided by
Minnesota Rule of Civil Appellate Procedure 136.01, subdivision 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A25-2024
Anthony Evans,
Appellant,
vs.
Sunrise East Multifamily, LLC,
Respondent.
Filed July 6, 2026
Affirmed
Ede, Judge
Stearns County District Court
File No. 73-CV-24-8657
Mark W. Perron, Perron Law Office, White Bear Lake, Minnesota (for appellant)
Kevin F. Gray, Melaina N. Mrozek, RGP LAW, LTD., St. Cloud, Minnesota (for
respondent)
Considered and decided by Worke, Presiding Judge; Connolly, Judge; and Ede,
Judge.
NONPRECEDENTIAL OPINION
EDE, Judge
This appeal arises from a personal-injury lawsuit that appellant brought against
respondent. After the district court entered judgment on an order dismissing the complaint
with prejudice under Minnesota Rule of Civil Procedure 5.04 for failure to file within one
year of service, appellant filed a motion for relief from judgment pursuant to rule 60.02. In
2
this appeal from the district court’s order denying appellant’s rule 60.02 motion, appellant
argues that the district court (1) erred in dismissing the complaint under rule 5.04 and
(2) abused its discretion in weighing the Finden factors.1 We affirm.
FACTS
Appellant Anthony Evans was allegedly injured after slipping and falling on
premises owned by respondent Sunrise East Multifamily LLC.2 On October 26, 2023,
Evans served on Sunrise a complaint seeking damages that purportedly resulted from
Sunrise’s negligence in allowing the premises to be unsafe. Sunrise served an answer on
Evans on November 15. In January 2024, the parties signed a joint -discovery plan, and
Evans filed the complaint and joint -discovery plan with the district court on Sunday,
October 27.
The parties filed a stipulation to amend the joint-discovery plan in January 2025.
The district court later issued a scheduling order, a copy of which Evans’s attorney received
via U.S. mail. Although Sunrise and Evans subsequently scheduled Evans’s deposition,
both Evans and his attorney failed to appear. In February, Sunrise moved to dismiss the
1 Under the Finden factors, relief from judgment is warranted when “ the movant satisfies
four requirements: (1) a debatably meritorious claim; (2) a reasonable excuse for the
movant’s failure or neglect to act; (3) that the movant ‘acted with due diligence’ after
learning of the error or omission; and (4) that ‘no substantial prejudice will result to the
other party.’” Glen Edin of Edinburgh Ass’n v. Hiscox Ins. Co., 992 N.W.2d 393, 402
(Minn. 2023) (quoting Finden v. Klaas, 128 N.W.2d 748, 750 (Minn. 1964) (other citation
omitted)).
2 While the complaint does not specify the date of the alleged incident, the district court
inferred that it occurred in March 2020, likely based on the allegation that, “on or about
March 20, 2020,” Sunrise “was the owner and operator of the premises.”
3
lawsuit, contending that Evans had not filed the complaint within one year of service, as
required by Minnesota Rule of Civil Procedure 5.04. Sunrise attempted to e-serve its
motion to dismiss on Evans, without knowledge that Evans’s counsel had not signed up for
e-service, as required by applicable court rules. In March, the district court held a hearing
on Sunrise’s motion to dismiss, but neither Evans nor his attorney appeared. Later that
month, the district court entered judgment on an order granting Sunrise’s motion to dismiss
with prejudice. On the same day that the district court entered the dismissal order, the
district court administrator served Evans with a notice of filing of that order.
Evans’s attorney became aware that the case had been dismissed on July 12, “when
he was reviewing upcoming trials.” On July 17, Evans filed a motion for relief from
judgment under Minnesota Rule of Civil Procedure 60.02. At a hearing on Evans’s rule
60.02 motion, Evans’s attorney acknowledged that, because he had not signed up for e-
service until after the district court ordered dismissal, he did not receive Sunrise’s motion
to dismiss or the notice of hearing thereon. During the hearing, Sunrise’s counsel stated
that she did not know Evans’s attorney had not signed up for e-service until after the district
court had dismissed the matter.
In October, the district court filed an order denying Evans’s motion for relief from
judgment. The district court rejected Evans’s argument that it had erroneously dismissed
the case under Minnesota Rule of Civil Procedure 5.04. And the district court analyzed the
Finden factors, determining that Evans had “failed to make a satisfactory showing that
60.02 relief should be granted.”
This appeal follows.
4
DECISION
In challenging the district court’s order denying his motion for relief from judgment
under Minnesota Rule of Civil Procedure 60.02, Evans asserts that the court (1) erred in
dismissing the complaint under rule 5.04 and (2) abused its discretion in weighing the
Finden factors. As explained below, neither argument persuades us to reverse.
I. Any judicial error by the district court in dismissing the complaint under
Minnesota Rule of Civil Procedure 5.04 is not within the scope of our review.
“The nature of the appeal and the course of the [district] court proceedings
determine our scope of review.” Lilly v. City of Minneapolis, 527 N.W.2d 107, 110 n.2
(Minn. App. 1995), rev. denied (Minn. Mar. 29, 1995). “The scope of review afforded may
be affected by whether proper steps have been taken to preserve issues for review on
appeal, including the existence of timely and proper post-trial motions.” Minn. R. Civ.
App. P. 103.04.
As mentioned above, this is an appeal from the October 2025 order denying Evans’s
motion for relief from judgment under Minnesota Rule of Civil Procedure 60.02. That is
to say, it is not an appeal from the March 2025 judgment on the district court’s order
dismissing the complaint with prejudice under Minnesota Rule of Civil Procedure 5.04,
from which Evans took no timely appeal. See Minn. R. Civ. App. P. 104.01, subd. 1
(providing that, “[u]nless a different time is provided by statute, an appeal may be tak en
from a judgment within 60 days after its entry”). In other words, Evans did not notice an
appeal from the March 2025 judgment, and such an appeal would have been untimely even
5
if he had included it in the notice he filed more than 60 days after the district court entered
the March 2025 judgment. See id.
Moreover, because Evans filed his rule 60.02 motion in July 2025— which was also
more than 60 days after the district court entered the March 2025 judgment—it was not a
timely post-decision tolling motion. See id., subd. 2 (tolling the time for appeal during the
pendency of certain post-decision motions, including rule 60.02 motions); Clifford v.
Bundy, 747 N.W.2d 363, 364 (Minn. App. 2008) (“A postdecision motion to amend a
prejudgment order is not timely if it is filed after expiration of the 60–day period to appeal
from the judgment, and because such a motion is not timely, it does not toll the period for
appeal from the order or judgment.” (citing Mingen v. Mingen, 679 N.W.2d 724, 728
(Minn. 2004))), rev. denied (Minn. June 18, 2008); see also Wells Fargo Bank, Nat’l Ass’n
v. True Gravity Ventures, LLC, 23 N.W.3d 837, 843 n.3 (Minn. 2025) (explaining that
notice is not required to commence the appeal period for an appeal from a judgment, which
begins to run upon entry). Thus, our scope of review is limited to considering whether the
district court abused its discretion in denying Evans’s rule 60.02 motion. See Minn. R. Civ.
App. P. 103.04; see also Lilly, 527 N.W.2d at 110 n.2.
In that connection, rule 60.02 “enable[s] district courts to balance the systemic need
for finality of judgments against circumstances when an injustice is likely to result.”
Bender v. Bernhard, 971 N.W.2d 257, 263 (Minn. 2022); see also Carter v. Anderson, 554
N.W.2d 110, 113 (Minn. App. 1996) (“Rule 60.02 reflects a balance between the need for
finality in judgments and the need for relief from judgments under very specific
circumstances.”), rev. denied (Minn. Dec. 23, 1996). There are “exceptions to the finality
6
of judgments under narrowly defined circumstances,” but “Rule 60.02 can be utilized only
if one of the grounds specified in the rule exists.” Carter, 554 N.W.2d at 113.
In particular, rule 60.02 permits relief from judgment for these reasons:
(a) Mistake, inadvertence, surprise, or excusable
neglect;
(b) Newly discovered evidence which by due diligence
could not have been discovered in time to move for a new trial
pursuant to Rule 59.03;
(c) Fraud (whether heretofore denominated intrinsic or
extrinsic), misrepresentation, or other misconduct of an
adverse party;
(d) The judgment is void;
(e) The judgment has been satisfied, released, or
discharged or a prior judgment upon which it is based has been
reversed or otherwise vacated, or it is no longer equitable that
the judgment should have prospective application; or
(f) Any other reason justifying relief from the operation
of the judgment.
Minn. R. Civ. P. 60.02. “Rule 60.02 is limited to the specific situations provided for in the
rule itself and does not allow for general correction of judicial error.” Sullivan v. Spot Weld,
Inc., 560 N.W.2d 712, 716 (Minn. App. 1997) (quotation omitted), rev. denied (Minn.
Apr. 27, 1997). “Where judicial error could have been remedied by an appeal from the
judgment, the Rules understandably do not permit review of those errors by another
method, such as an appeal from an order denying a motion to vacate a judgment.” Pederson
v. Rose Co-op. Creamery Ass’n, 326 N.W.2d 657, 661 (Minn. 1982).
Because Evans has appealed only from the October 2025 order denying his motion
for relief from judgment under rule 60.02, we conclude that any judicial error by the district
court in dismissing the complaint under rule 5.04 is not within the scope of our review. See
Sullivan, 560 N.W.2d at 716; see also Minn. R. Civ. App. P. 103.04; Pederson, 326 N.W.2d
7
at 661; Lilly, 527 N.W.2d at 110 n.2. We therefore do not consider Evans’s argument that
the district court erred in dismissing the complaint under rule 5.04.
II. The district court acted within its discretion in denying Evans’s motion for
relief from judgment based on its weighing of the Finden factors.
A decision on whether relief from a judgment is warranted under Minnesota Rule
of Civil Procedure 60.02 lies within the sound discretion of the district court and is based
on the specific circumstances of each case. Cole v. Wutzke, 884 N.W.2d 634, 637 (Minn.
2016). Appellate courts review such a decision for an abuse of discretion. Id. “A district
court abuses its discretion when it acts under a misapprehension of the law, or when its
factual findings are clearly erroneous.” Gams v. Houghton, 884 N.W.2d 611, 620 (Minn.
2016) (quotations omitted). And “a district court abuses its discretion when a movant has
met the burden of clearly demonstrating the existence of the four elements of the Finden
analysis, and the court nevertheless denies relief.” Id. (quotation omitted).
“The plain language of the rules confirms that Rule 60.02 applies to dismissals
under Rule 5.04(a).” Id. at 616. As referenced earlier, one basis for relief from a judgment
is “[m]istake, inadvertence, surprise, or excusable neglect.” Minn. R. Civ. P. 60.02(a). And
the Minnesota Supreme Court has “long stated that relief should be granted where the
movant affirmatively satisfies four requirements”—the aforementioned Finden factors—
which are, for present purposes: (1) “a debatably meritorious claim”; (2) “a reasonable
excuse for . . . [their] failure or neglect to act”; (3) “that . . . [they] acted with due diligence
after learning of the error or omission”; and (4) “that no substantial prejudice will result to
the other party.” Cole, 884 N.W.2d at 637 (quotations omitted). To grant relief under rule
8
60.02(a), the district court must consider and expressly find that a party has satisfied all
four Finden factors. Gams, 884 N.W.2d at 619. “[T]he district court is in the best position
to evaluate the reasonableness of the excuse, the prejudice to the other party, and whether
the party has a reasonable claim . . . .” Id. at 620 (quotation omitted).
With these principles in mind, we next review the district court’s exercise of
discretion in weighing each Finden factor.
A. Debatably Meritorious Claim
“Under the Finden analysis, a debatably meritorious claim is one that, if established
at trial, presents a cognizable claim for relief.” Cole, 884 N.W.2d at 638. “To satisfy this
factor, the movant generally must provide specific information that clearly demonstrates
the existence of the debatably meritorious claim.” Id. (footnote omitted) (quotation
omitted). “Conclusory allegations in moving papers are ordinarily insufficient.” Id.
Here, the district court determined that Evans had “made a weak showing” of a
debatably meritorious claim because he “ha[d] not provided specific information clearly
demonstrating the existence of a debatably meritorious claim.” We discern no abuse of
discretion in this determination by the district court. The complaint states that Evans
“sustained bodily injuries and damage to personal property,” that he incurred at least
$50,000 in expenses, and that he has and will continue to incur wage loss and loss of
earning capacity. Based on our careful review of the district court’s decision to deny
Evans’s motion for relief from judgment , we conclude that the court acted within its
discretion in determining that these conclusory statements lack specific information
9
demonstrating the existence of the alleged injuries supporting Evans’s negligence claim.
And no other documents in the record provide such specific information.
Because the district court did not act under a misapprehension of the law or make
clearly erroneous factual findings in determining that Evans has not provided specific
information that clearly demonstrates the existence of a debatably meritorious claim for
relief, we conclude that the court acted within its discretion in deciding that the first Finden
factor did not favor granting Evans’s motion for relief from judgment. See Cole, 884
N.W.2d at 638; see also Gams, 884 N.W.2d at 620.
B. Reasonable Excuse for Failure or Neglect to Act
In evaluating the second Finden factor— whether the movant has a reasonable
excuse for the failure or neglect to act —the supreme court has “long said that mistakes of
law, as well as mistakes of fact, may afford grounds for relief.” Cole, 884 N.W.2d at 638
(quotation omitted). Minnesota “case law generally reflects a strong policy favoring the
granting of relief when judgment is entered through no fault of the client.” Id. (quotation
omitted). And the supreme court has “held that[,] even in those cases where a court has
held the neglect of a client’s attorney to be inexcusable, if such neglect has been purely
that of counsel, ordinarily courts are loath to punish the innocent client for the counsel’s
neglect.” Id. (footnote omitted) (quotations omitted).
But “not all mistakes, whether of fact or of law, and whether committed by a party
to an action or by [their] attorney, are subject to relief.” Id. (quotation omitted). “Indeed,
the right to vacatur is not absolute; rather, it is a matter largely within the discretion of the
[district] court.” Id. (quotations omitted). “As such, it is generally for the district court to
10
determine whether the excuse offered by the movant is true and reasonable under the
circumstances.” Id. at 638–39. Put differently, “there are no per se rules of law requiring
either the grant or denial of a Rule 60.02(a) motion under the ‘reasonable excuse’
requirement”; rather, “the decision is fact intensive.” Id. at 639.
In the present matter, the district court determined that Evans had “made a weak
showing on this factor” because, among other things, he “failed to abide by the Minnesota
Rules requiring use of e-filing and e-service, resulting in him missing the motion to dismiss
hearing, and failed to appear for a duly not[ic]ed deposition during the pendency of the
case.”
3 We discern no abuse of discretion in the district court’s determination that the
enumerated mistakes are not subject to relief, particularly given that attorneys have been
required to use Minnesota’s e-filing system since July 1, 2016. See Minn. Gen. R. Prac.
14.01(b)(1) (providing in relevant part that, “[e]ffective July 1, 2016, . . . Select Users in
any case throughout the State of Minnesota shall file all documents electronically with the
court through the E-Filing System and shall serve documents electronically through the E-
Filing System”); see also Minn. Stat. § 645.44, subd. 16 (2024) (“‘Shall’ is mandatory.”);
Minn. Gen. R. Prac.14.01(a)(10) (defining “Select Users” as including an “Attorney” who
3 The district court also determined that Evans “made a weak showing on this factor”
because he “failed to file the complaint within one year of service as required by Rule
5.04.” Because we conclude that the district court acted within its discretion in weighing
this factor based on the other two grounds it cited, we need not review this other ground
for the court’s determination. See Minn. R. Civ. P. 61 (“The court at every stage of the
proceeding must disregard any error or defect in the proceeding which does not affect the
substantial rights of the parties.”); see also Hanka v. Pogatchnik , 276 N.W.2d 633, 636
(Minn. 1979) (explaining that, “[w]here a decisive finding of fact is supported by sufficient
evidence and is adequate to sustain the conclusions of law, it is immaterial whether some
other findings are not so sustained”).
11
appears or submits documents in a case). The uncontroverted failures by both Evans and
his attorney to attend Evans’s duly noticed deposition evince a lack of diligent prosecution
that further underscores the district court’s appropriate evaluation of this factor.
In light of the fact-intensive nature of this decision—which lies largely within the
purview of the district court in evaluating whether Evans’s proffered excuse is reasonable
under the circumstances—we conclude that the court acted within its discretion in deciding
that the second Finden factor did not favor granting Evans’s motion for relief from
judgment. See Cole, 884 N.W.2d at 638–39.
C. Due Diligence
“‘[D]ue diligence’ is assessed from the time that the movant learns of . . . [their]
error or omission.” Id. at 639. This factor “assesses whether the movant acts promptly after
learning of the need to act.” Cornell v. Ripka , 897 N.W.2d 801, 809 (Minn. App. 2017)
(emphasis omitted).
In this case, the district court determined that Evans made “a strong showing on this
factor” because he moved for relief from judgment under rule 60.02 on July 17, 2025, five
days after learning that the court had dismissed the complaint.
There is no dispute that Evans has satisfied the third Finden factor. On this record,
we agree that the district court acted within its discretion in weighing due diligence in favor
of granting Evans’s motion for relief from judgment. See Cole, 884 N.W.2d at 639; see
also Cornell, 897 N.W.2d at 809.
12
D. Substantial Prejudice
“[P]rejudice to the other party should not be presumed nor inferred from the mere
fact of delay; instead, there must be some particular prejudice of such a character that some
substantial right or advantage will be lost or endangered if relief is granted.” Cole, 884
N.W.2d at 639 (quotations omitted). “Accordingly, the movant bears the burden of
demonstrating that the delay resulting from . . . [their] error or omission has not resulted in
a real and particular harm to the other party, such as the loss of witnesses or evidence, and
that the other party has not otherwise detrimentally relied on the resulting dismissal or
judgment.” Id.
In this case, the district court determined that Evans “made a weak showing on this
factor” because it found that “substantial prejudice will result to the defense if the case is
allowed to proceed.” Inferring that “the incident occurred in March 2020, five and one-half
years” before its consideration of Evans’s motion for relief from judgment, the district
court reasoned that “memories ha[d] surely faded since that time” and that Evans and his
attorney had “frustrat[ed] the discovery process” by “fail[ing] to appear for a deposition
during the pendency of this case.” We discern no abuse of discretion by the district court
in this determination. Notwithstanding Evans’s assertion that all witnesses remain
available and all evidence is preserved, it was within the district court’s discretion to rule
that Evans had not made a satisfactory showing on this factor given the combined effect of
the significant elapse of time and Evans’s unnecessary failure to cooperate with his duly
noticed deposition. See Belton v. City of Minneapolis, 393 N.W.2d 244, 246 (Minn. App.
1986) (explaining that, after “many years of unnecessary delay, the need to search for
13
identifiable and concrete examples of prejudice diminishes”), rev. denied (Minn. Nov. 19,
1986).
In sum, the district court did not abuse its discretion in weighing the Finden factors
and ruling that Evans did not affirmatively satisfy the first, second, and fourth requirements
when he needed to establish all four. See Cole, 884 N.W.2d at 637; see also Gams, 884
N.W.2d at 619. Consequently, we conclude that the district court acted within its discretion
in denying Evans’s motion for relief from judgment under rule 60.02.
Affirmed.