Minnesota Center for Environmental Advocacy, et al., Petitioners,
The holding in the court’s own words
We conclude that petitioners have standing to pursue a rules challenge under Minn. Stat. § 14.44. We conclude that chapter 6132 meets the DNR’s obligations under Minn. Stat. § 93.47, subd. 3. We reject petitioners’ assertion that the reclamation standards adopted in Minn. R. 6132.2000-. Because we conclude that is does neither, we declare the rules valid.
Quoted verbatim from the opinion — no paraphrase, nothing generated. Not yet human-reviewed. How we find the holding.
Authorities cited
Identified automatically; this list may not be exhaustive.
- , A18-1524, A18-1608 A18-1312
- A18-1524 not in our corpus
- A18-1608 not in our corpus
- Rocco Altobelli, Inc. v. State, Department of Commerce 524 N.W.2d 30
- State Ex Rel. Smith v. Haveland 25 N.W.2d 474
- Save Mille Lacs Sportsfishing, Inc. v. Minnesota Department of Natural Resources 859 N.W.2d 845
- Minnesota Environmental Science and Economic Review Board v. Minnesota Pollution Control Agency 870 N.W.2d 97
- Coalition of Greater Minnesota Cities v. Minnesota Pollution Control Agency 765 N.W.2d 159
- Snyder's Drug Stores, Inc. v. Minnesota State Board of Pharmacy 221 N.W.2d 162
- Weavewood, Inc. v. S & P Home Investments, LLC 821 N.W.2d 576
- Berg v. Groschen 437 N.W.2d 75
- Klapmeier v. Town of Center of Crow Wing County 346 N.W.2d 133
- Corah v. Corah 75 N.W.2d 465
- All Finish Concrete, Inc. v. Erickson 899 N.W.2d 557
- Manufactured Housing Institute v. Pettersen 347 N.W.2d 238
- In Re Hubbard 778 N.W.2d 313
- Peoples Natural Gas Co. v. Minnesota Public Utilities Commission 369 N.W.2d 530
- Anderson v. Commissioner of Highways 126 N.W.2d 778
- Can Manufacturers Institute, Inc. v. State 289 N.W.2d 416
- Hard Times Cafe, Inc. v. City of Minneapolis 625 N.W.2d 165
- State v. Gray 413 N.W.2d 107
- Minnesota Chamber of Commerce v. Minnesota Pollution Control Agency 469 N.W.2d 100
- State v. Newstrom 371 N.W.2d 525
- In re Individual 35W Bridge Litigation 806 N.W.2d 820
- Mohler v. City of St. Louis Park 643 N.W.2d 623
- State v. Becker 351 N.W.2d 923
- State, City of Minneapolis v. Reha 483 N.W.2d 688
- Olson v. One 1999 Lexus Mn License Plate No. 851ldv Vin: Jt6hf10u6x0079461 924 N.W.2d 594
- Minnesota League of Credit Unions v. Minnesota Department of Commerce 486 N.W.2d 399
- McCaughtry v. City of Red Wing 831 N.W.2d 518
- In the Matter of Minnesota Department of Natural Resources Special Permit No. 16868 (December 21, 2012) … 867 N.W.2d 522
- State v. Bussmann 741 N.W.2d 79
Opinion text
This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2018).
STATE OF MINNESOTA
IN COURT OF APPEALS
A18-1956
Minnesota Center for Environmental Advocacy, et al.,
Petitioners,
vs.
Minnesota Department of Natural Resources,
Respondent,
Poly Met Mining, Inc.,
Respondent.
Filed August 5, 2019
Rules declared valid; motion denied.
Kirk, Judge*
Minnesota Department of Natural Resources
Ann E. Cohen, Evan Mulholland, Minnesota Center for Environmental Advocacy, St. Paul,
Minnesota (for petitioners Minnesota Center for Environmental Advocacy, et al.)
Evan A. Nelson, Margo S. Brownell, Maslon LLP, Minneapolis, Minnesota (for petitioner
Friends of the Boundary Waters Wilderness)
Sherry A. Enzler, General Counsel for Minnesota Department of Natural Resources; and
Jon Katchen (pro hac vice), Sarah Koniewicz, Holland & Hart, LLP, Anchorage, Alaska
(for respondent Minnesota Department of Natural Resources)
Monte A. Mills, Caitlinrose H. Fisher, Greene Espel PLLP, Minneapolis, Minnesota; and
* Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant to
Minn. Const. art. VI, § 10.
2
Jay C. Johnson (pro hac vice), Venable LL P, Washington, District of Columbia (for
respondent Poly Met Mining, Inc.)
Byron E. Starns, Stinson Leonard Street LL P, Minneapolis, Minnesota (for amicus curiae
Mining Minnesota)
Considered and decided by Schellhas, Presiding Judge; Smith, Tracy M., Judge; and
Kirk, Judge.
U N P U B L I S H E D O P I N I O N
KIRK, Judge
In this declaratory -judgment action under Minn. Stat. § 14.44 (2018), petitioners
challenge the rules governing nonferrous metallic mineral mining in Minnesota .
Respondents move to dismiss the action, arguing that petitioners lack standing to challenge
the rules and that the action is untimely. We deny the motion to dismiss and declare the
rules valid.
FACTS
On November 1, 2018, respondent Minnesota Department of Natural Resources
(DNR) issued the first permit in the state’s history for a copper -nickel-platinum group
elements mine. The permitee, respondent Poly Met Mining, Inc. (PolyMet), proposes to
build the mine, called the NorthMet project, in north eastern Minnesota. The project has
garnered opposition that has resulted in numerous appeals to this court. 1 In this related
1 See In re Applications for a Supplemental Envtl. Impact Statement for Proposed NorthMet
Project, Nos. A18-1312, A18-1524, A18-1608, 2019 WL 2262780 (Minn. App. May 28,
2019) (affirming DNR decision not to complete supplemental environmental -impact
statement); In re NorthMet Project Permit to Mine (A18-1952, A18-1958, A18-1959), and
In re Applications for Dam Safety Permits for the NorthMet Min ing Project (A18-1953,
A18-1960, A18-1961); In re Issuance of Nat’l Pollutant Discharge Elimination Sys. / State
3
declaratory-judgment action, petitioners Minnesota Center for Environmental Advocacy ,
et al. (MCEA) 2 and Friends of the Boundary Waters Wilderness (Friends) (together,
petitioners) seek to invalidate Minn. R. 6132.0100-.5300 (2017) (chapter 6132), the
administrative rules pursuant to which the NorthMet project permit to mine was issued.
Chapter 6132 was promulgated pursuant to the legislat ure’s direction in the mine
land reclamation act, Minn. Stat. §§ 93.44-.51 (2018) (the act). The first version of the act
was adopted in 1969. See 1969 Minn. Laws ch. 774, §§ 1 -8, at 1438-43 (the 1969 law).
The 1969 law declared a policy, which remains part of the act today:
In recognition of the effects of mining upon the
environment, it is hereby declared to be the policy of this state
to provide for the reclamation of certain lands hereafter
subjected to the mining of metallic minerals or peat where such
reclamation is necessary, both in the interest of the general
welfare and as an exercise of the police power of the state, to
control possible adverse environmental effects of mining, to
preserve the natural resources, and to encourage the planning
of future land utilization, while at the same time promoting the
orderly development of mining, the encouragement of good
mining practices, and the recognition and identification of the
beneficial aspects of mining.
Disposal Sys . Permit for the Proposed Northmet Project (A19-0112, A1 9-0118, A19 -
0124); and In re Issuance of Air Emissions Permit for Polymet Mining, Inc., (A19-0115,
A19-0134).
2 Counsel for MCEA also represents petitioners Duluth for Clean Water, Center for
Biological Diversity, Save Lake Superior Association, Friends of the Cloquet Valley State
Forest, and Save Our Sky Blue Waters.
4
Minn. Stat. § 93.44; see 1969 Minn. Laws ch. 774, § 1 , at 1439. 3 The 1969 law directed
the commissioner of natural resources4 to “conduct a comprehensive study and survey in
order to determine, consistent with the declared policy of this act, the extent to which
regulation of mining areas is necessary in the interest of the general welfare.” 1969 Minn.
Laws ch. 774, § 4 , at 1440 . The 1969 law also authorized, but did not require, the
commissioner to adopt rules governing mining. Id. at 1441.
In 1973, the legislature adopted Minn. Stat. § 93.481, which prohibits mining of
metallic minerals without a permit. See 1973 Minn. Laws. ch. 526, § 5, at 1191 (the 1973
law). Under the 1973 law, the commissioner retained the discretion to adopt rules, but still
was not required to do so. Id., § 3, at 1190. In 1980, the commissioner promulgated rules
for mining of ferrous minerals. See Minn. Reg. 231-239 (Aug. 18, 1980) (a dopting rules
now codified at Minn. R. 6130.0100 -.6300 (2017)).5 In 1983, the legislature adopted a
provision precluding the DNR from issuing permits to mine nonferrous metallic minerals6
3 The statutory policy was amended in 1983 to include the reference to mining of peat, see
1983 Minn. Laws ch. 270, § 1 , at 1161, but otherwise remains as it was adopted in 1969.
Compare 1969 Minn. Laws ch. 774, § 1, at 1439, with Minn. Stat. § 93.44.
4 Although the 1969 law defined “commissioner” as “commissioner of conservation,”
another law passed in 1969 changed the name of the commissioner of conservation to the
commissioner of natural resources. See 1969 Minn. Law. ch. 1129, art. 3, § 1.
5 Chapter 6130 applies to “metallic mining operations from which iron is the predominant
metal extracted,” Minn. R. 6130.0300, subp. 5, which are generally recognized as ferrous
minerals. See, e.g., American Heritage Dictionary 651 (5th ed. 2011) (defining “ferrous”
as “[r]elating to or containing iron”).
6 “‘Nonferrous metallic mineral’ means a metallic mineral from which iron is not t he
predominant metal extracted,” and “‘[m]etallic mineral’ means a naturally formed
chemical, element, or compound having a definite chemical composition and, usually, a
characteristic crystal form, from which a metal, metals, or metal oxides can be extracted
by metallurgical processes.” Minn. R. 6132.0100, subps. 15, 22.
5
until it adopted rules related to reclamation for such mines. See 1983 Minn. Laws ch. 270,
§ 5, at 1163 (codified at Minn. Stat. § 93.481, subd. 6).
Over the next decade, the DNR engaged in study and rulemaking proceedings, and
in March 1993, the DNR noticed adoption of final rules governing nonferrous metallic
mineral mining. See 17 Minn. Reg. 2207-09 (March 15, 1993); Minn. R. 6132.0100-.5300.
Before noticing the final rules, the DNR conducted formal rule proceedings. That process
included preparing a statement of need and reasonableness (SONAR); publishing notice of
intent to adopt rules; accepting public comments; holding a hearing before an
administrative-law judge (ALJ), who issued a report recommending adoption of the rules;
and publishing notice of the final rules in the Minnesota State Register. See Minn. Stat. §§
14.131-.18 (1992) (setting forth rulemaking requirements for rules adopted with a hearing).
Although chapter 6132 was promulgated more than 25 years ago, no permit to mine
was issued under it until November 1, 2018, when the DNR issued the permit for the
NorthMet project. Petitioners initiated this action about a month later.
D E C I S I O N
I.
The DNR and PolyMet (together, respondents) argue for dismissal of this action
based on their assertion that petitioners lack standing. Under Minn. Stat. § 14.44 (2018):
The validity of any rule may be determined upon the petition
for a declaratory judgment thereon, addressed to the court of
appeals, when it appears that the rule, or its threatened
application, interferes with or impairs, or threatens to interfere
with or impair the legal rights or privileges of the petitioner.
6
This court has treated this language in section 14.44 as a conferment of statutory standing
and has applied general principles governing declaratory -judgment standing to determine
the existence of standing in a rules action. See Rocco Altobelli, Inc. v. State, Dep ’t of
Commerce, 524 N.W.2d 30, 34 (Minn. App. 1994) (citing State ex rel. Smith v. Haveland,
25 N.W.2d 474 (Minn. 1946) and Arens v. Vill age of Rogers , 61 N.W.2 d 508 ( Minn.
1953)). Under those principles, the mere possibility of injury or a mere interest in a
problem is not sufficient to confer standing. Id. Instead, petitioners must demonstrate that
a rule is, or is about to be, applied to their disadvantage. Id.
Petitioners are environmental organizations representing individuals who own
property and enjoy natural resources on property near potential nonferrous mining sites,
including the NorthMet project site. The DNR asserts that any harm to petitioners’ interests
is speculative and that petitioners’ desire to protect the environment is not sufficient to
confer standing. PolyMet goes one step further, arguing that the only parties that will have
standing to chall enge chapter 6132 are entities (like itself) that seek permits to conduct
nonferrous mineral mining.
This court has recognized “the broad statutory language establishing a right to
challenge regulations before enforcement.” Save Mille Lacs Sportsfishin g, Inc. v. Minn.
Dep’t of Nat. Res., 859 N.W.2d 845, 849 (Minn. App. 2015) . And in actions asserted by
regulated parties, this court has usually concluded that standing exists. See Minn. Envtl.
Sci. & Econ. Review Bd. v. Minn. Pollution Control Agency , 870 N.W.2d 97, 101 (Minn.
App. 2015) ( MESERB) (holding that municipalities, wastewater -treatment facilities,
sanitary-sewer districts, and farming operations would have been affected by and had
7
sufficient particularized interest in water-quality standards to have standing in rules action);
Coal. of Greater Minn. Cities v. Minn. Pollution Control Agency , 765 N.W.2d 159, 164
(Minn. App. 2009) (Coal. of Cities) (holding that coalition of municipalities that would be
required to comply with challenged regulations had standing), review denied (Minn. Aug.
11, 2009); cf. Save Mille Lacs Sportsfishing , 859 N.W.2d at 848-49 (declining to dismiss
action for lack of standing when parties had not raised issue and petitioners—organizations
representing residents fishing the lake and resort owners —would be impacted by rules
limiting fishing).
In one published decision, we addressed the standing, to pursue a rules challenge ,
of persons seeking more stringent regulations of others. See Rocco Altobelli, 524 N.W.2d
at 34-35. In that case, we held that the petitioners did not have standing because their
theory of injury was not borne out by the facts. Id. at 34-36 (explaining that injury claimed
by petitioners was illusory; that even if there was an injury, it was not caused by the
challenged rule; and that their arguments regarding public -safety interests were
“demonstrably incorrect”). The holding in Rocco Altobelli is fact-specific and not helpful
to our analysis here.
Our supreme court has not directly addressed standing under Minn. Stat. § 14.44.
But it has addressed, in a slightly different context, the participation rights of parties whom
regulations are intended to protect. See Snyder’s Drug Stores, Inc. v. Minn. State Bd. of
Pharmacy, 221 N.W.2d 162 (Minn. 1974). In Snyder’s Drug, the court held that the district
8
court7 abused its discretion in not allowing nonprofit consumer groups to intervene as
plaintiffs in a rules challenge asserted by a drug -store chain to challenge a regulation
prohibiting the advertisement of retail drug prices. Id. at 16 6-67. In deciding the
intervention issue, the court discussed whether the consumer groups had standing to
challenge the regulation, reasoning: “If no drug retailer sought to challenge the validity of
[the rule], would that mean that no other class of potential plaintiffs would have standing
to challenge the provision in question? [And], the question arises: For whose benefit was
the regulation enacted?” Id. at 165. The supreme court concluded that permissive
intervention was warranted in part because the pharmacy board had conceded that “it [was]
not per se concerned with the impact that [the rule] has upon drug prices,” and thus that
“[n]ot allowing the appellants to intervene means that really no one representing the
consuming public has any part in the lawsuit.” Id. at 166.
We conclude that petitioners have standing to pursue a rules challenge under Minn.
Stat. § 14.44. As we noted in Save Mille Lacs Sportsfishing, the statutory grant of standing
is broad, 859 N.W.2d at 849, and petitioners have alleged threatened injur ies to their
members’ interests in enjoying their land and the environment near potential mining sites.
Additionally, under Snyder’s Drug, it is relevant that petitioners are among the class of
persons for whom the reclamation act and chapter 6132 were enacted. See Minn. Stat.
7 Prior to 1984, challenges to administrative rules were heard by the district court. See
Minn. Stat. § 15.0416 (1971) (authorizing action in district court); see also 1982 Minn.
Laws. ch. 424, § 130, at 368 (authorizing recodification of administrative procedure
provisions as chapter 14); 1984 Minn. Laws ch. 640, § 26, at 1793 (amending Minn. Stat.
§ 14.44 to allow for action in court of appeals).
9
§ 93.44 (stating environmental-protection purposes of statute); Minn. R. 6132.0200 (same
for rules ). Accordingly, we deny the motion to dismiss this action on the ground that
petitioners lack standing.8
II.
Respondents argue that this action should be dismissed under the doctrine of laches,
and PolyMet additionally argues that the action is barred under the six-year residual statute
of limitations in Minn. Stat. § 541.05, subd. 1(5) (2018). We address the timeliness
arguments in turn, beginning with PolyMet’s statute-of-limitations argument.
A. Statute of limitations
PolyMet’s argument for application of a statute of limitations relies on the supreme
court’s decision in Weavewood, Inc. v. S & P Home Inv., LLC , 821 N.W.2d 576 (Minn.
2012). In Weavewood, the supreme court held that “[s]tatutes of limitation s apply to a
declaratory judgment action to the same extent as a nondeclaratory proceeding based on
the same cause of action.” Weavewood, 821 N.W.2d . at 57 9 (emphasis added) . The
Weavewood holding is premised on the principle that “a complaint requesting declaratory
relief must present a substantive cause of action that would be cognizable in a
nondeclaratory suit.” Id. (quotation omitted). Thus, the supreme court instructed that, to
determine whether a declaratory -judgment action is timely, it must “examine the essence
or gravamen of the action, to determine which, if any, statutes of limitations apply.” Id. at
8 Respondents separately assert that petitioners lack standing to assert a constitutional
vagueness claim. We analyze this argument in the section addressing that claim below.
10
581 (quotation omitted ) ( emphasis added). By necessary implication, Weavewood
recognizes that there may be claims with no governing statute of limitations. See id.
Assuming that Weavewood applies to this rules action , it does not compel the
conclusion that this action is barred by the residual statute of limitations in M inn. Stat.
§ 541.05, subd. 1(5). Weavewood holds that statutes of limitation apply to the “same
extent” that they would apply to the underlying cause of action if asserted in a suit not
seeking declaratory relief. Id. at 579. In this case, there is no underlying cause of action
that would be viable in a nondeclaratory action. Instead, Minn. Stat. § 14.44 provides a
unique statutory remedy for which the legislature has not provided a statute of limitations.
PolyMet asserts that the comparable nondeclaratory action in this case would be for
constitutional claims, which it asserts are governed b y the residual statute of limitations.
In support of this argument, PolyMet relies on Berg v. Groschen, 437 N.W.2d 75 (Minn.
App. 1989). But Berg involved a damages claim under 42 U.S.C. § 1983 (1981), and this
court relied on United States Supreme Court authority requiring the application of a state’s
residual statute of limitations to section 1983 damage claims. Berg, 437 N.W.2d at 77
(citing Owens v. Okure, 488 U.S. 235, 109 S. Ct. 573 (1989)). Berg is not helpful here.
PolyMet also asserts that th e residual statute of limitations applies directly , by its
language, to this declaratory-judgment action.9 The residual statute of limitations provides
a six-year statute for “actions . . . for any other injury to the person or rights of another, not
9 PolyMet also cites, in a footnote, Minn. Stat. § 541.05, subd. 1(2) (2018), a six-year statute
of limitations for “liability created by statute.” But PolyMet does not explain how Minn.
Stat. § 14.44 creates liability, which is genera lly understood as “an obligation,
responsibility, or debt.” See American Heritage Dictionary 1011 (5th ed. 2011).
11
arising on contract, and not hereinafter enumerated.” Minn. Stat. 541.05, subd. 1(5).
PolyMet argues that th is language “straightforwardly covers Petitioners’ contention that
DNR exceeded its statutory authority, which they say ‘impaired the legal rights and
privileges of their members.’” Under PolyMet’s analysis, however, any noncontract-based
declaratory-judgment action would be governed by the residual statute of limitations. That
is not the analysis that the supreme court applied in Weavewood.
Under Weavewood, we must determine what statute of limitations, if any, would
apply to comparable claims in a non declaratory action. Because Minn. Stat. § 14.44
provides a unique statutory remedy without a statute of limitations, and because there is no
comparable nondeclaratory action from which a statute of limitations may be derived, we
reject PolyMet’s argument that this action is barred by the residual statute of limitations in
Minn. Stat. § 541.05, subd. 1(5). And we deny PolyMet’s motion to dismiss on this ground.
B. Laches
The doctrine of laches is intended to “prevent one who has not been diligent in
asserting a known right from recovering at the expense of one who has been prejudiced by
the delay.” Klapmeier v. Town of Center , 346 N.W.2d 133, 137 (Minn. 1984) (quotation
omitted). “The basic question is whether there has been such an unreasonable delay in
asserting a known right, resulting in prejudice to others, as would make it inequitable to
grant the relief prayed for.” Id. (quotation omitted). The determination of whether to apply
laches generally has been treated as a discretionary, fact -dependent decision. See, e.g.,
Corah v. Corah , 75 N.W.2d 465, 469 (Minn. 1956) (“The application of laches depends
upon the facts of the particular case and rests largely with the discretion of the trial court.”);
12
All Finish Concrete, Inc. v. Erickson, 899 N.W.2d 557, 564 (Minn. App. 2017) (reviewing
laches decision for abuse of discretion).
Neither this court nor the supreme court has applied the doctrine of laches in the
context of a rules action. Some federal courts have applied the doctrine to declaratory-
judgment actions challenging federal administrative rules. See, e.g., Indep. Bankers Ass’n
of Am. v. Heimann, 627 F.2d 486, 488 (D.C. Cir. 1980) (holding that district court abused
its discretion by failing to hold that challenge to 12-year-old interpretative rule was barred
by laches). But federal courts have also recognized that laches should be applied sparingly
in suits “brought to vindicate the public interest,” including environmental suits. Apache
Survival Coal. v. United States , 21 F.3d 895, 905 (9th Cir. 1994). The reason for the
sparing application is twofold: first, “citizens have a right to assume that federal officials
will comply with applicable law,” and second, “ordinarily the plaintiff will not be the only
victim of the alleged environmental damage.” Id. at 906 (quotations omitted); see also
Park Cty. Res. Council, Inc. v. U.S. Dep’t of Agric ., 817 F.2d 609, 617 (10th Cir. 1987)
(“Nearly every circuit, including this one, and numerous district courts have recognized
the salutary principle that [l]aches must be invoked sparingly in environmental cases
because ordinarily the plaintiff will not be the only victim of alleged environmental
damage. A less grudging application of the doctrine might defeat Congress’s
environmental policy.” (quotation omitted)) (collecting cases), overruled on other grounds
by Village of Los Ranchos De Albuquerque v. Marsh, 956 F.2d 970 (10th Cir. 1992).
Because laches is a discretionary doctrine of uncertain application to rules actions,
and because this action is based on allegations of an agency exceeding its authority and
13
implicates environmental concerns, we decline to apply the doctrine of laches to bar this
action. Accordingly, we deny respondents’ motion to dismiss on this ground.
III.
A party may petition this court to declare a rule invalid if the rule (1) violates the
constitution, (2) is in excess of s tatutory authority, or (3) is adopted without compliance
with rulemaking procedures. Minn. Stat. § 14.45 (2018). “In a preenforcement action, this
court is limited to considering these three bases for a challenge.” MESERB, 870 N.W.2d
at 100. Review is also limited to the rulemaking record created by the agency. See Minn.
Stat. § 14.365 (2018) (requiring creation of rulemaking record, which “constitutes the
official and exclusive agency rulemaking record with respect to agency action on or judicial
review of the rule”); Manufactured Hous. Inst. v. Pettersen, 347 N.W.2d 238, 241 (Minn.
1984) (providing that review under Minn. Stat. § 14.44 is on agency record).
Petitioners challenge the validity of chapter 6132 in its entirety, asserting that it
violates the constitution and is in excess of statutory authority, but do not allege procedural
irregularity. We address the statutory and constitutional arguments in turn, but we begin
with a brief overview of the structure and content of chapter 6132.
A. Chapter 6132
Chapter 6132 is divided into four sections: “general provisions,” which includes a
definitions rule, Minn. R. 6132.01 00; “permit requirements,” which includes a permit -
application rule, Minn. R. 6132. 1100; “reclamation standards,” which provid es specific
requirements for mine siting, design, operation, and closure, Minn. R. 6132.2000 -.3200;
and “administrative procedures,” which includes rules for variances, Minn. R. 6132.4100,
14
as well as amendments, modifications and cancellations of permits, Minn. R. 6132.4200-
.4400.
Each of the reclamation standards is divided into two sections, setting forth a goal
and requirements. The “goals” are defined by the rules as “reclamation targets of
achievement toward which the specific requirements of parts 6132.0100 to 6132.5300 are
directed.” Minn. R. 6132.0100, subp. 8. Whereas the requirements, as the word suggests,
set forth requirements related to the goals. Thus, for instance, with respect to buffers, the
goal is that “[a] mining operation shall be designed, constructed, and maintained so that it
is compatible with surrounding nonmining uses.” Minn. R. 6132.2100, sub p. 1. And the
requirements are that “[e]xisting terrain and vegetation, or revegetated berms, must be used
to diminish impacts of the mining activities,” and that “[b]uffers must be constructed before
beginning operations and may be located within [certain specified] areas. . . .” Id., subp.
2(A)-(B).
The requirements of the reclamation standards are intentionally stated somewhat
generally. The purpose and policy provision of chapter 6132 explains:
Because of the unique character of each mining
operation and the extreme diversity of the possible type s and
sizes of operations, specific permit requirements shall be
established within the framework established by parts
6132.0100 to 6132.5300. Permit terms and conditions shall be
directed toward attaining the goals while fulfilling the
requirements described in parts 6132.0100 to 6132.5300.
Minn. R. 6132.0200. Similarly, in the SONAR, the DNR explained that
the rules are designed to act as a framework within which
specific permit requirements are to be developed to address the
unique problems anticip ated to exist at each individual mine
15
site. The actual reclamation, conducted at a given mine, will
have to be custom designed to account for each site and
operation’s uniquely specific characteristics. In order to make
the proposed rules workable, it is necessary and reasonable to
build in enough flexibility, while still providing basic direction
on how reclamation can be achieved.
In recommending that chapter 6132 be adopted, the ALJ recogn ized arguments by
commentators that more specific standards should be included. But the ALJ concluded
that “[t]he statute authorizing these rules do[es] not require specific standards for the
conduct of mining operations.”
B. Statutory Authority
“Administrative agencies are creatures of statute and they have only those powers
given to them by the legislature.” In re Hubbard, 778 N.W.2d 313, 318 (Minn. 2010). “An
agency’s statutory authority may be either expressly stated in the legislation or implied
from the expressed powers.” Id.
The legislature states what the agency is to do and how it is to
do it. While express statutory authority need not be given a
cramped reading, any enlargement of express powers by
implication must be fairly drawn and fairly evident from the
agency objectives and powers expressly give n by the
legislature.
Peoples Nat. Gas Co. v. Minn. Pub. Utils. Comm’n, 369 N.W.2d 530, 534 (Minn. 1985).
Petitioners assert that chapter 6132 exceeds the DNR’s authority because it “does
not conform to requirements of the authority enabling its adoption.” More specifically,
petitioners assert that “[c]hapter 6132 does not contain standards mandated by DNR’s
enabling authority and is therefore invalid.” In so asserting, petitioners rely on Minn. Stat.
§ 93.47, subd. 3, which provides, in relevant part:
16
To the greatest extent possible, within the authority possessed
by the commissioner, the rules so promulgated shall
substantially comply with or exceed any minimum mine land
reclamation requirements which may be established pursuant
to a federal mi ne land reclamation act. The rules so
promulgated also shall conform with any state and local land
use planning program; provided further the commissioner shall
develop procedures that will identify areas or types of areas
which, if mined, cannot be reclaimed with existing techniques
to satisfy the rules promulgated under this subdivision, and the
commissioner will not issue permits to mine such areas until
the commissioner determines technology is available to satisfy
the rules so promulgated.
Petitioners focus in on the language requiring the commissioner to “develop
procedures that will identify areas or types of areas which, if mined, cannot be reclaimed
with existing techniques to satisfy the rules promulgated.” This language, petitioners
argue, requi res the commissioner to adopt rules setting performance or prescriptive
standards governing reclamation. Petitioners assert that chapter 6132 fails this requirement
by conferring too much discretion on the commissioner to grant or deny a permit. Because
of the discretion conferred, petitioners assert, it is impossible to determine areas or types
of areas that could not be reclaimed in satisfaction of the rules.
The language on which petitioners focus, quoted above, was added to the statute by
the 1973 law that also added the permit requirement. 1973 Minn. Laws ch. 526, §§ 3, 5 at
1190-92. Importantly, the 1973 law significantly broadened the scope of the DNR’s
regulatory authority, for the first time prohibiting mining without a permit, and making
clear that permits should be denied if mining sites “ cannot be reclaimed” using existing
techniques. Id., § 3, at 1191.
17
The statute does not define reclamation. See Minn. Stat. § 93.46 (providing
definitions that do not include reclamation). Chapter 6132, however, defines “reclamation”
as “the activities that successfully accomplish the requirements of [Minn. R.] 6132.2000 to
6132.3200.” Minn. R. 6132. 0100, subp. 29; see also Minn. Stat. § 14.38 , subd. 1 (2018)
(stating that promulgated rules have the “force and effect of law”). Minn. R. 6132.2000 -
.3200—the reclamation standards —set forth “goals” and “requirements” for mine siting,
design, operations, and closure. Accordingly, a mine site can be reclaimed using existing
techniques if the siting, design, o perations, and closure requirements of the rules can be
met using existing techniques.
Viewed contextually, Minn. Stat. § 93.47 requires the DNR to establish reclamation
standards, to adopt procedures for determining when those standards cannot be met, and to
deny permits when the standards cannot be met. The DNR has established reclamation
standards in Minn. R. 6132.2000 -.3200. It has adopted procedures —in the form of a
permit-application rule, Minn. R. 6132.4000—for determining if the reclamation standards
can be met with respect to a specific mine site. And the permit-application rule allows the
DNR to deny a permit, as required by statute, if reclamation standards cannot be met. See
Minn. Stat. § 93.47, subd. 3; Minn. R. 6132.4000, subp. 3(C). We conclude that chapter
6132 meets the DNR’s obligations under Minn. Stat. § 93.47, subd. 3.
We reject petitioners’ assertion that the reclamation standards adopted in Minn. R.
6132.2000-.3200 exceed statutory authority by allowing the commissioner too muc h
discretion to grant or deny a permit. As the DNR points out, the legislature has directed
agencies to avoid “overly prescriptive and inflexible” rules, and instead to “develop rules
18
and regulatory programs that emphasize superior achievement in meeting the agency’s
regulatory objectives and maximum flexibility for the regulated party and the agency in
meeting those goals.” Minn. Stat. § 14.002 (2018). The DNR also explains that flexible
reclamation rules are necessary to accommodate the variety of conditions at proposed mine
sites and allow for changes to mining technology. Each reclamation rule includes a goal
and specific requirements. The DNR uses the goals to guide its application of the rule
requirements, and also to determine whether to grant variances to the rule. Petitioners cite
no binding, apposite authority precluding this approach, and we are aware of none.
This court has recognized that “[t]he government cannot operate without agencies
that exercise discretionary power.” Coal. of Cities, 765 N.W.2d at 165 (quoting 3 Richard
J. Pierce, Jr., Admin. Law Treatise § 17.1, at 1227 (4th ed. 2002)). And our supreme court
has explained that “[t]he modern tendency is to be more liberal in permitting grants of
discretion to administrative officers in order to facilitate the administration of laws as the
complexity of economic and governmental conditions increase.” Anderson v. Comm’r of
Highways, 126 N.W.2d 778, 780 -81 (Minn. 1964). Accordingly, as the DNR asserts,
Minnesota courts have sanctioned regulatory schemes that incorporate agency discretion
in enforcement, particularly in complex, evolving areas and particularly when procedural
safeguards are in place. See Can Mfrs. Inst., Inc. v. State, 289 N.W.2d 416, 422-24 (Minn.
1979); Coal. of Cities, 765 N.W.2d at 167 -68. Applying these principles here leads us to
conclude that chapter 6132 is not invalid for lack of statutory authority.
19
B. Constitutionality
Petitioners’ constitutional challenge to chapter 6132 is based on the void -for-
vagueness theory of substantive due process. See Hard Times Cafe, Inc. v. City of
Minneapolis, 625 N.W.2d 165, 171 (Minn. App. 2001) (“Vague statutes are prohibited
under the due process c lause of the fourteenth amendment.” (quotation omitted) ). “A
statute is void due to vagueness if it defines an act in a manner that encourages arbitrary
and discriminatory enforcement, or the la w is so indefinite that people must guess at its
meaning.” Id. (quotations omitted). Petitioners’ vagueness claim is problematic in three
related respects.
First, it is well established that—subject to certain exceptions not applicable here—
a party may not assert the constitutional rights of another. See Broadrick v. Oklahoma, 413
U.S. 601, 610, 93 S. Ct. 2908, 2915 (1973) (holding that “constitutional rights are personal
and may not be asserted vicariously”), quoted in State v. Gray , 413 N.W.2d 107, 112
(Minn. 1987). Respondents correctly assert that the vagueness arguments petitioners make
generally would be the regulated entities’ argument to make. See, e.g., Hard Times Cafe,
625 N.W.2d at 171 -72 (addressing vagueness claim against license regulations raised by
licensee subject to those licenses). It is not clear, however, whether an absence of personal
constitutional harm results in a jurisdictional standing defect in this rules challenge, give n
the broad statutory grant of standing under Minn. Stat. § 14.44 and the directive in Minn.
Stat. § 14.45 that this “court shall declare [a] rule invalid if it finds that it violates
constitutional provisions.”
20
Second, it is not clear that the interests petitioners assert are protected property
rights warranting due -process protections. Vagueness claims are based on “due process
standards of definiteness under the United States Constitution and Minnesota
Constitutions.” Minn. Chamber of Commerce v. Minn . Pollution Control Agency , 469
N.W.2d 100, 107 (Minn. App. 1991), review denied (Minn. July 24, 1991); see also State
v. Newstrom, 371 N.W.2d 525, 528 (Minn. 1985). The right to due process protects against
the deprivation of life, liberty, or property without due process of law. U.S. Const. amend.
XIV, § 1; Minn. Const. art. I, § 7. Accordingly, to asser t a viable due -process claim,
petitioners must assert a protected property interest that is impacted by chapter 6132. See,
e.g., In re Individual 35W Bridge Litig. , 806 N.W.2d 820, 829 (Minn. 2011) (explaining
that proponent of due-process claim “has the burden of proving that the interest allegedly
interfered with rises to the level of a constitutionally protected ‘liberty’ or ‘property’
interest, and that this interest has been interfered with to an extent that violates the Due
Process Clause”). Petitioners assert an interest in the protection of the environment and
their enjoyment of property, but they cite no authority for the proposition that these
interests are constitutionally protected interests. Cf. Delaware Riverkeeper Network v. Fed.
Energy Regulatory Comm’n , 895 F.3d 102, 109 ( D.C. Cir. 2018) (holding that “state -
created right to clean air, pure water, and preservation of the environment does not qualify
as a federally protected ‘property’ interest”); Mohler v. City of St. Louis Park, 643 N.W.2d
623, 635 (Minn. App. 2002), (holding that zoning laws do not confer property interests on
adjacent landowners), review denied (Minn. July 16, 2002).
21
Third, it is not clear that petitioners may assert a facial vagueness challenge. “It is
well-settled that vagueness challenges that do not involve First Amendment freedoms must
be examined in light of the facts at hand.” State v. Becker, 351 N.W.2d 923, 925 (Minn.
1984) (citing United States v. Powell, 423 U.S. 87, 92, 96 S. Ct. 316, 319 (1975)); see also
Village of Hoffman Estates v. Flipside , Hoffman Estates, Inc. , 455 U.S. 489, 495, 102 S.
Ct. 1186, 1191 (1982) (“A plaintiff who engages in some conduct that is clearly proscribed
cannot complain of the vagueness of the law as applied to the conduct of others”); State,
City of Minneapolis v. Reha, 483 N.W.2d 688, 691 (Minn. 1992) (same); cf. Olson v. One
1999 Lexus, 924 N.W.2d 594, 607-08 n.8 (Minn. 2019) (reasoning that “it makes sense that
in most cases asserting a due process violation based on a deprivation of property . . . a
constitutional challenge will and should be decided on an as -applied basis” but
acknowledging that “there are cases wher e a facial challenge may be proper and
preferred”). It is unclear how this principle applies in the context of this pre -enforcement
rules action. See Minn. League of Credit Unions v. Minn. Dep’t of Commerce, 486 N.W.2d
399, 405 (Minn. 1992) (addressing v agueness arguments in rules challenge but also
reasoning that “this is a pre-enforcement action and that an individual could challenge the
constitutionality of the rule as applied to his or her activities in an enforcement action”).
Even assuming that pe titioners have asserted a justiciable, viable facial challenge,
they face the steep burden of proving that chapter 6132 is “unconstitutional in all
applications.” McCaughtry v. City of Red Wing , 831 N.W.2d 518, 522 (Minn. 2013)
(quotation omitted) . “This heavy burden stems from the presumption that statu tes are
constitutional such that we exercise our power to declare a statute unconstitutional with
22
extreme caution and only when absolutely necessary.” Olson, 924 N.W.2d at 607
(quotations omitted) . “We d o not expect mathematical certainty from the English
language, and a statute that is flexible and reasonably broad will be upheld if it is clear
what the statute, as a whole, prohibits.” In re Minn. Dep’t of Nat. Res. Special Permit No.
16868, 867 N.W.2d 522, 532 (Minn. App. 2015) (quotation omitted), review denied (Minn.
Oct. 20, 2015). “Unless the statute proscribes no comprehensible course of conduct at all,
it will be upheld.” Becker, 351 N.W.2d at 925.
Having carefully reviewed chapter 6132, we cannot conclude that it “proscribes no
comprehensible course of conduct at all.” Id. Rather, as we discuss above, it imposes
goals and requirements for various aspects of nonferrous mining. Petitioners concede that
some of the requirements are specific standards. And, to the extent that other requirements
are more generalized, they become specific through the permitting process. For this reason,
chapter 6132 does not implicate constitutional vagueness concerns because no one is left
to guess what conduct is proscribed. Cf. Can Mfg., 289 N.W.2d at 422 -424 (holding that
flexible regulations were not unconstitutionally vague because they forecasted the general
criteria to be applied by the agency and because of the safeguards of a review p rocess);
Hard Times Cafe, 625 N.W.2d at 172 (holding that ordinance allowing license revocation
for “good cause” was not unconstitutionally vague where other portions of ordinance
provided guidance, “thereby mitigating any alleged vagueness”).
Petitioners argue that chapter 6132 is unconstitutionally vague because it fails to
define certain terms and defines others in a manner that accords too much discretion to the
commissioner. With respect to undefined terms, we observe that “due process
23
requirements are satisfied by specifying standards of conduct in terms that have acquired
meaning involving reasonably definite standards either according to the common law or by
long and general usage.” State v. Bussmann, 741 N.W.2d 79, 83 (Minn. 2007) (quotation
omitted). The record reflects that the DNR defined terms when they were used “in a way
that was unique,” but otherwise intended common meanings of terms. With respect to
commissioner discretion, as we note above, vagueness concerns are not implicated because
of the permitting process, which makes definite the requirements imposed for a particular
mine.
Petitioners’ true complaint appears to be that chapter 6132 does not impose more
specific and universal limitations on nonferrous mining. This complaint is more
appropriately directed to the legislature or the DNR. Our limited inquiry in this rules action
under Minn. Stat. § 14.44 is to determine whether chapter 6132 exceeds statutory authority
or violates constitutional provisions. Because we conclude that is does neither, we declare
the rules valid.
Rules declared valid; motion denied.