The holding in the court’s own words
Because we conclude that the investigating officer had reasonable, articulable suspicion to stop Peterson and the officer lawfully arrested Peterson in the doorway of his home, we affirm. We decline to address the state’s arguments because we conclude, as addressed below, that Wenzel lawfully began to arrest Peterson in the doorway of Peterson’s home. s testimony conflicts with the district court’s finding of fact that Peterson was in the doorway when Wenzel began to arrest him, we conclude that the district court found M.P.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- Joshua Alvin Peterson, petitioner, Appellant, A16-1673
- State v. Miller 849 N.W.2d 94
- State v. Cox 807 N.W.2d 447
- State v. Timberlake 744 N.W.2d 390
- State v. Gauster 752 N.W.2d 496
- State v. George 557 N.W.2d 575
- State v. Askerooth 681 N.W.2d 353
- State v. Wendorf 814 N.W.2d 359
- State v. Fort 660 N.W.2d 415
- State v. Ali 679 N.W.2d 359
- State v. Licari 659 N.W.2d 243
- State v. Sanders 339 N.W.2d 557
- City of St. Paul v. Vaughn 237 N.W.2d 365
- State v. Beall 771 N.W.2d 41
- State v. Alayon 459 N.W.2d 325
- State v. Howard 373 N.W.2d 596
- State v. Kier 678 N.W.2d 672
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2018).
STATE OF MINNESOTA
IN COURT OF APPEALS
A18-1222
State of Minnesota,
Respondent,
vs.
Joshua Alvin Peterson,
Appellant.
Filed May 6, 2019
Affirmed
Bratvold, Judge
Otter Tail County District Court
File No. 56-CR-16-439
Keith Ellison, Attorney General, Edwin W. Stockmeyer, Assistant Attorney General,
St. Paul, Minnesota (for respondent)
Rich Kenly, Kenly Law Office, Backus, Minnesota (for appellant)
Considered and decided by Reilly, Presiding Judge; Bratvold , Judge; and
Kalitowski, Judge.*
U N P U B L I S H E D O P I N I O N
BRATVOLD, Judge
In this direct appeal from his judgment of conviction for driving while impaired
(DWI), appellant Joshua Peterson argues that the district court erred by denying his motion
* Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant to
Minn. Const. art. VI, § 10.
2
to suppress evidence obtained after police arrested him. Peterson argues that
(1) law enforcement lacked a legal basis to conduct a traffic stop in his driveway ;
and (2) law enforcement unlawfully arrested Peterson after entering his home. Because
we conclude that the investigating officer had reasonable, articulable suspicion to stop
Peterson and the officer lawfully arrested Peterson in the doorway of his home, we affirm.
FACTS
On February 10, 2016, around 7:30 p.m., state trooper Jonathan Wenzel was
surveilling traffic in a marked vehicle while parked along Highway 59 in Otter Tail County.
Wenzel saw Peterson get into the driver’s side of his truck, which was parked outside a gas
station and bar. Peterson’s truck moved forward before he even closed his door. Based on
the quick sequence of events, Wenzel believed that Peterson had not fastened his seatbelt.
So Wenzel followed Peterson, who crossed the highway, travelling east on a city street.
Wenzel testified that Peterson “sped up highly .” Wenzel visually estimated that
Peterson was driving around ten miles above the 30-mile-per-hour speed limit. Peterson
then turned northbound onto Railroad Avenue. Wenzel saw two of Peterson’s brake lights
go on when the truck slowed down to turn, but the third brake light was not working.
Peterson parked his truck in his home driveway, immediately exited, and walked
quickly toward his front door. Wenzel pulled into the driveway and parked. Wenzel saw
Peterson look directly at him and keep walking. Wenzel stepped out of his car, identified
himself as a state trooper, and loudly told Peterson to stop because “I need to talk to you.”
Wenzel testified that Peterson’s wife, M.P., also saw him as Peterson climbed the steps to
his porch. The couple went inside and locked the door.
3
Wenzel had not activated his emergency lights, in part because he intended to
“advise [Peterson] of the equipment violation.” Based on Peterson’s behavior in the
driveway, Wenzel testified that he believed that “there might be something other than
speed[ing] or an equipment violation that would cause [Peterson] to try to evade” police.
Wenzel opened the storm door, knocked on the front door, “announced himself,”
and said he needed to speak with Peterson. No one answered. Wenzel looked through a
window and saw Peterson, M.P., and children in the living room. We nzel kept “pounding
on the door.” M.P. opened the door and told Wenzel that she would see if Peterson would
come to the door. M.P. then closed and locked the door.
Wenzel saw Peterson open a beer can as he walked toward and opened the front
door. While they stood in the doorway, Wenzel observed that Peterson had an “unsteady
gait,” “sort of sway [ed],” had “very slurred ” speech, and his eyes were bloodshot and
watery. Wenzel t estified he smelled an “overwhelming odor of alcohol” coming from
Peterson.
Wenzel asked Peterson to come outside and speak with him, and told Peterson that
he would be arrested for obstruction of legal process if he did not cooperate. Peterson
refused and Wenzel grabbed Peterson’s arm. Peterson resisted and began backing away
from the doorway and toward the living room. Wenzel testified that his foot may have been
on the threshold as he grabbed Peterson. Peterson, with M.P.’s assistance, forcefully pulled
away from Wenzel, who called for an on-scene deputy to back him up. Together, Wenzel
and the other deputy moved Peterson outside the home. There was a “scuffle,” Wenzel told
4
Peterson he was under arrest for obstruction of legal process, and the deputy handcuffed
Peterson and placed him in the squad car.
About 15 minutes later, Wenzel asked Peterson to do field sobriety tests, and
Peterson agreed. During the field sobriety tests, Peterson was asked how much he had to
drink and Peterson responded that he “could’ve had seventeen beers, but inside my house.”
Wenzel testified that Peterson’s performance indicated impairment. Peterson agreed to take
a preliminary breath test, which showed a blood alcohol concentration of 0.198. Wenzel
then arrested Peterson for DWI. At about this time, Wenzel learned that Peterson had a
restricted license. Wenzel took Peterson to the station and offered him a breath test, which
he refused.
The state charged Peterson with first-degree driving while impaired, under
Minn. Stat. § 169A.20, subd. 1(1) (2014); refusal to submit to a chemical test, under Minn.
Stat. § 169A.20, subd. 2 (2014); obstructing legal processes, under Minn. Stat. § 609.50,
subd. 1(2) (2014); violating a restricted driver’s license, under Minn. Stat. § 171.09, subd.
1(f)(1) (2014); and fleeing a police offer by means other than a motor vehicle, under Minn.
Stat. § 609.487, subd. 6 (2014). The criminal proceedings were delayed until early 2018,
in part because Peterson challenged his license revocation.
In February 2018, the district court held a contested omnibus hearing, where
Peterson moved to suppress the state’s evidence against him. Wenzel testified to the events
described above. M.P. testified that Wenzel spoke with Peterson in the doorway and then
entered about four feet into the home and pulled Peterson outside.
5
In a written order, entered in March 2018, the district court denied Peterson’s
motion. The district court found Wenzel’s testimony to be credible and supported by M.P.’s
testimony. The district court determined that based on “the totality of the circumstances,
Trooper Wenzel had reasonable and articulable suspicion to stop [Peterson] based on his
seatbelt violation, speed, and equipment violation.” Next, the district court concluded that
Wenzel had probable cause to arrest Peterson for fleeing a police officer because “[i]t is
clear, through the testimony that the ‘hot pursuit’ began after [Wenzel] announced himself
and asked [Peterson] to stop, and [Peterson] did not comply. Wenzel was then in ‘hot
pursuit’ of [Peterson].”
The district court also found that “[ w]hile at the doorway, [Peterson] resisted
coming outside to talk with [Wenzel], leading to a scuffle,” during which Wenzel “put his
foot in the threshold of the doorway and attempted to remove [Peterson] from the home.”
The district court stated it was not “relevant” whether Wenzel’s foot crossed the threshold
during Peterson’s arrest. Because “[t]here was reasonable articulable suspicion to stop
[Peterson] and probable cause to arrest [Peterson] for fleeing a peace officer, obstructing
legal process and driving while impaired,” the district court denied Peterson’s motion to
suppress.
Following the district court’s denial of his motion, Peterson agreed to submit the
case on stipulated evidence, pursuant to Minn. R. Crim. P. 26.01, subd. 4, to obtain review
of the denial of his motion. In April 2018, the district court found Peterson not guilty on
count four (violating a restricted driver’s license), but guilty on counts one (first-degree
driving while impaired), two (refusal to submit to a chemical test), three (obstructing legal
6
processes), and five (fleeing a police offer by means other than a motor vehicle). The
district court sentenced Peterson to 42 months imprisonment on c ount one, which was
stayed for one year pending appeal; the district court then dismissed counts two, three, and
five. This appeal follows.
D E C I S I O N
The events underlying Peterson’s criminal conviction were previously the subject
of an implied-consent hearing and appeal. See Peterson v. Comm’r of Pub. Safety,
A16-1673, 2017 WL 2625707, at *1-2 (Minn. App. June 19, 2017), review denied (Minn.
Sept. 19, 2017). In that case, this court addressed the same issues that Peterson raises in
this appeal and affirmed Peterson’s license revocation. Id. at *2-4. But “[c]riminal DWI
proceedings and civil implied-consent proceedings are separate proceedings in
separate cases.” State v. Miller, 849 N.W.2d 94, 98 (Minn. App. 2014). Consequently,
“[l]aw-of-the-case doctrine and Minnesota law do not permit the district court to apply the
implied-consent decision to [a separate] criminal case,” and we decline to do so here. Id.
I. There was reasonable, articulable suspicion for law enforcement to stop
Peterson.
Peterson argues that Wenzel lacked reasonable, articulable suspicion to conduct an
investigative stop because (1) Wenzel’s observation that Peterson did not have enough time
to put on a seatbelt before driving was arbitrary and capricious; (2) Wenzel testified that
he saw Peterson speeding, but did not use his radar equipment or include it in his report;
and (3) a third brake light is not required by law and, contrary to the district court’s
findings, Peterson’s third brake light was functioning that night.
7
Both the United States and Minnesota Constitutions prohibit unreasonable searches
and seizures. U.S. Const. am end. IV; Minn. Const. art. I, § 10. “A limited investigative
stop of a motor vehicle is a seizure, but it is permissible if the law-enforcement officer
making the stop has a particularized and objective basis for suspecting that the person
stopped is engaged in criminal activity.” State v. Cox, 807 N.W.2d 447, 450 (Minn. App.
2011) (quotation omitted); see also State v. Timberlake, 744 N.W.2d 390, 393 (Minn. 2008)
(noting that an officer must be able to articulate the particular and objective basis to suspect
a stopped person of criminal activity). When this court reviews a district court’s pretrial
order on a motion to suppress evidence, it reviews the district court’s factual findings for
clear error and its legal determinations de novo. State v. Gauster, 752 N.W.2d 496, 502
(Minn. 2008).
A suspected traffic law violation, “however insignificant,” can provide an officer
with a legal basis for stopping a vehicle. State v. George , 557 N.W.2d 575, 578
(Minn. 1997). A traffic stop occurs “when a reasonable person in the defendant’s shoes
would not feel free to leave.” State v. Askerooth, 681 N.W.2d 353, 362 (Minn. 2004).
Here, the district court determined that Wenzel lawfully stopped Peterson in his
driveway based on three suspected traffic violations —failing to fasten his seat belt,
speeding, and a non-functioning brake light. We consider each suspected violation in turn
and address Peterson’s arguments on appeal.
First, Minnesota law requires a driver to wear a seat belt. Minn. Stat. § 169.686,
subd. 1(a), (b) (2014) (requiring that motorists “shall” wear “a properly adjusted and
fastened seat beat” and imposing a $25 fine for violations). The district court found credible
8
Wenzel’s description of Peterson’s quick take -off from the parking lot and his belief that
Peterson “did not have enough time to put on his seatbelt.” The district court determined
that it “is not relevant whether [Wenzel] ever determined whether [Peterson] was wearing
his seatbelt, and [Peterson] was not cited for that suspected offense.” We agree. The
suspected violation is sufficient to establish a constitutional basis for a traffic stop. See
State v. Wendorf, 814 N.W.2d 359, 363 (Minn. App. 2012) (affirming district court’s
decision to deny suppression motion and noting that the revised seatbelt statute “permitted
law enforcement to cite motorists for failing to wear a seat belt independent of any other
moving violation”).
Our analysis of the suspected speeding violation is similar. Driving in excess of the
posted speed limit is unlawful. See Minn. Stat. § 169.14, subd. 2(a) (2014). The district
court found Wenzel’s testimony credible when he stated that, “through his training as an
officer, [he] visually estimated that [Peterson] was driving in excess of the speed limit.”
We agree with the district court that Wenzel’s reasonable suspicion that Peterson was
speeding provided an objective basis for a traffic stop, regardless of whether he used radar
equipment or included the suspicion in his written report. See, e.g., State v. Fort,
660 N.W.2d 415, 418 (Minn. 2003) (noting that the car appellant was in “was stopped for
speeding and a cracked windshield, both of which are violations of traffic laws” and that,
therefore, the officers had “a basis for stopping the car for further investigation” of the
traffic law violations); State v. Ali, 679 N.W.2d 359, 367-68 (Minn. App. 2004)
(concluding that, in light of the officer’s training and experience, the officer’s “visual
estimate of appellant’s speed was alone sufficient to support his conviction for speeding”).
9
And finally, although Peterson is correct that vehicles are only required to have two
stop lamps, “[w]hen a vehicle is equipped with stop lamps or signal lamps, such lamps
shall at all times be maintained in good working condition.” Minn. Stat. § 169.57, subds.
1(a), 3(a) (2014). As with the other two suspected traffic offenses, the district court found
Wenzel’s testimony about Peterson’s third brake light to be credible. To the extent that
Peterson is making a mistake-of-fact argument, Wenzel reasonably believed that the third
brake light was not working. Even if Wenzel was wrong, his mistake was reasonable and
provided a legal basis to stop Peterson because “searches based on honest, reasonable
mistakes of fact are unobjectionable under the Fourth Amendment.” State v. Licari, 659
N.W.2d 243, 254 (Minn. 2003); see State v. Sanders, 339 N.W.2d 557, 560 (Minn. 1983)
(affirming a vehicle stop because the officers made a reasonable mistake of fact regarding
appellant’s identity); City of St. Paul v. Vaughn, 237 N.W.2d 365, 368-70 (Minn. 1975)
(upholding a traffic stop initially based on mistaken identity). Thus, we agree with the
district court that this equipment violation provided reasonable articulable suspicion to stop
Peterson. See State v. Beall, 771 N.W.2d 41, 45 (Minn. App. 2009) (concluding that “[a]
vehicle with an inoperable center brake light is operated unlawfully” and that “such a
violation gives rise to objective, reasonable, articulable suspicion justifying a traffic stop”).
The district court concluded that, “[u]nder the totality of the circumstances, Trooper
Wenzel had reasonable and articulable suspicion to stop [Peterson] based on his seatbelt
violation, speed, and equipment violation.” Because the district court’s factual findings are
not clearly erroneous, and the district court correctly applied Minnesota law, we affirm the
10
district court’s decision that Wenzel had reasonable articulable suspicion to stop Peterson
in his driveway.
II. Peterson’s arrest was lawful.
Peterson contends that he was unlawfully arrested because Wenzel was not in hot
pursuit when Peterson entered his home. The state responds that Peterson’s arrest was
justified by either hot pursuit or Peterson’s attempted destruction of evidence. We decline
to address the state’s arguments because we conclude, as addressed below, that Wenzel
lawfully began to arrest Peterson in the doorway of Peterson’s home.
The United States and Minnesota constitutions prohibit unreasonable searches and
seizures of “persons, houses, papers and effects.” U.S. Const. amend. IV; Minn. Const. art.
I, § 10. Absent exigent circumstances, police officers may not enter an individual’s home
to make a warrantless arrest. Payton v. New York, 445 U.S. 573, 590, 100 S. Ct. 1371, 1382
(1980). The doorway of one’s home, however, has been held to be a public place for the
purposes of the Fourth Amendment. See United States v. Santana, 427 U.S. 38, 42, 96
S. Ct. 2406, 2409 (1976) (upholding arrest in vestibule of home when officers began arrest
on the threshold and the appellant attempted to retreat into the house); State v. Alayon, 459
N.W.2d 325, 328 (Minn. 1990) (stating that officer did not need a warrant to knock on
defendant’s front door and, when defendant “freely chose to open the door and stood in the
doorway,” his arrest in a public place was constitutional).
Once a police officer has begun to arrest a person in a public place, that person may
not retreat into their home to thwart an arrest. Santana , 427 U.S. at 42-43, 96 S. Ct. at
2409-10; see also State v. Howard, 373 N.W.2d 596, 599, 599 n.1 (Minn. 1985) (noting,
11
in part, that appellant’s arrest would have been valid even if he had retreated into the home
because officers “initiated the arrest as soon as [appellant] opened the door, identifying
themselves and stating their purpose either when they crossed the threshold to seize
[appellant] or seconds later”). As noted above, on search-and-seizure issues, this court
reviews the district court’s factual findings for clear error and its legal determinations de
novo. Gauster, 752 N.W.2d at 502.
Here, the district court found, as described above, that Wenzel knocked on
Peterson’s door and asked to speak with him. After Peterson opened the door and stood in
the doorway , Wenzel asked Peterson to come out side and told Peterson he would be
arrested if he did not cooperate. Peterson refused and began backing up into the living room
of the home. Wenzel grabbed Peterson’s arm to prevent him from retreating inside the
home, and his foot may have been on the threshold as he grabbed Peterson. Peterson
struggled with Wenzel as a deputy assisted in bringing Peterson outside, arresting him, and
placing him in the squad car.
Peterson argues that M.P.’s testimony establishes that Wenzel entered the home to
arrest Peterson. The district court found that M.P.’s testimony “confirmed [Wenzel’s]
description of the events as a whole.” Because M.P.’s testimony conflicts with the district
court’s finding of fact that Peterson was in the doorway when Wenzel began to arrest him,
we conclude that the district court found M.P.’s testimony not credible on this point.
Wenzel had probable cause to arrest Peterson for DWI. As Peterson stood in his
doorway, Wenzel observed multiple indicia of intoxication within a very short time after
Peterson stopped driving. When these observations are considered together with Peterson’s
12
evasive behavior and his refusal to cooperate with Wenzel, we conclude that Wenzel had
probable cause to arrest Peterson for DWI. See State v. Kier, 678 N.W.2d 672, 674, 678
(Minn. App. 2004) (concluding that an officer had probable cause to arrest appellant for
DWI when the officer observed appellant’s strong alcoholic odor, watery eyes, and slurred
speech after appellant exited his car).
Because the record supports the district court’s factual findings that Wenzel began
to arrest Peterson while he was in the doorway of Peterson’s home, we conclude that these
findings are not clearly erroneous. Because Wenzel began to arrest Peterson in the
doorway, Peterson could no longer flee back into his house to thwart the arrest. See
Santana, 427 U.S. at 42 -43, 96 S. Ct. at 2409 -10. The district court, therefore, correctly
upheld Peterson’s arrest as lawful and denied the motion to suppress.
Affirmed.