Steven Robert Anderson v. State of Minnesota
Opinion text
This opinion is nonprecedential except as provided by
Minn. R. Civ. App. P. 136.01, subd. 1(c).
STATE OF MINNESOTA
IN COURT OF APPEALS
A25-0605
Steven Robert Anderson, petitioner,
Appellant,
vs.
State of Minnesota,
Respondent.
Filed January 20, 2026
Affirmed
Ede, Judge
Carlton County District Court
File No. 09-CR-20-1077
Cathryn Middlebrook, Chief Appellate Public Defender, Jennifer Lauermann, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Keith Ellison, Attorney General, St. Paul, Minnesota; and
Jeffrey Boucher, Carlton County Attorney, Michael J. Boese, Assistant County Attorney,
Carlton, Minnesota (for respondent)
Considered and decided by Ross, Presiding Judge; Johnson, Judge; and Ede, Judge.
NONPRECEDENTIAL OPINION
EDE, Judge
This is an appeal from the district court’s order summarily denying appellant’s
petition for postconviction relief. Through his postconviction petition, appellant sought
withdrawal of his guilty plea to misdemeanor operation of a motor vehicle with an alcohol
concentration of 0.08 or more within two hours. He argues on appeal that the district court
abused its discretion in denying his petition because: (1) his guilty plea was unintelligent
given that he did not knowingly waive his right to appeal the court’s pretrial order denying
his motion to suppress evidence and to dismiss the charges; and (2) his plea was involuntary
on ineffective-assistance-of-counsel grounds. Because the district court acted within its
discretion by denying appellant’s petition after determining that appellant’s guilty plea was
intelligent and voluntary, we affirm.
FACTS
Respondent State of Minnesota charged appellant Steven Robert Anderson with
gross-misdemeanor operation of a motor vehicle under the influence of alcohol, in violation
of Minnesota Statutes section 169A.20, subdivision 1(1) (2018), gross-misdemeanor
operation of a motor vehicle with an alcohol concentration of 0.08 or more within two
hours, in violation of Minnesota Statutes section 169A.20, subdivision 1(5) (2018), and
exceeding the speed limit, in violation of Minnesota Statutes section 169.14, subdivision
2(a) (2018). Challenging the legal basis for the underlying traffic stop of his vehicle,
Anderson moved to suppress the evidence and to dismiss the charges against him. 1 The
matter proceeded to an evidentiary hearing, after which the district court denied Anderson’s
motion. Anderson later retained new counsel to represent him.
At a pretrial hearing in December 2022, Anderson pleaded guilty to an amended
charge—misdemeanor operation of a motor vehicle with an alcohol concentration of 0.08
or more within two hours—and the state dismissed the remaining offenses. The hearing
1
The state later filed an amended complaint that altered the charges in a manner not
relevant to this appeal.
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began with Anderson’s counsel informing the district court that Anderson had “told [him]
that he’s interested in entertaining a settlement of some kind.” In relevant part, the district
court reviewed the following rights and advisements with Anderson:
THE COURT: You understand, . . . Anderson, that you could
have a jury trial on this case, correct?
[ANDERSON]: Yes.
THE COURT: In fact, we are scheduled to be number one next
week on Tuesday and you would have a jury of six people that
you’d pick with your attorney’s assistance and . . . the jurors
would listen to the witnesses testify in front of you in open
court. Do you understand that?
[ANDERSON]: Yes.
THE COURT: You would have the right to testify if you
wanted to, but no one can make you testify, and if you decided
not to testify, the state can’t make a big deal out of that to the
jury and they can’t hold it against you. Do you understand that
as well?
[ANDERSON]: Yes.
THE COURT: [Your counsel] would have the right to cross-
examine any witnesses that [the prosecutor] would call to
prove the case against you. You understand you’re waiving all
of these rights if you plead today, right?
[ANDERSON]: Yes.
THE COURT: You also understand that if you . . . wake up
tomorrow morning and you feel like maybe this wasn’t . . . the
right choice for you or maybe you made a mistake, it’s going
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to be really hard for you to go back and change your mind.
Does that make sense as well?
[ANDERSON]: It does, yes.
THE COURT: Okay. And you’re comfortable going forward
and entering this plea?
[ANDERSON]: Yes.
....
THE COURT: . . . I’m going to accept your plea to an
amended Count I[,] . . . misdemeanor driving while under the
influence of over .08 or more . . . within two hours of being
stopped. . . . Anderson, you have the right to address the Court
before I impose sentence. Is there anything you want to say?
[ANDERSON]: No, ma’am.
Immediately after the plea, the district court sentenced Anderson to 90 days in jail,
with credit for two days served, the balance of which the court stayed for one year of
unsupervised probation, with certain terms and conditions. Although Anderson’s attorney
told the district court that he would complete and file a plea petition prepared by the
prosecutor pursuant to Minnesota Rule of Criminal Procedure 15 after the hearing, no such
petition appears in the record.
In December 2024, Anderson petitioned for postconviction relief, requesting that
the district court allow him to withdraw his guilty plea to prevent manifest injustice.
Anderson argued that his guilty plea was unintelligent and involuntary because he received
ineffective assistance of counsel at the time he pleaded guilty and did not know that he was
waiving his right to appeal the district court’s order denying his motion to suppress
evidence and to dismiss the charges.
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The district court summarily denied Anderson’s postconviction petition because it
determined that his guilty plea was accurate, voluntary, and intelligent. In reaching that
determination, the district court reasoned that Anderson had been sufficiently informed on
the record about the rights he was waiving and the direct consequences of his plea. And
the district court ruled that Anderson had received effective assistance of counsel
throughout the case.
This appeal follows.
DECISION
Anderson argues that the district court abused its discretion by denying his
postconviction petition because: (1) his guilty plea was unintelligent given that he did not
knowingly waive his right to appeal the court’s pretrial order denying his motion to
suppress evidence and to dismiss the charges; and (2) his plea was involuntary on
ineffective-assistance-of-counsel grounds.
Appellate courts “review a [district] court’s summary denial of a petition for
postconviction relief for an abuse of discretion.” Andersen v. State, 913 N.W.2d 417, 422
(Minn. 2018). “A [district] court abuses its discretion when its decision is based on an
erroneous view of the law or is against logic and the facts in the record.” Id. (quotation
omitted). A district court must hold an evidentiary hearing on a postconviction petition
“[u]nless the petition and the files and records of the proceeding conclusively show that
the petitioner is entitled to no relief.” Minn. Stat. § 590.04, subd. 1 (2024). “In determining
whether an evidentiary hearing is required, a [district] court considers the facts alleged in
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the petition as true and construes them in the light most favorable to the petitioner.”
Andersen, 913 N.W.2d at 422–23 (quotation omitted).
“A defendant has no absolute right to withdraw a guilty plea after entering it.” State
v. Raleigh, 778 N.W.2d 90, 93 (Minn. 2010). But a defendant may withdraw a guilty plea
“after sentencing upon a timely motion and proof to the satisfaction of the [district] court
that withdrawal of the plea is necessary to correct a manifest injustice.” Perkins v. State,
559 N.W.2d 678, 685 (Minn. 1997) (quotations omitted); see also Minn. R. Crim. P. 15.05,
subd. 1. “A manifest injustice exists if a guilty plea is not valid.” Raleigh, 778 N.W.2d
at 94. To be valid, a guilty plea must be accurate, voluntary, and intelligent. Id. “A
defendant bears the burden of showing his plea was invalid.” Id.
“Although [appellate courts] review the denial of . . . a petition for postconviction
relief for an abuse of discretion, the overall question of whether [a defendant’s] guilty plea
was valid presents a question of law that [appellate courts] review de novo.” Dikken v.
State, 896 N.W.2d 873, 876 (Minn. 2017) (citations omitted). And “[b]ecause claims of
ineffective assistance of counsel are mixed questions of law and fact, [appellate courts]
review the [district] court’s legal conclusions on such questions de novo.” State v. Nicks,
831 N.W.2d 493, 503 (Minn. 2013).
We address each of Anderson’s arguments in turn.
I. The district court acted within its discretion in determining that Anderson’s
plea was intelligent.
Anderson asserts that his guilty plea was unintelligent because “he did not know
that his guilty plea would result in immediate waiver of his right to appeal the [district]
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court’s suppression ruling, a right which he did not intend to relinquish.” This argument is
unavailing.
“To be intelligent, a guilty plea must represent a knowing and intelligent choice
among the alternative courses of action available.” Dikken, 896 N.W.2d at 877 (quotation
omitted). The requirement that a guilty plea be intelligent “insures that the defendant
understands the charges, his or her rights under the law, and the consequences of pleading
guilty.” State v. Wukawitz, 662 N.W.2d 517, 522 (Minn. 2003) (quotation omitted). If a
defendant understands “all three aspects . . . , then [the] plea was intelligently entered.”
Dikken, 896 N.W.2d at 877. “Manifest injustice occurs if a guilty plea is not accurate,
voluntary, and intelligent, and thus the plea may be withdrawn.” Perkins, 559 N.W.2d at
688. “[A] valid guilty plea waives all non-jurisdictional defects arising prior to the entry of
the plea.” Dikken, 896 N.W.2d at 878 (footnote and quotation omitted).
Minnesota Rule of Criminal Procedure 15.02 outlines the guilty-plea procedures for
gross misdemeanors and misdemeanors. See Minn. R. Crim. P. 15 cmt. (“It is clear then
that at least some limited inquiry is necessary on the record before a misdemeanor guilty
plea is accepted, and Rule 15.02 prescribes the minimal standards for this questioning.”).
As relevant here, subdivision 1 of rule 15.02 provides that, “[b]efore the [district] court
accepts a plea of guilty to any misdemeanor or gross misdemeanor offense punishable upon
conviction by incarceration, . . . [t]he defendant must . . . be questioned by the court or
counsel” as to their understanding of and agreement to, among other things, their waiver
of certain enumerated rights. Minn. R. Crim. P. 15.02, subd. 1. This includes that the
defendant “[u]nderstands and waives the right to . . . a pretrial hearing to contest the
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admissibility at trial . . . of any evidence obtained from a search and seizure.” Id.,
subd. 1(5)(f). It does not, however, include that the defendant understands and waives the
right to appeal a district court order denying a motion to suppress evidence and to dismiss
the charges. Indeed, the right to appeal any issue—including non-jurisdictional issues
involved in challenges to a district court’s order denying a motion to suppress evidence
and to dismiss the charges—is not among the waived rights listed in the rule. See id.,
subd. 1. Put differently, the right to a pretrial hearing contesting the admissibility of
evidence obtained from a search and seizure—a right that Anderson exercised here through
the evidentiary hearing he received on his motion to suppress evidence and to dismiss the
charges against him—is different from the right to appeal a district court order denying
such a motion.
Anderson contends that he did not know that, by pleading guilty, he would waive
his right to appeal the district court’s order denying his motion to suppress evidence and to
dismiss the charges against him. But the record does not reflect that, before he pleaded
guilty, Anderson expressed any desire to appeal that order. Nor does the record show that
Anderson affirmatively intended or believed that he could appeal the order. Anderson did
not enter his plea on the condition that he could appeal the district court’s decision on his
pretrial motion. And nothing in the record establishes that Anderson was misled to believe
he could appeal despite his guilty plea. At no point before he sought postconviction relief
did Anderson maintain that he would not have pleaded guilty if he had known he could not
appeal the district court’s order denying his motion to suppress evidence and to dismiss the
charges against him. Instead, when the district court asked Anderson whether he
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understood and wished to waive his trial rights by pleading guilty, he responded
affirmatively, without hesitation.
Anderson has cited no constitutional basis, binding precedent, statute, or rule
requiring that, before a district court may accept a guilty plea, a defendant must expressly
waive their right to appeal an order denying a motion to suppress evidence and to dismiss
the charges. Nor are we aware of any. Thus, we conclude that the district court acted within
its discretion in determining that Anderson’s plea was intelligent.
II. The district court acted within its discretion in determining that Anderson’s
plea was voluntary because he received effective assistance of counsel.
Anderson argues that his guilty plea was involuntary because he received ineffective
assistance of counsel, maintaining that a “reasonably competent attorney would have
ensured that [he] knew that pleading guilty would automatically waive his right to appeal
the suppression ruling.” This argument does not merit reversal.
“The Sixth Amendment to the United States Constitution and Article I, Section 6,
of the Minnesota Constitution guarantee a criminal defendant ‘the right to the effective
assistance of counsel.’” Taylor v. State, 887 N.W.2d 821, 823 (Minn. 2016) (quoting
Strickland v. Washington, 466 U.S. 668, 686 (1984)). “Because ineffective assistance of
counsel may render a plea constitutionally invalid, and a manifest injustice exists if a guilty
plea is not valid, a guilty plea based on ineffective assistance of counsel creates a manifest
injustice as a matter of law.” State v. Ellis-Strong, 899 N.W.2d 531, 541 (Minn. App. 2017)
(citation and quotation omitted).
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“To succeed on a claim of ineffective assistance of counsel, a petitioner must
demonstrate that (1) counsel’s performance was deficient and (2) the deficient performance
prejudiced [their] defense.” State v. Zielinski, 10 N.W.3d 1, 19 (Minn. 2024) (citing
Strickland, 466 U.S. at 687). “A court may address the two prongs of [this Strickland] test
in any order and may dispose of the claim on one prong without analyzing the other.” Id.
at 20 (quotation omitted). As to the first Strickland prong, “[a]n attorney’s performance
falls below an objective standard of reasonableness when they fail to exercise the skills and
diligence of a reasonably competent attorney under the circumstances.” Allwine v. State,
994 N.W.2d 528, 536 (Minn. 2023).
Here, the district court determined on the first Strickland prong that Anderson’s
counsel did not render deficient performance because the right to appeal an order denying
a motion to suppress evidence and to dismiss the charges “is not even part of the questions
in Minn. R. Crim. P. 15.02,” and “[i]t is not constitutionally required that this specific right
be covered with a defendant for a plea to be valid.” We discern no abuse of discretion in
this correct statement of applicable law by the district court.
Anderson effectively asks that we establish a new legal standard that counsel is
ineffective if they fail to advise a defendant that their guilty plea will waive their right to
appeal a district court’s order denying a motion to suppress evidence and to dismiss the
charges. But “[i]t is well established that the task of extending existing law falls to the
supreme court or the legislature.” Resendiz v. State, 832 N.W.2d 860, 867 (Minn. App.
2013) (quotation omitted), rev. denied (Minn. Aug. 20, 2013). As discussed above, we
know of no constitutional basis, binding precedent, statute, or rule requiring that counsel
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advise a defendant of their right to appeal an order denying a motion to suppress evidence
and to dismiss the charges before the defendant pleads guilty. Although adhering to such a
practice might reflect commendable skill and diligence in representation of the accused, in
the absence of authority as just described, we cannot say that the failure to do so results in
performance that “falls below an objective standard of reasonableness.” Allwine, 994
N.W.2d at 536. This is particularly so here, given the absence of any evidence that counsel
affirmatively misadvised Anderson or that Anderson expressly conditioned his guilty plea
on preserving his right to appeal the district court’s order denying his motion to suppress
evidence and to dismiss the charges.
For these reasons, we agree with the district court that “the record here was adequate
to show [that Anderson] was informed of his rights and intelligently waived those rights,
despite not reviewing a plea petition with his attorney” and filing it as promised, which the
court determined did “not rise to level of objective unreasonableness as required.” See State
v. Lawrence, 982 N.W.2d 772, 775 (Minn. App. 2022) (explaining that “[t]he Minnesota
Rules of Criminal Procedure provide two [alternative] procedures for a defendant to plead
guilty when charged with a misdemeanor,” including “requir[ing] a defendant to personally
appear at a hearing to undergo questioning from the court or counsel” (citing Minn. R.
Crim. P. 15.02, subds. 1, 2). We therefore conclude that the district court acted within its
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discretion in determining that Anderson’s plea was voluntary because he received effective
assistance of counsel. 2
Affirmed.
2
In light of our conclusion that Anderson’s argument fails on the first Strickland prong,
we need not address the second step of the Strickland analysis. See Zielinski, 10 N.W.3d at
20.
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